CALAMOS WEALTH MANAGEMENT LLC

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Calamos Wealth Management is based out of Naperville. Calamos Wealth Management is a large advisory firm with 2141 clients and discretionary assets under management (AUM) of $1,833,933,399 (Form ADV from 2020-06-29). Their last reported 13F filing for Q2 2020 included $801,383,000 in managed 13F securities and a top 10 holdings concentration of 41.07%. Calamos Wealth Management's largest holding is iShares Core S&P 500 ETF with shares held of 339,510. Calamos Wealth Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 51 13F filings

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06/30/2020

13F Activity

  • Market Value $801.383 Million
  • Prior Market Value $655.818 Million
  • New Purchases40 stocks
  • Additional Purchases67 stocks
  • Sold out of14 stocks
  • Reduced holdings in123 stocks
  • Top 10 Holdings % 41.07 %
  • Turnover % [1]:20.93%
  • Turnover Alt % [2]: 12.82 %
  • Time Held Top20:10.15 quarters
  • Time Held Top10:12.60 quarters
  • Time Held All:10.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 28.95%
Performance Last 4 Quarters: 3.3%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

CALAMOS WEALTH MANAGEMENT LLC
2020 CALAMOS COURT
NAPERVILLE IL    60563-2787
Country: United States

Business Phone: 630.245.7200
Fax: 630.245.6339
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 29
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 2141
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CALAMOS WEALTH MANAGEMENT LLC

ownership team - last updated 2020-06-29
Name Title Start Date Direct/Indirect % Ownership
CALAMOS SR., JOHN, PETER FOUNDER, CHAIRMAN & GLOBAL CO-CIO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
BAKA, JAMES, FRANCIS EVP, PRESIDENT OF WEALTH MANAGMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC EVP,PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP direct 2007-02-01
CALAMOS PARTNERS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP, PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP, PRESIDENT OF WEALTH MANAGMENT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP,PRESIDENT,CALAMOS WEALTH MGMT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC PRESIDENT direct 2007-02-01
CALAMOS INVESTMENTS LLC SOLE MEMBER/MANAGER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2015-09-01
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01
JACKSON, JERALD, CHRISTOPHER SVP, GENERAL COUNSEL & SECRETARY 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL direct 2010-04-01
CALAMOS PARTNERS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
HANSBERGER GLOBAL INVESTORS, INC. SR. VP/GENERAL COUNSEL/DIRECTOR/ASST. SECRETARY OF REGISTRANT; SR. VP;GENERAL COUNSEL/ASST. SECRETARY OF PARENT direct 1996-09-01 2004-02-19
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-EXEC.COMMITTEE direct 1996-09-01 2004-07-13
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-MGMT.COMMITTEE direct 1996-09-01 2006-03-14
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01 2015-12-08
SINKER, JACQUELINE, ELIZABETH VP, CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
PHINEUS PARTNERS, L.P. VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
KOUDOUNIS, JOHN, SPIRO CHIEF EXECUTIVE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
Herman, Thomas, Edward CHIEF FINANCIAL OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
HARRIS ASSOCIATES LP CHIEF FINANCIAL OFFICER AND TREASURER direct 2010-09-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, FINANCE & TREASURER direct 2005-03-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER direct 2006-11-01
ARIEL CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2006-11-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
OLSEN, DEREK, MAURICE SVP, CHIEF OF IT & OPERATIONS 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
Murphy, Jesse, Reed SVP, CHIEF INVESTMENT OFFICER OF WEALTH MANAGENENT 05/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
TC WEALTH PARTNERS PRESIDENT, CHIEF INVESTMENT OFFICER direct 2016-08-01
CALAMOS SR., JOHN, PETER TRUSTEE AND SHAREHOLDER JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 08/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 SHAREHOLDER CALAMOS FAMILY PARTNERS, INC. 10/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC MEMBER CALAMOS INVESTMENTS LLC 07/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MEMBER indirect 2016-07-01
CALAMOS ADVISORS LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS FAMILY PARTNERS, INC. MEMBER CALAMOS PARTNERS LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC MEMBER indirect 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2014-09-01
CALAMOS ADVISORS LLC MEMBER indirect 2014-09-01
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2001-12-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2004-10-01 2004-10-18
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2016-12-07
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2017-03-02
CALAMOS ASSET MANAGEMENT, INC. SOLE MANAGER/MEMBER CALAMOS INVESTMENTS LLC 10/01/2004 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS PARTNERS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS SR., JOHN, PETER MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
KOUDOUNIS, JOHN, SPIRO MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
TAKAHASHI, WILLIAM, J MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MANAGER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MANAGER indirect 2016-07-01

CALAMOS WEALTH MANAGEMENT LLC

ownership team - last updated 2020-03-17
Name Title Start Date Direct/Indirect % Ownership

CALAMOS WEALTH MANAGEMENT LLC

ownership team - last updated 2019-06-28
Name Title Start Date Direct/Indirect % Ownership
CALAMOS SR., JOHN, PETER FOUNDER, CHAIRMAN & GLOBAL CO-CIO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
BAKA, JAMES, FRANCIS EVP, PRESIDENT OF WEALTH MANAGMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC EVP,PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP direct 2007-02-01
CALAMOS PARTNERS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP, PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP, PRESIDENT OF WEALTH MANAGMENT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP,PRESIDENT,CALAMOS WEALTH MGMT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC PRESIDENT direct 2007-02-01
CALAMOS INVESTMENTS LLC SOLE MEMBER/MANAGER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2015-09-01
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01
JACKSON, JERALD, CHRISTOPHER SVP, GENERAL COUNSEL & SECRETARY 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL direct 2010-04-01
CALAMOS PARTNERS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
HANSBERGER GLOBAL INVESTORS, INC. SR. VP/GENERAL COUNSEL/DIRECTOR/ASST. SECRETARY OF REGISTRANT; SR. VP;GENERAL COUNSEL/ASST. SECRETARY OF PARENT direct 1996-09-01 2004-02-19
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-EXEC.COMMITTEE direct 1996-09-01 2004-07-13
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-MGMT.COMMITTEE direct 1996-09-01 2006-03-14
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01 2015-12-08
SINKER, JACQUELINE, ELIZABETH VP, CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
PHINEUS PARTNERS, L.P. VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
KOUDOUNIS, JOHN, SPIRO CHIEF EXECUTIVE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
KASSAB, MICHAEL, GEORGE VP, CHIEF INVESTMENT OFFICER OF WEALTH MANAGEMENT STRATEGIES 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF INVESTMENT OFFICER direct 2014-09-01
DOVER INVESTMENT FUNDS LLC VICE PRESIDENT direct 2009-03-01
DOVER INVESTMENT FUNDS LLC MANAGING MEMBER indirect 2009-03-01
DCK CAPITAL MANAGEMENT LLC VICE PRESIDENT AND MANAGER direct 2009-05-01
DCK CAPITAL MANAGEMENT LLC MEMBER indirect 2009-05-01
Herman, Thomas, Edward CHIEF FINANCIAL OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
HARRIS ASSOCIATES LP CHIEF FINANCIAL OFFICER AND TREASURER direct 2010-09-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, FINANCE & TREASURER direct 2005-03-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER direct 2006-11-01
ARIEL CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2006-11-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
OLSEN, DEREK, MAURICE SVP, CHIEF OF IT & OPERATIONS 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
CALAMOS SR., JOHN, PETER TRUSTEE AND SHAREHOLDER JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 08/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 SHAREHOLDER CALAMOS FAMILY PARTNERS, INC. 10/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC MEMBER CALAMOS INVESTMENTS LLC 07/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MEMBER indirect 2016-07-01
CALAMOS ADVISORS LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS FAMILY PARTNERS, INC. MEMBER CALAMOS PARTNERS LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC MEMBER indirect 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2014-09-01
CALAMOS ADVISORS LLC MEMBER indirect 2014-09-01
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2001-12-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2004-10-01 2004-10-18
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2016-12-07
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2017-03-02
CALAMOS ASSET MANAGEMENT, INC. SOLE MANAGER/MEMBER CALAMOS INVESTMENTS LLC 10/01/2004 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS PARTNERS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS SR., JOHN, PETER MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
KOUDOUNIS, JOHN, SPIRO MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
TAKAHASHI, WILLIAM, J MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MANAGER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MANAGER indirect 2016-07-01

CALAMOS WEALTH MANAGEMENT LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
CALAMOS SR., JOHN, PETER FOUNDER, CHAIRMAN & GLOBAL CO-CIO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
BAKA, JAMES, FRANCIS EVP, PRESIDENT OF WEALTH MANAGMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC EVP,PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP direct 2007-02-01
CALAMOS PARTNERS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP, PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP, PRESIDENT OF WEALTH MANAGMENT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP,PRESIDENT,CALAMOS WEALTH MGMT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC PRESIDENT direct 2007-02-01
CALAMOS INVESTMENTS LLC SOLE MEMBER/MANAGER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2015-09-01
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01
JACKSON, JERALD, CHRISTOPHER SVP, GENERAL COUNSEL & SECRETARY 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL direct 2010-04-01
CALAMOS PARTNERS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
HANSBERGER GLOBAL INVESTORS, INC. SR. VP/GENERAL COUNSEL/DIRECTOR/ASST. SECRETARY OF REGISTRANT; SR. VP;GENERAL COUNSEL/ASST. SECRETARY OF PARENT direct 1996-09-01 2004-02-19
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-EXEC.COMMITTEE direct 1996-09-01 2004-07-13
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-MGMT.COMMITTEE direct 1996-09-01 2006-03-14
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01 2015-12-08
SINKER, JACQUELINE, ELIZABETH VP, CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
PHINEUS PARTNERS, L.P. VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
KOUDOUNIS, JOHN, SPIRO CHIEF EXECUTIVE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
KASSAB, MICHAEL, GEORGE VP, CHIEF INVESTMENT OFFICER OF WEALTH MANAGEMENT STRATEGIES 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF INVESTMENT OFFICER direct 2014-09-01
DOVER INVESTMENT FUNDS LLC VICE PRESIDENT direct 2009-03-01
DOVER INVESTMENT FUNDS LLC MANAGING MEMBER indirect 2009-03-01
DCK CAPITAL MANAGEMENT LLC VICE PRESIDENT AND MANAGER direct 2009-05-01
DCK CAPITAL MANAGEMENT LLC MEMBER indirect 2009-05-01
Herman, Thomas, Edward CHIEF FINANCIAL OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
HARRIS ASSOCIATES LP CHIEF FINANCIAL OFFICER AND TREASURER direct 2010-09-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, FINANCE & TREASURER direct 2005-03-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER direct 2006-11-01
ARIEL CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2006-11-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
OLSEN, DEREK, MAURICE SVP, CHIEF OF IT & OPERATIONS 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF OF IT & OPERATIONS direct 2018-02-01
CALAMOS SR., JOHN, PETER TRUSTEE AND SHAREHOLDER JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 08/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 SHAREHOLDER CALAMOS FAMILY PARTNERS, INC. 10/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC MEMBER CALAMOS INVESTMENTS LLC 07/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MEMBER indirect 2016-07-01
CALAMOS ADVISORS LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS FAMILY PARTNERS, INC. MEMBER CALAMOS PARTNERS LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC MEMBER indirect 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2014-09-01
CALAMOS ADVISORS LLC MEMBER indirect 2014-09-01
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2001-12-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2004-10-01 2004-10-18
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2016-12-07
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2017-03-02
CALAMOS ASSET MANAGEMENT, INC. SOLE MANAGER/MEMBER CALAMOS INVESTMENTS LLC 10/01/2004 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS PARTNERS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS SR., JOHN, PETER MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
KOUDOUNIS, JOHN, SPIRO MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
TAKAHASHI, WILLIAM, J MANAGER CALAMOS PARTNERS LLC 07/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MANAGER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MANAGER indirect 2016-07-01

CALAMOS WEALTH MANAGEMENT LLC

ownership team - last updated 2018-06-29
Name Title Start Date Direct/Indirect % Ownership
CALAMOS SR., JOHN, PETER CHAIRMAN AND GLOBAL CO-CIO 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
BAKA, JAMES, FRANCIS EVP, PRESIDENT OF WEALTH MANAGMENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC EVP,PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS ADVISORS LLC EVP direct 2007-02-01
CALAMOS PARTNERS LLC EVP, WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP, PRESIDENT, CALAMOS WEALTH MANAGEMENT direct 2007-02-01
CALAMOS PARTNERS LLC EVP direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP, PRESIDENT OF WEALTH MANAGMENT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC EVP,PRESIDENT,CALAMOS WEALTH MGMT direct 2007-02-01
CALAMOS WEALTH MANAGEMENT LLC PRESIDENT direct 2007-02-01
CALAMOS INVESTMENTS LLC SOLE MEMBER/MANAGER 10/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2015-09-01
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01
JACKSON, JERALD, CHRISTOPHER SVP, GENERAL COUNSEL AND SECRETARY 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL direct 2010-04-01
CALAMOS PARTNERS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01
HANSBERGER GLOBAL INVESTORS, INC. SR. VP/GENERAL COUNSEL/DIRECTOR/ASST. SECRETARY OF REGISTRANT; SR. VP;GENERAL COUNSEL/ASST. SECRETARY OF PARENT direct 1996-09-01 2004-02-19
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-EXEC.COMMITTEE direct 1996-09-01 2004-07-13
HANSBERGER GLOBAL INVESTORS, INC. SR.VP/GENERAL COUNSEL/DIRECTOR/ASST.SECRETARY OF REGISTRANT;SR.VP;GENERAL COUNSEL/ASST.SECRETARY OF PARENT/MEMBER-MGMT.COMMITTEE direct 1996-09-01 2006-03-14
CALAMOS ADVISORS LLC SVP, GENERAL COUNSEL AND SECRETARY direct 2010-04-01 2015-12-08
SINKER, JACQUELINE, ELIZABETH VP, CHIEF COMPLIANCE OFFICER 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
PHINEUS PARTNERS, L.P. VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF COMPLIANCE OFFICER direct 2015-11-01
NASIR, LAURA, CALAMOS SVP, CHIEF ADMINISTRATIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF ADMINISTRATIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF ADMINISTRATIVE OFFICER direct 2016-03-01
KOUDOUNIS, JOHN, SPIRO CHIEF EXECUTIVE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
CALAMOS WEALTH MANAGEMENT LLC CHIEF EXECUTIVE OFFICER direct 2016-04-01
KASSAB, MICHAEL, GEORGE VP, CHIEF INVESTMENT OFFICER 09/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC VP, CHIEF INVESTMENT OFFICER direct 2014-09-01
DOVER INVESTMENT FUNDS LLC VICE PRESIDENT direct 2009-03-01
DOVER INVESTMENT FUNDS LLC MANAGING MEMBER indirect 2009-03-01
DCK CAPITAL MANAGEMENT LLC VICE PRESIDENT AND MANAGER direct 2009-05-01
DCK CAPITAL MANAGEMENT LLC MEMBER indirect 2009-05-01
Herman, Thomas, Edward SVP, CHIEF FINANCIAL OFFICER 06/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
HARRIS ASSOCIATES LP CHIEF FINANCIAL OFFICER AND TREASURER direct 2010-09-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, FINANCE & TREASURER direct 2005-03-01
ARIEL CAPITAL MANAGEMENT, LLC SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER direct 2006-11-01
ARIEL CAPITAL MANAGEMENT, LLC CHIEF FINANCIAL OFFICER direct 2006-11-01
CALAMOS WEALTH MANAGEMENT LLC SVP, CHIEF FINANCIAL OFFICER direct 2016-06-01
CALAMOS SR., JOHN, PETER TRUSTEE AND SHAREHOLDER JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 08/01/1985 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC TRUSTEE indirect 1985-08-01
CALAMOS ADVISORS LLC TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC TRUSTEE indirect 1985-08-01
PHINEUS PARTNERS, L.P. TRUSTEE indirect 1985-08-01
CALAMOS WEALTH MANAGEMENT LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC CHAIRMAN AND GLOBAL CO-CIO direct 2004-10-01
CALAMOS ADVISORS LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC CEO/CO-CIO direct 2004-10-01
CALAMOS ASSET MANAGEMENT INC PRES., CEO, AND DIRECTOR direct 1987-04-01 2001-10-10
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 1987-04-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC CHAIRMAN,CEO/CIO, AND DIRECTOR direct 2004-10-01 2004-10-18
CALAMOS PARTNERS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS ADVISORS LLC CEO/CIO direct 2004-10-01 2006-08-25
CALAMOS WEALTH MANAGEMENT LLC CEO/CO-CIO direct 2004-10-01 2012-03-30
CALAMOS ADVISORS LLC CEO/CO-CIO direct 2004-10-01 2012-08-03
CALAMOS WEALTH MANAGEMENT LLC CEO/GLOBAL CO-CIO direct 2004-10-01 2015-12-03
CALAMOS ADVISORS LLC CHAIRMAN, CEO AND GLOBAL CO-CIO direct 2004-10-01 2015-12-08
JOHN P CALAMOS, TRUSTEE, UNDER THE JOHN P CALAMOS 1985 TRUST DATED AUGUST 21, 1985 SHAREHOLDER CALAMOS FAMILY PARTNERS, INC. 10/01/2004 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CALAMOS WEALTH MANAGEMENT LLC SHAREHOLDER indirect 2004-10-01
CALAMOS PARTNERS LLC MEMBER CALAMOS INVESTMENTS LLC 07/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC MEMBER indirect 2016-07-01
CALAMOS ADVISORS LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2016-07-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER CLASS B SHARES indirect 2016-08-01
CALAMOS FAMILY PARTNERS, INC. MEMBER CALAMOS PARTNERS LLC 09/01/2014 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CALAMOS PARTNERS LLC MEMBER indirect 2004-10-01
PHINEUS PARTNERS, L.P. MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2014-09-01
CALAMOS ADVISORS LLC MEMBER indirect 2014-09-01
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2001-12-01 2004-04-06
CALAMOS ASSET MANAGEMENT INC SOLE SHAREHOLDER direct 2004-10-01 2004-10-18
CALAMOS ADVISORS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS PARTNERS LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS WEALTH MANAGEMENT LLC SOLE MEMBER/MANAGER direct 2004-10-01 2008-03-10
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2011-09-22
CALAMOS ADVISORS LLC MEMBER indirect 2004-10-01 2016-12-07
CALAMOS WEALTH MANAGEMENT LLC MEMBER indirect 2004-10-01 2017-03-02
CALAMOS ASSET MANAGEMENT, INC. SOLE MANAGER/MEMBER CALAMOS INVESTMENTS LLC 10/01/2004 Indirect Other
Fund Name Position direct/indirect start date end date
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS ADVISORS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS PARTNERS LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01
CALAMOS WEALTH MANAGEMENT LLC SOLE MANAGER/MEMBER indirect 2004-10-01

WhaleScore history for CALAMOS WEALTH MANAGEMENT LLC

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