CARROLL INVESTORS, INC

Carroll Investors, Inc. is a registered investment adviser primarily based in Mt Pleasant, SC. Organized as a corporation under the laws of the State of South Carolina, they have been providing investment advisory services since 01/01/2021. Stephen Carroll is the President and sole owner of the firm. The firm offers discretionary portfolio management services tailored to meet clients' needs and investment objectives. They provide investment advisory services to both individuals (other than high net worth individuals) and high net worth individuals. While they generally do not require a minimum dollar amount to open and maintain an advisory account, they reserve the right to terminate accounts that fall below a minimum size deemed manageable. The firm charges a minimum annual fee of 1%, but may waive it at their discretion.

Carroll Investors employs a long-term growth equity strategy, focusing on individual companies with strong earnings growth potential. The advisor takes a holistic approach, considering all investments for each client when selecting holdings and allocations. The firm primarily selects growth stocks, which may lead to a concentration of stocks in the portfolio and a higher risk of loss compared to a diversified portfolio. The firm offers both discretionary and non-discretionary portfolio management services. In non-discretionary arrangements, client approval is required before executing any transactions, and clients have the right to decline advice. While the firm primarily advises on exchange-traded securities, specifically stocks, they may also provide advice on various types of investments based on the client's goals and objectives, including investments already held in the portfolio at the start of the advisory relationship.

(Subscription Required)