CAPITAL ASSET ADVISORY SERVICES LLC

HASLETT, MI Investment Advisor How do I update this listing?

Capital Asset Advisory Services is based out of Haslett. Capital Asset Advisory Services is a large advisory firm with 8125 clients and discretionary assets under management (AUM) of $1,673,593,658 (Form ADV from 2019-04-09). Their last reported 13F filing for Q3 2019 included $150,204,000 in managed 13F securities and a top 10 holdings concentration of 57.13%. Capital Asset Advisory Services's largest holding is Vanguard Real Estate ETF with shares held of 389,617. Capital Asset Advisory Services has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 16 13F filings

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68

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $150.204 Million
  • Prior Market Value $129.811 Million
  • New Purchases13 stocks
  • Additional Purchases60 stocks
  • Sold out of4 stocks
  • Reduced holdings in25 stocks
  • Top 10 Holdings % 57.13 %
  • Turnover % [1]:14.91%
  • Turnover Alt % [2]: 13.58 %
  • Time Held Top20:3.40 quarters
  • Time Held Top10:3.70 quarters
  • Time Held All:8.68 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.37%
Performance Last 4 Quarters: 0.31%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

CAPITAL ASSET ADVISORY SERVICES, LLC
15744 PEACOCK ROAD
HASLETT MI    48840
Country: United States

Business Phone: 517-339-7662
Fax: 517-339-1573
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MI
Number of employees: 65
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Commissions
Amount of client funds and securities: 692,841,000
Total Number of Clients: 8125
Amount of client funds and securities by related persons: 692,841,000
Total Number of clients from related persons: 5852
Disclosures: 11.D (1)
Data above was derived from SEC filings.

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Form 4 - Recent Insider Transactions

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CAPITAL ASSET ADVISORY SERVICES, LLC

ownership team - last updated 2019-04-09
Name Title Start Date Direct/Indirect % Ownership
MAZZALI, ANTHONY, JOSEPH MANAGING MEMBER 04/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 1999-04-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
PARKER, MARK, DAVID MANAGING MEMBER 04/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
COHEN, JONATHAN, LEE MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PORTFOLIO MANAGER direct 2006-07-01
CASEY, JEFFREY, JOHN MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
EVANGELISTA, KENNETH, PATRICK CHIEF COMPLIANCE OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & CHIEF COMPLIANCE OFFICER direct 2006-07-01

CAPITAL ASSET ADVISORY SERVICES, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
MAZZALI, ANTHONY, JOSEPH MANAGING MEMBER 04/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 1999-04-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
PARKER, MARK, DAVID MANAGING MEMBER 04/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
COHEN, JONATHAN, LEE MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PORTFOLIO MANAGER direct 2006-07-01
CASEY, JEFFREY, JOHN MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
EVANGELISTA, KENNETH, PATRICK CHIEF COMPLIANCE OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & CHIEF COMPLIANCE OFFICER direct 2006-07-01

CAPITAL ASSET ADVISORY SERVICES, LLC

ownership team - last updated 2017-06-29
Name Title Start Date Direct/Indirect % Ownership
MAZZALI, ANTHONY, JOSEPH MANAGING MEMBER 04/01/1999 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER & CHIEF COMPLIANCE OFFICER direct 1999-04-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PRINCIPAL direct 2006-07-01
PARKER, MARK, DAVID MANAGING MEMBER 04/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-04-01
COHEN, JONATHAN, LEE MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & PORTFOLIO MANAGER direct 2006-07-01
CASEY, JEFFREY, JOHN MANAGING MEMBER 09/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC MANAGING MEMBER direct 1999-09-01
EVANGELISTA, KENNETH, PATRICK CHIEF COMPLIANCE OFFICER 06/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CAPITAL ASSET ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
EXECUTIVE WEALTH MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2007-06-01
WEALTH ADVISORY GROUP ASSET MANAGEMENT, INC. INVESTMENT ADVISORY REPRESENTATIVE & CHIEF COMPLIANCE OFFICER direct 2006-07-01

WhaleScore history for CAPITAL ASSET ADVISORY SERVICES LLC

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