CADIAN CAPITAL MANAGEMENT, LP

HTTP://WWW.CADIANCAP.COM NEW YORK, NY Investment Advisor Hedge Fund How do I update this listing?

Also known as:

  • CADIAN CAPITAL MANAGEMENT LLC

Cadian Capital Management is based out of New York. Cadian Capital Management is a large advisory firm with 3 clients and discretionary assets under management (AUM) of $2,612,553,847 (Form ADV from 2018-03-21). Their last reported 13F filing for Q4 2018 included $2,147,461,000 in managed 13F securities and a top 10 holdings concentration of 62.55%. Cadian Capital Management's largest holding is Palo Alto Networks Inc with shares held of 1,005,037. Cadian Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 47 13F filings, 1 13D filings, and 177 13G filings

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12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $2.147 Billion
  • Prior Market Value $2.201 Billion
  • New Purchases6 stocks
  • Additional Purchases16 stocks
  • Sold out of4 stocks
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 62.55 %
  • Turnover % [1]:34.48%
  • Turnover Alt % [2]: 31.41 %
  • Time Held Top20:5.25 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:7.59 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 13.7%
Performance Last 4 Quarters: 10.78%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR/A (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CADIAN CAPITAL MANAGEMENT, LP
Classified as Hedge Fund
535 MADISON AVENUE 36TH FLOOR
NEW YORK NY    10022
Country: United States

Business Phone: 212-792-8800
Fax: 212-792-8875
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 21
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,CLIENTS REIMBURSE CERTAIN REGISTRANT EXPENSES
Amount of client funds and securities: 2,612,550,000
Total Number of Clients: 3
Amount of client funds and securities by related persons: 2,612,550,000
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

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CADIAN CAPITAL MANAGEMENT, LP

ownership team - last updated 2017-05-22
Name Title Start Date Direct/Indirect % Ownership
BANNASCH, ERIC OWEN LIMITED PARTNER 05/01/2007 Direct 75% or more
Fund Name Position direct/indirect start date end date
PERRY CORP MANAGING DIRECTOR direct 2006-01-01
CADIAN CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2014-01-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2017-01-01
KEAM, JENNIFER CHOI LIMITED PARTNER 05/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CADIAN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC LIMITED PARTNER direct 2007-05-01
BANNASCH FAMILY TRUST LIMITED PARTNER 01/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PIERCE STREET ADVISORS, LLC GENERAL PARTNER indirect 2004-08-01
ORBITEX MANAGEMENT INC PARENT direct 2000-05-01
TD CAPITAL PRIVATE EQUITY ADVISORS LTD. DIRECT OWNER direct 2009-11-01
BBRS PRIVATE WEALTH MANAGEMENT, LLC MEMBER direct 2009-11-01
ODEY ASSET MANAGEMENT LLP LIMITED LIABILITY COMPANY direct 2010-01-01
CALAMOS PARTNERS LLC SHAREHOLDER indirect 2004-10-01
CHURCHILL FINANCIAL LLC SHAREHOLDER indirect 2010-04-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2000-06-01
PHINEUS PARTNERS, L.P. SHAREHOLDER indirect 2004-10-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2010-04-01
PHARMAKON ADVISORS, LP OWNER direct 2010-04-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2010-05-01
ING LEXINGTON MANAGEMENT CORP SHAREHOLDER indirect 2000-09-01
RWC ASSET MANAGEMENT LLP SHAREHOLDER indirect 2010-06-01
MARKET SYSTEMS RESEARCH INC SHAREHOLDER indirect 2000-09-01
TWELVE CAPITAL (UK) LTD SHAREHOLDER indirect 2010-07-01
ING PILGRIM QUANTITATIVE MANAGEMENT, INC. SHAREHOLDER indirect 2000-09-01
C-QUADRAT KAPITALANLAGE AG CO direct 2000-09-01
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01
BOSTON ADVISORS INC OWNER direct 2001-01-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH STOCKHOLDER indirect 2010-08-01
PROTECTED INVESTORS OF AMERICA SHAREHOLDER direct 2001-01-01
MORGAN KEEGAN TRUST COMPANY, F.S.B. DIRECT OWNER / HOLDING COMPANY direct 2001-03-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2010-08-01
NWQ INVESTMENT MANAGEMENT CO INC 100% SHAREHOLDER OF NWQ INVESTMENT MANAGEMENT COMPANY INC. direct 2001-04-01
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER direct 2001-05-01
AIFAM, INC. SHAREHOLDER direct 2010-09-01
SARACEN PURE ENERGY PARTNERS, LP GENERAL PARTNER direct 2010-11-01
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 2004-12-01
POLEN CAPITAL MANAGEMENT, LLC HOLDING COMPANY indirect 2010-12-01
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 2004-12-01
DOLAN MCENIRY CAPITAL MANAGEMENT LLC HOLDING COMPANY indirect 2010-12-01
HYPERION GMAC CAPITAL ADVISORS, LLC OWNER indirect 2004-12-01
WAFRA CAPITAL PARTNERS INC. DIRECT OWNER direct 2011-01-01
HYPERION GMAC CAPITAL ADVISORS, LLC OWNER indirect 2004-12-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER direct 2011-03-01
NXT CAPITAL INVESTMENT ADVISERS, LLC SHAREHOLDER indirect 2011-07-01
NXT CAPITAL INVESTMENT ADVISERS, LLC MEMBER indirect 2011-07-01
PENN STREET INVESTMENT ADVISORS, INC. SHAREHOLDER direct 2005-03-01
KENMONT INVESTMENTS MANAGEMENT, L.P. LIMITED PARTNER direct 2005-03-01
TRINITY LEGACY PARTNERS, LLC GENERAL PARTNER indirect 2011-09-01
OPPENHEIMER CAPITAL LLC MEMBER direct 2005-04-01
TRINITY LEGACY PARTNERS, LLC GENERAL PARTNER indirect 2011-09-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1940-04-01
PEA CAPITAL LLC MEMBER direct 2005-04-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2011-12-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2011-12-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1973-08-01
PRIMA CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2011-12-01
KG REDDING, LLC OWNER indirect 2005-04-01
PRIMA CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2011-12-01
SKY HARBOR CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-12-01
BROOKFIELD PRIVATE EQUITY ADVISORS LLC OWNER indirect 2005-04-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1978-08-01
AMP CAPITAL BROOKFIELD (US) LLC OWNER indirect 2005-04-01
CEDAR RIDGE PARTNERS, LLC CLASS A MEMBER direct 2005-04-01
POLEN CAPITAL MANAGEMENT, LLC BANK HOLDING COMPANY indirect 1978-11-01
BROOKFIELD INVESTMENT MANAGEMENT INC. OWNER indirect 2005-04-01
DOLAN MCENIRY CAPITAL MANAGEMENT LLC BANK HOLDING COMPANY indirect 1978-11-01
ENHANCED CAPITAL PARTNERS, LLC GENERAL PARTNER indirect 2011-12-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 1980-09-01
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2005-05-01
KENMONT INVESTMENTS MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01
ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. STOCKHOLDER indirect 2005-06-01
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2005-06-01
TREE LINE CAPITAL PARTNERS, LLC GENERAL PARTNER indirect 2011-12-01
MVP PARTNERS 5, LLC OWNER indirect 2012-01-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2005-06-01
OPCAP ADVISORS LLC STOCKHOLDER indirect 2005-06-01
TITAN HOLDINGS GROUP, INC. SHAREHOLDER direct 2012-01-01
BROOKFIELD INVESTMENT MANAGEMENT INC. OWNER indirect 2012-01-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS APPLICANT direct 1984-07-01
PHOENIX CAPITAL REALTY ADVISORS, LLC MEMBER (PHOENIX CAPITAL REALTY ADVISORS, LLC) direct 2012-01-01
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2005-06-01
ERMITAGE ASSET MANAGEMENT JERSEY LIMITED SHAREHOLDER indirect 2012-04-01
EASTSPRING INVESTMENTS INCORPORATED SOLE SHAREHOLDER direct 2012-04-01
CITICORP TRUST BANK, FSB SHAREHOLDER indirect 2001-10-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 2012-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2012-06-01
PEA CAPITAL LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS CAPITAL LLC SOLE STOCKHOLDER indirect 2012-06-01
NFJ INVESTMENT GROUP LLC SOLE STOCKHOLDER indirect 2012-06-01
RCM CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
AEGON USA INVESTMENT MANAGEMENT INC OWNER OF AEGON U.S. HOLDING CORP. direct 1988-03-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
AEGON USA INVESTMENT MANAGEMENT INC ACTIVE indirect 1988-03-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2012-06-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 1989-12-01
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01
ALLIANZ CAPITAL PARTNERS OF AMERICA, INC. SOLE SHAREHOLDER indirect 2012-06-01
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC indirect 1990-01-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 2012-06-01
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS indirect 1990-01-01
PIMCO SOLAR ADVISER LLC SOLE STOCKHOLDER indirect 2012-06-01
VELA INVESTORS PTE LTD SHAREHOLDER direct 2012-08-01
PROTECTED INVESTORS OF AMERICA SHAREHOLDER direct 2012-11-01
WAFRA CAPITAL PARTNERS INC. 95.5% OWNER OF WAFRA INTERVEST CORPORATION indirect 1990-01-01
WAFRA CAPITAL PARTNERS INC. WHOLLY OWNS THE PUBLIC INSTITUTION FOR SOCIAL SECURITY indirect 1990-01-01
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01
POLEN CAPITAL MANAGEMENT, LLC HOLDING COMPANY indirect 2001-11-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1990-01-01
DOLAN MCENIRY CAPITAL MANAGEMENT LLC HOLDING COMPANY indirect 2001-11-01
GRANITE SPRINGS ASSET MANAGEMENT, LLC OWNER/ MEMBER direct 2012-12-01
ARCLIGHT CAPITAL PARTNERS, LLC WHOLLY OWNS PUBLIC INSTITUTION FOR SOCIAL SECURITY OF KUWAIT indirect 1990-01-01
LCN CAPITAL PARTNERS, L.P. LIMITED PARTNER OF LCN CAPITAL PARTNERS, L.P. direct 2013-01-01
LCN CAPITAL PARTNERS, L.P. LIMITED PARTNERS OF LCN CAPITAL MANAGEMENT, L.P. indirect 2013-01-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1990-04-01
LATIN AMERICA ALTERNATIVES MANAGEMENT (US), LLC SOLE MEMBER direct 2013-02-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 1990-04-01
CAMBERLINK LLC SHAREHOLDER indirect 2013-04-01
NEWGLOBE, L.P. GENERAL PARTNER direct 2013-05-01
CURSITOR EATON ASSET MANAGEMENT CO 100% S/H indirect 1990-07-01
ALLIANCE ASSET ALLOCATION LTD 100% SHAREHOLDER OF REGISTRANT direct 2002-03-01
WINDMILL HILL ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2013-05-01
ENERVEST INVESTMENT SERVICES, LLC SHAREHOLDER indirect 1990-12-01
PINNACLE WEALTH MANAGEMENT, INC. PARENT COMPANY direct 2005-09-01
GMG INVESTMENT ADVISORS LLC HOLDING COMPANY direct 2013-06-01
NEWMAN RAGAZZI PARTNERS LLP PARTNER direct 2005-09-01
CONEGLIANO VENTURES, LLC GENERAL PARTNER direct 2013-06-01
ENDEAVOR MANAGEMENT CO OWNER indirect 1991-02-01
FINANCIAL MANAGEMENT ADVISORS INC PARENT COMPANY indirect 2002-04-01
EMSO PARTNERS LIMITED SOLE SHAREHOLDER direct 2013-08-01
ENDEAVOR MANAGEMENT CO OWNER indirect 1991-02-01
NEWMAN RAGAZZI PARTNERS LLP PARTNER direct 2005-11-01
ENDEAVOR MANAGEMENT CO OWNER indirect 1991-02-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT INC OWNER indirect 2005-11-01
EMSO ASSET MANAGEMENT US LLC SOLE SHAREHOLDER indirect 2013-08-01
DSC ADVISORS, L.P. MEMBER indirect 2005-12-01
SPUNGINVESTMENTS, LLC MEMBER indirect 2005-12-01
IDEX MANAGEMENT, INC OWNER OF AEGON INTERNATIONAL NV indirect 1991-04-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 2013-10-01
CLEARY GULL ADVISORS INC. SHAREHOLDER OF A AND B SHARES indirect 1991-06-01
STRENTA INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2013-10-01
BROOKFIELD PRIVATE EQUITY ADVISORS LLC OWNER indirect 2005-12-01
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 1991-10-01
HYPERION BROOKFIELD ASSET MANAGEMENT, INC. OWNER indirect 2005-12-01
ICONIQ CAPITAL, LLC GENERAL PARTNER indirect 2013-12-01
BROADSTONE REAL ESTATE, LLC GENERAL PARTNER indirect 2013-12-01
BROOKFIELD REDDING LLC OWNER indirect 2005-12-01
BOLTON LP OWNER indirect 2013-12-01
REAL ESTATE CAPITAL PARTNERS LP SHAREHOLDER indirect 1992-01-01
AMP CAPITAL REDDING INVESTORS (US) LIMITED OWNER indirect 2005-12-01
BOLTON LP OWNER indirect 2013-12-01
BOLTON LP OWNER indirect 2013-12-01
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY, MANAGING MEMBER OF LLP direct 2005-12-01
BROADSTONE ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2013-12-01
ICONIQ DC MANAGEMENT, LLC GENERAL PARTNER indirect 2013-12-01
HOTTINGER CAPITAL CORP STOCKHOLDER direct 1993-01-01
CONNECTIVE PORTFOLIO MANAGEMENT, LLC SOLE STOCKHOLDER indirect 1993-01-01
NORTHSTAR CAPITAL INVESTMENT, CORP. MEMBER indirect 1993-03-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER direct 2006-01-01
KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. SHAREHOLDER direct 2014-03-01
DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (GLOBAL) LIMITED OWNER direct 2006-02-01
DOUGHERTY & COMPANY LLC OWNER indirect 2014-04-01
PROPHECY ASSET MANAGEMENT, INC GENERAL PARTNER OF PROPHECY ASSET MANAGEMENT, LP direct 2014-04-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SOLE STOCKHOLDER indirect 2002-10-01
DOUGHERTY WEALTH ADVISERS LLC MEMBER indirect 2014-04-01
POLEN CAPITAL MANAGEMENT, LLC HOLDING COMPANY indirect 2014-04-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 1994-05-01
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2002-10-01
DOLAN MCENIRY CAPITAL MANAGEMENT LLC PARENT indirect 2014-04-01
WESTLB MELLON ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01
TWELVE CAPITAL (UK) LTD SHAREHOLDER direct 2014-05-01
TWELVE CAPITAL (UK) LTD SHAREHOLDER indirect 2014-05-01
OAKTREE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER direct 2014-08-01
CRA MANAGEMENT PTE LTD SHAREHOLDER direct 2006-06-01
OAKTREE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2014-08-01
ARISTA WEALTH MANAGEMENT, LLC MEMBER indirect 2006-07-01
OAKTREE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2014-08-01
OAKTREE CAPITAL MANAGEMENT, L.P. MEMBER direct 2014-08-01
KOTAK MAHINDRA (UK) LIMITED SHAREHOLDER direct 2006-10-01
STREAMSONG ADVISORS, LLC OWNER direct 2014-08-01
BROOKFIELD INVESTMENT MANAGEMENT INC. OWNER indirect 2014-08-01
ATL ADVISOR LLC GENERAL PARTNER direct 2014-09-01
STEAMBOAT CAPITAL PARTNERS, LLC MEMBER direct 2014-09-01
KOTAK MAHINDRA (INTERNATIONAL) LIMITED SHAREHOLDER indirect 1995-12-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2006-12-01
OGAM, LP SHAREHOLDER indirect 2014-10-01
AMHERST CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2006-12-01
OGAM, LP SHAREHOLDER indirect 2014-10-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 1996-04-01
AMHERST ADVISORY & MANAGEMENT LLC GENERAL PARTNER indirect 2006-12-01
MAWER INVESTMENT MANAGEMENT LTD. SHAREHOLDER direct 2015-01-01
AERO ASSET MANAGEMENT, LLC. PARENT COMPANY direct 2007-03-01
MILLENNIUM CAPITAL ADVISORS LLC SHAREHOLDER direct 1996-06-01
DEIMOS ASSET MANAGEMENT LLC MEMBER direct 2015-02-01
RERC, LLC PARTNERS indirect 2015-03-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 2007-04-01
CEDRUS PARK MANAGEMENT LP LIMITED PARTNER OF ADVISER, MEMBER OF RELYING ADVISER direct 2015-04-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2007-04-01
AMERICAN BEACON ADVISORS, INC. GENERAL PARTNER indirect 2015-04-01
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01
SHAPIRO CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2015-04-01
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01
UNIO CAPITAL LLC LIMITED PARTNER indirect 2015-05-01
FIRST MARKET BANK, F.S.B. SHAREHOLDER direct 1997-11-01
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01
CONCENTRIC WEALTH ADVISORS LLC MANAGING MEMBER indirect 2015-06-01
POLEN CAPITAL MANAGEMENT, LLC HOLDING COMPANY indirect 2015-06-01
PA RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01
GENSPRING CHARLESTON, LLC SHAREHOLDER indirect 2007-05-01
DOLAN MCENIRY CAPITAL MANAGEMENT LLC HOLDING COMPANY indirect 2015-06-01
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01
ENVISO CAPITAL, LLC OWNER indirect 2015-07-01
UTC FUND SERVICES, INC. SHAREHOLDER direct 1997-12-01
STANLEY CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2015-07-01
OAKTREE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-05-01
STANLEY CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2015-08-01
FRIENDS IVORY & SIME PLC PARENT COMPANY direct 1998-02-01
OAKTREE CAPITAL MANAGEMENT, L.P. GENERAL PARTER indirect 2007-05-01
VICTORY PARK CAPITAL ADVISORS, LLC LIMITED PARTNER (OF VITALOGY CAPITAL PARTNERS MANAGEMENT LP) direct 2015-09-01
FRIENDS IVORY & SIME INC PARENT COMPANY indirect 1998-02-01
OAKTREE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-05-01
STANLEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2015-09-01
KOTAK MAHINDRA (INTERNATIONAL) LIMITED SHAAREHOLDER direct 1998-06-01
OAKTREE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2007-05-01
STANLEY CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2015-09-01
CONCENTRIC WEALTH ADVISORS LLC OWNER, MANAGING MEMBER direct 2015-10-01
APEXIUM FINANCIAL LP GENERAL PARTNER direct 2015-10-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. L.P. STOCKHOLDER indirect 1998-07-01
APEXIUM FINANCIAL LP MEMBER indirect 2015-10-01
ING LEXINGTON MANAGEMENT CORP SHAREHOLDER indirect 1998-09-01
APEXIUM FINANCIAL LP GENERAL PARTNER direct 2015-10-01
ING LEXINGTON MANAGEMENT CORP SHAREHOLDER indirect 1998-09-01
APEXIUM FINANCIAL LP MEMBER indirect 2015-10-01
MARKET SYSTEMS RESEARCH ADVISORS INC SHAREHOLDER indirect 1998-09-01
ALPHA VISION CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2015-10-01
MARKET SYSTEMS RESEARCH ADVISORS INC SHAREHOLDER indirect 1998-09-01
MARKET SYSTEMS RESEARCH INC SHAREHOLDER indirect 1998-09-01
CONSONANCE CAPITAL MASTER ACCOUNT LP GENERAL PARTNER direct 2007-07-01
ING MUTUAL FUNDS MANAGEMENT CO. LLC SHAREHOLDER indirect 1998-09-01
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01
ING MUTUAL FUNDS MANAGEMENT CO. LLC SHAREHOLDER indirect 1998-09-01
HATTERAS FUNDS, LP GENERAL PARTNER direct 2016-01-01
ING MUTUAL FUNDS MANAGEMENT CO. LLC SHAREHOLDER indirect 1998-09-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 2003-01-01
IFG ADVISORY SERVICES INC SOLE SHAREHOLDER indirect 1998-11-01
STEWARD PARTNERS INVESTMENT ADVISORY, LLC MEMBER direct 2016-01-01
IFG ADVISORY SERVICES INC SOLE SHAREHOLDER indirect 1998-11-01
EDEN CAPITAL MANAGEMENT PARTNERS, L.P. GENERAL PARTNER direct 2003-02-01
STRATEGIC ASSET MANAGEMENT LTD. OWNER direct 2016-02-01
IFG ADVISORY SERVICES INC SOLE SHAREHOLDER indirect 1998-11-01
ATHENA RISK ADVISORS LLC OWNER direct 2003-03-01
STRATEGIC ASSET MANAGEMENT LTD. OWNER indirect 2016-02-01
OAKTREE CAPITAL MANAGEMENT, L.P. SHAREHOLDER direct 2007-10-01
COLONIAL ADVISORY SERVICES INC PARENT OF APPLICANT direct 1998-12-01
DSC ADVISORS, L.P. SOLE MEMBER OF ARBI LLC indirect 2016-03-01
BLUEPOINT INVESTMENT ADVISORY LLC MEMBER direct 2007-11-01
VILLANOVA SA CAPITAL TRUST SOLE TRUSTEE direct 1999-02-01
VILLANOVA MUTUAL FUND CAPITAL TRUST SOLE TRUSTEE direct 1999-02-01
ALBERT BRIDGE CAPITAL LLP INVESTOR MEMBER direct 2016-03-01
INLIGN WEALTH MANAGEMENT, LLC SHAREHOLDERS indirect 2007-12-01
ENTRUST PARTNERS OFFSHORE LP OWNER indirect 2016-05-01
EPLANNING ADVISORS INC PARENT COMPANY direct 1999-03-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2007-12-01
ENTRUST PARTNERS OFFSHORE LP IOWNER indirect 2016-05-01
RWC ASSET MANAGEMENT LLP MANAGING MEMBER direct 2007-12-01
ENTRUST PARTNERS LLC OWNER indirect 2016-05-01
TRANSAMERICA OCCIDENTAL LIFE INSURANCE CO. ACTIVE indirect 1999-07-01
ENTRUST PARTNERS LLC OWNER indirect 2016-05-01
CONEXUS CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2016-06-01
TXRE ADVISERS, LLC SHAREHOLDER indirect 2016-06-01
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD SHAREHOLDER direct 2008-03-01
ALPHA QUANT ADVISORS, LLC GENERAL PARTNER indirect 2016-10-01
KPC TERRAPIN GROUP LLC MEMBER direct 2016-11-01
INCOME RESEARCH & MANAGEMENT MEMBER indirect 2016-12-01
MAWER INVESTMENT MANAGEMENT LTD. SHAREHOLDER direct 2016-12-01
LIGHTBAY MANAGEMENT LLC GENERAL PARTNER OF LIGHTBAY INVESTMENT PARTNERS GP LP (RELYING ADVISER) direct 2016-12-01
AVENUE CREDIT MANAGEMENT, L.P. GENERAL PARTNER OF AVENUE CREDIT MANAGEMENT, L.P. direct 2017-01-01
CROSS KEYS SECURITIES LIMITED PARTNERSHIP GENERAL PARTNER direct 1999-11-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2017-01-01
ARCLIGHT CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2017-01-01
LAUREATE WEALTH MANAGEMENT LLC GENERAL PARTNER indirect 2008-06-01
CADIAN CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2017-01-01
ONEASCENT FINANCIAL SOLUTIONS LLC MANAGING MEMBER direct 2017-02-01
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2003-06-01
MONCRIEF WILLINGHAM ENERGY ADVISERS, L.P. LIMITED PARTNER direct 2008-07-01
THE PALISADES GROUP, LLC OWNER direct 2017-03-01
MAWER INVESTMENT MANAGEMENT LTD. SHAREHOLDER direct 2003-06-01
MONCRIEF WILLINGHAM ENERGY ADVISERS, L.P. MEMBER indirect 2008-07-01
TALSON CAPITAL MANAGEMENT L.P. LIMITED PARTNER OF TAYLOR INVESTMENT ADVISORS LP direct 2017-03-01
CRUX RESOURCE MANAGEMENT, LLC MANAGING MEMBER, CRUX RESOURCE MANAGEMENT, LLC direct 2017-03-01
TAYLOR INVESTMENT ADVISORS LP LIMITED PARTNER direct 2017-03-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 2003-07-01
OGAM, LP PARTNER direct 2017-04-01
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER, COMMON VOTING indirect 2003-07-01
HIGHSIDE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 2003-07-01
CW WEALTH STRATEGIES MEMBER direct 2017-06-01
HOURGLASS CAPITAL, LLC MEMBER indirect 2008-09-01
SHOREVIEW INDUSTRIES II, LLC OWNER indirect 2000-04-01
COTTON CREEK CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2000-04-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 2003-07-01
MERION INVESTMENT MANAGEMENT LP GENERAL PARTNER indirect 2008-10-01
WEST GATE HORIZONS ADVISORS, LLC SHAREHOLDER indirect 2003-07-01
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2008-12-01
SANDS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-12-01
SANDS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-12-01
SANDS CAPITAL VENTURES, LLC MEMBER indirect 2008-12-01
SANDS CAPITAL VENTURES, LLC MEMBER indirect 2008-12-01
NXT CAPITAL INVESTMENT ADVISERS, LLC GENERAL PARTNER indirect 2008-12-01
PRIMA CAPITAL ADVISORS LLC GENERAL PARTNER indirect 2008-12-01
HIGHSIDE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER (HIGHSIDE PERFORMANCE L.P.) ("RELYING ADVISER") direct 2008-12-01
MACKENZIE INVESTMENTS CORPORATION SHAREHOLDER indirect 2008-12-01
MCF-ALADDIN CAPITAL MANAGEMENT LLC MEMBER indirect 2003-12-01
SANDS CAPITAL VENTURES, LLC MEMBER indirect 2008-12-01
SANDS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-12-01
CLAYVARD FUND MANAGEMENT USA, INC. SHAREHOLDER direct 2004-01-01
HIGHSIDE CAPITAL MANAGEMENT, L.P. LIMITED PARTNER (HOLGP, L.P.) ("RELYING ADVISER") direct 2009-02-01
INCOME RESEARCH & MANAGEMENT MEMBER indirect 2004-01-01
CHAMBERS ENERGY MANAGEMENT, LP GENERAL PARTNER indirect 2009-03-01
GRANITE POINT CAPITAL MANAGEMENT, L.P. GENERAL PARTNER direct 2004-01-01
PRAEDIUM INVESTMENT ADVISERS LLC SHAREHOLDER indirect 2004-02-01
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2009-04-01
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2004-02-01
SSR CAPITAL PARTNERS, LP RECEIVER indirect 2009-05-01
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2004-05-01
OAKTREE CAPITAL MANAGEMENT, L.P. MANAGING MEMBER indirect 2009-06-01
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2004-05-01
PROTECTED INVESTORS OF AMERICA SHAREHOLDER direct 2009-06-01
BELVERON REAL ESTATE PARTNERS, LLC OWNER direct 2004-05-01
HG AMALGAM LLP MEMBER direct 2009-10-01
PIERCE STREET ADVISORS, LLC GENERAL PARTNER indirect 2004-07-01
RITCHIE CAPITAL MANAGEMENT, LTD. MEMBER direct 2004-08-01
RITCHIE CAPITAL MANAGEMENT, LTD. SHAREHOLDER indirect 2004-08-01
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE MEMBER indirect 2000-05-01 2000-11-03
WAFRA INVESTMENT ADVISORY GROUP, INC. 95.5% OWNER OF WIC direct 1990-01-01 2001-01-31
WAFRA INVESTMENT ADVISORY GROUP, INC. WHOLLY OWNS PIFSS direct 1990-01-01 2001-01-31
CROSS KEYS ASSET MANAGEMENT INC SHAREHOLDER OF NFP direct 1999-11-01 2001-01-31
CROSS KEYS ASSET MANAGEMENT INC LIMITED PARTNER OF APOLLO FUND direct 1999-11-01 2001-01-31
OPCAP ADVISORS MEMBER indirect 2000-05-01 2001-01-31
OPPENHEIMER CAPITAL MEMBER indirect 2000-05-01 2001-01-31
OPPENHEIMER CAPITAL SOLE MEMBER indirect 2000-05-01 2001-01-31
OPPENHEIMER CAPITAL SOLE MEMBER indirect 2000-05-01 2001-01-31
OPPENHEIMER CAPITAL SOLE SHAREHOLDER indirect 2000-05-01 2001-01-31
IDEX MANAGEMENT, INC OWNER OF AEGON indirect 1991-04-01 2001-02-01
PIMCO ADVISORS LP MEMBER indirect 2000-05-01 2001-02-01
PIMCO ADVISORS LP SOLE MEMBER indirect 2000-05-01 2001-02-01
PIMCO ADVISORS LP SOLE MEMBER indirect 2000-05-01 2001-02-01
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** GENERAL AND LIMITED PARTNER direct 1996-05-01 2001-02-06
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** SHAREHOLDER OF ROBECO indirect 1996-05-01 2001-02-06
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** SHAREHOLDER OF US indirect 1997-02-01 2001-02-06
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** SHAREHOLDER OF RAM indirect 1997-02-01 2001-02-06
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** SHAREHOLDER IN RAM indirect 1997-02-01 2001-02-06
CROSS KEYS SECURITIES LIMITED PARTNERSHIP SHAREHOLDER indirect 1999-11-01 2001-02-26
CROSS KEYS SECURITIES LIMITED PARTNERSHIP PARTNER indirect 1999-11-01 2001-02-26
PARAMETRIC PORTFOLIO ASSOCIATES MEMBER indirect 2000-05-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES STOCKHOLDER indirect 2000-05-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES MEMBER indirect 2000-05-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES SHAREHOLDER indirect 2000-05-01 2001-02-27
NFJ INVESTMENT GROUP MEMBER indirect 2000-05-01 2001-02-27
NFJ INVESTMENT GROUP GENERAL PARTNER indirect 2000-05-01 2001-02-27
NFJ INVESTMENT GROUP SOLE STOCKHOLDER indirect 2000-05-01 2001-02-27
PACIFIC INVESTMENT MANAGEMENT CO LLC MEMBER indirect 2000-05-01 2001-02-28
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE MEMBER indirect 2000-05-01 2001-02-28
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2001-02-28
CADENCE CAPITAL MANAGEMENT MEMBER indirect 2000-05-01 2001-02-28
CADENCE CAPITAL MANAGEMENT SOLE MEMBER indirect 2000-05-01 2001-02-28
CADENCE CAPITAL MANAGEMENT MEMBER indirect 2000-05-01 2001-02-28
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2000-05-01 2001-02-28
CROSS KEYS ASSET MANAGEMENT INC SHAREHOLDER indirect 1999-11-01 2001-03-05
CROSS KEYS ASSET MANAGEMENT INC PARTNER indirect 1999-11-01 2001-03-05
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP NON-MANAGING MEMBER OF PROGRESS HIGHCREST VENTURES, LLC indirect 2000-05-01 2001-03-13
PIMCO/ALLIANZ INTERNATIONAL ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
PIMCO SPECIALTY MARKETS LLC MEMBER direct 2000-07-01 2001-03-30
KAHN BROTHERS & CO. INC. STOCKHOLDERS direct 1995-10-01 2001-03-30
VALUE ADVISORS LLC MEMBER indirect 2000-05-01 2001-03-30
HFR EUROPE, LTD. CONTROLLING MEMBER direct 2001-04-01 2001-05-11
ALLIANCE ASSET ALLOCATION LTD 100% SHAREHOLDER OF REGISTRANT direct 1990-07-01 2001-05-22
OPCAP ADVISORS GENERAL PARTNER AND SOLE MEMBER indirect 2001-07-01 2001-07-12
OPCAP ADVISORS SOLE MEMBER indirect 2000-05-01 2001-07-12
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 1988-01-01 2001-07-16
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 1988-01-01 2001-07-16
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER direct 1991-10-01 2001-07-16
SPECTRUM ASSET MANAGEMENT, INC. OWNER direct 2001-08-01 2001-09-12
AMERICAN GENERAL SECURITIES, INCORPORATED VICE PRESIDENT/CCO/SROP/CROP direct 2000-03-01 2001-09-21
MARKET SYSTEMS RESEARCH ADVISORS INC SHAREHOLDER indirect 2000-09-01 2001-10-02
CYPRESSTREE INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 2001-08-01 2001-10-15
NFJ INVESTMENT GROUP GENERAL PARTNER indirect 2000-05-01 2001-10-19
CADENCE CAPITAL MANAGEMENT GENERAL PARTNER indirect 2000-05-01 2001-11-21
STEIN ROE & FARNHAM INC DIRECT AND SOLE SHAREHOLDER OF STEIN ROE & FARNHAM INCORPORATED direct 2001-01-01 2001-12-10
COLONIAL MANAGEMENT ASSSOCIATES INC PARENT OF LIBERTY FUNDS GROUP LLC indirect 2001-11-01 2001-12-10
STEIN ROE & FARNHAM INC SOLE MEMBER OF LIBERTY FUNDS GROUP LLC indirect 2001-11-01 2001-12-10
COLONIAL ADVISORY SERVICES INC SOLE MEMBER OF LIBERTY FUNDS GROUP LLC indirect 2001-11-01 2001-12-10
COLONIAL MANAGEMENT ASSSOCIATES INC PARENT OF APPLICANT direct 1998-12-01 2001-12-10
FULTON BREAKEFIELD BROENNIMAN,LLC INDIRECT OWNER indirect 2001-03-01 2001-12-14
LIBERTY ADVISORY SERVICES CORP SOLE SHAREHOLDER OF LIBERTY ADVISORY SERVICES CORP. direct 2001-11-01 2001-12-18
LIBERTY ADVISORY SERVICES CORP SOLE MEMBER OF LIBERTY FUNDS GROUP LLC indirect 2001-11-01 2001-12-18
NEWPORT PACIFIC MANAGEMENT INC SOLE SHAREHOLDER OF LIBERTY NEWPORT HOLDINGS, LIMITED indirect 2001-11-01 2001-12-18
NEWPORT FUND MANAGEMENT INC MINORITY SHAREH0LDER OF NEWPORT FUND MANAGEMENT, INC. direct 2001-11-01 2001-12-18
NEWPORT FUND MANAGEMENT INC SOLE SHAREHOLDER OF LIBERTY NEWPORT HOLDINGS, LIMITED indirect 2001-11-01 2001-12-18
CRABBE HUSON GROUP INC SOLE SHAREHOLDER/MEMBER OF LIBERTY FUNDS GROUP LLC direct 2001-11-01 2001-12-18
LIBERTY WANGER ASSET MANAGEMENT, L.P. SOLE SHAREHOLDER OF WAM ACQUISITION GP, INC., THE GENERAL PARTNER OF LIBERTY WANGER ASSET MANAGEMENT, L.P. direct 2001-11-01 2001-12-19
LIBERTY WANGER ASSET MANAGEMENT, L.P. SOLE SHAREHOLDER OF FLEET/LIBERTY HOLDINGS, INC. indirect 2001-11-01 2001-12-19
LIBERTY WANGER ASSET MANAGEMENT, L.P. SOLE SHAREHOLDER OF WAM ACQUISITION G.P., INC., THE GENERAL PARTNER OF LIBERTY WANGER ASSET MANAGEMENT L.P. indirect 2001-11-01 2001-12-19
LIBERTY ASSET MANAGEMENT COMPANY SOLE SHAREHOLDER OF LIBERTY ASSET MANAGEMENT COMPANY direct 2001-11-01 2001-12-20
LEGACY ADVISORS, LLC LLC direct 2001-12-01 2002-01-08
PROGRESS INVESTMENT MANAGEMENT COMPANY SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY direct 2001-11-01 2002-01-10
BALENTINE & COMPANY LLC HOLDING COMPANY direct 2002-01-01 2002-01-10
BALENTINE & COMPANY OF TENNESSEE, LLC HOLDING COMPANY direct 2001-01-01 2002-01-11
USICG ADVISORS INC SHAREHOLDER indirect 1996-08-01 2002-01-14
PIMCO PRIVATE CLIENT SERVICES LLC SOLE STOCKHOLDER indirect 2000-05-01 2002-01-30
ALLIANZ HEDGE FUND STOCKHOLDER indirect 2000-05-01 2002-01-30
OPCAP ADVISORS STOCKHOLDER indirect 2001-06-01 2002-01-30
PIMCO ADVISORS LP STOCKHOLDER indirect 2001-07-01 2002-01-30
PIMCO ADVISORY SERVICES LLC STOCKHOLDER indirect 2001-07-01 2002-01-30
PIMCO PRIVATE CLIENT SERVICES LLC SHAREHOLDER indirect 2001-07-01 2002-01-30
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2001-07-01 2002-01-30
PACIFIC INVESTMENT MANAGEMENT CO LLC STOCKHOLDER indirect 2001-07-01 2002-01-30
ALLIANZ HEDGE FUND STOCKHOLDER indirect 2001-07-01 2002-01-30
VALUE ADVISORS LLC STOCKHOLDER indirect 2001-07-01 2002-01-30
OPPENHEIMER CAPITAL STOCKHOLDER indirect 2001-07-01 2002-01-30
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP STOCKHOLDER indirect 2001-07-01 2002-01-30
OPCAP ADVISORS SOLE MEMBER indirect 2001-07-01 2002-01-30
PIMCO/ALLIANZ INTERNATIONAL ADVISORS LLC STOCKHOLDER indirect 2001-07-01 2002-01-30
OPCAP ADVISORS SOLE SHAREHOLDER indirect 2000-05-01 2002-01-30
NFJ INVESTMENT GROUP STOCKHOLDER indirect 2001-07-01 2002-01-31
CADENCE CAPITAL MANAGEMENT STOCKHOLDER indirect 2001-07-01 2002-01-31
NFJ INVESTMENT GROUP STOCKHOLDER indirect 2000-05-01 2002-01-31
CADENCE CAPITAL MANAGEMENT STOCKHOLDER indirect 2000-05-01 2002-01-31
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 1976-06-01 2002-02-07
PIMCO SPECIALTY MARKETS LLC STOCKHOLDER indirect 2001-07-01 2002-02-07
LEND LEASE HYPERION CAPITAL ADVISORS LLC SHAREHOLDER OF LLI - 100% indirect 1997-12-01 2002-02-14
SENECA CAPITAL MANAGEMENT LLC INDIRECT OWNER indirect 2001-06-01 2002-03-05
SENECA CAPITAL MANAGEMENT LLC INDIRECT OWNER indirect 2001-06-01 2002-03-05
O'SULLIVAN HICKS PATTON FINANCIAL ADVISORS, LLC OWNER direct 2000-07-01 2002-03-13
AEGON USA INVESTMENT MANAGEMENT, LLC SH indirect 1978-11-01 2002-03-26
CITISTREET ADVISORS LLC SOLE MEMBER indirect 2000-03-01 2002-03-27
PIMCO EQUITY ADVISORS LLC STOCKHOLDER indirect 2000-05-01 2002-03-28
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
OPPENHEIMER CAPITAL SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
FOUNTAIN CAPITAL MANAGEMENT LLC 100% OWNER indirect 2000-09-01 2002-03-28
PIMCO EQUITY ADVISORS LLC MEMBER direct 2001-07-01 2002-03-28
OPCAP ADVISORS LLC SOLE MEMBER indirect 2001-07-01 2002-03-28
FOUNTAIN CAPITAL MANAGEMENT LLC 100% OWNER indirect 1999-07-01 2002-03-28
OPCAP ADVISORS SOLE MEMBER indirect 2000-05-01 2002-03-28
PIMCO ADVISORS LP SOLE SHAREHOLDER indirect 2000-05-01 2002-03-28
JEFFERSON PILOT INVESTMENT ADVISORY CORP PARENT CORP. direct 1989-04-01 2002-04-05
SIGNAL CAPITAL MANAGEMENT,INC. AMERICAN NATIONAL TRUST & INVESTMENT COMPANY indirect 2002-03-01 2002-05-23
INLIGN WEALTH MANAGEMENT, LLC. OWNER indirect 2002-06-01 2002-06-28
HOTTINGER CAPITAL CORP 50% STOCKHOLDER OF ADVISOR direct 1993-01-01 2002-07-11
GOODMAN FINANCIAL ADVISORS, LLC CURRENT indirect 2001-07-01 2002-08-13
ROTHSCHILD ASSET MANAGEMENT INC STOCKHOLDER OF PARENT OF APPLICANT direct 1987-12-01 2002-08-30
BT FUNDS MANAGEMENT (INTERNATIONAL) LIMITED PARENT COMPANY OF REGISTRANT direct 1993-08-01 2002-09-23
BT FUNDS MANAGEMENT (INTERNATIONAL) LIMITED 100% HOLDING COMPANY indirect 1993-08-01 2002-09-23
BT FUNDS MANAGEMENT (INTERNATIONAL) LIMITED 100% HOLDING COMPANY indirect 1993-08-01 2002-09-23
BT FUNDS MANAGEMENT (INTERNATIONAL) LIMITED 100% HOLDING COMPANY indirect 1999-08-01 2002-09-23
BT FUNDS MANAGEMENT (INTERNATIONAL) LIMITED 100% HOLDING COMPANY indirect 1999-08-01 2002-09-23
NICHOLAS APPLEGATE CAPITAL MANAGEMENT A CA LP MEMBER indirect 2002-01-01 2002-11-01
ALLIANZ HEDGE FUND LIMITED PARTNER indirect 2001-10-01 2002-11-06
LEND LEASE HYPERION CAPITAL ADVISORS LLC SHAREHOLDER OF LLIPL - 100% OWNER indirect 1997-06-01 2002-11-07
LEND LEASE HYPERION CAPITAL ADVISORS LLC SHAREHOLDER OF LLI - 100% OWNER indirect 1997-12-01 2002-11-07
ING BARINGS CORP. SOLE SHAREHOLDER indirect 1995-11-01 2002-11-15
ING BARINGS CORP. SOLE SHAREHOLDER indirect 1999-11-01 2002-11-15
PIMCO/ALLIANZ INTERNATIONAL ADVISORS LLC STOCKHOLDER indirect 2000-05-01 2002-11-27
PIMCO ADVISORY SERVICES LLC STOCKHOLDER indirect 2000-05-01 2002-11-27
NANTUCKET CAPITAL MANAGEMENT LLC SOLE MEMBER direct 2003-01-01 2003-01-21
NANTUCKET CAPITAL MANAGEMENT LLC GP-NANTUCKET VALENTI LP direct 2003-01-01 2003-01-21
NANTUCKET CAPITAL MANAGEMENT LLC CL A LP NANTUCKET VALENTI LP direct 2003-01-01 2003-01-21
NANTUCKET CAPITAL MANAGEMENT LLC CL B LIMITED PARTNER indirect 2003-01-01 2003-01-21
STRUCTURED PORTFOLIO MANAGEMENT LLC 100% OWNER OF IBJ WHITEHALL BANK & TRUST COMPANY indirect 1999-07-01 2003-02-19
STRUCTURED PORTFOLIO MANAGEMENT LLC 100% OWNER OF INDUSTRIAL BANK OF JAPAN, LTD. indirect 1999-07-01 2003-02-19
HESTER CAPITAL MANAGEMENT LLC OWNER indirect 2001-03-01 2003-03-12
TORTOISE CAPITAL ADVISORS, L.L.C. 100% OWNER indirect 2000-09-01 2003-03-18
TORTOISE CAPITAL ADVISORS, L.L.C. 100% OWNER indirect 1999-07-01 2003-03-18
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 2000-05-01 2003-03-28
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 2000-05-01 2003-03-28
PHILIPPE INVESTMENT MANAGEMENT, INC SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY indirect 2001-11-01 2003-03-31
PIM GESTION FRANCE, SA SOLE SHAREHOLDER OF PROGRESS INVESTMENT MANAGEMENT COMPANY indirect 2001-11-01 2003-03-31
TORTOISE CAPITAL ADVISORS, L.L.C. MEMBER indirect 2002-04-01 2003-03-31
TORTOISE CAPITAL ADVISORS, L.L.C. 100% OWNER indirect 2002-04-01 2003-03-31
TORTOISE CAPITAL ADVISORS, L.L.C. 100% OWNER indirect 2002-04-01 2003-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC 100% OWNER indirect 2002-04-01 2003-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC MEMBER indirect 2002-04-01 2003-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC 100% OWNER indirect 2002-04-01 2003-03-31
FOUNTAIN CAPITAL MANAGEMENT LLC 100% OWNER indirect 2002-04-01 2003-03-31
HOTTINGER CAPITAL CORP 50% STOCKHOLDER OF ADVISER direct 1993-01-01 2003-03-31
PRINCIPAL CAPITAL GLOBAL INVESTORS LIMITED PARENT COMPANY OF REGISTRANT direct 2002-11-01 2003-03-31
HFR EUROPE, LTD. MEMBER direct 2001-05-01 2003-04-10
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 1993-12-01 2003-05-21
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP SOLE SHAREHOLDER OF PUTNAM LOVELL NBF GROUP, INC indirect 2002-06-01 2003-05-28
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP SOLE SHAREHOLDER OF NATIONAL BANK FINANCIAL, INC. indirect 1999-09-01 2003-05-28
LYNX INVESTMENT ADVISORY,LLC OWNER OF LEPERCQ INC. indirect 1989-09-01 2003-08-14
GREYBULL PARTNERS LLC MEMBER direct 2003-08-01 2003-09-10
MYFINANCIALADVICE, INC. SHAREHOLDER direct 2003-09-01 2003-10-28
AEGON USA INVESTMENT MANAGEMENT, LLC OWNER indirect 1986-07-01 2003-11-04
NEW ENGLAND SECURITIES CORPORATION SOLE STOCK HOLDER indirect 1996-08-01 2003-11-07
BROADMARK ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF PUTNM LOVELL NBF GROUP, INC. indirect 2002-06-01 2003-11-20
BROADMARK ASSET MANAGEMENT LLC SOLE SHAREHOLDER OF NATIONAL BANK FINANCIAL. INC. indirect 1999-09-01 2003-11-20
STEINBERG PRIEST & SLOANE CAPITAL MANAGEMENT, LLC SOLE SHAREHOLDER OF PUTNAM LOVELL GROUP, INC. indirect 2002-06-01 2003-11-28
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2003-12-05
HOTTINGER CAPITAL CORP STOCKHOLDER OF ADVISER direct 1993-01-01 2003-12-12
INCOME RESEARCH & MANAGEMENT INC SHAREHOLDER direct 2000-12-01 2004-01-21
INCOME RESEARCH & MANAGEMENT INC SHAREHOLDER direct 2001-06-01 2004-01-21
SPM, III L.L.C. SHAREHOLDER indirect 2003-06-01 2004-02-11
AZIMUTH ALTERNATIVE ASSET MANAGEMENT, LIMITED LIABILITY LIMITED SHAREHOLDER indirect 1999-05-01 2004-02-17
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER direct 2004-03-01 2004-03-15
KIT COLE INVESTMENT ADVISORY SERVICES TRUST direct 2002-12-01 2004-03-19
STRUCTURED PORTFOLIO MANAGEMENT LLC SHAREHOLDER indirect 2003-06-01 2004-03-29
SPM JR., L.L.C. SHAREHOLDER indirect 2003-06-01 2004-03-29
CALAMOS ASSET MANAGEMENT INC SHAREHOLDER indirect 2001-12-01 2004-04-06
HFR EUROPE, LTD. OWNER direct 2001-05-01 2004-04-29
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 1993-12-01 2004-05-06
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 2003-07-01 2004-05-06
MCF-ALADDIN CAPITAL MANAGEMENT LLC 100% DIRECT OWNER direct 2004-06-01 2004-06-18
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-29
ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. STOCKHOLDER indirect 2003-01-01 2004-06-29
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
PIMCO SPECIALTY MARKETS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ PRIVATE CLIENT SERVICES LLC STOCKHOLDER indirect 2003-01-01 2004-06-30
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2003-01-01 2004-06-30
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. 0WNER indirect 2004-06-01 2004-06-30
INDEPENDENT PORTFOLIO CONSULTANTS, INC. HOLDING COMPANY indirect 2004-07-01 2004-07-30
TRUSTMARK FINANCIAL SERVICES,INC. PARENT CORPORATION direct 1991-12-01 2004-08-04
TRUSTMARK FINANCIAL SERVICES,INC. SHAREHOLDER indirect 1991-12-01 2004-08-04
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-04
SPM, III L.L.C. LIMITED PARTNER indirect 2003-06-01 2004-08-25
SPM, III L.L.C. SOLE SHAREHOLDER indirect 2003-06-01 2004-08-25
STRUCTURED PORTFOLIO MANAGEMENT LLC LIMITED PARTNER indirect 2003-06-01 2004-08-25
STRUCTURED PORTFOLIO MANAGEMENT LLC SOLE SHAREHOLDER indirect 2003-06-01 2004-08-25
SPM JR., L.L.C. LIMITED PARTNER indirect 2003-06-01 2004-08-25
SPM JR., L.L.C. SOLE SHAREHOLDER indirect 2003-06-01 2004-08-25
STRUCTURED PORTFOLIO MANAGEMENT, L.L.C SHAREHOLDER indirect 2003-06-01 2004-08-25
SPM III, L.L.C. SHAREHOLDER indirect 2003-06-01 2004-08-25
SPM JR., L.L.C. SHAREHOLDER indirect 2003-06-01 2004-08-25
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
PIMCO ADVISORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-08-30
SIGNAL CAPITAL MANAGEMENT,INC. PARENT COMPANY direct 2002-03-01 2004-09-07
JAMISON PRINCE ASSET MANAGEMENT, INCORPORATED INVESTOR direct 2004-09-01 2004-09-24
OPCAP ADVISORS LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-09-28
PIMCO ADVISORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2004-10-23
PIMCO ADVISORS RETAIL HOLDINGS LLC STOCKHOLDER indirect 2003-01-01 2004-10-25
AEGON USA INVESTMENT MANAGEMENT, LLC OWNER indirect 1996-06-01 2004-11-17
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 2000-09-01 2005-01-14
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 2001-07-01 2005-01-14
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 1995-12-01 2005-01-14
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 1995-12-01 2005-01-14
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 1998-12-01 2005-01-14
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 1982-11-01 2005-01-28
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 1984-01-01 2005-01-28
BRASCAN STRATEGIC ASSET MANAGEMENT LLC OWNER indirect 2002-10-01 2005-01-28
PZENA INVESTMENT MANAGEMENT LLC CONTROLLING MEMBER indirect 1998-01-01 2005-03-11
CITISTREET FINANCIAL SERVICES LLC MEMBER indirect 1981-07-01 2005-03-29
CITISTREET FINANCIAL SERVICES LLC SOLE MEMBER indirect 2000-03-01 2005-03-29
AMERICAN ODYSSEY FUNDS MANAGEMENT LLC MEMBER indirect 1981-07-01 2005-03-31
FIDELITY INVESTMENTS MONEY MANAGEMENT INC. SHAREHOLDER direct 1997-08-01 2005-03-31
OPCAP ADVISORS LLC MEMBER indirect 2005-04-01 2005-04-07
PA MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-08
CADENCE CAPITAL MANAGEMENT MEMBER direct 2002-06-01 2005-04-21
CADENCE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-04-21
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 1906-12-01 2005-05-18
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SOLE OWNER indirect 2001-07-01 2005-05-18
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-06-09
WRL INVESTMENT MANAGEMENT INC OWNER indirect 1991-02-01 2005-07-06
NFJ INVESTMENT GROUP L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-07-13
HYPERION CAPITAL MANAGEMENT INC OWNER indirect 2004-12-01 2005-07-14
HYPERION CAPITAL MANAGEMENT INC OWNER indirect 2004-12-01 2005-07-14
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC SHAREHOLDER indirect 2005-08-01 2005-08-12
MCF-ALADDIN CAPITAL MANAGEMENT LLC OWNER indirect 2003-12-01 2005-09-15
CITISTREET ADVISORS LLC MEMBER indirect 2005-09-01 2005-09-30
CITISTREET ADVISORS LLC MEMBER indirect 2000-03-01 2005-09-30
CITISTREET ADVISORS LLC SOLE MEMBER indirect 2205-09-01 2005-09-30
KAHN BROTHERS & CO. INC. STOCKHOLDER direct 1995-10-01 2005-11-04
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2003-01-01 2005-11-15
BPW ASSET MANAGEMENT LLC MANAGING MEMBER direct 2002-01-01 2005-12-14
BASSINI PLAYFAIR WRIGHT ADVISORS INC. SHAREHOLDER indirect 2002-01-01 2005-12-14
BASSINI PLAYFAIR WRIGHT LLC SHAREHOLDER indirect 2002-11-01 2005-12-14
BASSINI PLAYFAIR WRIGHT LLC GENERAL PARTNER indirect 2002-11-01 2005-12-14
BPW ASSET MANAGEMENT LLC SHAREHOLDER indirect 2002-11-01 2005-12-14
BPW ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2002-11-01 2005-12-14
BASSINI PLAYFAIR WRIGHT ADVISORS INC. GENERAL PARTNER indirect 2002-11-01 2005-12-14
DSC ADVISORS, L.P. MEMBER indirect 2001-12-01 2005-12-15
ALPHA VISION CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2006-01-06
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1995-01-01 2006-01-23
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1995-01-01 2006-01-23
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1995-01-01 2006-01-23
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 2003-09-01 2006-01-23
BOSTON ADVISORS, LLC MEMBER direct 2006-04-01 2006-03-28
COOPERNEFF ADVISORS INC INDIRECT OWNER indirect 2006-10-01 2006-03-29
PADCO ADVISORS II INC SHAREHOLDER direct 2003-12-01 2006-03-31
PADCO ADVISORS INC SHAREHOLDER indirect 2003-12-01 2006-03-31
PADCO ADVISORS INC SHAREHOLDER direct 2003-12-01 2006-03-31
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. DIRECT OWNER direct 2006-01-01 2006-04-18
KOTAK MAHINDRA (UK) LIMITED SHAREHOLDER indirect 1995-12-01 2006-05-15
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 2000-05-01 2006-05-24
INCOME RESEARCH & MANAGEMENT MEMBER indirect 2004-01-01 2006-05-26
INCOME RESEARCH & MANAGEMENT MEMBER indirect 2004-01-01 2006-05-26
VANTAGE FOREST PRODUCTS LP GENERAL PARTNER direct 2006-05-01 2006-05-31
BNP PARIBAS ASSET MANAGEMENT, INC. INDIRECT OWNER indirect 2000-10-01 2006-08-29
TAPESTRY ASSET MANAGEMENT L.P. GENERAL PARTNER direct 2003-03-01 2006-09-05
HYPERION CAPITAL MANAGEMENT INC OWNER indirect 2004-12-01 2006-10-02
HYPERION CAPITAL MANAGEMENT INC OWNER indirect 2005-10-01 2006-10-02
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1995-01-01 2006-10-20
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 2000-05-01 2006-10-20
PACIFIC INCOME ADVISERS INC SHAREHOLDER direct 1987-06-01 2007-03-14
PACIFIC INCOME ADVISERS INC TRUST indirect 1987-06-01 2007-03-14
PACIFIC INCOME ADVISERS INC SHAREHOLDER direct 1995-06-01 2007-03-14
PACIFIC INCOME ADVISERS INC TRUST indirect 1995-06-01 2007-03-14
KAHN BROTHERS ASSET MANAGEMENT CORP STOCKHOLDER direct 1997-12-01 2007-03-15
KB & PARTNERS MANAGEMENT CO LLC NONE direct 2000-03-01 2007-03-15
STRUCTURED PORTFOLIO MANAGEMENT, L.L.C LIMITED PARTNER indirect 2004-11-01 2007-03-30
STRUCTURED PORTFOLIO MANAGEMENT, L.L.C GENERAL PARTNER indirect 2004-11-01 2007-03-30
STRUCTURED PORTFOLIO MANAGEMENT, L.L.C SHAREHOLDER indirect 2004-11-01 2007-03-30
STRUCTURED PORTFOLIO MANAGEMENT, L.L.C LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM JR., L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM JR., L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-03-30
SPM JR., L.L.C. SHAREHOLDER indirect 2004-11-01 2007-03-30
SPM JR., L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM III, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM III, L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-03-30
SPM III, L.L.C. SHAREHOLDER indirect 2004-11-01 2007-03-30
SPM III, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM IV, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM IV, L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-03-30
SPM IV, L.L.C. SHAREHOLDER indirect 2004-11-01 2007-03-30
SPM IV, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM PRIME, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM PRIME, L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-03-30
SPM PRIME, L.L.C. SHAREHOLDER indirect 2004-11-01 2007-03-30
SPM PRIME, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM PRODUCTS, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-03-30
SPM PRODUCTS, L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-03-30
ALLIANZ HEDGE FUND GENERAL PARTNER direct 2001-09-01 2007-03-30
ALLIANZ HEDGE FUND LIMITED PARTNER direct 2001-09-01 2007-03-30
ALLIANZ HEDGE FUND PARTNERS L.P. SOLE STOCKHOLDER indirect 2005-06-01 2007-03-30
PIONEER ASSET MANAGEMENT, INC. OWNER indirect 2001-10-01 2007-03-30
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2003-01-01 2007-03-30
SPM, III L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
STRUCTURED PORTFOLIO MANAGEMENT LLC SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM JR., L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM IV, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM IV, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM PRIME, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM PRIME, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM PRODUCTS, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
SPM PRODUCTS, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-03-30
ALCENTRA, INC. SHAREHOLDER indirect 2006-01-01 2007-05-08
NIKKO AM INTERNATIONAL, INC. ULTIMATE CORPORATE PARENT indirect 2007-05-01 2007-05-09
NIKKO AM INTERNATIONAL, INC. SHAREHOLDER indirect 2007-05-01 2007-05-09
FAIRSTREAM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2007-05-01 2007-05-09
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2007-05-01 2007-05-09
OBERON FINANCIAL TECHNOLOGY, INC. SHAREHOLDER direct 2001-09-01 2007-06-27
NIKKO ASSET MANAGEMENT SINGAPORE LIMITED SHAREHOLDER indirect 2007-05-01 2007-07-02
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1996-04-01 2007-07-03
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2007-04-01 2007-07-03
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 1998-07-01 2007-07-03
O'SHAUGHNESSY ASSET MANAGEMENT, LLC OWNER direct 2007-07-01 2007-07-12
ALCENTRA, INC. SHAREHOLDER direct 2006-01-01 2007-08-01
WESTLB ASSET MANAGEMENT (USA) LLC PARENT indirect 2006-04-01 2007-08-01
DOUBLE EAGLE CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2005-04-01 2007-09-04
O'SHAUGHNESSY ASSET MANAGEMENT, LLC MEMBER direct 2007-09-01 2007-10-10
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 1984-12-01 2007-10-23
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 1990-04-01 2007-10-23
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 1993-12-01 2007-10-23
SPARTA ASSET MANAGEMENT, LLC OWNER direct 2007-09-01 2007-10-23
ROTHSCHILD ASSET MANAGEMENT INC INDIRECT OWNER OF APPLICANT indirect 2003-07-01 2007-10-23
SPARTA ASSET MANAGEMENT, LLC MEMBER direct 2007-09-01 2007-11-08
SPM CREDIT, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-11-12
SPM CREDIT, L.L.C. GENERAL PARTNER indirect 2004-11-01 2007-11-12
SPM CREDIT, L.L.C. SHAREHOLDER indirect 2004-11-01 2007-11-12
SPM CREDIT, L.L.C. LIMITED PARTNER indirect 2004-11-01 2007-11-12
TRAXIS PARTNERS LLC PARTNER direct 2007-11-01 2007-11-12
SPM CREDIT, L.L.C. SHAREHOLDER indirect 2003-06-01 2007-11-12
SPM CREDIT, L.L.C. SOLE MANAGING MEMBER indirect 2004-02-01 2007-11-12
QUOTIENT INVESTORS, LLC MEMBER direct 2007-12-01 2007-12-11
KG REDDING, LLC OWNER indirect 2005-12-01 2007-12-21
AMP CAPITAL REDDING INVESTORS (US) LIMITED OWNER indirect 2005-12-01 2007-12-21
O'SHAUGHNESSY ASSET MANAGEMENT, LLC MEMBER direct 2007-07-01 2008-01-07
HYPERION BROOKFIELD ASSET MANAGEMENT, INC. OWNER indirect 2005-12-01 2008-02-12
ALLIANZ HEDGE FUND PARTNERS L.P. GENERAL PARTNER direct 2007-04-01 2008-03-28
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2008-03-31
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2008-03-31
KG REDDING, LLC OWNER indirect 2007-12-01 2008-03-31
AMP CAPITAL REDDING INVESTORS (US) LIMITED OWNER indirect 2007-12-01 2008-03-31
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1970-09-01 2008-09-03
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1990-07-01 2008-09-03
GARTMORE GLOBAL PARTNERS SHAREHOLDER indirect 1995-04-01 2008-09-03
HOULIHAN LOKEY HOWARD & ZUKIN FINANCIAL ADVISORS INC TRUST/SERIES E COMMON indirect 2007-04-01 2008-10-15
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER indirect 2006-11-01 2009-01-12
AVIANCE CAPITAL PARTNERS LLC MANAGING MEMBER direct 2008-03-01 2009-01-12
CWCAPITAL INVESTMENTS LLC SOLE MEMBER indirect 1974-09-01 2009-01-15
CWCAPITAL INVESTMENTS LLC SOLE MEMBER indirect 2002-04-01 2009-01-15
CWCAPITAL INVESTMENTS LLC SOLE MEMBER indirect 2002-04-01 2009-01-15
MORGAN KEEGAN FUND MANAGEMENT, INC. DIRECT OWNER, HOLDING COMPANY direct 2001-03-01 2009-02-05
ALLIANZ HEDGE FUND PARTNERS L.P. STOCKHOLDER indirect 2007-04-01 2009-03-30
ALLIANZ ALTERNATIVE ASSET MANAGEMENT U.S. LLC SOLE STOCKHOLDER indirect 2008-04-01 2009-03-30
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2009-03-31
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2009-03-31
AMP CAPITAL REDDING INVESTORS (US) LIMITED OWNER indirect 2005-12-01 2009-03-31
HAWKEYE PARTNERS, L.P. MEMBER indirect 2008-08-01 2009-03-31
HAWKEYE PARTNERS, L.P. MEMBER indirect 2008-08-01 2009-03-31
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2006-03-01 2009-04-16
SEIDMAN PRIVATE ADVISORS LLC OWNER direct 2004-04-01 2009-05-06
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2009-06-26
KOTAK MAHINDRA (UK) LIMITED SHAREHOLDER indirect 2006-03-01 2009-06-29
KOTAK MAHINDRA (UK) LIMITED SHAREHOLDER indirect 2006-10-01 2009-06-29
KOTAK MAHINDRA (UK) LIMITED SHAREHOLDER indirect 1998-06-01 2009-06-29
SEIDMAN PRIVATE ADVISORS, LLC OWNER direct 2009-07-01 2009-08-05
ARCUS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-09-01 2009-08-21
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-09
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-09
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-09
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2009-09-09
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-10
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2005-06-01 2009-09-14
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-14
TRANSAMERICA INVESTMENT MANAGEMENT, LLC OWNER indirect 1999-12-01 2009-09-16
TRANSAMERICA INVESTMENT SERVICES, INC. OWNER direct 2009-01-01 2009-09-16
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-09-21
MUNDER CAPITAL MANAGEMENT GENERAL PARTNER indirect 2004-08-01 2009-10-05
MUNDER CAPITAL MANAGEMENT GENERAL PARTNER indirect 2004-07-01 2009-10-05
HG AMALGAM LLP SOLE SHAREHOLDER indirect 1982-12-01 2009-11-03
HG AMALGAM LLP SOLE SHAREHOLDER indirect 1983-03-01 2009-11-03
HG AMALGAM LLP SOLE SHAREHOLDER indirect 1983-03-01 2009-11-03
HG AMALGAM LLP CORPORATE TRUSTEE indirect 1983-03-01 2009-11-03
HG AMALGAM LLP SOLE SHAREHOLDER indirect 1999-02-01 2009-11-03
ODEY ASSET MANAGEMENT LLP LIMITED COMPANY direct 2005-12-01 2009-11-11
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 1991-10-01 2009-11-19
OPPENHEIMER CAPITAL LLC MANAGING MEMBER indirect 2000-05-01 2009-11-20
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-11-20
OPPENHEIMER CAPITAL LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-11-20
OPPENHEIMER CAPITAL LLC STOCKHOLDER indirect 2003-01-01 2009-11-20
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2009-11-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2009-11-23
VIGILANT INVESTMENT ADVISORS, LLC MANAGING MEMBER indirect 2009-08-01 2009-11-24
TRILANTIC CAPITAL MANAGEMENT LLC ENTITY direct 2009-04-01 2009-12-04
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1984-12-01 2010-01-04
ROTHSCHILD ASSET MANAGEMENT INC SHAREHOLDER indirect 1993-12-01 2010-01-04
ACTINVER WEALTH MANAGEMENT, INC. SHAREHOLDER indirect 2009-03-01 2010-02-16
ACTINVER WEALTH MANAGEMENT, INC. OWNER indirect 2009-03-01 2010-02-16
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2005-05-01 2010-02-23
CRA MANAGEMENT PTE LTD INDIRECT SHAREHOLDER indirect 2003-06-01 2010-02-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2005-06-01 2010-02-25
GARTMORE GLOBAL PARTNERS GENERAL PARTNER direct 1995-01-01 2010-03-01
GARTMORE GLOBAL PARTNERS GENERAL PARTNER direct 2000-05-01 2010-03-01
HATTERAS INVESTMENT PARTNERS LLC N/A direct 2007-01-01 2010-03-11
CWCAPITAL INVESTMENTS LLC SOLE MEMBER indirect 1974-09-01 2010-03-22
CWCAPITAL INVESTMENTS LLC SOLE MEMBER indirect 2009-01-01 2010-03-22
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2010-03-23
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED D) indirect 2006-11-01 2010-03-23
PA FUND MANAGEMENT LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2008-06-01 2010-03-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC SOLE STOCKHOLDER indirect 2008-06-01 2010-03-23
PACIFIC INVESTMENT MANAGEMENT CO LLC STOCKHOLDER indirect 2005-06-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC SOLE STOCKHOLDER indirect 2005-06-01 2010-03-25
PACIFIC INVESTMENT MANAGEMENT CO LLC SOLE STOCKHOLDER indirect 2003-01-01 2010-03-25
BELSEN GETTY LLC PARENT COMPANY direct 2006-05-01 2010-03-26
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2005-06-01 2010-03-30
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2005-06-01 2010-03-30
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC SOLE STOCKHOLDER indirect 2005-06-01 2010-03-30
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2005-06-01 2010-03-30
NFJ INVESTMENT GROUP L.P. STOCKHOLDER indirect 2003-01-01 2010-03-30
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2003-01-01 2010-03-30
COMMUNITY CAPITAL MANAGEMENT, INC. OWNER indirect 2003-09-01 2010-03-30
AMS ADVISORS LLC OWNER direct 2006-11-01 2010-03-31
PANTHEON VENTURES (US) LLP LIMITED PARTNER direct 2010-03-01 2010-04-07
ARTEMIS INVESTMENT MANAGEMENT LIMITED OWNER direct 2008-04-01 2010-04-20
ARTEMIS INVESTMENT MANAGEMENT LIMITED OWNER indirect 2003-07-01 2010-04-20
PANTHEON VENTURES (US) LLP NON-MANAGING PARTNER direct 2010-03-01 2010-04-22
COMMUNITY CAPITAL MANAGEMENT, INC. OWNER indirect 2003-09-01 2010-04-22
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2005-06-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC STOCKHOLDER indirect 2005-06-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC SOLE STOCKHOLDER indirect 2005-06-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC SOLE STOCKHOLDER indirect 2005-06-01 2010-07-27
NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2003-01-01 2010-07-27
ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC STOCKHOLDER indirect 2003-01-01 2010-07-27
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-07-28
RCM CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01 2010-07-28
RCM CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-07-28
ARCUS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-09-01 2010-08-19
ARCUS CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2009-09-01 2010-08-19
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 2004-09-01 2010-09-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC PARENT indirect 2004-09-01 2010-09-08
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2008-06-01 2010-09-22
TRECAP PARTNERS, LLC MEMBER direct 2010-03-01 2010-10-15
TRECAP PARTNERS, LLC CLASS A AND CLASS B MEMBER indirect 2010-03-01 2010-10-15
WESTON CAPITAL ASSET MANAGEMENT LLC MEMBER indirect 2010-03-01 2011-02-24
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SHAREHOLDER direct 2002-08-01 2011-03-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH SHAREHOLDER indirect 2002-10-01 2011-03-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
ALLIANZ GLOBAL INVESTORS ADVISORY GMBH PARENT indirect 2002-10-01 2011-03-01
WP GLOBAL PARTNERS INC. SHAREHOLDER indirect 1984-07-01 2011-03-29
WP GLOBAL PARTNERS INC. SHAREHOLDER indirect 1990-01-01 2011-03-29
FRANCK GALLAND US ADVISORS S.A. SHAREHOLDER direct 2009-10-01 2011-03-30
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2011-03-31
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 1996-12-01 2011-03-31
THL CREDIT ADVISORS LLC SOLE MEMBER indirect 2009-06-01 2011-04-01
THL CREDIT ADVISORS LLC SOLE SHAREHOLDER indirect 2009-06-01 2011-04-01
JACKSON NATIONAL ASSET MANAGEMENT, LLC 77% OWNER indirect 2006-03-01 2011-05-03
AMP CAPITAL REDDING INVESTORS (US) LIMITED OWNER indirect 2005-04-01 2011-05-31
CHURCHILL FINANCIAL LLC PARENT COMPANY indirect 2010-04-01 2011-06-08
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2011-06-13
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2011-06-13
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2011-03-01 2011-06-13
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2010-08-01 2011-06-29
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC STOCKHOLDER indirect 2010-08-01 2011-06-29
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2010-08-01 2011-06-29
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2011-06-30
ALLIANZ GLOBAL INVESTORS EUROPE GMBH STOCKHOLDER indirect 2010-08-01 2011-09-21
ALLIANZ GLOBAL INVESTORS EUROPE GMBH SOLE STOCKHOLDER indirect 2002-10-01 2011-09-21
ASSET MANAGEMENT ADVISORS LLC SHAREHOLDERS direct 2007-05-01 2011-09-30
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2010-08-01 2011-10-05
BAM PIC US SHAREHOLDER indirect 2003-01-01 2011-10-14
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2010-08-01 2011-11-30
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC STOCKHOLDER indirect 2010-08-01 2011-12-23
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2011-12-23
ALLIANZ GLOBAL INVESTORS SOLUTIONS LLC STOCKHOLDER indirect 2010-08-01 2011-12-23
ALLIANZ GLOBAL INVESTORS CAPITAL LLC STOCKHOLDER indirect 2010-08-01 2011-12-23
NFJ INVESTMENT GROUP LLC STOCKHOLDER indirect 2010-08-01 2011-12-23
MORGAN ASSET MANAGEMENT, INC. DIRECT OWNER / HOLDING COMPANY direct 2001-03-01 2012-01-31
CAPITAL POINT ADVISORS, L.P. GENERAL PARTNER direct 2005-02-01 2012-02-13
STAIRWAY PARTNERS, LLC MEMBER direct 2004-10-01 2012-02-22
2100 XENON GROUP LLC 100% SHAREHOLDER indirect 2003-01-01 2012-03-26
TITANIUM ASSET MANAGEMENT CORP SHAREHOLDER direct 2007-07-01 2012-03-30
TITANIUM ASSET MANAGEMENT CORP SHAREHOLDER indirect 2007-07-01 2012-03-30
TITANIUM ASSET MANAGEMENT CORP SHAREHOLDER indirect 2007-07-01 2012-03-30
TITANIUM ASSET MANAGEMENT CORP SHAREHOLDER indirect 2007-07-01 2012-03-30
TITANIUM ASSET MANAGEMENT CORP SHAREHOLDER indirect 2007-07-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2012-03-30
NEXAR CAPITAL LLC EQUITY OWNER indirect 2011-07-01 2012-04-17
LEHMAN MAVERICK INTERESTS I, LLC SOLE MEMBER indirect 2003-10-01 2012-05-02
ERMITAGE ASSET MANAGEMENT JERSEY LIMITED SHAREHOLDER indirect 2012-04-01 2012-05-21
CAYWOOD-SCHOLL CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2012-06-12
RCM CAPITAL MANAGEMENT LLC STOCKHOLDER indirect 2010-08-01 2012-07-10
ESSEX NATIONAL SECURITIES, INC. INDIRECT OWNER indirect 2012-05-01 2012-07-10
ELKHORN WEALTH MANAGEMENT, LLC MEMBER indirect 2008-06-01 2012-09-05
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 2005-06-01 2012-09-24
CRAFUND ADVISORS INC. OWNER direct 2003-09-01 2012-09-25
CADIAN CAPITAL MANAGEMENT, LLC MEMBER direct 2007-09-01 2013-03-21
GMG INVESTMENT ADVISORS LLC MEMBER direct 2010-05-01 2013-04-30
WEALTHFRONT INC. SHAREHOLDER (COMMON & PREFERRED) direct 2013-03-01 2013-05-01
NEWGLOBE, L.P. LIMITED PARTNER direct 2013-05-01 2013-06-06
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01 2013-07-24
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01 2013-07-24
BALTER LIQUID ALTERNATIVES, LLC OWNER direct 2013-10-01 2013-10-23
EVERSTREAM ENERGY CAPITAL MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01 2013-12-02
EVERSTREAM ENERGY CAPITAL MANAGEMENT LLC MEMBER direct 2012-01-01 2013-12-02
EVERSTREAM ENERGY CAPITAL MANAGEMENT LLC MANAGING MEMBER indirect 2003-01-01 2013-12-02
ARTUS MANAGEMENT, L.P. GENERAL PARTNER OF ARTUS MANAGEMENT, L.P. direct 2013-11-01 2013-12-09
BRAZOS INVESTMENT PARTNERS I, L.P. LIMITED PARTNER indirect 2000-01-01 2014-03-18
KENMAR GLOBAL INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-03-01 2014-03-31
PLACEMARK INVESTMENTS, INC. GENERAL PARTNER indirect 2006-11-01 2014-03-31
PLACEMARK INVESTMENTS, INC. GENERAL PARTNER indirect 2006-11-01 2014-03-31
EUROPEAN VALUE PARTNERS ADVISORS S.A R.L SHAREHOLDER direct 2007-09-01 2014-03-31
EUROPEAN VALUE PARTNERS ADVISORS S.A R.L SHAREHOLDER indirect 2008-08-01 2014-03-31
PLACEMARK INVESTMENTS, INC. SHAREHOLDER (PREFERRED A) indirect 2009-10-01 2014-03-31
KENMAR PREFERRED INVESTMENTS, L.P. MEMBER indirect 2014-03-01 2014-04-03
CLARITY MANAGED ACCOUNT & ANALYTICS PLATFORM, L.P. MEMBER indirect 2014-03-01 2014-04-03
LAGODA INVESTMENT MANAGEMENT, L.P. MEMBER indirect 2014-04-01 2014-05-15
RANZIE, ROSEMARIE OWNER direct 2004-04-01 2014-08-18
TEZA CAPITAL MANAGEMENT LLC NON-VOTING OWNERSHIP INTEREST indirect 2014-08-01 2014-11-25
ATL ADVISOR LLC SOLE MEMBER direct 2014-09-01 2014-12-12
RREEF GLOBAL ADVISERS LIMITED 100% direct 2006-02-01 2014-12-24
OAKTREE CAPITAL MANAGEMENT, L.P. GENERAL PARTNER AND LIMITED PARTNER indirect 2007-05-01 2015-02-23
OAKTREE CAPITAL MANAGEMENT, L.P. GENERAL PARTER AND LIMITED PARTNER indirect 2007-05-01 2015-02-23
OMEGA FUND MANAGEMENT (US) INC. SHAREHOLDER direct 2015-02-01 2015-02-27
DIVIDEND ASSETS CAPITAL, LLC TRUSTEE indirect 2014-10-01 2015-03-12
TOURMALET ADVISORS, L.P. OWNER indirect 2006-10-01 2015-03-25
WP GLOBAL PARTNERS INC. SHAREHOLDER OF WIAG indirect 1984-07-01 2015-03-27
WP GLOBAL PARTNERS INC. CONTROLS PIFSS indirect 1990-01-01 2015-03-27
WP GLOBAL PARTNERS INC. SHAREHOLDER OF WIC indirect 1990-01-01 2015-03-27
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2015-03-30
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01 2015-03-30
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01 2015-03-30
TEZA CAPITAL MANAGEMENT LLC NON-VOTING OWNERSHIP INTEREST indirect 2015-01-01 2015-03-30
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2009-04-01 2015-03-30
EMSO PARTNERS US LLC SOLE SHAREHOLDER indirect 2013-08-01 2015-03-31
GENESIS CAPITAL, LLC SHAREHOLDER direct 2014-01-01 2015-04-01
CEDRUS PARK MANAGEMENT LP LIMITED PARTNER OF ADVISER direct 2015-04-01 2015-04-16
GOODWIN CAPITAL ADVISERS, INC. SHAREHOLDER indirect 2009-10-01 2015-05-01
CONNING, INC. SHAREHOLDER indirect 2009-10-01 2015-05-01
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2011-12-01 2015-05-27
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 1991-01-01 2015-05-27
MERION INVESTMENT MANAGEMENT LP GENERAL PARTNER direct 2009-10-01 2015-06-03
MERION INVESTMENT MANAGEMENT LP GENERAL PARTNER indirect 2008-10-01 2015-06-03
CROW HOLDINGS CAPITAL PARTNERS, L.L.C. LIMITED PARTNER indirect 2014-11-01 2015-06-10
KEELEY ASSET MANAGEMENT CORP 100% OWNER OF VOTING SHARES indirect 2015-06-01 2015-06-11
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2008-01-01 2015-06-29
TEZA CAPITAL MANAGEMENT LLC NON-VOTING OWNERSHIP INTEREST indirect 2015-05-01 2015-10-29
EMSO PARTNERS US LLC SOLE SHAREHOLDER indirect 2013-08-01 2015-12-04
REGIONS INVESTMENT MANAGEMENT, INC. DIRECT OWNER/HOLDING COMPANY direct 2012-03-01 2015-12-07
JACKSON NATIONAL ASSET MANAGEMENT, LLC SOLE SHAREHOLDER indirect 2011-06-01 2015-12-23
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER, COMMON VOTING indirect 2003-07-01 2016-01-06
STRATEGIC ASSET MANAGEMENT LTD. OWNER direct 2009-08-01 2016-02-23
DSC ADVISORS, L.P. SOLE MEMBER IN WILLOUGHBY PLACE LLC indirect 2012-06-01 2016-03-23
QIEF MANAGEMENT, LLC SHAREHOLDER indirect 2005-06-01 2016-03-29
MACKENZIE FINANCIAL CORPORATION SHAREHOLDER indirect 2013-10-01 2016-03-29
HYPERION BROOKFIELD ASSET MANAGEMENT, INC. OWNER indirect 2005-04-01 2016-03-30
BROOKFIELD INVESTMENT MANAGEMENT INC. OWNER indirect 2014-08-01 2016-03-30
BRIDGER MANAGEMENT LLC MEMBER OF BRIDGER MANAGEMENT LLC direct 2015-12-01 2016-03-30
ROYCE & ASSOCIATES, LP GENERAL PARTNER direct 2016-03-01 2016-03-30
FORMATION CAPITAL, LLC MEMBER direct 1999-01-01 2016-03-31
ING INVESTMENT MANAGEMENT ADVISORS B V SHAREHOLDER indirect 2001-05-01 2016-05-04
HATTERAS FUNDS, LP GENERAL PARTNER indirect 2016-01-01 2016-05-23
INCOME RESEARCH & MANAGEMENT MEMBER indirect 2004-01-01 2016-05-25
QUANTUM ADVISORS PRIVATE LIMITED SHAREHOLDER indirect 2005-06-01 2016-06-28
TORON CAPITAL MARKETS INC OWNER direct 2015-11-01 2016-07-06
ING INVESTMENT MANAGEMENT INTERNATIONAL LLC SHAREHOLDER indirect 2011-12-01 2016-07-08
CONEXUS CAPITAL MANAGEMENT, LLC LLC direct 2016-06-01 2016-07-29
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2012-06-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 1990-04-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2008-01-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2008-01-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2008-01-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER indirect 2003-07-01 2016-07-30
ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC SHAREHOLDER, COMMON VOTING indirect 2003-07-01 2016-07-30
WEALTHCOR LLC OWNER direct 2016-01-01 2016-08-04
DSC ADVISORS, L.P. MEMBER OF DSC QUANTITATIVE GROUP, LLC direct 2012-06-01 2016-11-03
DSC ADVISORS, L.P. SOLE MEMBER OF ARBAM LLC indirect 2012-06-01 2016-11-03
DSC ADVISORS, L.P. LIMITED PARTNER IN WILLOUGHBY PLACE LP indirect 2016-03-01 2016-11-03
DSC ADVISORS, L.P. GP TO WILLOUGHBY PLACE LP indirect 2016-03-01 2016-11-03
DSC ADVISORS, L.P. MANAGING MEMBER OF RMB17 LLC indirect 2016-03-01 2016-11-03
CALAMOS ASSET MANAGEMENT INC SHAREHOLDER indirect 2004-10-01 2016-12-07
CALAMOS WEALTH MANAGEMENT LLC SHAREHOLDER indirect 2004-10-01 2017-03-02
CADIAN CAPITAL MANAGEMENT, LLC LIMITED PARTNER direct 2007-09-01 2017-03-27
PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. OWNER indirect 2001-10-01 2017-03-30
CHADLER INVESTMENT ADVISORY SOLUTIONS, LLC SHAREHOLDER indirect 2016-08-01 2017-03-30
MARINER REAL ESTATE MANAGEMENT, LLC MEMBER direct 2008-07-01 2017-03-31
OGAM, LP SHAREHOLDER indirect 2008-10-01 2017-04-13
MANAGED ACCOUNT SERVICES INC TRUST direct 2006-01-01 2017-04-25
GRANITE SPRINGS ASSET MANAGEMENT, LLC OWNER direct 2012-12-01 2017-05-09
CCC ADVISORS, LLC SOLE MEMBER (CCC ADVISORS, LLC) direct 2017-06-01 2017-06-10
CCC ADVISORS, LLC MEMBER (COTTON CREEK CAPITAL MANAGEMENT II, LLC) direct 2017-06-01 2017-06-10
STRENTA INVESTMENT MANAGEMENT, INC. SHAREHOLDER indirect 2012-12-01 2017-07-07
STRENTA INVESTMENT MANAGEMENT, INC. TRUSTEE indirect 2012-12-01 2017-07-07
EVOLUTION WEALTH ADVISORS, LLC MANAGING MEMBER indirect 2017-07-01 2017-08-11
KDT ADVISORS, LLC MANAGING MEMBER direct 2017-10-01 2017-09-05
GRIFFITH, DEREK JUSTIN GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CADIAN CAPITAL MANAGEMENT, LLC GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER direct 2011-08-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2011-08-01
LESACA, CARL ROBIN CHIEF FINANCIAL OFFICER 01/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CADIAN CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2013-01-01
CADIAN CAPITAL MANAGEMENT GP, LLC GENERAL PARTNER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
BANNASCH, ERIC OWEN TRUSTEE BANNASCH FAMILY TRUST 01/01/2017 Indirect Other
Fund Name Position direct/indirect start date end date
PERRY CORP MANAGING DIRECTOR direct 2006-01-01
CADIAN CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2014-01-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2017-01-01
BANNASCH, ERIC OWEN MANAGING MEMBER CADIAN CAPITAL MANAGEMENT GP, LLC 01/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
PERRY CORP MANAGING DIRECTOR direct 2006-01-01
CADIAN CAPITAL MANAGEMENT, LP LIMITED PARTNER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC MANAGING MEMBER direct 2007-05-01
CADIAN CAPITAL MANAGEMENT, LLC TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2007-09-01
CADIAN CAPITAL MANAGEMENT, LP MANAGING MEMBER indirect 2014-01-01
CADIAN CAPITAL MANAGEMENT, LP TRUSTEE indirect 2017-01-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CADIAN FUND LP United States 805-1248997964 Hedge Fund 1,807,411,310 5,000,000
CADIAN MASTER FUND L.P. Cayman Islands 805-9994079822 Hedge Fund 1,185,312,033 5,000,000 Master Fund

WhaleScore history for CADIAN CAPITAL MANAGEMENT, LP

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**EXPERIMENTAL** Current International Short Positions

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Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.64% 2019-01-23 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.7% 2018-12-28 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.64% 2018-12-27 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.56% 2018-12-05 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.61% 2018-11-28 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 1.0% 2018-11-21 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.9% 2018-11-15 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.88% 2018-11-13 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.99% 2018-10-24 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 1.04% 2018-08-08 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 1.1% 2018-05-04 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 1.07% 2018-05-03 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.93% 2018-04-26 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.87% 2018-04-25 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.71% 2018-04-18 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.61% 2018-04-09 UK
Cadian Capital Management, LP BLUE PRISM GROUP PLC 0.5% 2018-04-03 UK
CADIAN CAPITAL MANAGEMENT, LP SES 0.47% 2018-05-02 FRANCE
CADIAN CAPITAL MANAGEMENT, LP SES 0.5% 2018-04-27 FRANCE
CADIAN CAPITAL MANAGEMENT, LP SES 0.49% 2018-04-25 FRANCE
CADIAN CAPITAL MANAGEMENT, LP SES 0.52% 2018-04-20 FRANCE

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