CARLYLE INVESTMENT MANAGEMENT LLC

HTTPS://TWITTER.COM/ONECARLYLE WASHINGTON, DC Investment Advisor Hedge Fund
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Carlyle Investment Management is based out of Washington. Carlyle Investment Management is a hedge fund with 632 clients and discretionary assets under management (AUM) of $192,613,890,574 (Form ADV from 2023-03-30). Whalewisdom has at least 1 13D filings, 3 13G filings, and 1 Form 4 filings

Contact Info

carlyle investment management llc
1001 PENNSYLVANIA AVE. N.W.
WASHINGTON DC    20004

Business Phone: (202) 347-2626
SEC SIC CODE:
6282-INVESTMENT ADVICE

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Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

THE CARLYLE GROUP
1001 PENNSYLVANIA AVENUE, N.W. SUITE 220 SOUTH
WASHINGTON DC    20004-2505
Country: United States

Business Phone: 202-729-5626
Fax: 202-347-1818
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 1018
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities: 118,371,000,000
Total Number of Clients: 632
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.D (2)
Data above was derived from SEC filings.

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CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2023-03-30
Name Title Start Date Direct/Indirect % Ownership
RUBENSTEIN, DAVID, MARK CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - CAMMACK HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
Finn, Christopher MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
MITCHELL, HEATHER, ANN MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
BUSER, CURTIS, LYLE MANAGING DIRECTOR/CFO - THE CARLYLE GROUP 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CFO - THE CARLYLE GROUP direct 2014-12-01
ZIOBRO, CATHERINE, LABOURE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& RELYING ADVISORS direct 2009-01-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. direct 2016-07-01
TC GROUP, L.L.C. MEMBER 12/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
FERGUSON, JEFFREY, WILLIAM MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC LEGAL direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/LEGAL direct 1997-04-01
CONWAY, WILLIAM, ELIAS CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - STUPAR HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, TREASURER indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CRIMSON HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
ALPINVEST PARTNERS B.V. DIRECTOR direct 2011-07-01 2013-04-01
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT AND SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
SCHWARTZ, HARVEY, MITCHELL MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP 02/01/2023 Direct less than 5%
Fund Name Position direct/indirect start date end date
GOLDMAN SACHS & CO. LLC MANAGING DIRECTOR, MANAGER direct 2017-04-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I, L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I, L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARLYLE OLIVER COINVESTMENT, L.P. United States 805-4255147446 Private Equity Fund 40,493,781 0
CGP II OLIVER BLOCKED COINVESTMENT, L.P. United States 805-5582573020 Private Equity Fund 31,289,141 0
CARLYLE ARK PARTNERS, S.C.SP Luxembourg 805-7947995473 Private Equity Fund 337,358,570 0
CARLYLE SHIELD PARTNERS, S.C.SP. Luxembourg 805-3327780126 Private Equity Fund 46,580,300 0
ABINGWORTH BIOVENTURES VI LP United Kingdom 805-3824998877 Private Equity Fund 312,500,000 1,600,000
CARLYLE US CLO 2022-B, LTD. Cayman Islands 805-5221215133 Securitized Asset Fund 176,149,419 250,000
CARLYLE US CLO 2022-4, LTD. Cayman Islands 805-5878034348 Securitized Asset Fund 550,365,734 250,000
SHAWNEE 2022-1 LLC United States 805-3308471475 Securitized Asset Fund 242,333,067 250,000
CARLYLE US CLO 2022-F, LTD. Cayman Islands 805-7879289284 Securitized Asset Fund 94,279,436 250,000
CARLYLE GUARDIAN COINVESTMENT, L.P. Cayman Islands 805-7164133577 Private Equity Fund 41,130,734 0
CARLYLE TUSCANY COINVESTMENT, S.C.SP. Luxembourg 805-9460099276 Private Equity Fund 88,536,319 0
CARLYLE US CLO 2022-5, LTD. Cayman Islands 805-1877188034 Securitized Asset Fund 494,641,008 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 20,497,494 5,000,000 Master Fund
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 153,780,783 10,000
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 2,869,939 0 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 206,885,253 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 572,377,433 250,000
CARLYLE ATLAS TERMINALS COINVESTMENT, L.P. Cayman Islands 805-8816809532 Private Equity Fund 182,399,460 0
CARLYLE APPLE PARTNERS, L.P. Cayman Islands 805-5339784725 Private Equity Fund 173,534,716 0
CARLYLE US CLO 2022-2, LTD. Cayman Islands 805-1637585961 Securitized Asset Fund 491,130,791 250,000
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 33,476,146 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 67,831,169 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 94,114,912 10,206,150 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 2,800,431 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 4,398,806 0
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 921,220,647 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 381,112,321 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 258,962,112 0
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 97,826,220 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 4,513,105 250,000
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 9,545,021 0
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,252,780 0
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 4,100,995 5,000,000 Master Fund
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 341,948,312 250,000 Fund of Funds
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 5,031,343 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 674,170,777 0
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 652,552,834 0
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 588,240,235 250,000
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 5,762,128 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 3,004,285,969 10,000,000 Master Fund
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 15,305,153 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 1,748,553,498 0 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 149,291 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 480,724,907 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 2,805,320 0
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 100,946,204 0
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 76,345,382 0
CARLYLE US CLO 2021-2, LTD. Cayman Islands 805-8894129036 Securitized Asset Fund 491,158,093 250,000
COLORFUL CO-INVESTMENT Mauritius 805-6359296898 Private Equity Fund 471,302 0
CARLYLE US CLO 2020-1, LTD. Cayman Islands 805-1506541607 Securitized Asset Fund 491,908,959 250,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 2,167,828,978 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 18,066,926 5,103,075 Master Fund
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 7,078,039 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 448,388,046 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 569,495,948 250,000
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 81,266,267 0
CARLYLE GREEN PARTNERS Cayman Islands 805-4753859908 Private Equity Fund 39,336,627 0 Master Fund
VARO COINVESTMENT II C.V. Netherlands 805-3179194095 Private Equity Fund 228,735,017 0
CARLYLE MOZART COINVESTMENT HOLDINGS, L.P. United States 805-4497831261 Private Equity Fund 845,688,668 0
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 27,672,259 0
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 307,728,618 250,000 Master Fund Fund of Funds
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 352,287,734 250,000
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 71,207,622 0 Fund of Funds
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 470,145,857 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 127,951,266 0 Master Fund
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 1,586,846,879 5,000,000 Master Fund
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 16,550,773 10,000,000 Master Fund
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 18,448,489 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 16,861,026 0 Master Fund
CARLYLE ASIA PARTNERS GROWTH I Cayman Islands 805-5423436709 Private Equity Fund 206,919,910 5,000,000 Master Fund
CARLYLE ATOM PARTNERS Cayman Islands 805-5162870860 Private Equity Fund 275,157,203 0 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 37,017,604 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 475,640,925 250,000
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Private Equity Fund 1,055,866,818 50,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 199,834 250,000
CARLYLE PARTNERS GROWTH United States 805-5791750201 Private Equity Fund 353,463,765 10,000,000 Master Fund
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 2,046,701,611 10,206,150 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 5,629,040,344 10,000,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 667,974,546 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 498,798 0 Master Fund
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 41,438,250 0
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8529959382 Private Equity Fund 208,543,432 0
CARLYLE ASIA PARTNERS GROWTH II Cayman Islands 805-3033209307 Private Equity Fund 387,446,378 10,000,000 Master Fund
CARLYLE US CLO 2021-4, LTD. Cayman Islands 805-7850862355 Securitized Asset Fund 453,953,302 250,000
CARLYLE US CLO 2021-5, LTD. Cayman Islands 805-2924145638 Securitized Asset Fund 492,798,474 250,000
CARLYLE US CLO 2021-6, LTD. Cayman Islands 805-7096209293 Securitized Asset Fund 494,853,484 250,000
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 6,259,346,120 5,000,000 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 2,276,598 0
FLAMINGO COINVESTMENT S.C.SP. Luxembourg 805-1100912753 Private Equity Fund 144,275,372 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 8,869,185 50,000
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 0 0 Master Fund
CARLYLE US CLO 2021-1, LTD. Cayman Islands 805-5024390701 Securitized Asset Fund 588,353,841 250,000
CARLYLE FRANKLIN COINVESTMENT, L.P. United States 805-9703608514 Private Equity Fund 69,161,373 0
CARLYLE US CLO 2020-2, LTD. Cayman Islands 805-9685050478 Securitized Asset Fund 492,665,996 250,000
CARLYLE ARBOR COINVESTMENT, L.P. United States 805-3132490204 Private Equity Fund 337,514,501 0
CER KINETIC CO-INVESTMENT, S.C.SP. Luxembourg 805-7079926868 Real Estate Fund 93,776,243 0
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 73,068,660 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 476,398,563 250,000
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 273,225,308 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 578,337,317 250,000
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 69,444,727 0
CARLYLE JAVA COINVESTMENT, L.P. United States 805-5032885004 Private Equity Fund 128,707,074 0
CARLYLE MOZART COINVESTMENT, L.P. United States 805-5448930255 Private Equity Fund 307,655,314 0
CBAM 2017-1 LTD. Cayman Islands 805-3425922549 Securitized Asset Fund 1,180,100,462 250,000
CBAM 2021-14, LTD. Cayman Islands 805-1782452330 Securitized Asset Fund 385,825,393 250,000
CBAM 2017-4, LTD. Cayman Islands 805-8715444628 Securitized Asset Fund 943,782,880 250,000
CBAM 2018-7, LTD. Cayman Islands 805-8587664900 Securitized Asset Fund 710,469,998 250,000
CBAM 2017-2, LTD. Cayman Islands 805-2922922216 Securitized Asset Fund 1,504,868,641 250,000
CBAM 2019-10, LTD. Cayman Islands 805-3759333394 Securitized Asset Fund 385,262,382 250,000
CBAM 2020-12, LTD. Cayman Islands 805-7186835015 Securitized Asset Fund 481,188,120 250,000
CBAM 2018-5, LTD. Cayman Islands 805-2059337123 Securitized Asset Fund 960,436,058 250,000
CBAM 2017-3, LTD. Cayman Islands 805-3501843399 Securitized Asset Fund 1,261,812,678 250,000
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 541,655,695 250,000
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 549,964,301 250,000
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 25,711,619 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 535,911,311 250,000
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,100,848,624 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 588,645,454 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 3,996,395,861 0
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 602,048,516 5,103,075 Master Fund
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 133,335,878 0 Fund of Funds
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 552,668,104 5,103,075 Master Fund
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 431,768,254 250,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 39,203,090 0 Fund of Funds
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 81,665,664 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 21,913,117,095 10,000,000 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 478,604,098 250,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 85,002,187 0 Fund of Funds
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 99,184,208 0 Master Fund
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 723,011,504 10,000,000 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 2,957,282 0
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 1,861,602 5,103,075 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 53,101,080 0
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 766,639,239 0
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 8,171,384 0
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 287,896 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 664,588,936 250,000
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 48,308,089 5,103,075 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 203,949,965 0 Fund of Funds
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 376,694,898 250,000
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 4,696,072,270 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 102,906,329 250,000 Fund of Funds
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 1,062,307,485 500,000,000 Fund of Funds
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 383,305,977 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 10,581,726 0
CARLYLE US CLO 2021-11, LTD. Cayman Islands 805-8323757114 Securitized Asset Fund 437,012,397 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 281,032,903 0 Master Fund
CARLYLE US CLO 2021-3S, LTD. Cayman Islands 805-2696312434 Securitized Asset Fund 489,637,811 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 768,902,899 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 524,408,677 250,000
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 50,358,812 100,000,000 Fund of Funds
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 1,665,999,868 3,543,085 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 31,641,150 250,000 Fund of Funds
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 381,609,177 3,543,085 Master Fund
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 303,005 0
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 209,335,583 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 558,210,563 0 Fund of Funds
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 91,832,455 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,972,860,288 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 465,272,763 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 20,553,071 0
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 3,765,024 5,000,000 Master Fund
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 214,101,412 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 11,281,538 5,000,000 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 83,820,902 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 153,623,189 250,000 Fund of Funds
CARLYLE SPINNAKER PARTNERS 1, L.P. Cayman Islands 805-9544536208 Private Equity Fund 508,833,907 0 Fund of Funds
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 98,936,710 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 1,624,290 250,000
CARLYLE US CLO 2021-10, LTD. Cayman Islands 805-8253470616 Securitized Asset Fund 489,328,805 250,000
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 6,496,031 10,000,000 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 361,701 0 Master Fund
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 215,720,759 0
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 12,822,356 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 170,261,752 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 95,647,951 5,103,075 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 2,187,610 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 6,823,893 10,206,150 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 577,623,141 250,000
CARLYLE LIGHTNING PARTNERS, S.C.SP. Luxembourg 805-2569828242 Private Equity Fund 110,149,319 5,000,000
CARLYLE US CLO 2021-7, LTD. Cayman Islands 805-9349794173 Securitized Asset Fund 493,714,326 250,000
CARLYLE REALTY PARTNERS IX United States 805-2192600446 Real Estate Fund 1,871,359,692 5,000,000 Master Fund
GAZETTE CO-INVESTMENT LIMITED Mauritius 805-2943412948 Private Equity Fund 19,763,126 0
CARLYLE EUROPE REALTY FUND II Luxembourg 805-2946050195 Real Estate Fund 503,217,907 5,103,075 Master Fund
CER BEECHCROFT CO-INVESTMENT, S.C.SP. Luxembourg 805-1826513733 Real Estate Fund 26,886,663 0
CARLYLE EDELWEISS PARTNERS, S.C.SP. Luxembourg 805-9227505869 Private Equity Fund 98,710,091 0
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 12,161,084 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 570,042,331 250,000
CER UK LOGISTICS II CO-INVESTMENT, S.C.SP. Luxembourg 805-5158989103 Real Estate Fund 89,714,800 0
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND II United States 805-9277013141 Private Equity Fund 61,138,135 0 Master Fund
GREENLEAF CO-INVEST PARTNERS, L.P. United States 805-2365494117 Private Equity Fund 457,187,279 0 Fund of Funds
CARLYLE PARTNERS VIII United States 805-9165574867 Private Equity Fund 7,433,413,865 10,000,000 Master Fund
CARLYLE US CLO 2021-8, LTD. Cayman Islands 805-9896149871 Securitized Asset Fund 590,231,128 250,000
CARLYLE US CLO 2021-9, LTD. Cayman Islands 805-4730209600 Securitized Asset Fund 585,450,266 250,000
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 138,319,357 0 Master Fund
CARLYLE ZEPHYR PARTNERS, S.C.SP. Luxembourg 805-3507558672 Private Equity Fund 165,548,918 0
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 1,194,118,486 10,000,000 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 278,080,246 0
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 275,610 5,000,000
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 43,834,667 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 21,942,919 0
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 1,322,104,669 10,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 12,636,614 5,103,075 Master Fund
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 14,877,032 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 61,261,625 0
SHAWNEE 2021-1 LLC United States 805-9397936842 Securitized Asset Fund 221,694,793 250,000
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 157,389,516 0 Master Fund
CBAM 2019-11R, LTD. Cayman Islands 805-8765530636 Securitized Asset Fund 482,323,622 250,000
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 84,280,001 0
SHAWNEE 1892 LLC United States 805-6160819211 Securitized Asset Fund 144,384,498 250,000
BASTILLE EURO CLO 2020-3 DAC Ireland 805-1389012674 Securitized Asset Fund 329,255,584 250,000
VENDOME FUNDING CLO 2020-1 DAC Ireland 805-1387789145 Securitized Asset Fund 437,952,527 10,000,000
CBAM 2018-6, LTD. Cayman Islands 805-2968801731 Securitized Asset Fund 945,490,359 250,000
CBAM 2021-15, LLC United States 805-8008065340 Securitized Asset Fund 389,221,145 250,000
CBAM 2019-9, LTD. Cayman Islands 805-2251154216 Securitized Asset Fund 536,406,683 250,000
CBAM 2018-8, LTD. Cayman Islands 805-1859508551 Securitized Asset Fund 403,799,387 250,000
MONTMARTRE EURO CLO 2020-2 DAC Ireland 805-4512239364 Securitized Asset Fund 330,346,391 102,061
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 577,827,190 250,000
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 208,509,712 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 367,407,549 5,000,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 206,592,337 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Real Estate Fund 213,123,455 10,000,000
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 269,034 1,000,000
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 245,543,392 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 2,914,558,981 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 771,329,928 5,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 619,421 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 1,708,000,069 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 616,052 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 2,038,872,694 5,000,000 Master Fund
CBAM 2020-13, LTD. Cayman Islands 805-9755555918 Securitized Asset Fund 430,003,233 250,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,331,353,295 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 570,251,955 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 4,770,548 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 507,247,025 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 552,450,276 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 0 0
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 573,209,060 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 331,453 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 391,510,885 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 7,533,077,929 10,000,000 Master Fund
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 577,917,609 250,000
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 109,039,812 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 5,979,521 250,000
CARLYLE TIRAMISU PARTNERS, L.P. Cayman Islands 805-7101809828 Private Equity Fund 81,895,694 0
CARLYLE EUROPE TECHNOLOGY PARTNERS V Luxembourg 805-4362565017 Private Equity Fund 214,448,773 5,103,075 Master Fund
CARLYLE US CLO 2022-1, LTD. Cayman Islands 805-9582560493 Securitized Asset Fund 392,467,394 250,000
CARLYLE US CLO 2022-H, LTD. Cayman Islands 805-3775718501 Securitized Asset Fund 236,859,225 250,000
CARLYLE US CLO 2022-E, LTD. Cayman Islands 805-9528375896 Securitized Asset Fund 94,086,919 250,000
ABINGWORTH CLINICAL CO-DEVELOPMENT FUND LP United Kingdom 805-4515384707 Private Equity Fund 129,100,000 200,000
ABINGWORTH CLINICAL CO-DEVELOPMENT FUND 2 CO-INVESTMENT LP United Kingdom 805-9357850269 Private Equity Fund 24,800,000 25,000,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND II Cayman Islands 805-2069423024 Private Equity Fund 117,359,053 0 Master Fund
CARLYLE AQUILES PARTNERS, S.C.SP. Luxembourg 805-4062774922 Private Equity Fund 34,518,021 0
CARLYLE VENUS PARTNERS, S.C.SP. Luxembourg 805-3579088556 Private Equity Fund 37,674,451 0
CARLYLE AQUILES PARTNERS II, S.C.SP Luxembourg 805-3205154815 Private Equity Fund 59,649,259 0
ABINGWORTH BIOVENTURES 8 LP United Kingdom 805-9980486748 Private Equity Fund 450,100,000 50,000
CARLYLE EURO CLO 2022-5 DAC Ireland 805-3383848773 Securitized Asset Fund 444,756,029 250,000
VIOLA CO-INVESTMENT LIMITED Mauritius 805-4418407685 Private Equity Fund 13,426,627 0
CARLYLE WISDOM PARTNERS Cayman Islands 805-9447077544 Private Equity Fund 77,947,870 0 Master Fund
CARLYLE DEER PARTNERS, L.P. Cayman Islands 805-7766741327 Private Equity Fund 86,239,721 0
CARLYLE WESTWOOD COINVESTMENT, S.C.SP. Luxembourg 805-4977293477 Private Equity Fund 50,849,645 0
CARLYLE US CLO 2022-6, LTD. Cayman Islands 805-9857217783 Securitized Asset Fund 445,805,205 250,000
CARLYLE US CLO 2022-D SEPARATE, LTD. Cayman Islands 805-3625327589 Securitized Asset Fund 42,524,938 250,000
PROJECT GUARDIAN HOLDINGS II LIMITED Cayman Islands 805-1040710504 Private Equity Fund 316,029,607 0
CARLYLE MOOSE COINVESTMENT, L.P. United States 805-5568223085 Private Equity Fund 453,553,531 0
ABV 8 STRATEGIC UK LP United Kingdom 805-7068683370 Private Equity Fund 7,500,000 1,500,000
ABINGWORTH BIOVENTURES V CO-INVEST GROWTH EQUITY FUND LP United Kingdom 805-9380569149 Private Equity Fund 2,000,000 1,600,000
CARLYLE US CLO 2022-3, LTD. Cayman Islands 805-3234045167 Securitized Asset Fund 404,167,160 250,000
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND II Luxembourg 805-5682063534 Private Equity Fund 182,089,871 10,000,000 Master Fund
CARLYLE RISER COINVESTMENT, L.P. United States 805-8740519980 Private Equity Fund 156,401,825 0
CARLYLE CONNECT COINVESTMENT, L.P. Cayman Islands 805-9872693937 Private Equity Fund 45,391,166 0
ABINGWORTH BIOVENTURES V LP United Kingdom 805-4953602524 Private Equity Fund 15,017,810 80,000
ABINGWORTH CLINICAL CO-DEVELOPMENT FUND 2 LP United Kingdom 805-2794267530 Private Equity Fund 568,800,000 60,000
ABINGWORTH BIOVENTURES VII LP United Kingdom 805-2889804956 Private Equity Fund 201,600,000 250,000

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2022-08-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 850,117 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 178,846,777 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 3,537,122,185 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 21,002,625 5,717,522 Master Fund
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 9,112,000 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 504,093,102 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 616,072,036 250,000
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 48,442,646 0
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Private Equity Fund 762,508,000 50,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 7,228,276 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 20,706,000 5,000,000 Master Fund
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 1,370,908 0 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 230,322,436 5,000,000 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 71,619,581 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,453,134,137 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 522,138,908 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 18,637,148 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 8,307,000 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 26,109,645 5,000,000 Master Fund
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 212,665,631 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 153,619,286 5,000,000 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 89,570,390 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 162,246,000 250,000
CARLYLE SPINNAKER PARTNERS 1, L.P. Cayman Islands 805-9544536208 Private Equity Fund 223,504,382 0
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 102,209,862 5,000,000 Master Fund
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 123,247,000 0
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 496,668,079 250,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 37,418,786 0
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 79,463,177 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 21,349,760,679 10,000,000 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 522,702,157 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 0 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 96,768,989 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 96,875,204 0 Master Fund
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 417,843,516 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 2,161,587,503 5,717,522 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 64,647,086 0
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 744,657,449 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 630,934,679 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 2,974,412,000 0
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 608,236,886 5,717,522 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 3,001,814 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 610,840,507 250,000
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 784,486,696 5,717,522 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 2,246,706 250,000
CARLYLE US CLO 2021-10, LTD. Cayman Islands 805-8253470616 Securitized Asset Fund 603,115,262 250,000
CARLYLE US CLO 2021-J, LTD. Cayman Islands 805-4470333649 Securitized Asset Fund 286,635,763 250,000
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 52,513,000 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 511,311,916 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 177,724,295 0 Master Fund
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,037,923,801 5,000,000 Master Fund
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 13,174,975 10,000,000 Master Fund
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 29,036,330 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 21,624,257 0 Master Fund
CARLYLE ASIA PARTNERS GROWTH I Cayman Islands 805-5423436709 Private Equity Fund 218,944,143 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 403,385,654 250,000
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 1,076,596,000 10,000,000 Master Fund
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 54,842,793 4,401,587 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 195,376,656 0
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 527,075 0
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 356,916 5,000,000
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 38,172,353 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 69,705,199 0
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 1,646,094,247 10,000,000 Master Fund
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 178,194,027 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 186,633,086 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 407,725,868 250,000
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 3,995,025,930 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 134,989,000 250,000
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 794,998,000 500,000,000
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 414,826,538 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 81,461,779 0
CARLYLE US CLO 2021-11, LTD. Cayman Islands 805-8323757114 Securitized Asset Fund 677,081,831 250,000
CER UK LOGISTICS II CO-INVESTMENT, S.C.SP. Luxembourg 805-5158989103 Real Estate Fund 0 0
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND II United States 805-9277013141 Private Equity Fund 19,233,816 0 Master Fund
GREENLEAF CO-INVEST PARTNERS, L.P. United States 805-2365494117 Private Equity Fund 386,272,926 0
CARLYLE PARTNERS VIII United States 805-9165574867 Private Equity Fund 2,792,748,970 10,000,000 Master Fund
CARLYLE US CLO 2021-8, LTD. Cayman Islands 805-9896149871 Securitized Asset Fund 665,049,270 250,000
CARLYLE US CLO 2021-9, LTD. Cayman Islands 805-4730209600 Securitized Asset Fund 687,479,791 250,000
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 0 0
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 115,790,316 0 Master Fund
CARLYLE ZEPHYR PARTNERS, S.C.SP. Luxembourg 805-3507558672 Private Equity Fund 162,600,496 0
CARLYLE ATLAS TERMINALS COINVESTMENT, L.P. Cayman Islands 805-8816809532 Private Equity Fund 154,955,123 0
CARLYLE APPLE PARTNERS, L.P. Cayman Islands 805-5339784725 Private Equity Fund 175,774,577 0
CARLYLE US CLO 2022-A, LTD. Cayman Islands 805-9912011399 Securitized Asset Fund 86,300,747 250,000
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 259,583,078 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 577,471,470 0
CARLYLE US CLO 2021-3S, LTD. Cayman Islands 805-2696312434 Securitized Asset Fund 526,104,071 250,000
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 1,049,402,846 4,401,587 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 1,622,696 0 Master Fund
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 222,894,254 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 234,250,037 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 72,783,033 5,717,522 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 11,731,153 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 4,835,880,687 11,435,045 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 632,108,747 250,000
CARLYLE LIGHTNING PARTNERS, S.C.SP. Luxembourg 805-2569828242 Private Equity Fund 105,448,321 5,000,000
CARLYLE US CLO 2021-7, LTD. Cayman Islands 805-9349794173 Securitized Asset Fund 545,131,920 250,000
CARLYLE REALTY PARTNERS IX United States 805-2192600446 Real Estate Fund 258,215,801 5,000,000 Master Fund
GAZETTE CO-INVESTMENT LIMITED Mauritius 805-2943412948 Private Equity Fund 19,502,339 0
CARLYLE EUROPE REALTY FUND II Luxembourg 805-2946050195 Real Estate Fund 130,120,087 5,717,522 Master Fund
CER BEECHCROFT CO-INVESTMENT, S.C.SP. Luxembourg 805-1826513733 Real Estate Fund 25,013,878 0
CARLYLE EDELWEISS PARTNERS, S.C.SP. Luxembourg 805-9227505869 Private Equity Fund 68,739,880 0
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 11,275,606 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 616,688,119 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 306,998,454 0 Master Fund
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 0 0
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 103,216,533 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 149,984 0 Master Fund
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 25,373 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 719,713,142 250,000
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 28,080,862 5,717,522 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 17,463,580 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 220,618,165 0 Master Fund
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 72,240,001 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,387,744,000 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 631,447,458 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 16,230,433 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 617,979,377 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 615,938,843 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 644,371 0
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 622,667,063 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 439,888 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 449,177,000 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 15,537,988,652 10,000,000 Master Fund
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 620,464,239 250,000
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 172,551,804 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 10,174,786 250,000
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 53,266,981 5,717,522 Master Fund
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 12,100,796 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 81,343,863 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 31,674,401 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 108,198,190 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 99,892,547 11,435,045 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 6,502,747 0
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 130,511,491 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 543,850,816 250,000
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,136,054 0
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 95,599,412 5,000,000 Master Fund
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 226,939,723 250,000 Fund of Funds
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 3,757,000 0
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 567,521,806 0
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 628,437,745 250,000
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 11,890,620 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,885,762,000 10,000,000 Master Fund
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 36,681,290 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 1,394,892,339 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 10,781,437 0
FLAMINGO COINVESTMENT S.C.SP. Luxembourg 805-1100912753 Private Equity Fund 167,772,993 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 9,079,732 50,000
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 15,993,091 0
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 3,050,718 0 Master Fund
CARLYLE US CLO 2021-1, LTD. Cayman Islands 805-5024390701 Securitized Asset Fund 633,873,665 250,000
CARLYLE FRANKLIN COINVESTMENT, L.P. United States 805-9703608514 Private Equity Fund 32,353,510 0
CARLYLE US CLO 2020-2, LTD. Cayman Islands 805-9685050478 Securitized Asset Fund 558,746,780 250,000
CARLYLE ARBOR COINVESTMENT, L.P. United States 805-3132490204 Private Equity Fund 286,261,450 0
CER KINETIC CO-INVESTMENT, S.C.SP. Luxembourg 805-7079926868 Real Estate Fund 86,002,262 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 252,766,431 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 582,327 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 342,954,439 0
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 485,807,027 250,000
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 21,861,105 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 575,690,893 250,000
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,151,087,215 0
CARLYLE ATOM PARTNERS Cayman Islands 805-5162870860 Private Equity Fund 186,429,162 0 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 233,805,685 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 624,965,481 250,000
CARLYLE PARTNERS GROWTH United States 805-5791750201 Private Equity Fund 292,103,000 10,000,000 Master Fund
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 3,815,514,152 11,435,045 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 4,405,679,000 10,000,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 228,798,000 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 4,415,383 0 Master Fund
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 41,191,471 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 613,199,277 250,000
CARLYLE ASIA PARTNERS GROWTH II Cayman Islands 805-3033209307 Private Equity Fund 174,505,617 10,000,000 Master Fund
CARLYLE US CLO 2021-4, LTD. Cayman Islands 805-7850862355 Securitized Asset Fund 485,749,761 250,000
CARLYLE US CLO 2021-5, LTD. Cayman Islands 805-2924145638 Securitized Asset Fund 536,026,843 250,000
CARLYLE US CLO 2021-6, LTD. Cayman Islands 805-7096209293 Securitized Asset Fund 554,489,231 250,000
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 5,327,813,520 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 45,177,456 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 523,463,301 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 2,092,263 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 512,711,186 250,000
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 177,148,103 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 131,571,971 0
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 88,705,134 0
CARLYLE US CLO 2021-2, LTD. Cayman Islands 805-8894129036 Securitized Asset Fund 525,881,118 250,000
COLORFUL CO-INVESTMENT Mauritius 805-6359296898 Private Equity Fund 2,418,967 0
CARLYLE US CLO 2020-1, LTD. Cayman Islands 805-1506541607 Securitized Asset Fund 527,839,374 250,000
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8529959382 Private Equity Fund 72,354,903 0
CARLYLE JAVA COINVESTMENT, L.P. United States 805-5032885004 Private Equity Fund 122,532,000 0
CARLYLE MOZART COINVESTMENT, L.P. United States 805-5448930255 Private Equity Fund 293,628,656 0
CARLYLE GREEN PARTNERS Cayman Islands 805-4753859908 Private Equity Fund 70,507,209 0 Master Fund
VARO COINVESTMENT II C.V. Netherlands 805-3179194095 Private Equity Fund 193,084,164 0
CARLYLE MOZART COINVESTMENT HOLDINGS, L.P. United States 805-4497831261 Private Equity Fund 807,083,283 0
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 26,307,776 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 819,817,596 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 570,653,326 250,000
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 84,640,000 100,000,000
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 965,157,209 4,401,587 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 28,184,000 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 444,971 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 7,816,608 10,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 262,878,000 250,000 Master Fund
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 624,666,221 250,000
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 299,076,145 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 502,761,865 5,000,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 325,824,000 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Real Estate Fund 176,157,402 10,000,000
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 668,553 1,000,000
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 234,327,000 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,708,535,289 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 660,197,630 5,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 985,204 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 1,610,954,474 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 1,193,904 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 1,279,931,904 5,000,000 Master Fund
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 877,377,519 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 412,973,297 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 225,226,704 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 30,148,192 0
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 130,692,000 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 513,456,846 250,000
CBAM 2017-1 LTD. Cayman Islands 805-3425922549 Securitized Asset Fund 1,223,921,347 250,000
CBAM 2021-14, LTD. Cayman Islands 805-1782452330 Securitized Asset Fund 401,755,741 250,000
CEDAR CREST LLC United States 805-7170079071 Securitized Asset Fund 59,479,252 250,000
CBAM 2017-4, LTD. Cayman Islands 805-8715444628 Securitized Asset Fund 969,619,919 250,000
CBAM 2018-7, LTD. Cayman Islands 805-8587664900 Securitized Asset Fund 727,614,808 250,000
IRVING PLACE LTD. Cayman Islands 805-5263772633 Securitized Asset Fund 216,942,689 10,000,000
CBAM 2017-2, LTD. Cayman Islands 805-2922922216 Securitized Asset Fund 1,543,948,433 250,000
CBAM 2019-10, LTD. Cayman Islands 805-3759333394 Securitized Asset Fund 395,988,766 250,000
CBAM 2020-12, LTD. Cayman Islands 805-7186835015 Securitized Asset Fund 498,164,817 250,000
CBAM 2018-5, LTD. Cayman Islands 805-2059337123 Securitized Asset Fund 981,912,213 250,000
CBAM 2017-3, LTD. Cayman Islands 805-3501843399 Securitized Asset Fund 1,286,327,999 250,000
CBAM 2020-13, LTD. Cayman Islands 805-9755555918 Securitized Asset Fund 436,608,116 250,000
TROCADERO FUNDING DAC Ireland 805-3383848773 Securitized Asset Fund 263,569,574 250,000
CBAM 2019-11R, LTD. Cayman Islands 805-8765530636 Securitized Asset Fund 499,935,426 250,000
GAGE PARK LLC United States 805-7377386665 Securitized Asset Fund 83,603,033 250,000
SHAWNEE 1892 LLC United States 805-6160819211 Securitized Asset Fund 41,577,038 250,000
BASTILLE EURO CLO 2020-3 DAC Ireland 805-1389012674 Securitized Asset Fund 296,314,211 250,000
VENDOME FUNDING CLO 2020-1 DAC Ireland 805-1387789145 Securitized Asset Fund 389,832,483 10,000,000
CBAM 2018-6, LTD. Cayman Islands 805-2968801731 Securitized Asset Fund 983,096,150 250,000
CBAM 2021-15, LLC United States 805-8008065340 Securitized Asset Fund 406,577,839 250,000
CBAM 2019-9, LTD. Cayman Islands 805-2251154216 Securitized Asset Fund 590,098,975 250,000
CBAM 2018-8, LTD. Cayman Islands 805-1859508551 Securitized Asset Fund 474,734,094 250,000
MONTMARTRE EURO CLO 2020-2 DAC Ireland 805-4512239364 Securitized Asset Fund 297,087,847 250,000
SHAWNEE 2021-1 LLC United States 805-9397936842 Securitized Asset Fund 264,794,261 250,000

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2022-05-05
Name Title Start Date Direct/Indirect % Ownership
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CRIMSON HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
ALPINVEST PARTNERS B.V. DIRECTOR direct 2011-07-01 2013-04-01
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT AND SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
Finn, Christopher MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
LEE, KEWSONG MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP direct 2017-01-01
MITCHELL, HEATHER, ANN MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
BUSER, CURTIS, LYLE MANAGING DIRECTOR/CFO - THE CARLYLE GROUP 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CFO - THE CARLYLE GROUP direct 2014-12-01
ZIOBRO, CATHERINE, LABOURE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& RELYING ADVISORS direct 2009-01-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. direct 2016-07-01
TC GROUP, L.L.C. MEMBER 12/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
FERGUSON, JEFFREY, WILLIAM MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC LEGAL direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/LEGAL direct 1997-04-01
CONWAY, WILLIAM, ELIAS CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - STUPAR HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, TREASURER indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
CLARE, PETER, JOHN MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER FOR CPE - THE CARLYLE GROUP 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP direct 2017-01-01
RUBENSTEIN, DAVID, MARK CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - CAMMACK HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I, L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I, L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 522,138,908 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 18,637,148 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 8,307,000 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 26,109,645 5,000,000 Master Fund
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 212,665,631 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 153,619,286 5,000,000 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 89,570,390 0
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 417,843,516 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 2,161,587,503 5,717,522 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 64,647,086 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 96,875,204 0 Master Fund
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 744,657,449 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 630,934,679 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 2,974,412,000 0
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 608,236,886 5,717,522 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 3,001,814 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 610,840,507 250,000
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 784,486,696 5,717,522 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 2,246,706 250,000
CARLYLE US CLO 2021-10, LTD. Cayman Islands 805-8253470616 Securitized Asset Fund 603,115,262 250,000
CARLYLE US CLO 2021-J, LTD. Cayman Islands 805-4470333649 Securitized Asset Fund 286,635,763 250,000
CARLYLE SPINNAKER PARTNERS 1, L.P. Cayman Islands 805-9544536208 Private Equity Fund 223,504,382 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 342,954,439 0
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 485,807,027 250,000
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 21,861,105 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 575,690,893 250,000
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 624,666,221 250,000
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 299,076,145 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 502,761,865 5,000,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 325,824,000 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Real Estate Fund 176,157,402 10,000,000
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 668,553 1,000,000
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 234,327,000 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,708,535,289 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 660,197,630 5,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 985,204 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 1,610,954,474 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 1,193,904 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 1,279,931,904 5,000,000 Master Fund
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 877,377,519 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 412,973,297 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 225,226,704 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 30,148,192 0
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 130,692,000 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 513,456,846 250,000
CBAM 2017-1 LTD. Cayman Islands 805-3425922549 Securitized Asset Fund 1,223,921,347 250,000
CBAM 2021-14, LTD. Cayman Islands 805-1782452330 Securitized Asset Fund 401,755,741 250,000
CEDAR CREST LLC United States 805-7170079071 Securitized Asset Fund 59,479,252 250,000
CBAM 2017-4, LTD. Cayman Islands 805-8715444628 Securitized Asset Fund 969,619,919 250,000
CBAM 2018-7, LTD. Cayman Islands 805-8587664900 Securitized Asset Fund 727,614,808 250,000
IRVING PLACE LTD. Cayman Islands 805-5263772633 Securitized Asset Fund 216,942,689 10,000,000
CBAM 2017-2, LTD. Cayman Islands 805-2922922216 Securitized Asset Fund 1,543,948,433 250,000
CBAM 2019-10, LTD. Cayman Islands 805-3759333394 Securitized Asset Fund 395,988,766 250,000
CBAM 2020-12, LTD. Cayman Islands 805-7186835015 Securitized Asset Fund 498,164,817 250,000
CBAM 2018-5, LTD. Cayman Islands 805-2059337123 Securitized Asset Fund 981,912,213 250,000
CBAM 2017-3, LTD. Cayman Islands 805-3501843399 Securitized Asset Fund 1,286,327,999 250,000
CBAM 2020-13, LTD. Cayman Islands 805-9755555918 Securitized Asset Fund 436,608,116 250,000
TROCADERO FUNDING DAC Ireland 805-3383848773 Securitized Asset Fund 263,569,574 250,000
CBAM 2019-11R, LTD. Cayman Islands 805-8765530636 Securitized Asset Fund 499,935,426 250,000
GAGE PARK LLC United States 805-7377386665 Securitized Asset Fund 83,603,033 250,000
SHAWNEE 1892 LLC United States 805-6160819211 Securitized Asset Fund 41,577,038 250,000
BASTILLE EURO CLO 2020-3 DAC Ireland 805-1389012674 Securitized Asset Fund 296,314,211 250,000
VENDOME FUNDING CLO 2020-1 DAC Ireland 805-1387789145 Securitized Asset Fund 389,832,483 10,000,000
CBAM 2018-6, LTD. Cayman Islands 805-2968801731 Securitized Asset Fund 983,096,150 250,000
CBAM 2021-15, LLC United States 805-8008065340 Securitized Asset Fund 406,577,839 250,000
CBAM 2019-9, LTD. Cayman Islands 805-2251154216 Securitized Asset Fund 590,098,975 250,000
CBAM 2018-8, LTD. Cayman Islands 805-1859508551 Securitized Asset Fund 474,734,094 250,000
MONTMARTRE EURO CLO 2020-2 DAC Ireland 805-4512239364 Securitized Asset Fund 297,087,847 250,000
SHAWNEE 2021-1 LLC United States 805-9397936842 Securitized Asset Fund 264,794,261 250,000
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 102,209,862 5,000,000 Master Fund
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 123,247,000 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 162,246,000 250,000
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 496,668,079 250,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 37,418,786 0
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 79,463,177 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 21,349,760,679 10,000,000 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 522,702,157 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 0 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 96,768,989 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 511,311,916 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 177,724,295 0 Master Fund
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,037,923,801 5,000,000 Master Fund
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 52,513,000 0
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 13,174,975 10,000,000 Master Fund
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 29,036,330 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 21,624,257 0 Master Fund
CARLYLE ASIA PARTNERS GROWTH I Cayman Islands 805-5423436709 Private Equity Fund 218,944,143 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 403,385,654 250,000
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 527,075 0
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 1,076,596,000 10,000,000 Master Fund
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 356,916 5,000,000
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 1,646,094,247 10,000,000 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 186,633,086 0
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 54,842,793 4,401,587 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 195,376,656 0
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 38,172,353 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 69,705,199 0
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 178,194,027 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 407,725,868 250,000
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 3,995,025,930 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 134,989,000 250,000
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 794,998,000 500,000,000
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 414,826,538 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 81,461,779 0
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 172,551,804 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 10,174,786 250,000
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 53,266,981 5,717,522 Master Fund
CER UK LOGISTICS II CO-INVESTMENT, S.C.SP. Luxembourg 805-5158989103 Real Estate Fund 0 0
CARLYLE US CLO 2021-11, LTD. Cayman Islands 805-8323757114 Securitized Asset Fund 677,081,831 250,000
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND II United States 805-9277013141 Private Equity Fund 19,233,816 0 Master Fund
GREENLEAF CO-INVEST PARTNERS, L.P. United States 805-2365494117 Private Equity Fund 386,272,926 0
CARLYLE PARTNERS VIII United States 805-9165574867 Private Equity Fund 2,792,748,970 10,000,000 Master Fund
CARLYLE US CLO 2021-8, LTD. Cayman Islands 805-9896149871 Securitized Asset Fund 665,049,270 250,000
CARLYLE US CLO 2021-9, LTD. Cayman Islands 805-4730209600 Securitized Asset Fund 687,479,791 250,000
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 0 0
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 115,790,316 0 Master Fund
CARLYLE ATLAS TERMINALS COINVESTMENT, L.P. Cayman Islands 805-8816809532 Private Equity Fund 154,955,123 0
CARLYLE APPLE PARTNERS, L.P. Cayman Islands 805-5339784725 Private Equity Fund 175,774,577 0
CARLYLE US CLO 2022-A, LTD. Cayman Islands 805-9912011399 Securitized Asset Fund 86,300,747 250,000
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 259,583,078 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 577,471,470 0
CARLYLE US CLO 2021-3S, LTD. Cayman Islands 805-2696312434 Securitized Asset Fund 526,104,071 250,000
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 1,049,402,846 4,401,587 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 1,622,696 0 Master Fund
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 222,894,254 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 234,250,037 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 72,783,033 5,717,522 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 11,731,153 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 4,835,880,687 11,435,045 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 632,108,747 250,000
CARLYLE LIGHTNING PARTNERS, S.C.SP. Luxembourg 805-2569828242 Private Equity Fund 105,448,321 5,000,000
CARLYLE US CLO 2021-7, LTD. Cayman Islands 805-9349794173 Securitized Asset Fund 545,131,920 250,000
CARLYLE REALTY PARTNERS IX United States 805-2192600446 Real Estate Fund 258,215,801 5,000,000 Master Fund
GAZETTE CO-INVESTMENT LIMITED Mauritius 805-2943412948 Private Equity Fund 19,502,339 0
CARLYLE EUROPE REALTY FUND II Luxembourg 805-2946050195 Real Estate Fund 130,120,087 5,717,522 Master Fund
CER BEECHCROFT CO-INVESTMENT, S.C.SP. Luxembourg 805-1826513733 Real Estate Fund 25,013,878 0
CARLYLE EDELWEISS PARTNERS, S.C.SP. Luxembourg 805-9227505869 Private Equity Fund 68,739,880 0
CARLYLE ZEPHYR PARTNERS, S.C.SP. Luxembourg 805-3507558672 Private Equity Fund 162,600,496 0
CARLYLE ATOM PARTNERS Cayman Islands 805-5162870860 Private Equity Fund 186,429,162 0 Master Fund
CARLYLE PARTNERS GROWTH United States 805-5791750201 Private Equity Fund 292,103,000 10,000,000 Master Fund
CARLYLE ASIA PARTNERS GROWTH II Cayman Islands 805-3033209307 Private Equity Fund 174,505,617 10,000,000 Master Fund
CARLYLE US CLO 2021-4, LTD. Cayman Islands 805-7850862355 Securitized Asset Fund 485,749,761 250,000
CARLYLE US CLO 2021-5, LTD. Cayman Islands 805-2924145638 Securitized Asset Fund 536,026,843 250,000
CARLYLE US CLO 2021-6, LTD. Cayman Islands 805-7096209293 Securitized Asset Fund 554,489,231 250,000
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8529959382 Private Equity Fund 72,354,903 0
CARLYLE JAVA COINVESTMENT, L.P. United States 805-5032885004 Private Equity Fund 122,532,000 0
CARLYLE MOZART COINVESTMENT, L.P. United States 805-5448930255 Private Equity Fund 293,628,656 0
CARLYLE GREEN PARTNERS Cayman Islands 805-4753859908 Private Equity Fund 70,507,209 0 Master Fund
VARO COINVESTMENT II C.V. Netherlands 805-3179194095 Private Equity Fund 193,084,164 0
CARLYLE MOZART COINVESTMENT HOLDINGS, L.P. United States 805-4497831261 Private Equity Fund 807,083,283 0
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 26,307,776 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 819,817,596 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 570,653,326 250,000
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 84,640,000 100,000,000
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 965,157,209 4,401,587 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 28,184,000 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 444,971 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 7,816,608 10,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 262,878,000 250,000 Master Fund
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 11,275,606 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 616,688,119 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 306,998,454 0 Master Fund
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 0 0
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 103,216,533 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 149,984 0 Master Fund
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 25,373 0
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 28,080,862 5,717,522 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 17,463,580 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 220,618,165 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 719,713,142 250,000
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 72,240,001 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 631,447,458 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 16,230,433 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 617,979,377 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 615,938,843 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 644,371 0
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 622,667,063 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 439,888 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 449,177,000 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 15,537,988,652 10,000,000 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 6,502,747 0
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,136,054 0
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 95,599,412 5,000,000 Master Fund
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 226,939,723 250,000 Fund of Funds
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 3,757,000 0
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 567,521,806 0
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 628,437,745 250,000
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 620,464,239 250,000
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 12,100,796 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 81,343,863 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 31,674,401 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 108,198,190 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 99,892,547 11,435,045 Master Fund
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 130,511,491 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 543,850,816 250,000
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 11,890,620 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,885,762,000 10,000,000 Master Fund
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,151,087,215 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,387,744,000 5,000,000 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 233,805,685 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 624,965,481 250,000
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 3,815,514,152 11,435,045 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 4,405,679,000 10,000,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 228,798,000 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 4,415,383 0 Master Fund
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 41,191,471 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 613,199,277 250,000
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 5,327,813,520 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 45,177,456 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 523,463,301 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 2,092,263 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 512,711,186 250,000
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 177,148,103 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 131,571,971 0
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 88,705,134 0
CARLYLE US CLO 2021-2, LTD. Cayman Islands 805-8894129036 Securitized Asset Fund 525,881,118 250,000
COLORFUL CO-INVESTMENT Mauritius 805-6359296898 Private Equity Fund 2,418,967 0
CARLYLE US CLO 2020-1, LTD. Cayman Islands 805-1506541607 Securitized Asset Fund 527,839,374 250,000
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 36,681,290 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 1,394,892,339 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 10,781,437 0
FLAMINGO COINVESTMENT S.C.SP. Luxembourg 805-1100912753 Private Equity Fund 167,772,993 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 9,079,732 50,000
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 15,993,091 0
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 3,050,718 0 Master Fund
CARLYLE US CLO 2021-1, LTD. Cayman Islands 805-5024390701 Securitized Asset Fund 633,873,665 250,000
CARLYLE FRANKLIN COINVESTMENT, L.P. United States 805-9703608514 Private Equity Fund 32,353,510 0
CARLYLE US CLO 2020-2, LTD. Cayman Islands 805-9685050478 Securitized Asset Fund 558,746,780 250,000
CARLYLE ARBOR COINVESTMENT, L.P. United States 805-3132490204 Private Equity Fund 286,261,450 0
CER KINETIC CO-INVESTMENT, S.C.SP. Luxembourg 805-7079926868 Real Estate Fund 86,002,262 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 252,766,431 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 582,327 0
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 850,117 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 178,846,777 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 3,537,122,185 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 21,002,625 5,717,522 Master Fund
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 9,112,000 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 504,093,102 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 616,072,036 250,000
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 48,442,646 0
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Private Equity Fund 762,508,000 50,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 7,228,276 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 20,706,000 5,000,000 Master Fund
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 1,370,908 0 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 230,322,436 5,000,000 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 71,619,581 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,453,134,137 10,000,000 Master Fund

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CRIMSON HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
ALPINVEST PARTNERS B.V. DIRECTOR direct 2011-07-01 2013-04-01
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT AND SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
Finn, Christopher MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
LEE, KEWSONG MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP direct 2017-01-01
MITCHELL, HEATHER, ANN MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
BUSER, CURTIS, LYLE MANAGING DIRECTOR/CFO - THE CARLYLE GROUP 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CFO - THE CARLYLE GROUP direct 2014-12-01
ZIOBRO, CATHERINE, LABOURE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& RELYING ADVISORS direct 2009-01-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. direct 2016-07-01
TC GROUP, L.L.C. MEMBER 12/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
FERGUSON, JEFFREY, WILLIAM MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC LEGAL direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/LEGAL direct 1997-04-01
CONWAY, WILLIAM, ELIAS CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - STUPAR HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, TREASURER indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
CLARE, PETER, JOHN MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER FOR CPE - THE CARLYLE GROUP 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP direct 2017-01-01
RUBENSTEIN, DAVID, MARK CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - CAMMACK HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I, L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I, L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 512,711,186 250,000
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 177,148,103 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 131,571,971 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 1,394,892,339 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 10,781,437 0
FLAMINGO COINVESTMENT S.C.SP. Luxembourg 805-1100912753 Private Equity Fund 167,772,993 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 9,079,732 50,000
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 15,993,091 0
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 3,050,718 0 Master Fund
CARLYLE US CLO 2021-1, LTD. Cayman Islands 805-5024390701 Securitized Asset Fund 633,873,665 250,000
CARLYLE FRANKLIN COINVESTMENT, L.P. United States 805-9703608514 Private Equity Fund 32,353,510 0
CARLYLE US CLO 2020-2, LTD. Cayman Islands 805-9685050478 Securitized Asset Fund 558,746,780 250,000
CARLYLE ARBOR COINVESTMENT, L.P. United States 805-3132490204 Private Equity Fund 286,261,450 0
CER KINETIC CO-INVESTMENT, S.C.SP. Luxembourg 805-7079926868 Real Estate Fund 86,002,262 0
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 5,327,813,520 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 45,177,456 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 613,199,277 250,000
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 88,705,134 0
CARLYLE US CLO 2021-2, LTD. Cayman Islands 805-8894129036 Securitized Asset Fund 525,881,118 250,000
COLORFUL CO-INVESTMENT Mauritius 805-6359296898 Private Equity Fund 2,418,967 0
CARLYLE US CLO 2020-1, LTD. Cayman Islands 805-1506541607 Securitized Asset Fund 527,839,374 250,000
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 36,681,290 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 252,766,431 0
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 299,076,145 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 502,761,865 5,000,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 325,824,000 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Real Estate Fund 176,157,402 10,000,000
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 668,553 1,000,000
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 234,327,000 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,708,535,289 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 660,197,630 5,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 985,204 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 1,610,954,474 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 1,193,904 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 1,279,931,904 5,000,000 Master Fund
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 877,377,519 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 412,973,297 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 225,226,704 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 342,954,439 0
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 485,807,027 250,000
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 21,861,105 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 582,327 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 575,690,893 250,000
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 624,666,221 250,000
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 130,692,000 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 513,456,846 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 523,463,301 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 2,092,263 0
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 850,117 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 30,148,192 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 178,846,777 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 3,537,122,185 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 21,002,625 5,717,522 Master Fund
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 9,112,000 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 504,093,102 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 616,072,036 250,000
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 48,442,646 0
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 1,370,908 0 Master Fund
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Private Equity Fund 762,508,000 50,000,000 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 71,619,581 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,453,134,137 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 522,138,908 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 18,637,148 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 8,307,000 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 26,109,645 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 7,228,276 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 20,706,000 5,000,000 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 230,322,436 5,000,000 Master Fund
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 212,665,631 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 153,619,286 5,000,000 Master Fund
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 25,373 0
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 0 0
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 28,080,862 5,717,522 Master Fund
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 72,240,001 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 631,447,458 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 16,230,433 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 617,979,377 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 615,938,843 250,000
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 622,667,063 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 439,888 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 449,177,000 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 15,537,988,652 10,000,000 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 6,502,747 0
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,136,054 0
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 95,599,412 5,000,000 Master Fund
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 226,939,723 250,000 Fund of Funds
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 3,757,000 0
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 567,521,806 0
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 628,437,745 250,000
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 620,464,239 250,000
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 12,100,796 0
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 103,216,533 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 149,984 0 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 17,463,580 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 220,618,165 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 719,713,142 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 644,371 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 81,343,863 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 31,674,401 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 99,892,547 11,435,045 Master Fund
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 130,511,491 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 543,850,816 250,000
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 108,198,190 0
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 11,890,620 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,885,762,000 10,000,000 Master Fund
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,151,087,215 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,387,744,000 5,000,000 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 233,805,685 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 624,965,481 250,000
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 3,815,514,152 11,435,045 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 4,405,679,000 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 4,415,383 0 Master Fund
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 228,798,000 10,000,000
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 41,191,471 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 7,816,608 10,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 262,878,000 250,000 Master Fund
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 11,275,606 0
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 0 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 819,817,596 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 570,653,326 250,000
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 84,640,000 100,000,000
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 26,307,776 0
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 965,157,209 4,401,587 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 28,184,000 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 444,971 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 616,688,119 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 306,998,454 0 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 89,570,390 0
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 417,843,516 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 2,161,587,503 5,717,522 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 64,647,086 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 96,875,204 0 Master Fund
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 744,657,449 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 630,934,679 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 2,974,412,000 0
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 608,236,886 5,717,522 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 3,001,814 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 610,840,507 250,000
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 784,486,696 5,717,522 Master Fund
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 1,646,094,247 10,000,000 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 195,376,656 0
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 38,172,353 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 69,705,199 0
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 178,194,027 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 407,725,868 250,000
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 3,995,025,930 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 134,989,000 250,000
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 794,998,000 500,000,000
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 414,826,538 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 81,461,779 0
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 172,551,804 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 10,174,786 250,000
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 53,266,981 5,717,522 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 186,633,086 0
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 54,842,793 4,401,587 Master Fund
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 356,916 5,000,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 2,246,706 250,000
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 52,513,000 0
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 13,174,975 10,000,000 Master Fund
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 29,036,330 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 21,624,257 0 Master Fund
CARLYLE ASIA PARTNERS GROWTH I Cayman Islands 805-5423436709 Private Equity Fund 218,944,143 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 403,385,654 250,000
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 527,075 0
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 1,076,596,000 10,000,000 Master Fund
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 123,247,000 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 162,246,000 250,000
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 496,668,079 250,000
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 102,209,862 5,000,000 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 37,418,786 0
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 79,463,177 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 21,349,760,679 10,000,000 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 522,702,157 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 0 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 96,768,989 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 511,311,916 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 177,724,295 0 Master Fund
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,037,923,801 5,000,000 Master Fund
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 115,790,316 0 Master Fund
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 259,583,078 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 577,471,470 0
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 1,049,402,846 4,401,587 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 1,622,696 0 Master Fund
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 222,894,254 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 234,250,037 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 72,783,033 5,717,522 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 11,731,153 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 4,835,880,687 11,435,045 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 632,108,747 250,000
CARLYLE LIGHTNING PARTNERS, S.C.SP. Luxembourg 805-2569828242 Private Equity Fund 105,448,321 5,000,000
CARLYLE US CLO 2021-7, LTD. Cayman Islands 805-9349794173 Securitized Asset Fund 545,131,920 250,000
CARLYLE REALTY PARTNERS IX United States 805-2192600446 Real Estate Fund 258,215,801 5,000,000 Master Fund
GAZETTE CO-INVESTMENT LIMITED Mauritius 805-2943412948 Private Equity Fund 19,502,339 0
CARLYLE EUROPE REALTY FUND II Luxembourg 805-2946050195 Real Estate Fund 130,120,087 5,717,522 Master Fund
CER BEECHCROFT CO-INVESTMENT, S.C.SP. Luxembourg 805-1826513733 Real Estate Fund 25,013,878 0
CARLYLE EDELWEISS PARTNERS, S.C.SP. Luxembourg 805-9227505869 Private Equity Fund 68,739,880 0
CARLYLE ZEPHYR PARTNERS, S.C.SP. Luxembourg 805-3507558672 Private Equity Fund 162,600,496 0
CARLYLE ATOM PARTNERS Cayman Islands 805-5162870860 Private Equity Fund 186,429,162 0 Master Fund
CARLYLE PARTNERS GROWTH United States 805-5791750201 Private Equity Fund 292,103,000 10,000,000 Master Fund
CARLYLE ASIA PARTNERS GROWTH II Cayman Islands 805-3033209307 Private Equity Fund 174,505,617 10,000,000 Master Fund
CARLYLE US CLO 2021-4, LTD. Cayman Islands 805-7850862355 Securitized Asset Fund 485,749,761 250,000
CARLYLE US CLO 2021-5, LTD. Cayman Islands 805-2924145638 Securitized Asset Fund 536,026,843 250,000
CARLYLE US CLO 2021-6, LTD. Cayman Islands 805-7096209293 Securitized Asset Fund 554,489,231 250,000
CARLYLE PRINCIPAL ALTERNATIVE OPPORTUNITIES FUND, L.P. Cayman Islands 805-8529959382 Private Equity Fund 72,354,903 0
CARLYLE JAVA COINVESTMENT, L.P. United States 805-5032885004 Private Equity Fund 122,532,000 0
CARLYLE MOZART COINVESTMENT, L.P. United States 805-5448930255 Private Equity Fund 293,628,656 0
CARLYLE GREEN PARTNERS Cayman Islands 805-4753859908 Private Equity Fund 70,507,209 0 Master Fund
VARO COINVESTMENT II C.V. Netherlands 805-3179194095 Private Equity Fund 193,084,164 0
CARLYLE MOZART COINVESTMENT HOLDINGS, L.P. United States 805-4497831261 Private Equity Fund 807,083,283 0
CARLYLE APPLE PARTNERS, L.P. Cayman Islands 805-5339784725 Private Equity Fund 175,774,577 0
CARLYLE US CLO 2022-A, LTD. Cayman Islands 805-9912011399 Securitized Asset Fund 86,300,747 250,000
CARLYLE ATLAS TERMINALS COINVESTMENT, L.P. Cayman Islands 805-8816809532 Private Equity Fund 154,955,123 0
CARLYLE US CLO 2021-3S, LTD. Cayman Islands 805-2696312434 Securitized Asset Fund 526,104,071 250,000
CARLYLE US CLO 2021-11, LTD. Cayman Islands 805-8323757114 Securitized Asset Fund 677,081,831 250,000
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND II United States 805-9277013141 Private Equity Fund 19,233,816 0 Master Fund
GREENLEAF CO-INVEST PARTNERS, L.P. United States 805-2365494117 Private Equity Fund 386,272,926 0
CER UK LOGISTICS II CO-INVESTMENT, S.C.SP. Luxembourg 805-5158989103 Real Estate Fund 0 0
CARLYLE PARTNERS VIII United States 805-9165574867 Private Equity Fund 2,792,748,970 10,000,000 Master Fund
CARLYLE US CLO 2021-8, LTD. Cayman Islands 805-9896149871 Securitized Asset Fund 665,049,270 250,000
CARLYLE US CLO 2021-9, LTD. Cayman Islands 805-4730209600 Securitized Asset Fund 687,479,791 250,000
CARLYLE US CLO 2021-10, LTD. Cayman Islands 805-8253470616 Securitized Asset Fund 603,115,262 250,000
CARLYLE US CLO 2021-J, LTD. Cayman Islands 805-4470333649 Securitized Asset Fund 286,635,763 250,000
CARLYLE SPINNAKER PARTNERS 1, L.P. Cayman Islands 805-9544536208 Private Equity Fund 223,504,382 0

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CRIMSON HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
ALPINVEST PARTNERS B.V. DIRECTOR direct 2011-07-01 2013-04-01
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT AND SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
Finn, Christopher MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
LEE, KEWSONG MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP direct 2017-01-01
MITCHELL, HEATHER, ANN MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2021-03-01
BUSER, CURTIS, LYLE MANAGING DIRECTOR/CFO - THE CARLYLE GROUP 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CFO - THE CARLYLE GROUP direct 2014-12-01
ZIOBRO, CATHERINE, LABOURE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& RELYING ADVISORS direct 2009-01-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. direct 2016-07-01
TC GROUP, L.L.C. MEMBER 12/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
FERGUSON, JEFFREY, WILLIAM MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC LEGAL direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/LEGAL direct 1997-04-01
CONWAY, WILLIAM, ELIAS CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - STUPAR HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, TREASURER indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
CLARE, PETER, JOHN MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER FOR CPE - THE CARLYLE GROUP 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP direct 2017-01-01
RUBENSTEIN, DAVID, MARK CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - CAMMACK HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I, L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I, L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CARLYLE US CLO 2020-A, LTD. Cayman Islands 805-4796093748 Securitized Asset Fund 230,369,483 0
CARLYLE FRANKLIN COINVESTMENT, L.P. United States 805-9703608514 Private Equity Fund 15,463,387 0
CARLYLE US CLO 2020-2, LTD. Cayman Islands 805-9685050478 Securitized Asset Fund 397,685,670 250,000
CARLYLE ARBOR COINVESTMENT, L.P. United States 805-3132490204 Private Equity Fund 241,997,424 0
CARLYLE US CLO 2021-A, LTD. Cayman Islands 805-7841293071 Securitized Asset Fund 0 0
COLORFUL CO-INVESTMENT Mauritius 805-6359296898 Private Equity Fund 35,719,953 0
CARLYLE US CLO 2020-1, LTD. Cayman Islands 805-1506541607 Securitized Asset Fund 539,424,690 250,000
CER KINETIC CO-INVESTMENT, S.C.SP. Luxembourg 805-7079926868 Real Estate Fund 41,910,543 0
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 2,943,069,626 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 201,861,347 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 587,877,345 250,000
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 91,588,919 0
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 38,054,344 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 137,467,110 0
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 201,914,342 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 346,559,186 5,000,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 497,551,038 250,000
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 3,087,986 0 Master Fund
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 140,141,460 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 107,538,472 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 878,693,189 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 220,145,822 0
FLAMINGO COINVESTMENT S.C.SP. Luxembourg 805-1100912753 Private Equity Fund 132,000,717 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 14,693,592 50,000
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 15,993,091 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 496,102,914 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 494,833,559 250,000
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 1,338,159 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 34,759,237 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 152,543,839 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 4,040,985,420 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 23,771,659 5,963,273 Master Fund
RIPLEY CABLE HOLDINGS I, L.P. Cayman Islands 805-6899018013 Private Equity Fund 1,910 0
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 8,304,000 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 485,910,423 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 593,885,133 250,000
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 17,880,905 0
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 124,125 0 Master Fund
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Private Equity Fund 169,391,421 50,000,000 Master Fund
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 482,515,530 0
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 608,722,360 250,000
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 601,577,411 250,000
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 10,355,156 0
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 68,921,510 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 78,058,349 0 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 17,087,879 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 415,858,246 0 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 694,884,215 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 719,039 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 104,398,819 0
FUNDO BRASIL DE INTERNACIONALIZAC?O DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAC?ES II Brazil 805-1133694203 Private Equity Fund 195,351,067 185,432
CARLYLE PES COINVESTMENT United States 805-8368474815 Private Equity Fund 76,564 0 Master Fund
CARLYLE RED OAK COINVESTMENT, L.P. United States 805-6329668096 Private Equity Fund 80,189 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 26,536,442 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 487,022,219 11,926,547 Master Fund
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 139,093,708 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 563,077,869 250,000
CARLYLE EUROPE REAL ESTATE ST. LAZARE, L.P. Cayman Islands 805-4005027329 Real Estate Fund 182,362 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 142,884,848 0
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 16,147,951 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,295,170,755 10,000,000 Master Fund
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,070,813,484 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,276,958,862 5,000,000 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 207,436,779 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 602,940,415 250,000
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 3,849,749,810 11,926,547 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 2,858,596,661 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 21,638,257 0 Master Fund
CARLYLE GALAXY COINVESTMENT, L.P. United States 805-9632344191 Private Equity Fund 0 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 371,334,247 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Private Equity Fund 169,666,575 10,000,000
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 692,249 1,000,000
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 206,094,790 5,000,000 Master Fund
CARLYLE ASIA STRUCTURED CREDIT OPPORTUNITIES FUND Cayman Islands 805-3094160367 Securitized Asset Fund 0 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,042,320,022 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 547,820,429 5,000,000 Master Fund
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 1,375,814 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 1,183,420,634 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 1,631,427 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 381,056,519 5,000,000 Master Fund
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 460,936,260 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 400,065,926 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 180,534,670 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 223,426,729 0
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 460,434,639 250,000
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 20,956,764 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 113,418,238 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 560,044,384 250,000
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 607,064,136 250,000
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 155,268,061 0 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 38,295,071 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,417,575,450 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 497,562,852 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 18,951,485 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 3,503,551 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 29,398,971 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 450,663,362 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 21,017,643 5,000,000 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 334,789,866 5,000,000 Master Fund
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 141,191,593 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 877,723,107 5,000,000 Master Fund
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 1,776,643 0
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 67,040,525 0
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 38,717,552 5,963,273 Master Fund
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 54,180,001 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 588,268,209 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 23,785,287 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 957,081,385 10,000,000 Master Fund
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 3,263,571 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 590,625,243 250,000
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 597,158,626 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 11,051,319 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 667,065,000 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 17,833,420,694 10,000,000 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 69,960,930 0
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,256,345 0
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 83,436,923 5,000,000 Master Fund
CARLYLE VWD PARTNERS, L.P. United Kingdom 805-4458666916 Private Equity Fund 111,658 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 62,982,838 250,000 Fund of Funds
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 5,884,698 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 393,719,711 250,000
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 3,172,716,483 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 129,980,553 250,000
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 501,018,291 500,000,000
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 401,691,657 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 62,950,883 0
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 154,466,800 11,927
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 561,728,000 250,000
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 104,078,922 5,963,273 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 112,213,096 0
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 15,280,689 4,788,383 Master Fund
FUNDO BRASIL DE INTERNACIONALIZAC?O DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAC?ES Brazil 805-3249526776 Private Equity Fund 75,436,640 185,432
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 408,413 5,000,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 508,403,951 250,000
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 35,990,265 0
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 21,309,755 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 547,543,472 250,000
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 49,574,614 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 26,597,365 0 Master Fund
CARLYLE ASIA PARTNERS GROWTH I Cayman Islands 805-5423436709 Private Equity Fund 376,538,988 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 392,728,129 250,000
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 7,995,836 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 111,013,167 250,000
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 494,894,174 250,000
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 99,721,716 5,000,000 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 55,116,219 0
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 66,706,004 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 13,106,720,628 10,000,000 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 499,360,311 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 3,732,434 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 152,242,659 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 504,031,403 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 203,112,949 0 Master Fund
CARLYLE YANKEE PARTNERS, L.P. United Kingdom 805-5876856512 Private Equity Fund 21,548 0
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,239,260,135 5,000,000 Master Fund
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 595,113,622 10,000,000 Master Fund
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 51,341,170 0
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 67,004,831 0 Master Fund
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 297,000,520 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 419,930,406 0
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 901,520,354 4,788,383 Master Fund
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 217,568,144 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 197,622,802 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 153,240,431 5,963,273 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 11,751,863 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 2,107,573,050 11,926,547 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 4,245,400 0 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 599,611,755 250,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 202,874,586 10,000,000
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 31,784,479 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 8,210,314 10,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 94,701,253 250,000 Master Fund
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 11,156,851 0
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 166,842,506 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 791,207,210 250,000
CARLYLE ATHENA COINVESTMENT, L.P. United States 805-5478749695 Private Equity Fund 0 0
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 93,295,618 100,000,000
CARLYLE PARTNERS IV United States 805-5579713187 Private Equity Fund 0 10,000,000 Master Fund
TERRA, L.P. Cayman Islands 805-3067484756 Real Estate Fund 178,989,996 180,000,000 Fund of Funds
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 20,317,978 0
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 166,685,261 4,788,383 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 22,179,459 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 562,039 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 594,559,854 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 189,714,143 0 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 46,851,310 0
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 207,397,571 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 716,034,518 5,963,273 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 48,819,055 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 48,225,164 0 Master Fund
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 582,898,445 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 614,926,046 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 2,399,999,405 0
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 440,734,027 5,963,273 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 3,250,543 0
CARLYLE MEXICO PARTNERS Canada 805-9742957991 Private Equity Fund 0 5,000,000 Master Fund
CARLYLE ASA PARTNERS, L.P. Canada 805-9672427990 Private Equity Fund 0 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 592,373,226 250,000
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 584,642,333 5,963,273 Master Fund
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 1,896,537,818 10,000,000 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 181,621,728 0
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 30,575,705 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 30,466,020 0
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 252,608,334 0

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2020-10-16
Name Title Start Date Direct/Indirect % Ownership
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CRIMSON HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
ALPINVEST PARTNERS B.V. DIRECTOR direct 2011-07-01 2013-04-01
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT AND SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
Finn, Christopher MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP 03/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C. CHIEF OPERATING OFFICER - THE CARLYLE GROUP direct 2019-03-01
LEE, KEWSONG MANAGING DIRECTOR/CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP 10/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF EXECUTIVE OFFICER - THE CARLYLE GROUP direct 2017-01-01
ROSENBLUM, BRUCE, EDWARD MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP 08/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CHIEF RISK OFFICER - THE CARLYLE GROUP direct 2011-08-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION DIRECTOR direct 2014-12-01
BUSER, CURTIS, LYLE MANAGING DIRECTOR/CFO - THE CARLYLE GROUP 12/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CFO - THE CARLYLE GROUP direct 2014-12-01
ZIOBRO, CATHERINE, LABOURE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER - THE CARLYLE GROUP 01/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. CHIEF COMPLIANCE OFFICER direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& "RELYING ADVISORS" direct 2009-01-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE INVESTMENT MANAGEMENT L.L.C.& RELYING ADVISORS direct 2009-01-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR - THE CARLYLE GROUP; CHIEF COMPLIANCE OFFICER - CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. direct 2016-07-01
TC GROUP, L.L.C. MEMBER 12/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2001-12-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2012-12-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2012-12-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2012-12-01
VERMILLION ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2012-10-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC direct 2013-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. direct 2000-12-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2001-12-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. LIMITED PARTNER direct 2002-02-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC MEMBER direct 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C., CIM GLOBAL, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2012-06-12
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT L.L.C. & CIM GLOBAL, L.L.C. direct 2000-12-01 2012-06-12
ALUMINA INVESTMENT MANAGEMENT, LLC MEMBER indirect 2000-12-01 2013-03-25
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER direct 2010-12-01 2014-03-21
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER direct 2011-07-01 2014-10-22
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER - CARLYLE INVESTMENT MANAGEMENT, L.L.C.; GENERAL PARTNER - TC GROUP SUB, L.P. indirect 2000-12-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MEMBER direct 2006-01-01 2016-03-30
CLAREN ROAD ASSET MANAGEMENT, LLC LIMITED PARTNER indirect 2014-09-01 2016-06-15
EMERGING SOVEREIGN GROUP, LLC LIMITED PARTNER indirect 2014-10-01 2016-08-22
AVALON ADVISORS LLC GENERAL PARTNER indirect 2012-02-01 2016-10-04
FERGUSON, JEFFREY, WILLIAM MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP 04/01/1997 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/GENERAL COUNSEL - THE CARLYLE GROUP direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT, LLC LEGAL direct 1997-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/LEGAL direct 1997-04-01
CONWAY, WILLIAM, ELIAS CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - STUPAR HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, TREASURER indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
CLARE, PETER, JOHN MANAGING DIRECTOR/CHIEF INVESTMENT OFFICER FOR CPE - THE CARLYLE GROUP 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR/CO-CHIEF INVESTMENT OFFICER - THE CARLYLE GROUP direct 2017-01-01
RUBENSTEIN, DAVID, MARK CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW/SCOGGIN, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - CAMMACK HOLDINGS CORPORATION indirect 2000-12-01 2012-03-30
AVALON ADVISORS LLC MEMBER indirect 2011-09-01 2012-04-19
ALUMINA INVESTMENT MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2013-03-25
AVALON ADVISORS LLC NON-VOTING MEMBER indirect 2011-09-01 2015-05-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. PRESIDENT, VICE PRESIDENT, SECRETARY indirect 2009-04-01 2016-02-26
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & "RELYING ADVISORS" direct 1996-07-01 2016-02-26
RLJ EQUITY PARTNERS, LLC MANAGING MEMBER indirect 2000-12-01 2016-03-30
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. MEMBER CARLYLE HOLDINGS II GP L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
THE CARLYLE GROUP INC. SHAREHOLDER CARLYLE HOLDINGS I GP INC. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
TCW-WLA JV VENTURE LLC SOLE MEMBER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC SOLE MEMBER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, L.P. SOLE MEMBER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC SOLE MEMBER indirect 2011-11-01
TCW/SCOGGIN, LLC SOLE MEMBER indirect 2011-11-01
CONTENT PARTNERS LLC SOLE MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
ALPINVEST PARTNERS B.V. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. SHAREHOLDER indirect 2011-11-01
METROPOLITAN WEST ASSET MANAGEMENT LLC SOLE MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC SHAREHOLDER indirect 2011-11-01
DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC SHAREHOLDER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC SHAREHOLDER OF CARLYLE HOLDINGS I GP INC. indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP SHAREHOLDER indirect 2011-11-01
WEST GATE ADVISORS, LLC SOLE MEMBER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP SOLE MEMBER indirect 2011-11-01
AVALON ADVISORS LLC SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER indirect 2011-11-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. SHAREHOLDER - CARLYLE HOLDINGS I GP INC.; MEMBER - CARLYLE HOLDINGS III GP MANAGEMENT L.L.C. indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
TCW ASSET MANAGEMENT CO SOLE MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I GP SUB L.L.C. GENERAL PARTNER CARLYLE HOLDINGS I, L.P. 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
AVALON ADVISORS LLC GENERAL PARTNER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP GENERAL PARTNER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC GENERAL PARTNER OF CARLYLE HOLDINGS I L.P. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC GENERAL PARTNER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC GENERAL PARTNER indirect 2012-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS II GP L.L.C. MEMBER CARLYLE HOLDINGS II L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2011-11-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2011-11-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2011-11-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2011-11-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2011-11-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2011-11-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2011-11-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2011-11-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2011-11-01
CARLYLE HOLDINGS I GP INC. MEMBER CARLYLE HOLDINGS I GP SUB L.L.C. 11/01/2011 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
AVALON ADVISORS LLC MEMBER indirect 2011-11-01
NGP INVESTMENT ADVISOR, LP MEMBER indirect 2011-11-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF CARLYLE HOLDINGS I GP SUB L.L.C. indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
EMG FUND II MANAGEMENT, L.P. MEMBER indirect 2011-11-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2011-11-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MEMBER indirect 2011-11-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2011-11-01
CARLYLE HOLDINGS I, L.P. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CARLYLE INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
AVALON ADVISORS LLC MEMBER indirect 2012-05-01
NGP INVESTMENT ADVISOR, LP MANAGING MEMBER indirect 2012-05-01
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER OF TC GROUP, L.L.C. indirect 2012-05-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2011-11-01
EMERGING SOVEREIGN GROUP, LLC MEMBER indirect 2012-05-01
VERMILLION ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
EMG FUND II MANAGEMENT, L.P. MANAGING MEMBER indirect 2012-05-01
CLAREN ROAD ASSET MANAGEMENT, LLC MEMBER indirect 2012-05-01
NGP ENERGY CAPITAL MANAGEMENT, LLC MANAGING MEMBER indirect 2012-05-01
CARLYLE GMS INVESTMENT MANAGEMENT L.L.C. MEMBER indirect 2012-05-01
CG SUBSIDIARY HOLDINGS L.L.C. MEMBER TC GROUP, L.L.C. 01/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
METROPOLITAN REAL ESTATE EQUITY MANAGEMENT, LLC MEMBER indirect 2020-01-01
CARLYLE HOLDINGS II L.L.C. MEMBER CG SUBSIDIARY HOLDINGS L.L.C. 01/01/2020 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
METROPOLITAN WEST ASSET MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW ASSET MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
TCW INVESTMENT MANAGEMENT CO GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS, LP GENERAL PARTNER indirect 2012-05-01
WEST GATE ADVISORS, LLC GENERAL PARTNER indirect 2012-05-01
TCW-WLA JV VENTURE LLC GENERAL PARTNER indirect 2012-05-01
CONTENT PARTNERS LLC GENERAL PARTNER indirect 2012-05-01
TCW/SCOGGIN, LLC GENERAL PARTNER indirect 2012-05-01
TCW SPECIAL SITUATIONS, LLC GENERAL PARTNER indirect 2012-05-01
BUCHANAN STREET PARTNERS MANAGEMENT, L.P. GENERAL PARTNER indirect 2012-05-01
SEPULVEDA MANAGEMENT LLC GENERAL PARTNER indirect 2012-05-01
TCW DISTRESSED MANAGEMENT CO, LLC GENERAL PARTNER indirect 2012-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 21,472,359 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 133,478,170 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 568,713,001 250,000
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 355,012,239 250,000
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 603,382,522 250,000
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 206,355,922 0 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 27,560,963 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,145,200,269 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 506,085,818 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 25,938,000 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 300,109,371 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 27,151,248 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 549,726,077 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 21,742,924 5,000,000 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 428,125,314 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 867,011,717 5,000,000 Master Fund
CARLYLE ACOSTA COINVESTMENT, L.P. United States 805-8889481674 Private Equity Fund 55,564 0
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 893,884 0
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 213,213,000 5,000,000 Master Fund
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 33,017,324 0
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 25,252,902 5,536,703 Master Fund
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 102,340,000 0
CARLYLE MAISON PARTNERS II, L.P. Cayman Islands 805-5918761835 Private Equity Fund 165,320 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 591,271,577 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 6,368,770 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 589,703,287 250,000
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 36,574,000 0
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 593,785,425 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 14,390,873 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 689,176,422 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 13,521,645,388 10,000,000 Master Fund
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 43,165,013 0
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,519,817 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 757,296,354 10,000,000 Master Fund
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 319,456,699 5,000,000 Master Fund
CARLYLE VWD PARTNERS, L.P. United Kingdom 805-4458666916 Private Equity Fund 178,282 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 24,875,501 250,000 Fund of Funds
FOOTHILL CLO I, LTD. Cayman Islands 805-5863493839 Securitized Asset Fund 0 250,000
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 11,381,324 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 397,615,898 250,000
CARLYLE ENSUS PARTNERS II, L.P. United Kingdom 805-5593911194 Private Equity Fund 9,730,483 0
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 2,589,059,432 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 149,645,944 250,000
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 605,487,171 250,000
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 601,517,723 250,000
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 12,955,719 0
CARLYLE NGP XI COINVESTMENT, L.P. United States 805-1539356810 Private Equity Fund 176,495,938 50,000
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 86,156,045 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 72,978,234 0 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 16,102,355 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 199,798,135 0 Master Fund
CARLYLE NGP AGRIBUSINESS COINVESTMENT, L.P. United States 805-1509299072 Private Equity Fund 4,639,155 25,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 696,579,485 250,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 14,970,902 0
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 103,689,807 0
FUNDO BRASIL DE INTERNACIONALIZAC?O DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAC?ES II Brazil 805-1133694203 Private Equity Fund 151,641,791 243,161
CARLYLE PES COINVESTMENT United States 805-8368474815 Private Equity Fund 4,702,293 0 Master Fund
CARLYLE RED OAK COINVESTMENT, L.P. United States 805-6329668096 Private Equity Fund 676,959 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 36,027,652 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 595,843,350 11,073,406 Master Fund
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 219,307,605 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 571,068,397 250,000
CARLYLE EUROPE REAL ESTATE ST. LAZARE, L.P. Cayman Islands 805-4005027329 Real Estate Fund 7,763,623 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 150,732,255 0
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 16,350,450 322,000
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,762,446,228 10,000,000 Master Fund
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,050,905,735 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,190,151,947 5,000,000 Master Fund
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 299,264,882 5,000,000 Master Fund
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 4,134,865,052 11,073,406 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 2,203,420,073 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 16,099,710 0 Master Fund
CARLYLE GALAXY COINVESTMENT, L.P. United States 805-9632344191 Private Equity Fund 407,217 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 603,495,963 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-2, LTD. Cayman Islands 805-6350671296 Securitized Asset Fund 0 250,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 550,346,817 5,000,000 Master Fund
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Private Equity Fund 196,453,681 0
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 713,526 1,000,000
CARLYLE MAISON PARTNERS, L.P. Cayman Islands 805-3982565349 Private Equity Fund 171,241 0
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 400,070,167 5,000,000 Master Fund
CARLYLE ASIA STRUCTURED CREDIT OPPORTUNITIES FUND Cayman Islands 805-3094160367 Securitized Asset Fund 25,084,511 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,060,840,569 500,000,000 Master Fund
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 604,380,801 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-1, LTD. Cayman Islands 805-3010700115 Securitized Asset Fund 0 150,000
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 12,049,436 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 13,978,900 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 288,348,871 5,000,000 Master Fund
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 482,754,698 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 887,793,500 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 396,293,969 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 225,283,556 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 205,457,100 0
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 398,989,384 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 52,937,258 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 549,198,133 250,000
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 60,883,754 0
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 17,291,294 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 500,891,965 250,000
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 45,935,782 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 36,357,274 0 Master Fund
CARLYLE ASIA GROWTH PARTNERS V Cayman Islands 805-3324704903 Private Equity Fund 322,967,296 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 396,790,733 250,000
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 16,857,244 0
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 110,173,643 250,000
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 495,155,015 250,000
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 109,189,475 5,000,000 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 72,193,000 0
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 72,335,373 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 8,469,119,554 0 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 495,908,076 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 3,279,413 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 154,030,174 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 494,904,227 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 235,247,573 0 Master Fund
CARLYLE YANKEE PARTNERS, L.P. United Kingdom 805-5876856512 Private Equity Fund 113,371 0
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,693,365,975 5,000,000 Master Fund
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 412,595,105 10,000,000 Master Fund
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 18,327,666 0 Master Fund
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 227,117,483 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 265,978,296 0
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 30,653,163 0
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 219,194,294 0
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 170,897,393 0
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 18,064,047 5,536,703 Master Fund
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 6,716,817 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 1,777,612,708 11,073,406 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 123,551,330 0 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 592,073,762 250,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 124,492,091 10,000,000
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 28,017,515 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 78,005,399 10,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 56,161,686 250,000 Master Fund
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 1,082,579,546 5,237,612 Master Fund
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 181,904,413 11,073
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 542,556,177 250,000
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 134,195,472 5,536,703 Master Fund
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 430,469,021 500,000,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 106,662,000 0
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 21,612,713 4,599,580 Master Fund
FUNDO BRASIL DE INTERNACIONALIZAC?O DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAC?ES Brazil 805-3249526776 Private Equity Fund 85,371,050 243,161
CARLYLE ASIA GROWTH PARTNERS III Cayman Islands 805-5946127004 Private Equity Fund 3,323,048 5,000,000 Master Fund
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 434,127 5,000,000
CARLYLE INNOVATION PARTNERS, L.P. United Kingdom 805-5510437037 Private Equity Fund 286,004 0
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 15,323,880 0
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 108,926,648 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 794,618,896 250,000
CARLYLE ATHENA COINVESTMENT, L.P. United States 805-5478749695 Private Equity Fund 322,165 0
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 83,338,255 100,000,000
CARLYLE PARTNERS IV United States 805-5579713187 Private Equity Fund 262,974,875 10,000,000 Master Fund
TERRA, L.P. Cayman Islands 805-3067484756 Real Estate Fund 3,214,359 180,000,000
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 21,885,085 0
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 0 5,237,612 Master Fund
CARLYLE NGP XII COINVESTMENT, L.P. United States 805-8291211273 Private Equity Fund 34,663,335 50,000
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 17,353,612 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 655,964 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 594,533,920 250,000
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 43,233,187 0 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 12,296,572 0
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 21,715,483 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 293,046,608 5,536,703 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 44,360,000 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 101,690,815 0 Master Fund
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 685,688,469 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 613,411,959 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 0 0
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 342,690,248 5,536,703 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 4,919,927 0
CARLYLE MEXICO PARTNERS Canada 805-9742957991 Private Equity Fund 470,853 5,000,000 Master Fund
CARLYLE ASA PARTNERS, L.P. Canada 805-9672427990 Private Equity Fund 180,538 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 606,192,899 250,000
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 728,569,191 5,536,703 Master Fund
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 2,510,758,219 10,000,000 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 178,363,850 0
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 38,140,879 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 46,037,206 0
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 46,027,000 0
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 1,623,159,585 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 105,917,126 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 595,504,449 250,000
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 127,695,192 0
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 48,763,168 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 200,513,180 0
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 256,792,604 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 425,289,566 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 492,178,939 250,000
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 4,281,200 0 Master Fund
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 126,338,912 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 121,288,595 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 492,750,145 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 249,516,451 0
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 11,797,739 82,294
CARLYLE WS COINVESTMENT, L.P. United States 805-4875104703 Private Equity Fund 0 0
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 149,007,482 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 497,107,560 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 495,187,766 250,000
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 11,508,522 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 42,115,620 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 187,889,908 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 3,941,796,546 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 22,898,696 5,536,703 Master Fund
RIPLEY CABLE HOLDINGS I, L.P. Cayman Islands 805-6899018013 Private Equity Fund 9,682,469 0
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 23,662,945 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 486,560,861 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 596,013,910 250,000
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 148,924,115 0 Master Fund
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Securitized Asset Fund 6,113,689 0 Master Fund
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 567,600,810 0
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 0 0

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CER NILE CO-INVESTMENT, S.C.SP. Luxembourg 805-1860560830 Real Estate Fund 21,472,359 0
EMERALD CO-INVESTMENT LIMITED Mauritius 805-3536902966 Private Equity Fund 133,478,170 0
CARLYLE US CLO 2019-2, LTD. Cayman Islands 805-3957081773 Securitized Asset Fund 568,713,001 250,000
CARLYLE US CLO 2019-4, LTD. Cayman Islands 805-8790276730 Securitized Asset Fund 355,012,239 250,000
CARLYLE US CLO 2019-1, LTD. Cayman Islands 805-7768874295 Securitized Asset Fund 603,382,522 250,000
CARLYLE SECONDARY EQUITY OPPORTUNITY FUND United States 805-8161457906 Private Equity Fund 206,355,922 0 Master Fund
CRP VIII 45 - 18 COURT SQUARE COINVESTMENT United States 805-6241111320 Real Estate Fund 27,560,963 0 Master Fund
CARLYLE POWER PARTNERS II United States 805-8489702864 Private Equity Fund 1,145,200,269 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-3, LTD. Cayman Islands 805-5785457632 Securitized Asset Fund 506,085,818 250,000
CARLYLE RETAIL TURKEY PARTNERS, L.P. Cayman Islands 805-3382444071 Private Equity Fund 25,938,000 0
CARLYLE REALTY PARTNERS III United States 805-2064854514 Real Estate Fund 300,109,371 5,000,000 Master Fund
CARLYLE ASIA PARTNERS II Cayman Islands 805-4284936560 Private Equity Fund 27,151,248 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-2, LTD. Cayman Islands 805-8502688513 Securitized Asset Fund 549,726,077 250,000
CARLYLE U.S. GROWTH FUND III United States 805-5926043962 Private Equity Fund 21,742,924 5,000,000 Master Fund
CARLYLE REALTY PARTNERS VI United States 805-5635359268 Real Estate Fund 428,125,314 5,000,000 Master Fund
CARLYLE REALTY PARTNERS V United States 805-4514190913 Real Estate Fund 867,011,717 5,000,000 Master Fund
CARLYLE ACOSTA COINVESTMENT, L.P. United States 805-8889481674 Private Equity Fund 55,564 0
CRP VI 71 SMITH COINVESTMENT, L.P. United States 805-3146891570 Real Estate Fund 893,884 0
CARLYLE MENA PARTNERS Cayman Islands 805-1194687370 Private Equity Fund 213,213,000 5,000,000 Master Fund
CARLYLE ECI COINVESTMENT, L.P. United States 805-5114093630 Private Equity Fund 33,017,324 0
CARLYLE EUROPE PARTNERS II United Kingdom 805-2053730386 Private Equity Fund 25,252,902 5,536,703 Master Fund
CARLYLE SYNIVERSE COINVESTMENT, L.P. United States 805-7945516538 Private Equity Fund 102,340,000 0
CARLYLE NBTY PARTNERS, L.P. United States 805-9229205945 Private Equity Fund 43,165,013 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND ACCESS, L.P. United States 805-7718123319 Private Equity Fund 24,875,501 250,000 Fund of Funds
FOOTHILL CLO I, LTD. Cayman Islands 805-5863493839 Securitized Asset Fund 0 250,000
CARLYLE RI-HAPPY COINVESTMENT, L.P. Cayman Islands 805-7309554058 Private Equity Fund 11,381,324 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-4, LTD. Cayman Islands 805-3579595125 Securitized Asset Fund 397,615,898 250,000
CARLYLE ENSUS PARTNERS II, L.P. United Kingdom 805-5593911194 Private Equity Fund 9,730,483 0
CARLYLE REALTY PARTNERS VIII United States 805-2580717802 Real Estate Fund 2,589,059,432 5,000,000 Master Fund
CARLYLE PRIVATE EQUITY ACCESS FUND 2014, L.P. Cayman Islands 805-8627215484 Private Equity Fund 149,645,944 250,000
CARLYLE US CLO 2018-4, LTD. Cayman Islands 805-1718953541 Securitized Asset Fund 605,487,171 250,000
CARLYLE US CLO 2018-2, LTD. Cayman Islands 805-2599999180 Securitized Asset Fund 601,517,723 250,000
CER PENHA LONGA CO-INVESTMENT, S.C.SP. Luxembourg 805-7569845037 Real Estate Fund 12,955,719 0
CARLYLE NGP XI COINVESTMENT, L.P. United States 805-1539356810 Private Equity Fund 176,495,938 50,000
CARLYLE MARS PARTNERS, L.P. Cayman Islands 805-3609815880 Private Equity Fund 86,156,045 0
CARLYLE WING PARTNERS Cayman Islands 805-7612395548 Private Equity Fund 72,978,234 0 Master Fund
CARLYLE SAPPHIRE PARTNERS, L.P. Cayman Islands 805-6720430624 Private Equity Fund 16,102,355 0
CARLYLE RDSL COINVESTMENT Cayman Islands 805-8794886044 Private Equity Fund 199,798,135 0 Master Fund
CARLYLE NGP AGRIBUSINESS COINVESTMENT, L.P. United States 805-1509299072 Private Equity Fund 4,639,155 25,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-1, LTD. Cayman Islands 805-3527520275 Securitized Asset Fund 696,579,485 250,000
CPP II SOUTHEAST GEN COINVESTMENT, L.P. United States 805-9327909987 Private Equity Fund 103,689,807 0
DISCOVER COINVESTMENT, L.P. Cayman Islands 805-3225404799 Private Equity Fund 36,027,652 0
CARLYLE EUROPE PARTNERS III United Kingdom 805-6735958185 Private Equity Fund 595,843,350 11,073,406 Master Fund
CARLYLE ASIA GROWTH PARTNERS IV Cayman Islands 805-5441143358 Private Equity Fund 219,307,605 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-3, LTD. Cayman Islands 805-9579801382 Securitized Asset Fund 571,068,397 250,000
CARLYLE EUROPE REAL ESTATE ST. LAZARE, L.P. Cayman Islands 805-4005027329 Real Estate Fund 7,763,623 0
CCMA, L.P. Cayman Islands 805-5080708540 Real Estate Fund 150,732,255 0
CARLYLE JJ PARTNERS, L.P. Cayman Islands 805-3118397764 Private Equity Fund 16,350,450 322,000
CARLYLE GIOVANNA PARTNERS, L.P. Cayman Islands 805-4346358212 Private Equity Fund 14,970,902 0
FUNDO BRASIL DE INTERNACIONALIZAÇÃO DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES II Brazil 805-1133694203 Private Equity Fund 151,641,791 243,161
CARLYLE PES COINVESTMENT United States 805-8368474815 Private Equity Fund 4,702,293 0 Master Fund
CARLYLE RED OAK COINVESTMENT, L.P. United States 805-6329668096 Private Equity Fund 676,959 0
CARLYLE INTERNATIONAL ENERGY PARTNERS Cayman Islands 805-9125250921 Private Equity Fund 2,762,446,228 10,000,000 Master Fund
CARLYLE HAVASU COINVESTMENT, L.P. Cayman Islands 805-4863482934 Private Equity Fund 1,050,905,735 0
CARLYLE U.S. EQUITY OPPORTUNITY FUND II Cayman Islands 805-8345999798 Private Equity Fund 2,190,151,947 5,000,000 Master Fund
CARLYLE US CLO 2018-1, LTD. Cayman Islands 805-1028206719 Securitized Asset Fund 593,785,425 250,000
CARLYLE DBN PARTNERS, L.P. Cayman Islands 805-7901712392 Private Equity Fund 14,390,873 0
CARLYLE SOUTH AMERICA BUYOUT FUND Cayman Islands 805-2275140845 Private Equity Fund 689,176,422 5,000,000 Master Fund
CARLYLE PARTNERS VI United States 805-2983118548 Private Equity Fund 13,521,645,388 10,000,000 Master Fund
CARLYLE PERU FUND Cayman Islands 805-9788608723 Private Equity Fund 400,070,167 5,000,000 Master Fund
CARLYLE ASIA STRUCTURED CREDIT OPPORTUNITIES FUND Cayman Islands 805-3094160367 Securitized Asset Fund 25,084,511 5,000,000 Master Fund
CARLYLE GLOBAL PARTNERS Cayman Islands 805-3045416544 Private Equity Fund 3,060,840,569 500,000,000 Master Fund
CARLYLE ANGEL PARTNERS, L.P. Cayman Islands 805-8909986490 Private Equity Fund 18,519,817 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II Cayman Islands 805-3547055091 Private Equity Fund 757,296,354 10,000,000 Master Fund
CARLYLE REALTY PARTNERS IV United States 805-6493586775 Real Estate Fund 319,456,699 5,000,000 Master Fund
CARLYLE VWD PARTNERS, L.P. United Kingdom 805-4458666916 Private Equity Fund 178,282 0
CARLYLE SUB-SAHARAN AFRICA FUND Cayman Islands 805-2556792652 Private Equity Fund 604,380,801 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-1, LTD. Cayman Islands 805-3010700115 Securitized Asset Fund 0 150,000
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U, L.P. United States 805-7014005855 Real Estate Fund 12,049,436 0
CARLYLE EUROPE REAL ESTATE MASTER CO-INVESTMENT III-U2, L.P. United States 805-4040700285 Real Estate Fund 13,978,900 0
CARLYLE ASIA PARTNERS III Cayman Islands 805-1622230018 Private Equity Fund 299,264,882 5,000,000 Master Fund
CARLYLE EUROPE PARTNERS IV United Kingdom 805-9150932267 Private Equity Fund 4,134,865,052 11,073,406 Master Fund
CARLYLE PROPERTY INVESTORS, L.P. United States 805-8764744802 Real Estate Fund 2,203,420,073 10,000,000
CARLYLE REALTY HALLEY COINVESTMENT IV United States 805-8469739186 Real Estate Fund 16,099,710 0 Master Fund
CARLYLE GALAXY COINVESTMENT, L.P. United States 805-9632344191 Private Equity Fund 407,217 0
VARO COINVESTMENT, L.P. Cayman Islands 805-1248303027 Private Equity Fund 196,453,681 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-3, LTD. Cayman Islands 805-5578272110 Securitized Asset Fund 603,495,963 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-2, LTD. Cayman Islands 805-6350671296 Securitized Asset Fund 0 250,000
CARLYLE U.S. EQUITY OPPORTUNITY FUND United States 805-6485791205 Private Equity Fund 550,346,817 5,000,000 Master Fund
CARLYLE-CLIPPER COINVESTMENT, L.P. United States 805-9940585074 Private Equity Fund 713,526 1,000,000
CARLYLE MAISON PARTNERS, L.P. Cayman Islands 805-3982565349 Private Equity Fund 171,241 0
CARLYLE MAISON PARTNERS II, L.P. Cayman Islands 805-5918761835 Private Equity Fund 165,320 0
CARLYLE-PPD COINVESTMENT, L.P. United States 805-9867257131 Private Equity Fund 36,574,000 0
FUNDO BRASIL DE INTERNACIONALIZAÇÃO DE EMPRESAS FUNDO DE INVESTIMENTO EM PARTICIPAÇÕES Brazil 805-3249526776 Private Equity Fund 85,371,050 243,161
CARLYLE ASIA GROWTH PARTNERS III Cayman Islands 805-5946127004 Private Equity Fund 3,323,048 5,000,000 Master Fund
CARLYLE BRAZILIAN TOURISM COINVESTMENT, L.P. Cayman Islands 805-5333165530 Private Equity Fund 434,127 5,000,000
CARLYLE INNOVATION PARTNERS, L.P. United Kingdom 805-5510437037 Private Equity Fund 286,004 0
CARLYLE CHILL COINVESTMENT, L.P. Cayman Islands 805-7152350153 Private Equity Fund 15,323,880 0
CARLYLE PIB COINVESTMENT, L.P. Cayman Islands 805-6072768192 Private Equity Fund 108,926,648 0
CARLYLE GLOBAL INFRASTRUCTURE OPPORTUNITY FUND Cayman Islands 805-4701997662 Private Equity Fund 288,348,871 5,000,000 Master Fund
CARLYLE EUROPE REALTY NET.WORKS Cayman Islands 805-6381322908 Real Estate Fund 72,335,373 0 Master Fund
CARLYLE PARTNERS VII United States 805-1447848198 Private Equity Fund 8,469,119,554 0 Master Fund
CARLYLE US CLO 2017-5, LTD. Cayman Islands 805-9122656044 Securitized Asset Fund 495,908,076 250,000
CARLYLE PACIFIC RED OAK COINVESTMENT, L.P. United States 805-9186662411 Private Equity Fund 3,279,413 0
CARLYLE PACIFIC CO-INVESTMENT PARTNERS II, L.P. Cayman Islands 805-4481205949 Private Equity Fund 154,030,174 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-3, LTD Cayman Islands 805-3291121907 Securitized Asset Fund 494,904,227 250,000
CARLYLE POWER OPPORTUNITIES CAPITAL PARTNERS United States 805-5093707229 Private Equity Fund 235,247,573 0 Master Fund
CARLYLE YANKEE PARTNERS, L.P. United Kingdom 805-5876856512 Private Equity Fund 113,371 0
CARLYLE REALTY PARTNERS VII United States 805-9680103298 Real Estate Fund 2,693,365,975 5,000,000 Master Fund
CARLYLE CARDINAL IRELAND FUND Cayman Islands 805-3061225913 Private Equity Fund 18,064,047 5,536,703 Master Fund
CARLYLE EUROPE REAL ESTATE PARTNERS III United States 805-7864782659 Real Estate Fund 134,195,472 5,536,703 Master Fund
CARLYLE JAPAN PARTNERS II Cayman Islands 805-7900200160 Private Equity Fund 21,612,713 4,599,580 Master Fund
CARLYLE ATHENA COINVESTMENT, L.P. United States 805-5478749695 Private Equity Fund 322,165 0
HORIZON STRATEGIC FUND, L.P. Cayman Islands 805-9459015169 Private Equity Fund 83,338,255 100,000,000
CARLYLE CAVALIER FUND, L.P. United States 805-1786097286 Private Equity Fund 430,469,021 500,000,000
CARLYLE GMS OPPORTUNISTIC CREDIT FUND (M-2015), L.P. Cayman Islands 805-3458906979 Securitized Asset Fund 16,857,244 0
CARLYLE CHINA ROME LOGISTICS, L.P. Cayman Islands 805-3200557889 Real Estate Fund 219,194,294 0
CARLYLE STAR CO-INVESTMENT FUND, L.P. United States 805-3557585209 Private Equity Fund 60,883,754 0
CARLYLE INFRASTRUCTURE PARTNERS United States 805-2767836526 Private Equity Fund 17,291,294 10,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-2, LTD Cayman Islands 805-8859874774 Securitized Asset Fund 500,891,965 250,000
CARLYLE NAUTILUS COINVESTMENT, L.P. United States 805-1792037327 Private Equity Fund 45,935,782 0
CARLYLE EUROPE REALTY BERLIN RP Cayman Islands 805-9103914135 Real Estate Fund 36,357,274 0 Master Fund
CARLYLE ASIA GROWTH PARTNERS V Cayman Islands 805-3324704903 Private Equity Fund 322,967,296 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2016-1, LTD Cayman Islands 805-5011787010 Securitized Asset Fund 396,790,733 250,000
CARLYLE PRIVATE EQUITY ACCESS FUND 2015, LP Cayman Islands 805-7027775534 Private Equity Fund 110,173,643 250,000
CARLYLE US CLO 2016-4, LTD. Cayman Islands 805-8268487842 Securitized Asset Fund 495,155,015 250,000
CARLYLE CHINA REALTY Cayman Islands 805-3288723743 Real Estate Fund 109,189,475 5,000,000 Master Fund
CARLYLE PACIFIC CO-INVESTMENT PARTNERS, L.P. Cayman Islands 805-3642063346 Private Equity Fund 72,193,000 0
CARLYLE INTERNATIONAL ENERGY PARTNERS II Luxembourg 805-7803706865 Private Equity Fund 412,595,105 10,000,000 Master Fund
CARLYLE ASIA PE ALTERNATIVE OPPORTUNITIES FUND United States 805-6868609773 Private Equity Fund 18,327,666 0 Master Fund
CARLYLE FOURMI CO-INVESTMENT LIMITED Mauritius 805-9526983597 Private Equity Fund 227,117,483 0
CARLYLE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-5261225521 Private Equity Fund 265,978,296 0
CARLYLE CPE BUYOUT FEEDER, S.C.SP. Luxembourg 805-5119882080 Private Equity Fund 30,653,163 0
EPOCH COINVESTMENT, L.P. United States 805-4640613804 Private Equity Fund 6,716,817 5,000,000
CARLYLE EUROPE PARTNERS V Luxembourg 805-9893673582 Private Equity Fund 1,777,612,708 11,073,406 Master Fund
CER ITALIAN LOGISTICS United Kingdom 805-2463919957 Real Estate Fund 123,551,330 0 Master Fund
CARLYLE US CLO 2017-4, LTD. Cayman Islands 805-1607105351 Securitized Asset Fund 592,073,762 250,000
CARLYLE PROPERTY INVESTORS-B, L.P. Cayman Islands 805-7327971636 Real Estate Fund 124,492,091 10,000,000
CRP VII SEATTLE SENIOR LIVING COINVESTMENT, L.P. United States 805-4576835118 Real Estate Fund 28,017,515 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS Cayman Islands 805-9108214061 Private Equity Fund 78,005,399 10,000,000 Master Fund
CARLYLE CALI COINVESTMENT, L.P. United States 805-6939109449 Private Equity Fund 170,897,393 0
CARLYLE LE COINVESTMENT, L.P. United States 805-7885572213 Private Equity Fund 38,140,879 0
CARLYLE INTERLINK COINVESTMENT, L.P. Cayman Islands 805-7430578579 Private Equity Fund 46,037,206 0
CARLYLE JAPAN PARTNERS III Cayman Islands 805-8099686310 Private Equity Fund 1,082,579,546 5,237,612 Master Fund
CARLYLE EUROPE CLO COINVESTORS, L.P. United States 805-4926152863 Private Equity Fund 181,904,413 11,073
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-2, LTD. Cayman Islands 805-4090861819 Securitized Asset Fund 542,556,177 250,000
CARLYLE PARTNERS IV United States 805-5579713187 Private Equity Fund 262,974,875 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS III United Kingdom 805-3988242460 Private Equity Fund 728,569,191 5,536,703 Master Fund
CARLYLE PARTNERS V United States 805-1321304614 Private Equity Fund 2,510,758,219 10,000,000 Master Fund
CARLYLE BEACON PARTNERS, L.P. Cayman Islands 805-8726236243 Private Equity Fund 178,363,850 0
CARLYLE DASH COINVESTMENT, L.P. United States 805-7562798054 Private Equity Fund 46,027,000 0
CARLYLE PRIVATE EQUITY ACCESS FUND IV Cayman Islands 805-4603261061 Private Equity Fund 56,161,686 250,000 Master Fund
TERRA, L.P. Cayman Islands 805-3067484756 Real Estate Fund 3,214,359 180,000,000
CARLYLE PACIFIC CO-INVESTMENT PARTNERS III, L.P. Cayman Islands 805-5924698995 Private Equity Fund 106,662,000 0
CARLYLE ENCORE COINVESTMENT, L.P. Cayman Islands 805-4206934458 Private Equity Fund 482,754,698 0
CARLYLE STARFRUIT COINVESTMENT, L.P. Cayman Islands 805-4259520213 Private Equity Fund 887,793,500 0
CARLYLE C17 CLO, LTD. Cayman Islands 805-1812313849 Securitized Asset Fund 396,293,969 250,000
CARLYLE LIVE EVENTS COINVESTMENT, L.P. United States 805-7250145024 Private Equity Fund 225,283,556 0
CGP CARE, L.P. Cayman Islands 805-6991494706 Private Equity Fund 205,457,100 0
CARLYLE US CLO 2018-3, LTD. Cayman Islands 805-8961644144 Securitized Asset Fund 398,989,384 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-3-R, LTD. Cayman Islands 805-1078048723 Securitized Asset Fund 794,618,896 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-4-R, LTD. Cayman Islands 805-3637088315 Securitized Asset Fund 549,198,133 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-5, LTD. Cayman Islands 805-7604699366 Securitized Asset Fund 492,178,939 250,000
CARLYLE-EIGHT FINANCE ASIA CO-INVESTMENT Cayman Islands 805-9770968976 Private Equity Fund 4,281,200 0 Master Fund
CARLYLE EAGLE COINVESTMENT United States 805-5347221500 Private Equity Fund 126,338,912 0 Master Fund
CARLYLE AMPHORA PARTNERS, L.P. Cayman Islands 805-7610174244 Private Equity Fund 121,288,595 0
CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III Cayman Islands 805-1337453204 Private Equity Fund 492,750,145 0 Master Fund
CARLYLE JUPITER COINVESTMENT, L.P. United States 805-8961204415 Private Equity Fund 249,516,451 0
CARLYLE ASIA PARTNERS V Cayman Islands 805-6397956440 Private Equity Fund 1,623,159,585 5,000,000 Master Fund
CARLYLE SOLITAIRE PARTNERS, L.P. Cayman Islands 805-2958660173 Private Equity Fund 105,917,126 0
CARLYLE US CLO 2017-3, LTD. Cayman Islands 805-9133562367 Securitized Asset Fund 595,504,449 250,000
CARLYLE THUNDER COINVESTMENT, L.P. United States 805-1782903276 Private Equity Fund 52,937,258 0
CARLYLE ARIANE PARTNERS, L.P. United Kingdom 805-7168352443 Private Equity Fund 127,695,192 0
CARLYLE ERPE-MERE PARTNERS, L.P. United Kingdom 805-8202159060 Private Equity Fund 48,763,168 0
CARLYLE HSJ COINVESTMENT, L.P. United States 805-6631727676 Private Equity Fund 200,513,180 0
NASH COINVESTMENT, L.P. Cayman Islands 805-4427284350 Private Equity Fund 256,792,604 10,000,000
NEPTUNE COINVESTMENT, L.P. Cayman Islands 805-5187067119 Private Equity Fund 425,289,566 0
CARLYLE NGP XII COINVESTMENT, L.P. United States 805-8291211273 Private Equity Fund 34,663,335 50,000
CARLYLE PRIVATE EQUITY ACCESS FUND III, L.P. Cayman Islands 805-2942865364 Private Equity Fund 17,353,612 250,000
CARLYLE BELL PARTNERS II, L.P. Cayman Islands 805-3848123326 Private Equity Fund 655,964 0
CARLYLE US CLO 2017-1, LTD. Cayman Islands 805-7847463972 Securitized Asset Fund 594,533,920 250,000
CARLYLE EUROPE REALTY FUND Luxembourg 805-6245087877 Real Estate Fund 342,690,248 5,536,703 Master Fund
CEREP II MEZZANINE LOAN PARTNERS B-2, L.P. United States 805-8170187323 Real Estate Fund 4,919,927 0
CARLYLE MEXICO PARTNERS Canada 805-9742957991 Private Equity Fund 470,853 5,000,000 Master Fund
CARLYLE ASA PARTNERS, L.P. Canada 805-9672427990 Private Equity Fund 180,538 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2014-2-R, LTD. Cayman Islands 805-4647719199 Securitized Asset Fund 606,192,899 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-4, LTD. Cayman Islands 805-9938759492 Securitized Asset Fund 591,271,577 250,000
CARLYLE RI-HAPPY/PBKIDS COINVESTMENT, L.P. Cayman Islands 805-4093530116 Private Equity Fund 6,368,770 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2013-1, LTD. Cayman Islands 805-7296565818 Securitized Asset Fund 589,703,287 250,000
CARLYLE FBIE II COINVESTMENT, L.P. Canada 805-2204286755 Private Equity Fund 11,797,739 82,294
CARLYLE WS COINVESTMENT, L.P. United States 805-4875104703 Private Equity Fund 0 0
FS FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-6332552643 Private Equity Fund 149,007,482 0
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-4, LTD. Cayman Islands 805-4508774952 Securitized Asset Fund 497,107,560 250,000
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-5, LTD. Cayman Islands 805-2325280082 Securitized Asset Fund 495,187,766 250,000
CTS II FUNDO DE INVESTIMENTO EM PARTICIPACOES Brazil 805-2489677561 Private Equity Fund 11,508,522 0
CARLYLE TOK&STOK COINVESTMENT, L.P. Cayman Islands 805-9549655504 Private Equity Fund 42,115,620 0
CARLYLE CLO COINVESTORS, L.P. United States 805-8792505131 Private Equity Fund 187,889,908 10,000
CARLYLE ASIA PARTNERS IV Cayman Islands 805-3501660610 Private Equity Fund 3,941,796,546 5,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS II United Kingdom 805-5212300545 Private Equity Fund 22,898,696 5,536,703 Master Fund
RIPLEY CABLE HOLDINGS I, L.P. Cayman Islands 805-6899018013 Private Equity Fund 9,682,469 0
CARLYLE VENTURE PARTNERS II United States 805-5876377593 Private Equity Fund 23,662,945 5,000,000 Master Fund
CARLYLE GLOBAL MARKET STRATEGIES CLO 2015-1, LTD. Cayman Islands 805-1023714596 Securitized Asset Fund 486,560,861 250,000
CARLYLE US CLO 2017-2, LTD. Cayman Islands 805-3996015830 Securitized Asset Fund 596,013,910 250,000
CARLYLE EUROPE REALTY GALLIA Cayman Islands 805-5937812954 Real Estate Fund 148,924,115 0 Master Fund
CARLYLE GLOBAL PARTNERS II Cayman Islands 805-3382143105 Securitized Asset Fund 6,113,689 0 Master Fund
CARLYLE SABRE COINVESTMENT, L.P. Cayman Islands 805-8820625494 Private Equity Fund 567,600,810 0
CARLYLE GLOBAL PARTNERS II CO-INVESTMENT FUND-N, L.P. Cayman Islands 805-6255473952 Private Equity Fund 0 0
CPI SOFIA COINVESTMENT, L.P. United States 805-6591372959 Real Estate Fund 21,885,085 0
CARLYLE JAPAN PARTNERS IV Cayman Islands 805-2964939100 Private Equity Fund 0 5,237,612 Master Fund
CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES FUND Cayman Islands 805-1062578341 Private Equity Fund 43,233,187 0 Master Fund
CARLYLE ETPE ALTERNATIVE OPPORTUNITIES FUND, L.P. United States 805-9918948568 Private Equity Fund 12,296,572 0
CARLYLE RENEWABLE AND SUSTAINABLE ENERGY FUND Luxembourg 805-4297442349 Private Equity Fund 21,715,483 10,000,000 Master Fund
CARLYLE EUROPE TECHNOLOGY PARTNERS IV Luxembourg 805-7283670660 Private Equity Fund 293,046,608 5,536,703 Master Fund
CARLYLE PRIME COINVESTMENT United States 805-4564885426 Private Equity Fund 44,360,000 0
CARLYLE DAZZLE PARTNERS Cayman Islands 805-7872509466 Private Equity Fund 101,690,815 0 Master Fund
MATADOR COINVESTMENT, S.C.SP. Luxembourg 805-9913050835 Private Equity Fund 685,688,469 0
CARLYLE US CLO 2019-3, LTD. Cayman Islands 805-7222768156 Securitized Asset Fund 613,411,959 250,000
CARLYLE FRL, L.P. Cayman Islands 805-3494790693 Private Equity Fund 0 0

CARLYLE INVESTMENT MANAGEMENT L.L.C.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
D'ANIELLO, DANIEL, ANTHONY CO-FOUNDER - THE CARLYLE GROUP 07/01/1996 Direct less than 5%
Fund Name Position direct/indirect start date end date
BUCHANAN STREET PARTNERS, LP NON-VOTING MEMBER indirect 2011-09-01
CONTENT PARTNERS LLC NON-VOTING MEMBER indirect 2011-09-01
TCW INVESTMENT MANAGEMENT COMPANY LLC NON-VOTING MEMBER indirect 2011-09-01
TCW-WLA JV VENTURE LLC NON-VOTING MEMBER indirect 2011-09-01
TCW DISTRESSED MANAGEMENT CO, LLC NON-VOTING MEMBER indirect 2011-09-01
TCW ASSET MANAGEMENT CO NON-VOTING MEMBER indirect 2011-09-01
STABLE PHOENIX LLC NON-VOTING MEMBER indirect 2011-09-01
METROPOLITAN WEST ASSET MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
TCW SPECIAL SITUATIONS, LLC NON-VOTING MEMBER indirect 2011-09-01
BUCHANAN STREET PARTNERS, L.P. NON-VOTING MEMBER indirect 2011-09-01
WEST GATE ADVISORS, LLC NON-VOTING MEMBER indirect 2011-09-01
SEPULVEDA MANAGEMENT LLC NON-VOTING MEMBER indirect 2011-09-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. CO-FOUNDER - THE CARLYLE GROUP; CONTROL PERSON - CARLYLE INVESTMENT MANAGEMENT L.L.C. & RELYING ADVISORS direct 1996-07-01
CARLYLE ASSET MANAGEMENT GROUP, L.P. MANAGING MEMBER indirect 1994-08-01 2003-02-19
CARLYLE ASSET MANAGEMENT GROUP LLC MANAGING MEMBER indirect 1994-08-01 2003-03-31
THE ROCK CREEK GROUP, LP MANAGING MEMBER indirect 2000-12-01 2004-04-01
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER indirect 2000-12-01 2011-09-09
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING DIRECTOR direct 1996-07-01 2011-09-09
ALPINVEST PARTNERS B.V. PARTNER indirect 1998-12-01 2011-11-11
CLAREN ROAD ASSET MANAGEMENT, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-19
ALPINVEST PARTNERS B.V. LIMITED PARTNER indirect 1998-12-01 2012-03-29
EMERGING SOVEREIGN GROUP, LLC MANAGING MEMBER indirect 2000-12-01 2012-03-30
CARLYLE INVESTMENT MANAGEMENT L.L.C. MANAGING MEMBER - TCG HOLDINGS, L.L.C.; PRESIDENT/CHAIRMAN - ORANGE CR