CAPITAL FINANCIAL PLANNING, LLC

HTTPS://WWW.LINKEDIN.COM/COMPANY/478342/ ALBANY, NY Investment Advisor How do I update this listing?

Capital Financial Planning is based out of Albany. Capital Financial Planning is a large advisory firm with 753 clients and discretionary assets under management (AUM) of $275,417,774 (Form ADV from 2018-04-26). Their last reported 13F filing for Q4 2018 included $114,200,000 in managed 13F securities and a top 10 holdings concentration of 53.27%. Capital Financial Planning's largest holding is Vanguard Value ETF with shares held of 132,395. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.79%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
AssetMark

View Last Form Adv Compilation Report on Record

CAPITAL FINANCIAL PLANNING, LLC
6 TOWER PLACE
ALBANY NY    12203
Country: United States

Business Phone: (518) 867-4000
Fax: (518) 694-4196
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 20
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 753
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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CAPITAL FINANCIAL PLANNING, LLC

ownership team - last updated 2018-04-26
Name Title Start Date Direct/Indirect % Ownership
SLINGERLAND, TODD, ARTHUR MANAGING MEMBER, PRESIDENT, CEO AND CCO 08/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
ABB ADVISORS, LLC PRESIDENT, CEO AND CCO direct 2016-08-01
CAPITAL FINANCIAL PLANNING, LLC MANAGING MEMBER, PRESIDENT, CEO AND CCO direct 2016-08-01

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