C-J ADVISORY, INC

https://www.facebook.com/C-J-Advisory-462781570795175 SAN JOSE, CA Investment Advisor How do I update this listing?

C-J Advisory is based out of San Jose. C-J Advisory is a large advisory firm with 271 clients and discretionary assets under management (AUM) of $194,698,000 (Form ADV from 2019-07-01). Their last reported 13F filing for Q3 2019 included $159,086,000 in managed 13F securities and a top 10 holdings concentration of 73.78%. C-J Advisory's largest holding is FlexShares Mornigstar US Market with shares held of 299,735. Whalewisdom has at least 13 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $159.086 Million
  • Prior Market Value $155.151 Million
  • New Purchases6 stocks
  • Additional Purchases31 stocks
  • Sold out of7 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 73.78 %
  • Turnover % [1]:7.78%
  • Turnover Alt % [2]: 2.69 %
  • Time Held Top20:1.90 quarters
  • Time Held Top10:2.00 quarters
  • Time Held All:1.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -1.52%
Performance Last 4 Quarters: -0.21%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

C-J ADVISORY, INC.
2060 THE ALAMEDA
SAN JOSE CA    95126-1135
Country: United States

Business Phone: 408-345-2890
Fax: 408-345-2896
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 3
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 271
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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C-J ADVISORY, INC.

ownership team - last updated 2019-04-01
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
MALLORY, PAUL, M CHIEF COMPLIANCE OFFICER 04/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
AMERICA FIRST CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2018-09-01

C-J ADVISORY, INC.

ownership team - last updated 2019-01-15
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
RUMLER, CRAIG, DAVID CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2010-02-01
401 (K) GPS, INC. CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-08-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2012-12-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01

C-J ADVISORY, INC.

ownership team - last updated 2017-03-03
Name Title Start Date Direct/Indirect % Ownership
VANDYKE, KEVIN, MICHAEL OWNER 09/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. OWNER direct 2016-09-01
RUMLER, CRAIG, DAVID CHIEF COMPLIANCE OFFICER 09/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
C-J ADVISORY, INC. CHIEF COMPLIANCE OFFICER direct 2016-09-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2010-02-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER direct 2010-02-01
401 (K) GPS, INC. CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2011-08-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER direct 2012-12-01
401(K) GPS, LLC CHIEF COMPLIANCE OFFICER direct 2012-12-01
FORTUNATUS INVESTMENTS, LLC CHIEF COMPLIANCE OFFICER direct 2014-04-01

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