BTR CAPITAL MANAGEMENT INC

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BTR Capital Management is based out of San Francisco. BTR Capital Management is a large advisory firm with 344 clients and discretionary assets under management (AUM) of $912,748,919 (Form ADV from 2020-10-05). Their last reported 13F filing for Q1 2021 included $687,069,000 in managed 13F securities and a top 10 holdings concentration of 35.42%. BTR Capital Management's largest holding is Microsoft Corp. with shares held of 145,537. BTR Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 83 13F filings

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03/31/2021

13F Activity

  • Market Value $687.069 Million
  • Prior Market Value $639.939 Million
  • New Purchases3 stocks
  • Additional Purchases58 stocks
  • Sold out of2 stocks
  • Reduced holdings in51 stocks
  • Top 10 Holdings % 35.42 %
  • Turnover % [1]:2.96%
  • Turnover Alt % [2]: 1.62 %
  • Time Held Top20:16.45 quarters
  • Time Held Top10:12.20 quarters
  • Time Held All:22.54 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 9.84%
Performance Last 4 Quarters: 20.07%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

BTR CAPITAL MANAGEMENT INC
550 KEARNY STREET SUITE 510
SAN FRANCISCO CA    94108
Country: United States

Business Phone: 415-989-0100
Fax: 415-989-0123
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 31,832,700
Total Number of Clients: 344
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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Insider Transactions in the past year

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BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2020-10-05
Name Title Start Date Direct/Indirect % Ownership
YEATMAN, STEPHEN, PALMER RETIRED 06/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC RETIRED direct 1989-06-01
BTR CAPITAL MANAGEMENT INC SECRETARY direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 1989-06-01 2016-10-25
KATCHER, LEWIS, H (MI ONLY) CHAIRMAN OF THE BOARD 06/01/1989 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC BOARD OF DIRECTOR direct 1989-06-01
BTR CAPITAL MANAGEMENT INC PRESIDENT/TREASURER direct 1989-06-01 2007-02-22
BTR CAPITAL MANAGEMENT INC CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. direct 1989-06-01 2016-10-25
STRATTON, JOHN, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. direct 1993-02-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1993-02-01 2004-02-17
BTR CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 1993-02-01 2007-02-22
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-02-01 2013-02-25
FORMICOLA, ANNAMARIE, G (MI ONLY) SENIOR VICE PRESIDENT 10/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1989-10-01
BTR CAPITAL MANAGEMENT INC VICES PRESIDENT direct 1989-10-01 2001-09-07
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 1989-10-01 2005-09-09
BUTLER, JONATHAN, WILLIAM SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. 08/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
ORMENO, ELIZABETH, (NMN) VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2006-02-01
KEELING, MARK, ADDISON SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2009-07-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER direct 2009-07-01
WELCH, GREGORY, ARTHUR RETIRED 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL direct 2008-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL/MEMBER direct 2008-02-01
WELCH, ROBERT, CHRISTOPHER SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
MAPLES, ROBERT, CARL SENIOR VICE PRESIDENT/PORTFOLIO MGR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
JABLONSKI, THEODORE, STANLEY SENIOR VICE PRESIDENT/PORTFOLIO MGR 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2018-06-01
Fredenburg, Mark, Patrick SENIOR VICE PRESIDENT/PORTFOLIO MGT 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGT direct 2019-04-01
Stratton, John, Allen NON-EMPLOYEE 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC NON-EMPLOYEE direct 2020-01-01
Stratton, Trevor, Matthew NON-EMPLOYEE 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC NON-EMPLOYEE direct 2020-01-01

BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2020-06-09
Name Title Start Date Direct/Indirect % Ownership
YEATMAN, STEPHEN, PALMER RETIRED 06/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC RETIRED direct 1989-06-01
BTR CAPITAL MANAGEMENT INC SECRETARY direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 1989-06-01 2016-10-25
KATCHER, LEWIS, H (MI ONLY) CHAIRMAN OF THE BOARD 06/01/1989 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC BOARD OF DIRECTOR direct 1989-06-01
BTR CAPITAL MANAGEMENT INC PRESIDENT/TREASURER direct 1989-06-01 2007-02-22
BTR CAPITAL MANAGEMENT INC CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. direct 1989-06-01 2016-10-25
STRATTON, JOHN, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. direct 1993-02-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1993-02-01 2004-02-17
BTR CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 1993-02-01 2007-02-22
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-02-01 2013-02-25
FORMICOLA, ANNAMARIE, G (MI ONLY) SENIOR VICE PRESIDENT 10/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1989-10-01
BTR CAPITAL MANAGEMENT INC VICES PRESIDENT direct 1989-10-01 2001-09-07
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 1989-10-01 2005-09-09
BUTLER, JONATHAN, WILLIAM SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. 08/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
ORMENO, ELIZABETH, (NMN) VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2006-02-01
KEELING, MARK, ADDISON SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2009-07-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER direct 2009-07-01
WELCH, GREGORY, ARTHUR SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL direct 2008-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL/MEMBER direct 2008-02-01
WELCH, ROBERT, CHRISTOPHER SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
MAPLES, ROBERT, CARL SENIOR VICE PRESIDENT/PORTFOLIO MGR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
JABLONSKI, THEODORE, STANLEY SENIOR VICE PRESIDENT/PORTFOLIO MGR 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2018-06-01
Fredenburg, Mark, Patrick SENIOR VICE PRESIDENT/PORTFOLIO MGT 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGT direct 2019-04-01
Stratton, John, Allen NON-EMPLOYEE 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC NON-EMPLOYEE direct 2020-01-01
Stratton, Trevor, Matthew NON-EMPLOYEE 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC NON-EMPLOYEE direct 2020-01-01

BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2019-04-23
Name Title Start Date Direct/Indirect % Ownership
YEATMAN, STEPHEN, PALMER RETIRED 06/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC RETIRED direct 1989-06-01
BTR CAPITAL MANAGEMENT INC SECRETARY direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 1989-06-01 2016-10-25
KATCHER, LEWIS, H (MI ONLY) CHAIRMAN OF THE BOARD 06/01/1989 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC BOARD OF DIRECTOR direct 1989-06-01
BTR CAPITAL MANAGEMENT INC PRESIDENT/TREASURER direct 1989-06-01 2007-02-22
BTR CAPITAL MANAGEMENT INC CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. direct 1989-06-01 2016-10-25
STRATTON, JOHN, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. direct 1993-02-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1993-02-01 2004-02-17
BTR CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 1993-02-01 2007-02-22
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-02-01 2013-02-25
FORMICOLA, ANNAMARIE, G (MI ONLY) SENIOR VICE PRESIDENT 10/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1989-10-01
BTR CAPITAL MANAGEMENT INC VICES PRESIDENT direct 1989-10-01 2001-09-07
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 1989-10-01 2005-09-09
BUTLER, JONATHAN, WILLIAM SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. 08/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
ORMENO, ELIZABETH, (NMN) VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2006-02-01
KEELING, MARK, ADDISON SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2009-07-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER direct 2009-07-01
WELCH, GREGORY, ARTHUR SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL direct 2008-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL/MEMBER direct 2008-02-01
WELCH, ROBERT, CHRISTOPHER VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
MAPLES, ROBERT, CARL SENIOR VICE PRESIDENT/PORTFOLIO MGR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
JABLONSKI, THEODORE, STANLEY SENIOR VICE PRESIDENT/PORTFOLIO MGR 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2018-06-01
Fredenburg, Mark, Patrick SENIOR VICE PRESIDENT/PORTFOLIO MGT 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGT direct 2019-04-01

BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2019-03-11
Name Title Start Date Direct/Indirect % Ownership
YEATMAN, STEPHEN, PALMER RETIRED 06/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC RETIRED direct 1989-06-01
BTR CAPITAL MANAGEMENT INC SECRETARY direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 1989-06-01 2016-10-25
KATCHER, LEWIS, H (MI ONLY) CHAIRMAN OF THE BOARD 06/01/1989 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC BOARD OF DIRECTOR direct 1989-06-01
BTR CAPITAL MANAGEMENT INC PRESIDENT/TREASURER direct 1989-06-01 2007-02-22
BTR CAPITAL MANAGEMENT INC CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. direct 1989-06-01 2016-10-25
STRATTON, JOHN, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. direct 1993-02-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1993-02-01 2004-02-17
BTR CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 1993-02-01 2007-02-22
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-02-01 2013-02-25
FORMICOLA, ANNAMARIE, G (MI ONLY) SENIOR VICE PRESIDENT 10/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1989-10-01
BTR CAPITAL MANAGEMENT INC VICES PRESIDENT direct 1989-10-01 2001-09-07
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 1989-10-01 2005-09-09
BUTLER, JONATHAN, WILLIAM SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. 08/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
ORMENO, ELIZABETH, (NMN) VICE PRESIDENT/CHIEF INFORMATION SECURITY OFFICER 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2006-02-01
KEELING, MARK, ADDISON SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2009-07-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER direct 2009-07-01
WELCH, GREGORY, ARTHUR SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL direct 2008-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL/MEMBER direct 2008-02-01
WELCH, ROBERT, CHRISTOPHER VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
MAPLES, ROBERT, CARL SENIOR VICE PRESIDENT/PORTFOLIO MGR 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
JABLONSKI, THEODORE, STANLEY SENIOR VICE PRESIDENT/PORTFOLIO MGR 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2018-06-01

BTR CAPITAL MANAGEMENT INC

ownership team - last updated 2017-03-13
Name Title Start Date Direct/Indirect % Ownership
YEATMAN, STEPHEN, PALMER RETIRED 06/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC RETIRED direct 1989-06-01
BTR CAPITAL MANAGEMENT INC SECRETARY direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 1989-06-01 2016-10-25
KATCHER, LEWIS, H (MI ONLY) BOARD OF DIRECTOR 06/01/1989 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC BOARD OF DIRECTOR direct 1989-06-01
BTR CAPITAL MANAGEMENT INC PRESIDENT/TREASURER direct 1989-06-01 2007-02-22
BTR CAPITAL MANAGEMENT INC CHAIRMAN/CHIEF INVESTMENT OFFICER/TREASURER direct 1989-06-01 2013-02-25
BTR CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER/TREASURER/B.O.D. direct 1989-06-01 2016-10-25
STRATTON, JOHN, ALLEN PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. 02/01/1993 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER/B.O.D. direct 1993-02-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1993-02-01 2004-02-17
BTR CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 1993-02-01 2007-02-22
BTR CAPITAL MANAGEMENT INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-02-01 2013-02-25
FORMICOLA, ANNAMARIE, G (MI ONLY) SENIOR VICE PRESIDENT 10/01/1989 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 1989-10-01
BTR CAPITAL MANAGEMENT INC VICES PRESIDENT direct 1989-10-01 2001-09-07
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 1989-10-01 2005-09-09
BUTLER, JONATHAN, WILLIAM SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. 08/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR/SECRETARY/B.O.D. direct 2005-08-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2005-08-01
ORMENO, ELIZABETH, (NMN) VICE PRESIDENT 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT direct 2006-02-01
KEELING, MARK, ADDISON SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER 07/01/2009 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2009-07-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER direct 2009-07-01
LINDENMAYER, WARD, PAUL SENIOR VICE PRESIDENT/PORTFOLIO MGR 10/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2011-10-01
BTR CAPITAL MANAGEMENT INC PORTFOLIO MANAGER, SR. V.P. direct 2011-10-01
GARLAND INVESTMENT MANAGEMENT, INC. PRESIDENT & CHIEF COMPLIANCE OFFICER direct 2004-04-01
GARLAND BRUCE DOUGLAS PRESIDENT direct 2004-04-01
GARLAND BRUCE DOUGLAS CHIEF COMPLIANCE OFFICER direct 2004-10-01
WELCH, GREGORY, ARTHUR SENIOR VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL direct 2008-02-01
LS INVESTMENT ADVISORS, LLC PRINCIPAL/MEMBER direct 2008-02-01
WELCH, ROBERT, CHRISTOPHER VICE PRESIDENT/PORTFOLIO MGR 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC VICE PRESIDENT/PORTFOLIO MGR direct 2015-02-01
MAPLES, ROBERT, CARL SENIOR VICE PRESIDENT 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
JENKINS, JOHN, OLIVER SENIOR VICE PRESIDENT 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ORFORD CAPITAL MANAGEMENT PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1996-03-01
BTR CAPITAL MANAGEMENT INC SENIOR VICE PRESIDENT direct 2015-10-01
ORFORD CAPITAL MANAGEMENT PRESIDENT direct 1996-03-01 2005-02-08

WhaleScore history for BTR CAPITAL MANAGEMENT INC

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