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HTTP://WWW.CAPRINBONDS.COM • HENRICO, VA • Investment Advisor How do I update this listing?
Caprin Asset Management is based out of Henrico. Caprin Asset Management is a large advisory firm with 1032 clients and discretionary assets under management (AUM) of $1,304,006,383 (Form ADV from 2019-05-30). Their last reported 13F filing for Q3 2019 included $130,214,000 in managed 13F securities and a top 10 holdings concentration of 98.86%. Caprin Asset Management's largest holding is VanEck Vectors AMT-Free Intermediate Mun with shares held of 888,385. Caprin Asset Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 16 13F filings
09/30/2019
09/30/2019
09/30/2019
09/30/2019
09/30/2019
[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.
[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.
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Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14
Performance for Q3 2019: | -0.46% |
Performance Last 4 Quarters: | 9.53% |
Stdev (5-yrs): | Subscription required | BETA (5-yrs): | Subscription required | ALPHA (3-yrs): | Subscription required |
Max Drawdown (all-years): | Subscription required | Annualized Perf (3-yrs): | Subscription required | Batting Avg vs S&P. (3-yrs): | Subscription required |
Sortino (3-yrs): | Subscription required | Stutzer (3-yrs): | Subscription required | Treynor (3-yrs): | Subscription required |
Sterling (3-yrs): | Subscription required | Calmar (3-yrs): | Subscription required | Information Ratio (3-yrs): | Subscription required |
Tracking Error (3 yrs): | Subscription required | Stdev Down (3-yrs): | Subscription required | Winning Months %: | Subscription required |
Losing Months %: | Subscription required | Best 12 Months: | Subscription required | Worst 12 Months: | Subscription required |
Efficiency Ratio (3-yrs): | Subscription required | Sharpe: | Subscription required | Stdev Sectors: | Subscription required |
Skewness (3-yrs): | Subscription required | Kurtosis (3-yrs): | Subscription required | Upside Potential (3-yrs): | Subscription required |
SEC Registration as : | Large Advisory Firm |
Form of Organization: | Limited Liability Company |
Organized in: | VA |
Number of employees: | 11 |
Other Business Activities: | |
Advisor Fees/Compensation: | Percentage of assets under management |
Amount of client funds and securities: | |
Total Number of Clients: | 1032 |
Amount of client funds and securities by related persons: | |
Total Number of clients from related persons: | |
Disclosures: |
Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
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PAGE, CHERYL, LYNN | MANAGING DIRECTOR | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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HORNER, EDWIN, BRYAN | ELECTED MANAGER | 12/01/2011 | Direct | 10 - 25% | |||||||||||||||||||||||||||||||
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PLOTKIN, ADAM, S | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | 03/01/2016 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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HOOVER, MICHAEL, LOUIS | ELECTED MANAGER AND PRESIDENT | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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STUDEBAKER, PEYTON, MILLS | MANAGING DIRECTOR | 09/01/2014 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
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PAGE, CHERYL, LYNN | MANAGING DIRECTOR | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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HORNER, EDWIN, BRYAN | ELECTED MANAGER | 12/01/2011 | Direct | 10 - 25% | |||||||||||||||||||||||||||||||
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PLOTKIN, ADAM, S | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | 03/01/2016 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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HOOVER, MICHAEL, LOUIS | ELECTED MANAGER AND PRESIDENT | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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STUDEBAKER, PEYTON, MILLS | MANAGING DIRECTOR | 09/01/2014 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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Name | Title | Start Date | Direct/Indirect | % Ownership | |||||||||||||||||||||||||||||||
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PAGE, CHERYL, LYNN | MANAGING DIRECTOR | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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HORNER, EDWIN, BRYAN | ELECTED MANAGER | 12/01/2011 | Direct | 10 - 25% | |||||||||||||||||||||||||||||||
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PLOTKIN, ADAM, S | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | 03/01/2016 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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HOOVER, MICHAEL, LOUIS | ELECTED MANAGER AND PRESIDENT | 03/01/2007 | Direct | 25 - 50% | |||||||||||||||||||||||||||||||
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STUDEBAKER, PEYTON, MILLS | MANAGING DIRECTOR | 09/01/2014 | Direct | 5 - 10% | |||||||||||||||||||||||||||||||
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