CCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES V, L.P.
03/01/2023
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III, L.P.
direct
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III (JE) L.P.
direct
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II (CAYMAN), L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
direct
2017-03-01
CLARK, SUSANNE, VIKOREN
CHIEF LEGAL OFFICER/GENERAL COUNSEL
12/01/2009
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
BASSO CAPITAL MANAGEMENT, L.P.
GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
direct
2007-01-01
CENTERBRIDGE PARTNERS, L.P.
CHIEF LEGAL OFFICER/GENERAL COUNSEL
direct
2009-12-01
Morrison, Gordon, Douglas
CHIEF FINANCIAL OFFICER
10/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
CHIEF FINANCIAL OFFICER
direct
2018-10-01
Kabaker, Matthew, Stephen
LIMITED PARTNER
11/01/2011
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
direct
2011-11-01
NEUENFELDT, WILLIAM, JOHN
CHIEF OPERATING OFFICER
04/01/2019
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
CHIEF OPERATING OFFICER
direct
2019-04-01
Rahm, William, David
LIMITED PARTNER
01/01/2012
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
direct
2012-01-01
Melwani, Vivek
LIMITED PARTNER
01/01/2011
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
direct
2011-01-01
CENTERBRIDGE SEAPORT ACQUISITION FUND GP, LLC
GENERAL PARTNER OF CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P.
03/01/2022
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P.
direct
2022-03-01
CSCP CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
12/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CSCP II CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
12/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
direct
2015-12-01
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
02/01/2017
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III, L.P.
direct
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III (JE) L.P.
direct
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II (CAYMAN), L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
direct
2017-03-01
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P.
01/01/2021
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III, L.P.
direct
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III (JE) L.P.
direct
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II (CAYMAN), L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
direct
2017-03-01
CCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE SEAPORT ACQUISITION FUND GP, L.P.
05/01/2022
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III, L.P.
direct
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES III (JE) L.P.
direct
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II (CAYMAN), L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE ASSOCIATES II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
direct
2017-03-01
ARONSON, JEFFREY, HAROLD
MANAGING PRINCIPAL
09/01/2005
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
CSCP III CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
01/01/2016
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
direct
2016-01-01
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2016-01-01
CENTERBRIDGE CREDIT CAYMAN GP, LTD.
GENERAL PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P.
12/01/2015
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2015-12-01
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
12/01/2015
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
direct
2016-01-01
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
12/01/2015
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
direct
2016-01-01
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
01/01/2016
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
direct
2016-01-01
CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P.
07/01/2022
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER II, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE SPECIAL CREDIT PARTNERS GENERAL PARTNER III, L.P.
direct
2016-01-01
CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P.
LIMITED PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P.
12/01/2015
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE CREDIT PARTNERS GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER OF CENTERBRIDGE CREDIT PARTNERS OFFSHORE GENERAL PARTNER, L.P.
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CPREF CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES, L.P.
direct
2017-02-01
CPREF II CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P.
07/01/2020
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE PARTNERS REAL ESTATE ASSOCIATES II, L.P.
direct
2020-07-01
CCP V CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE ASSOCIATES V, L.P.
02/01/2023
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE ASSOCIATES V, L.P.
direct
2023-02-01
CFP CAYMAN GP LTD.
GENERAL PARTNER OF CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P.
07/01/2022
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER OF CENTERBRIDGE FLEX PARTNERS GENERAL PARTNER, L.P.
direct
2022-07-01
JEFFREY H. ARONSON 2017 REVOCABLE TRUST
LIMITED PARTNER
06/01/2022
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
BOBERSKI & CO
PRESIDENT
direct
1966-01-01
HOLDEN TOLBERT & CO INC
PRESIDENT
direct
1967-05-01
HOLDEN TOLBERT & CO INC
SECRETARY, TREASURER
direct
1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC
MEMBER
indirect
1968-06-01
TRIAD INVESTMENT ADVISORS CORP
PRESIDENT
direct
1972-10-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
direct
1973-10-01
MYERSON VAN DEN BERG & CO
TRUST OWNS ALL THE STOCK
direct
1975-01-01
STANLEY D J & CO INC
PRESIDENT & CEO, CFO, COO, CLO,CCO
direct
1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
TREASURER
direct
1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
TREASURER, FINOP
direct
1978-08-01
MOORS & CABOT INVESTOR SERVICES INC
PARENT
indirect
1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
VICE CHAIRMAN, DIRECTOR
direct
1978-11-01
BURNEY CO
CHAIRMAN
direct
1981-04-01
FARALDI & PORRO INC
PRESIDENT
direct
1981-06-01
CORNERSTONE ADVISORS, LLC
OWNER
indirect
1982-08-01
CAROL GRANT DESMOND
OWNER
direct
1982-12-01
AMERVEST COMPANY, INC.
CCO / MANAGING DIRECTOR
direct
1983-01-01
SIRIUS PARTNERS, L.P.
SHAREHOLDER
indirect
1983-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1983-02-01
MCELWAIN ROBERT JOHN
PRESIDENT
direct
1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
TRUSTEE
indirect
1984-05-01
LM ADVISORS INC
PRESIDENT
direct
1984-07-01
THE JENTNER CORPORATION
OWNER
direct
1984-10-01
SANDER CAPITAL ADVISORS
DIRECTOR, VICE PRESIDENT AND SECRETARY
direct
1985-01-01
EIDELMAN FINGER HARRIS & CO
PRESIDENT
direct
1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD
PRESIDENT/CIO
direct
1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC
SHAREHOLDER
indirect
1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC
SHAREHOLDER
direct
1986-01-01
UNIVERSAL FINANCIAL SERVICES INC.
DIRECTOR
direct
1986-02-01
UNIVERSAL FINANCIAL SERVICES INC.
CEO
indirect
1986-02-01
HOLBEIN ASSOCIATES, INC.
SECRETARY
direct
1986-03-01
HERRMANN & COOKE, INC.
DIRECT OWNER
direct
1986-03-01
GREIG ASSOCIATES INC
SENIOR VICE PRESIDENT
direct
1986-04-01
GREIG ASSOCIATES INC
SECRETARY
direct
1986-04-01
ALEXANDER & MUCKERMANN
PARTNER
direct
1986-04-01
BAY ISLE FINANCIAL CORP
PRESIDENT
direct
1986-06-01
BAY ISLE FINANCIAL CORP
CHIEF INVESTMENT OFFICER
direct
1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES
PRESIDENT
direct
1986-06-01
FINANCIAL ADVISORY SERVICE INC
MAX W. GREER, JR., TRUSTEE
direct
1986-08-01
MCCORMICK CAPITAL MANAGEMENT
PRESIDENT
direct
1986-09-01
FIDELITY FINANCIAL GROUP, INC.
DIRECTOR
direct
1987-02-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1987-02-01
CHURCHILL MANAGEMENT CORP
SHAREHOLDER
direct
1987-07-01
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1987-08-01
SOCHET & COMPANY, INC.
PRESIDENT, CHIEF COMPLIANCE OFFICER
direct
1987-08-01
THE PORTOLA GROUP INC
SHAREHOLDER
indirect
1987-08-01
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR
direct
1987-09-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-10-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
VICE PRESIDENT
direct
1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC
PRESIDENT
direct
1988-01-01
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1988-03-01
ADVISORS PENSION SERVICES AGENCY INC
PRESIDENT
direct
1988-04-01
KLAFF REALTY, LP
OWNER
indirect
1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & PRESIDENT
direct
1988-08-01
TRIGRAN INVESTMENTS, INC.
TRUSTEE
indirect
1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC
NAMED FIDUCIARY
indirect
1988-11-01
MCCORMICK CAPITAL MANAGEMENT
SECRETARY, TREASURER
direct
1988-12-01
EAST PACIFIC INVESTMENT CO INC
PRESIDENT
direct
1989-01-01
LARIMER CAPITAL CORP
SECRETARY
direct
1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES
SHAREHOLDER
direct
1989-03-01
LOVELL INCORPORATED
CORPORATE SECRETARY
direct
1989-03-01
NEWPORT INVESTMENT ADVISORS INC
CEO
direct
1989-04-01
TIFFANY CAPITAL ADVISORS INC
PRESIDENT
direct
1989-05-01
BUSINESS SERVICES, INC.
OWNER
direct
1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT
SHAREHOLDER
indirect
1989-06-01
CAMBRIDGE EQUITY ADVISORS INC
CHIEF EXECUTIVE OFFICER
direct
1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD.
SHAREHOLDER
direct
1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD
PARENT COMPANY
direct
1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD
PRESIDENT
direct
1989-12-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
indirect
1989-12-01
SPECTRUM ASSET MANAGEMENT INC
SHAREHOLDER
direct
1990-01-01
SAVINGS GROWERS, INC.
PRESIDENT
direct
1990-08-01
BERKELEY CAPITAL ADVISERS, LLC
TRUSTEE
indirect
1991-01-01
NOBLE PARTNERS, L.P.
SHAREHOLDER
indirect
1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC.
PRESIDENT
direct
1991-04-01
TYREE, DAVID W.
PRESIDENT
direct
1991-04-01
BONNIE WUSZ & ASSOCIATES, INC.
OWNER
direct
1991-06-01
VAN BERKOM AND ASSOCIATES INC.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
indirect
1991-07-01
RIGGS SECURITIES INC.
SHAREHOLDER
indirect
1991-09-01
GREENLEAF ASSET MANAGEMENT INC
PRESIDENT
direct
1991-10-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED
PRESIDENT
direct
1991-11-01
CAVALRY BANKING
TRUST OFFICER/ SVP
direct
1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC
MAJORITY OWNER
indirect
1992-04-01
DAWSON RUSSELL INC.
PRESIDENT
direct
1992-05-01
CAVALRY BANKING
TRUST OFFICER
direct
1992-05-01
THE BAKER GROUP, LP
CHAIRMAN AND PRESIDENT
direct
1992-05-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1992-05-01
NORTHWEST FINANCIAL PLANNING CORP
SHAREHOLDER
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CHAIRMAN
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
SEC-TREASURER MANAGING DIR
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
VP INVESTMENTS
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CEO
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
PRESIDENT
direct
1992-07-01
RONALD OLSON, INC.
STOCK HOLDER
direct
1992-07-01
STANFORD ADVISORY GROUP, LLC
CEO/CIO
direct
1992-10-01
HOOPER R B & CO INC
PRESIDENT
direct
1992-11-01
HOOPER R B & CO INC
VICE PRESIDENT
direct
1992-11-01
HONISS ROBIN
OWNER
direct
1993-01-01
KINGSTON INVESTMENT COUNSEL INC
VICE PRESIDENT & SECRETARY
direct
1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.
SHAREHOLDER
direct
1993-01-01
MANAGED ACCOUNT SERVICES INC
SHAREHOLDER
direct
1993-01-01
HAROLD W. DANCE INC.
S-CORP SHAREHOLDER, 16%
direct
1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-04-01
PREMIERETRADE SECURITIES, INC.
TRUSTEE OF DICKS FAMILY TRUST
direct
1993-05-01
SENA WELLER ROHS WILLIAMS INC.
SENIOR VP
direct
1993-06-01
SENA WELLER ROHS WILLIAMS INC.
EXECUTIVE VP
direct
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
MAHLER & EMERSON INC.
SHAREHOLDER
direct
1993-07-01
ARGOS INVESTMENT ADVISORS, LLC
MEMBER
indirect
1993-07-01
ARNERICH MASSENA, INC.
SHAREHOLDER
direct
1993-07-01
BACK BAY ADVISORS
GENERAL PARTNER
direct
1993-09-01
VAN DEVENTER & HOCH
VDH SHAREHOLDER
direct
1993-10-01
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER
direct
1993-10-01
TAYLOR STEPHENS INC
GENERAL PARTNER
indirect
1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC.
FOUNDING PARTNER/CFO/CCO
direct
1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC
SHAREHOLDER
direct
1994-01-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1994-01-01
MARSDEN JOHN RICHARD JR
OWNER
direct
1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
PARTNERSHIP
direct
1994-02-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
direct
1994-03-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
indirect
1994-03-01
CATHOLIC FINANCIAL SERVICES CORP
VICE PRESIDENT, DIRECTOR
direct
1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
indirect
1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP
SHAREHOLDER
indirect
1994-07-01
H&F INVESTORS III
SHAREHOLDER
indirect
1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED
SHAREHOLDER
direct
1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1994-09-01
GLOBALVEST MANAGEMENT CO LP
ESTABLISHED
direct
1994-10-01
KAPLAN & CO. SECURITIES INC.
CEO
direct
1994-10-01
JULIUS BAER SECURITIES INC.
FIRST VICE PRESIDENT
direct
1994-12-01
H&F ADMINISTRATION III LLC
SHAREHOLDER
indirect
1994-12-01
H & F ADMINISTRATION IV LLC
SHAREHOLDER
indirect
1994-12-01
PINNACLE ASSET MANAGEMENT, L.P.
MEMBER
indirect
1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC
SHAREHOLDER
indirect
1994-12-01
SANDPOINTE, LLC
MEMBER
indirect
1994-12-01
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-05-01
NOVARE CAPITAL MANAGEMENT
MEMBER
indirect
1995-05-01
SOUND CAPITAL MANAGEMENT INC
MANAGING DIRECTOR
direct
1995-06-01
STAMPS, WOODSUM & CO. IV
LIMITED PARTNER
direct
1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
SHAREHOLDER
direct
1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP.
SECRETARY
direct
1995-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1995-07-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-08-01
NBC SECURITIES, INC.
VICE PRESIDENT
direct
1995-08-01
INVESTEC PMG CAPITAL
MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER
direct
1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P.
MANAGING MEMBER
indirect
1995-10-01
JGE CAPITAL MANAGEMENT, LLC
TRUST
indirect
1995-10-01
PENSION PORTFOLIO ADVISORS INC.
N/A
direct
1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP.
SHAREHOLDER
direct
1995-11-01
MOSBY LINCOLN LC
MEMBER MANAGER
direct
1995-12-01
HHH INVESTMENT INC
PRESIDENT
direct
1995-12-01
SIFE
DIRECTOR/OWNER
direct
1995-12-01
KAUFMAN BROS., L.P.
LP
direct
1995-12-01
OVERLOOK INVESTMENTS L.P.
GENERAL PARTNER
direct
1995-12-01
P. R. HERZIG & CO. INC.
BOARD OF DIRECTORS
direct
1995-12-01
P. R. HERZIG & CO. INC.
SHAREHOLDER
direct
1995-12-01
P. R. HERZIG & CO. INC.
TRUSTEE OF 2 TRUSTS
indirect
1995-12-01
RANSON CAPITAL CORPORATION
VP SEC.
direct
1996-01-01
OLYMPUS ADVISORS, LLC
MEMBER
direct
1996-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1996-02-01
ACCESS FINANCIAL GROUP, INC.
OWNER
direct
1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED
CORPORATE SECRETARY
direct
1996-03-01
JGE CAPITAL MANAGEMENT, LLC
MEMBER
direct
1996-04-01
FINANCIAL ADVISORY SERVICE INC
JAMES G. DUSSOLD, TRUSTEE
direct
1996-05-01
WEXFORD CLEARING SERVICES CORPORATION
SENIOR VICE PRESIDENT- CROP
direct
1996-07-01
AMERICAN SUPERIOR CO
TRUST
direct
1996-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1996-07-01
DRV GROUP INC
PRESIDENT
direct
1996-08-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
CHARLES FISH INVESTMENTS, INC.
SHAREHOLDER
direct
1996-10-01
ORION FINANCIAL SERVICES, LLC
SHAREHOLDER
indirect
1996-11-01
MACEY-HOLLAND & CO., LLC
MANAGING MEMBER
direct
1996-12-01
BATCHELDER & PARTNERS, INC.
OWNER
direct
1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC
MEMBER
direct
1997-01-01
ROSEMOUNT CAPITAL LIMITED
TRUSTEE
indirect
1997-01-01
FREMONT REALTY CAPITAL, L.P.
SHAREHOLDER
indirect
1997-02-01
JUNDT ASSOCIATES INC
TRUSTEE
direct
1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC
MEMBER
direct
1997-03-01
JOHN MOORE & ASSOCIATES INC
SHAREHOLDER
direct
1997-03-01
FFR ADVISORY LLC
TRUSTEE
indirect
1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC
TRUSTEE
indirect
1997-03-01
SENTINEL ADVISORS LLC
MEMBER
direct
1997-04-01
REGISTER & AKERS INVESTMENTS, INC.
PRINCIPAL
direct
1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC.
SHAREHOLDER
direct
1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC.
OWNER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON FUND ADVISORS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON INVESTMENT PARTNERS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC.
NO TITLE
direct
1997-06-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1997-07-01
KLOSTERMAN CAPITAL CORP
TRUST
direct
1997-07-01
MORGAN JESS S & CO INC
TRUST
direct
1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
SHAREHOLDER
direct
1997-07-01
JONES COMMODITIES, INC.
SHAREHOLDER
direct
1997-08-01
FIRST WESTERN ADVISORS
PRESIDENT / DIRECTOR
direct
1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC.
90% SHAREHOLDER
direct
1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC
90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC.
indirect
1997-11-01
IHP CAPITAL PARTNERS
SHAREHOLDER
direct
1997-12-01
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1998-01-01
SAGE, RUTTY & CO., INC.
DIRECTOR
direct
1998-01-01
KURIYAMA & CO LLC
MEMBER
direct
1998-01-01
SUMMIT PARTNERS V, L.P.
LIMITED PARTNER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER
direct
1998-01-01
THE BAUPOST GROUP, L.L.C.
MEMBER
direct
1998-01-01
IWAMOTO, KONG & CO., INC.
SHAREHOLDER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER / MANAGING MEMBER
direct
1998-01-01
FINANCIAL ADVISORY SERVICE INC
DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES
direct
1998-01-01
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER A CLASS
direct
1998-03-01
DE PRINCE, RACE & ZOLLO, INC.
SHAREHOLDER
direct
1998-03-01
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1998-05-01
BNY ASSOCIATES INCORPORATED
DIRECTOR
direct
1998-05-01
FULLER & THALER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1998-05-01
VALUE PARTNERS LTD
SHAREHOLDER
direct
1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED
OWNER
direct
1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
VICE PRESIDENT
direct
1998-06-01
GREIG ASSOCIATES INC
VICE PRESIDENT
direct
1998-07-01
RWT INVESTMENT ADVISERS, INC.
100% SHAREHOLDER
direct
1998-07-01
KELLNER, DILEO & CO., L.P.
LIMITED PARTNER
direct
1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC
SHAREHOLDER
direct
1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC.
SHAREHOLDER
indirect
1998-07-01
OWNERSHIP ADVISORS, INC.
PRESIDENT
direct
1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1998-09-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1998-09-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
indirect
1998-10-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
direct
1998-10-01
CITY SECURITIES CORPORATION
DIRECTOR
direct
1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1988-08-01
2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1995-03-01
2000-11-09
FSC SECURITIES CORPORATION
DIRECTOR/CHAIRMAN
direct
1997-10-01
2000-12-15
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1970-09-01
2001-01-29
J. BUSH & CO., INCORPORATED
EXECUTIVE VICE PRESIDENT
direct
1998-03-01
2001-01-29
MACK INVESTMENT SECURITIES, INC.
TRUSTEE IS PRESIDENT
direct
1986-01-01
2001-01-30
FORUM SECURITIES, INC.
SHAREHOLDER
indirect
1990-07-01
2001-01-30
FORUM SECURITIES, INC.
VICE PRESIDENT/CFO
direct
1991-03-01
2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD
TREAURER
direct
1992-02-01
2001-01-30
CHASE INVESTMENT SERVICES CORP.
DIRECTOR
direct
1998-09-01
2001-01-30
AMERICAN FIDELITY ASSURANCE CO
SHAREHOLDER
indirect
1980-05-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1984-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1990-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1992-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
PRESIDENT/DIRECTOR
direct
1992-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1992-12-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1994-01-01
2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP MARKETING
direct
1996-10-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1997-11-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR CHAIRMAN OF BOARD
direct
1998-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
CH.BD./DIR/CEO
direct
1998-01-01
2001-01-31
JULIUS BAER SECURITIES INC.
CHAIRMAN
direct
1998-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1998-07-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1998-08-01
2001-01-31
CENTURION CAPITAL MANAGEMENT CORP
BENEFICIAL OWNER OF CCGI, COMMON
indirect
1997-12-01
2001-02-01
ESSEX LLC
SECRETARY
direct
1933-01-01
2001-02-23
COMMONWEALTH ADVISORS INC
SECRETARY
direct
1991-04-01
2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR
direct
1996-12-01
2001-02-28
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1997-02-01
2001-02-28
LINDNER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1997-03-01
2001-02-28
MBIA CAPITAL MANAGEMENT CORP.
SENIOR MANAGING DIRECTOR
direct
1998-02-01
2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
PRESIDENT
direct
1992-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
TREASURER
direct
1992-07-01
2001-03-01
WCM INVESTMENT MANAGEMENT
VP
direct
1995-06-01
2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC
SENIOR MANAGING DIRECTOR AND DIRECTOR
direct
1998-05-01
2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION
SENIOR VICE PRESIDENT
direct
1998-01-01
2001-03-15
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1998-10-01
2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER
direct
1992-10-01
2001-03-16
BERGER & ASSOCIATES LLC
MANAGER & 50% OWNER
direct
1997-04-01
2001-03-16
ARMA FINANCIAL SERVICES, INC.
CHAIRMAN
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
SECRETARY
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1991-06-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1994-10-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1996-07-01
2001-03-20
TREECE INVESTMENT ADVISORY CORP
PRESIDENT, DIRECTOR, SECT, TREASURER
direct
1979-08-01
2001-03-23
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1977-03-01
2001-03-26
COMMERCE CAPITAL MARKETS, INC.
MANAGING DIRECTOR
direct
1977-09-01
2001-03-26
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-06-01
2001-03-26
AMERVEST CO INC
MANAGING DIRECTOR
direct
1993-01-01
2001-03-27
PMG CAPITAL CORP.
PRESIDENT
direct
1986-12-01
2001-03-29
PMG CAPITAL CORP.
VICE PRESIDENT ADMIN.
direct
1995-04-01
2001-03-29
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1995-10-01
2001-03-29
VESTRUST SECURITIES L.P.
SHAREHOLDER
direct
1997-01-01
2001-03-29
FIRST WESTERN ADVISORS
VICE PRESIDENT/SECRETARY
direct
1997-10-01
2001-03-29
FIRST WESTERN ADVISORS
DIRECTOR
direct
1997-10-01
2001-03-29
KAHN BROTHERS & CO. INC.
STOCKHOLDER, DIRECTOR
direct
1978-07-01
2001-03-30
PROEQUITIES INC
DIRECTOR
direct
1997-01-01
2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR
direct
1995-10-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE
direct
1997-11-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
VICE PRESIDENT AND SECRETARY
direct
1997-11-01
2001-04-02
RICHARD O. JONES
PRESIDENT/CEO
indirect
1993-07-01
2001-04-06
RICHARD O. JONES
SHAREHOLDER
direct
1993-12-01
2001-04-06
CENTURION TRUST COMPANY
SHAREHOLDER
indirect
1997-12-01
2001-04-12
TOWER SQUARE SECURITIES, INC.
VICE PRESIDENT
direct
1998-09-01
2001-04-19
ORION FINANCIAL SERVICES, LLC
MEMB ER OF LLC
direct
1997-08-01
2001-04-20
THE ADVISORS GROUP, INC.
CHAIRMAN OF BOARD OF DIRECTORS
direct
1988-08-01
2001-04-26
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1991-08-01
2001-04-27
TIMING STRATEGIES CORP
PRESIDENT
direct
1982-05-01
2001-04-30
CMS INVESTMENT RESOURCES, INC.
VICE PRESIDENT, GENERAL COUNSEL
direct
1986-06-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
CHIEF EXECUTIVE
direct
1989-10-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
NON-EXECUTIVE DIRECTOR
direct
1994-10-01
2001-04-30
CANTERBURY CAPITAL SERVICES, INC.
SECRETARY
direct
1995-11-01
2001-04-30
MILLAR ROBERT PETER WHARTON
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION
CROP
direct
1990-07-01
2001-05-03
TITAN INVESTMENT ADVISORS LLC
PARTNER
direct
1996-05-01
2001-05-15
SOVEREIGN HOLDINGS LLC
PRESIDENT
direct
1997-01-01
2001-05-16
SOVEREIGN HOLDINGS LLC
ADMINISTRATIVE PARTNER
direct
1997-01-01
2001-05-16
ROBOTTI & COMPANY, INCORPORATED
DIRECTOR & STOCKHOLDER
direct
1983-08-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
STOCKHOLDER
direct
1987-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1994-05-01
2001-05-24
ROGGE GLOBAL PARTNERS PLC
100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
direct
1996-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1997-09-01
2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-05-01
2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC
EXECUTIVE VICE PRESIDENT AND DIRECTOR
direct
1997-05-01
2001-06-20
SPELMAN & CO., INC.
DIRECTOR
direct
1998-04-01
2001-06-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-06-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1997-06-01
2001-06-26
COORDINATED ASSET PLANNING CO INC
CHEIF OPERATIONS OFFICER
direct
1989-05-01
2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1995-06-01
2001-07-30
KEENE & ASSOCIATES, INC.
PRESIDENT
direct
1994-09-01
2001-08-09
WILLIAMS C R INC
MANAGING DIRECTOR
direct
1994-06-01
2001-08-15
WILLIAMS C R INC
PRESIDENT
direct
1994-08-01
2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG
direct
1987-08-01
2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC.
SHAREHOLDER
direct
1994-03-01
2001-08-28
MEMORIAL INVESTMENT ADVISORS INC
VP AND CIO
direct
1998-09-01
2001-09-25
SYMMETRIC INVESTMENTS, INC.
5% + SHAREHOLDER
direct
1992-12-01
2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC.
PRESIDENT
indirect
1987-07-01
2001-09-27
PMG CAPITAL CORP.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1986-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1987-06-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1993-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR AND TREASURER
direct
1995-10-01
2001-10-01
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1995-06-01
2001-10-22
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1998-08-01
2001-10-22
SALOMON SMITH BARNEY INC.
GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC.
direct
1995-07-01
2001-10-24
SALOMON SMITH BARNEY INC.
CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
SALOMON SMITH BARNEY INC.
MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
CSFBDIRECT, INC.
DIRECTOR/CCO/CROP/SROP
direct
1996-08-01
2001-10-26
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1990-12-01
2001-10-31
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1990-12-01
2001-10-31
CBNY INVESTMENT SERVICES CORP.
SHAREHOLDER
indirect
1988-03-01
2001-11-01
FINARC LLC
SPOUSE
direct
1996-10-01
2001-11-29
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-11-30
CJ CAPITAL MANAGEMENT LLC
PRESIDENT
direct
1998-08-01
2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC.
STOCKHOLDER
direct
1946-07-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1978-06-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT, TREASURER & DIRECTOR
direct
1990-11-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-CHAIRMAN OF THE BOARD
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT, SECRETARY & DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT AND DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT , SROP/CROP
direct
1994-04-01
2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER
direct
1988-03-01
2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, PRESIDENT
direct
1988-03-01
2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC
STOCKHOLDER
direct
1995-04-01
2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY
VP COMMUNICATIONS & HUMAN RESOURCES
direct
1989-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
VP INFO SYSTEMS
direct
1996-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CORPORATE CONTROLLER
direct
1997-03-01
2001-12-20
THURLOW CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1997-04-01
2002-01-03
THURLOW CAPITAL MANAGEMENT, INC.
VICE-PRESIDENT
direct
1997-04-01
2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP
SHAREHOLDER OF CENTURION CAPITAL GROUP INC.
indirect
1997-12-01
2002-01-17
CATHOLIC FINANCIAL SERVICES CORP
CHAIRMAN, DIRECTOR
direct
1994-06-01
2002-01-23
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR
direct
1994-06-01
2002-01-23
NORTHERN TRUST SECURITIES, INC.
DIRECTOR
direct
1997-01-01
2002-01-23
CSFBDIRECT, INC.
DIRECTOR OF COMPLIANCE/CCO/CROP/SROP
direct
1996-08-01
2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION
DIRECTOR
direct
1998-01-01
2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD
VICE PRESIDENT
direct
1996-06-01
2002-02-05
COORDINATED ASSET PLANNING CO INC
PRESIDENT
direct
1984-01-01
2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC
PRESIDENT
direct
1988-06-01
2002-02-13
COORDINATED ASSET PLANNING CO INC
CHIEF OPERATIONS OFFICER
direct
1989-05-01
2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-03-11
AMERICAN INVESTMENT SERVICES INC
TREASURER & SECRETARY
direct
1988-12-01
2002-03-15
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1983-03-01
2002-03-19
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1985-03-01
2002-03-19
PARNASSUS INVESTMENTS
DIRECTOR
direct
1984-06-01
2002-03-22
AMR INVESTMENT SERVICES, INC
SECRETARY
direct
1988-01-01
2002-03-25
MCCORMICK CAPITAL MANAGEMENT
V.P. FIXED INCOME
direct
1993-03-01
2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
SHAREHOLDER
direct
1995-01-01
2002-03-26
MCCORMICK CAPITAL MANAGEMENT
V.P. OPERATIONS
direct
1996-04-01
2002-03-26
LORD ANDREW CHARLES
SOLE PROPRIETOR
direct
1984-01-01
2002-03-27
GLEN RAUCH SECURITIES, INC.
SECRETARY/DIRECTOR
direct
1986-02-01
2002-03-27
CITISTREET ADVISORS LLC
VICE PRESIDENT, TREASURER, FINOP
direct
1991-05-01
2002-03-27
NATIONWIDE ADVISORY SERVICES, INC.
DIRECTOR
direct
1998-04-01
2002-03-27
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1985-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1988-02-01
2002-03-28
FORUM SECURITIES, INC.
EXECUTIVE VICE PRESIDENT
direct
1989-01-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1989-02-01
2002-03-28
FORUM SECURITIES, INC.
SECRETARY
direct
1989-06-01
2002-03-28
FORUM SECURITIES, INC.
PRESIDENT/TREASURER/DIRECTOR/SROP/CROP
direct
1991-02-01
2002-03-28
FORUM SECURITIES, INC.
SENIOR VICE PRESIDENT/CFO
direct
1991-03-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1992-08-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1994-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1995-04-01
2002-03-28
INSTITUTIONAL SECURITIES CORPORATION
SECRETARY
direct
1996-05-01
2002-03-28
VALUE PARTNERS LTD
NON-EXECUTIVE DIRECTOR
direct
1998-06-01
2002-03-28
GUARDIAN CAPITAL ADVISORS INC
V.P., COMPLIANCE & SECRETARY
direct
1998-11-01
2002-03-28
EPG INC
SENIOR VICE PRESIDENT
direct
1998-01-01
2002-04-01
JMG CAPITAL MANAGEMENT, LLC
N/A
indirect
1998-04-01
2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SHAREHOLDER
direct
1996-06-01
2002-04-02
WARNER GROUP, INC.
VICE PRESIDENT, DIRECTOR, SHAREHOLDER
direct
1996-05-01
2002-04-03
TACTICAL ALLOCATION SERVICES LLC
TRUST
direct
1996-04-01
2002-04-04
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
2002-04-17
MUHLENKAMP & CO INC
SHAREHOLDER
direct
1983-02-01
2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR & PRESIDENT
direct
1992-10-01
2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC
SECRETARY
direct
1994-01-01
2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC
52% SHAREHOLDER
indirect
1997-03-01
2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC
PRESIDENT
direct
1997-12-01
2002-05-03
ARISTA INVESTMENT ADVISORS, LTD.
PRESIDENT
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
SECRETARY
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
VICE-PRESIDENT
direct
1996-04-01
2002-05-06
PINNACLE FUND MANAGEMENT LLC
NONE
direct
1997-03-01
2002-05-06
SUCCESSFUL MONEY STRATEGIES INC
CHIEF INVESTMENT OFFICER
direct
1993-03-01
2002-05-07
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-09-01
2002-05-14
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-12-01
2002-05-14
PLANNERS FINANCIAL SERVICES, INC.
BOARD MEMBER
direct
1984-03-01
2002-05-24
PACIFIC CAPITAL PLANNING COMPANY
OWNER
direct
1997-09-01
2002-05-24
A. G. EDWARDS & SONS, INC.
DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY
direct
1998-03-01
2002-05-31
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
indirect
1986-01-01
2002-06-25
FIRST ALLIED SECURITIES, INC.
SHAREHOLDER
indirect
1994-10-01
2002-07-22
TRUSTED SECURITIES ADVISORS CORP.
CHAIRMAN AND DIRECTOR
direct
1998-08-01
2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
ASSISTANT TREASURER
direct
1998-08-01
2002-08-29
EQUITY ANALYSTS INC.
SHAREHOLDER
direct
1998-09-01
2002-09-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2002-09-23
1717 CAPITAL MANAGEMENT COMPANY
DIRECTOR
direct
1998-11-01
2002-09-26
KILLIAN ASSET MANAGEMENT CORP
PRESIDENT
direct
1987-04-01
2002-10-11
ABSOLUTE RETURN ADVISORS, LTD.
CROP/SROP/VP
direct
1996-12-01
2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-03-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-11-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1983-02-01
2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED
OUTSIDE SHAREHOLDER
direct
1986-03-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDER
direct
1997-12-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDERS
direct
1997-12-01
2002-10-31
BERGER & ASSOCIATES LLC
MANAGER & 100% OWNER
direct
1997-04-01
2002-12-04
MUHLENKAMP & CO INC
SHAREHOLDER
indirect
1983-02-01
2002-12-18
THE DANFORTH ASSOCIATES, INC
VICE PRESIDENT & DIRECTOR
direct
1994-09-01
2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CHAIRMAN OF THE BOARD & DIRECTOR
direct
1994-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
GENERAL COUNSEL & SECRETARY
direct
1996-08-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP & CHIEF FINANCIAL OFFICER
direct
1996-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
VP FINANCE & TREASURER
direct
1998-11-01
2003-01-02
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1992-01-01
2003-01-10
MEMORIAL INVESTMENT ADVISORS INC
PRESIDENT AND CEO
direct
1998-10-01
2003-01-14
MEMORIAL INVESTMENT ADVISORS INC
VP AND CFO
direct
1998-10-01
2003-01-14
LAUREL MANAGEMENT CO LLC
MEMBER
direct
1995-07-01
2003-01-15
CLARK FINANCIAL SERVICES GROUP INC
PRESIDENT
direct
1987-01-01
2003-01-24
ROLF ADLER GROUP INC
PRESIDENT
direct
1987-12-01
2003-01-25
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1984-01-01
2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
DIRECTOR OF COMPLIANCE
direct
1997-03-01
2003-02-07
THE DANFORTH ASSOCIATES, INC
DIRECTOR
direct
1994-09-01
2003-02-14
GURUN, INC.
PRESIDENT
direct
1986-03-01
2003-02-27
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1992-07-01
2003-03-03
WILLINGHAM ASSET MANAGEMENT INC
PRESIDENT
direct
1995-11-01
2003-03-03
JULIUS BAER SECURITIES INC.
SENIOR VICE PRESIDENT
direct
1994-12-01
2003-03-14
JULIUS BAER SECURITIES INC.
DIRECTOR
direct
1996-05-01
2003-03-14
THE DE BURLO GROUP,INC.
PRESIDENT
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SECRETARY
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
DIRECTOR
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SENIOR VICE PRESIDENT
direct
1996-03-01
2003-03-18
PERKINS, WOLF, MCDONNELL & CO.
SHAREHOLDER
direct
1983-03-01
2003-03-26
KEENE & ASSOCIATES, INC.
PRESIDENT, DIRECTOR
direct
1994-09-01
2003-03-26
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1985-03-01
2003-03-27
NVEST FUNDS MANAGEMENT LP
GENERAL PARTNER
direct
1995-01-01
2003-03-27
CJ CAPITAL MANAGEMENT LLC
MEMBER, PRESIDENT
direct
1998-08-01
2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC
DIRECTOR
direct
1985-05-01
2003-03-28
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1972-05-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
VICE PRESIDENT
direct
1990-08-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
CORPORATE SECRETARY
direct
1992-04-01
2003-03-31
FIRST WESTERN ADVISORS
PRESIDENT
direct
1997-10-01
2003-04-02
J. BUSH & CO., INCORPORATED
PRESIDENT / DIRECTOR
direct
1998-03-01
2003-04-03
HORNOR, TOWNSEND & KENT, INC.
DIRECTOR
direct
1998-05-01
2003-04-08
BERGER & ASSOCIATES LLC
MANAGING DIRECTOR
direct
1997-04-01
2003-04-16
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1995-10-01
2003-05-02
TWEEDY, BROWNE COMPANY LLC
MANAGING DIRECTOR
direct
1997-10-01
2003-05-07
JULIUS BAER SECURITIES INC.
SHAREHOLDER
direct
1962-11-01
2003-05-20
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT, SECRETARY
direct
1992-04-01
2003-06-13
HARBOUR INVESTMENTS, INC.
CCO
direct
1994-05-01
2003-06-13
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-03-01
2003-06-13
BRILL SECURITIES, INC.
VP., TRES., SEC., ,CHIEF OPERATING OFFICER
direct
1987-06-01
2003-06-30
SIGNATOR INVESTORS, INC.
VICE PRESIDENT
direct
1998-09-01
2003-07-03
MECHTENBERG FINANCIAL GROUP INC
SHAREHOLDER
direct
1980-01-01
2003-07-14
DEVON ADVISORS INC
PRESIDENT
direct
1998-07-01
2003-07-30
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1991-01-01
2003-08-06
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1989-10-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1993-01-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1996-01-01
2003-08-28
CHARLES SCHWAB & CO., INC.
SENIOR VICE PRESIDENT - GENERAL COUNSEL
direct
1997-07-01
2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR VICE PRESIDENT
direct
1998-03-01
2003-09-17
THE DANFORTH ASSOCIATES, INC
CHAIRMAN & DIRECTOR
direct
1949-01-01
2003-09-25
THE DANFORTH ASSOCIATES, INC
PRESIDENT & DIRECTOR
direct
1994-08-01
2003-09-25
MONEY CONCEPTS CAPITAL CORP
CHAIRMAN
direct
1982-06-01
2003-10-27
MONEY CONCEPTS CAPITAL CORP
SHAREHOLDER
indirect
1982-06-01
2003-10-27
UBOC INVESTMENT SERVICES, INC.
DIRECTOR
direct
1993-02-01
2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1991-07-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1995-01-01
2003-11-18
ROGGE GLOBAL PARTNERS PLC
100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
indirect
1996-09-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1992-12-01
2003-12-17
CITIGROUP GLOBAL MARKETS INC.
CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT
direct
1997-09-01
2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC
CO-PRESIDENT
direct
1996-07-01
2004-01-02
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT
direct
1993-03-01
2004-01-07
WARFIELD ASSOCIATES, INC.
CORPORATE SECRETARY
direct
1988-11-01
2004-01-13
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER
direct
1998-03-01
2004-01-15
TRF INVESTMENTS INC
PRESIDENT
direct
1992-03-01
2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC
PRESIDENT
direct
1991-09-01
2004-01-22
AMERISTOCK CORP
SHAREHOLDER
direct
1995-06-01
2004-02-03
MADISON PORTFOLIO CONSULTANTS INC.
PRESIDENT, DIRECTOR
direct
1990-12-01
2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
CHAIRMAN, DIRECTOR
direct
1978-08-01
2004-03-08
LORD ANDREW CHARLES
MEMBER
direct
1984-01-01
2004-03-09
TOWER EQUITIES, INC.
TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST
direct
1992-12-01
2004-03-25
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY, DIRECTOR
direct
1994-11-01
2004-03-25
FISHMAN JAY A LTD
PRESIDENT
direct
1983-09-01
2004-03-26
BAXTER FINANCIAL CORPORATION
SECRETARY
direct
1989-04-01
2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1994-10-01
2004-03-26
ORION CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-05-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR
direct
1996-07-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER
direct
1996-07-01
2004-03-29
ORION CAPITAL MANAGEMENT INC
SECRETARY/TREASURER
direct
1997-01-01
2004-03-29
LAFAYETTE INVESTMENTS, INC.
SECRETARY
direct
1988-05-01
2004-03-30
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-12-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
PRESIDENT
direct
1993-04-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
DIRECTOR
direct
1993-04-01
2004-03-30
LAFAYETTE INVESTMENTS, INC.
DIRECTOR
direct
1998-05-01
2004-03-30
COMMERCE CAPITAL MARKETS, INC.
PRESIDENT/CEO/DIRECTOR
direct
1971-10-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-11-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR
direct
1994-02-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
SENIOR VP/DIRECTOR
direct
1998-03-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
CFO/SECRETARY/FINOP
direct
1998-09-01
2004-03-31
AMERICAN INVESTMENT SERVICES INC
BOARD CHAIRMAN & DIRECTOR
direct
1998-10-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
COMPLIANCE OFFICER
direct
1998-11-01
2004-03-31
COOPER LARRY CLARK
SOLE PROPRIETOR
direct
1983-10-01
2004-04-02
C.E. UNTERBERG, TOWBIN LLC
PRESIDENT
indirect
1989-05-01
2004-04-22
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR
direct
1992-05-01
2004-04-29
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1992-08-01
2004-05-13
WILLIAM MANN CO INC
PRESIDENT
direct
1989-05-01
2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/PRESIDENT
direct
1977-01-01
2004-06-29
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-03-01
2004-07-06
POPULAR SECURITIES, INC.
CFO
direct
1997-09-01
2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1985-05-01
2004-07-26
LEGACY FINANCIAL GROUP, INC.
PRESIDENT AND DIRECTOR
direct
1998-11-01
2004-08-03
SAFECO INVESTMENT SERVICES, INC.
ASSISTANT SECRETARY
direct
1998-02-01
2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1998-06-01
2004-08-05
FINDELL & CO INC
PRESIDENT
direct
1987-01-01
2004-08-24
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1995-01-01
2004-08-27
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1994-12-01
2004-09-02
THE WEIL COMPANY
TRUSTEE OF THE WEIL FAMILY TRUST OF 1980
direct
1980-09-01
2004-09-09
DANDA FINANCIAL SERVICES, INC.
PRESIDENT
direct
1992-01-01
2004-09-15
CARDINAL CAPITAL MANAGEMENT INC
CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER
direct
1992-01-01
2004-10-06
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/COMPLIANCE OFFICER
direct
1992-05-01
2004-10-07
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR & PRINCIPAL
direct
1996-12-01
2004-10-07
PRIMECAP MANAGEMENT CO
CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
VICE CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
PRESIDENT
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
EXECUTIVE VICE PRESIDENT
direct
1986-07-01
2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC
PRESIDENT
direct
1996-04-01
2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC
SECRETARY/TREASURER
direct
1996-04-01
2004-11-02
HORNOR, TOWNSEND & KENT, INC.
COUNSEL
direct
1998-11-01
2004-11-23
THE PROGRAM WORKS, INC.
CHAIRMAN
direct
1990-11-01
2004-11-29
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1987-11-01
2004-12-03
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1988-01-01
2004-12-03
C.E. UNTERBERG, TOWBIN LLC
MANAGING DIRECTOR
indirect
1989-05-01
2004-12-07
FINANCIAL ADVISORY SERVICE INC
PRESIDENT, DIRECTOR SHAREHOLDER
direct
1983-02-01
2004-12-15
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY
direct
1981-03-01
2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNERSHIP
indirect
1984-05-01
2005-01-04
D.J. ST. GERMAIN CO., INC.
VICE PRESIDENT
direct
1987-06-01
2005-01-07
D.J. ST. GERMAIN CO., INC.
DIRECTOR
direct
1988-03-01
2005-01-07
WILEN MANAGEMENT CO INC
CORPORATION
indirect
1984-07-01
2005-01-21
ANDREW J. SOTER
OWNER
direct
1988-09-01
2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR EXECUTIVE VICE PRESIDENT & CAO
direct
1998-03-01
2005-02-01
DFC FINANCIAL GROUP INC
PRESIDENT
direct
1983-01-01
2005-02-03
WILEN MANAGEMENT CO INC
PRESIDENT
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
SECRETARY/TREASURER
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
CHIEF COMPLIANCE OFFICER
direct
1984-07-01
2005-02-03
MORSE WILLIAMS & CO. INC.
PRESIDENT/CEO
direct
1984-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
PORTFOLIO STRATEGIST
direct
1986-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER
direct
1992-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL
direct
1996-12-01
2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC.
CHIEF COMPLIANCE OFFICER
direct
1995-12-01
2005-02-17
FINCH JAMES AUSTIN III
PRINCIPAL
direct
1994-12-01
2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER
direct
1994-11-01
2005-03-01
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT & COMPLIANCE OFFICER
direct
1995-07-01
2005-03-01
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-03-01
2005-03-03
ASSET MANAGEMENT ADVISORS, LLC
CHIEF COMPLIANCE OFFICER
direct
1996-03-01
2005-03-10
AMERICAN INVESTMENT SERVICES INC
DIRECTOR
direct
1989-07-01
2005-03-11
BAXTER FINANCIAL CORPORATION
SECRETARY AND CCO
direct
1989-04-01
2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
PRESIDENT, DIRECTOR
direct
1978-11-01
2005-03-21
BOXER LAURA JUDITH
OWNER
direct
1986-01-01
2005-03-21
ADVISORY ONE, INC.
PRESIDENT
direct
1993-08-01
2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
CHIEF FINANCIAL OFFICER
direct
1998-07-01
2005-03-23
HAMILTON ADVISORS INC
PRESIDENT
direct
1981-01-01
2005-03-25
KETTLER JAMES ROBERT
OWNER
direct
1992-10-01
2005-03-25
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT
direct
1978-04-01
2005-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER
direct
1987-01-01
2005-03-28
FAGAN ASSOCIATES INC
PRESIDENT
direct
1989-08-01
2005-03-28
CARDINAL CAPITAL MANAGEMENT INC
CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
direct
1992-01-01
2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR
direct
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER
indirect
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
CHAIRMAN
direct
1988-08-01
2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF OPERATING OFFICER
direct
1998-05-01
2005-03-30
STANLEY D J & CO INC
PRESIDENT
direct
1976-05-01
2005-03-31
AMERICAN BEACON ADVISORS, INC.
VICE PRESIDENT & CHIEF LEGAL OFFICER
direct
1995-07-01
2005-03-31
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-08-01
2005-03-31
REGISTER & AKERS INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-04-01
2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC
CHIEF EXECUTIVE OFFICER
direct
1998-07-01
2005-03-31
REAL ESTATE RESEARCH CORP
CEO
direct
1996-12-01
2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-05-02
J. BUSH & CO., INCORPORATED
CHAIRMAN, CHIEF EXECUTIVE OFFICER
direct
1970-07-01
2005-05-06
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1997-10-01
2005-05-06
J. BUSH & CO., INCORPORATED
SHAREHOLDER
indirect
1997-10-01
2005-05-06
MBIA CAPITAL MANAGEMENT CORP.
TREASURER AND DIRECTOR
direct
1994-01-01
2005-05-13
MBIA CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR
direct
1998-02-01
2005-05-13
FIRST WESTERN ADVISORS
FINOPS PRINCIPAL
direct
1997-10-01
2005-05-19
FIRST WESTERN ADVISORS
VP/EXECUTIVE OFFICER
direct
1997-10-01
2005-05-19
BORTHWICK ASSOCIATES, INC.
SECRETARY/TREASURER
direct
1982-01-01
2005-05-24
J. BUSH & CO., INCORPORATED
PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER
direct
1970-07-01
2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC
VICE PRESIDENT
direct
1988-06-01
2005-06-14
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1992-07-01
2005-06-16
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
indirect
1998-09-01
2005-06-20
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
direct
1998-09-01
2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT
direct
1993-04-01
2005-06-29
RUNDE $ CO INCORPORATED
PRESIDENT
direct
1992-11-01
2005-06-30
THE PEACH CORPORATION
PRESIDENT
direct
1996-01-01
2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC
COMPLIANCE OFFICER
direct
1985-06-01
2005-08-03
JONAS BRITTAIN GLENN INC.
PRESIDENT
direct
1998-08-01
2005-08-15
HART ADVISERS INC
CHAIRMAN/CEO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
PRESIDENT AND COO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
EXECUTIVE VICE PRESIDENT
direct
1987-12-01
2005-08-16
KARK M Z & ASSOCIATES INC
97.5% SHAREHOLDER
direct
1989-07-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-10-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT & CHIEF COMPLIANCE OFFICER
direct
1991-10-01
2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
direct
1998-05-01
2005-09-07
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2005-09-12
CHECK CAPITAL MANAGEMENT INC
PRESIDENT
direct
1990-01-01
2005-09-15
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1986-12-01
2005-09-16
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR
direct
1977-01-01
2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/CCO/PRESIDENT
direct
1977-01-01
2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.
OWNER
direct
1986-02-01
2005-09-21
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL, CHIEF COMPLIANCE OFFICER
direct
1992-07-01
2005-09-30
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY
direct
1994-11-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
indirect
1995-05-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2005-10-14
REDSTONE CONSULTING LLC
LIMITED PARTNER
indirect
1998-08-01
2005-10-31
LINSCO/PRIVATE LEDGER CORP.
DIRECTOR
direct
1989-04-01
2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CHIEF COMPLIANCE OFFICER
direct
1991-09-01
2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CCO
direct
1978-08-01
2005-12-07
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
indirect
1998-09-01
2005-12-08
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
direct
1998-09-01
2005-12-08
MUHLENKAMP & CO INC
DIRECTOR/PRESIDENT
direct
1981-08-01
2005-12-20
MUHLENKAMP & CO INC
DIRECTOR
direct
1982-07-01
2005-12-20
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD
direct
1990-05-01
2006-01-05
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1996-10-01
2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1990-05-01
2006-01-06
LANCZ ALAN B & ASSOCIATES INC
CHIEF COMPLIANCE OFFICER
direct
1985-03-01
2006-01-19
JONAS BRITTAIN GLENN INC.
PRESIDENT-CHIEF COMPLIANCE OFFICER
direct
1998-08-01
2006-01-19
LATEEF MANAGEMENT ASSOCIATES
GENERAL PARTNER
direct
1974-01-01
2006-01-23
LATEEF MANAGEMENT ASSOCIATES
GENERAL/LIMITED PARTNER
direct
1994-01-01
2006-01-23
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1988-06-01
2006-01-27
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1992-12-01
2006-01-27
AMERICAN INVESTMENT SERVICES INC
VICE PRESIDENT
direct
1984-03-01
2006-02-01
HARRELL ROBERT INCORPORATED
CHIEF EXECUTIVE OFFICER
direct
1991-07-01
2006-02-01
HARRELL ROBERT INCORPORATED
VICE PRESIDENT, SECRETARY, TREASURER
direct
1991-07-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
direct
1992-08-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL
direct
1992-08-01
2006-02-01
NVNG INVESTMENTS INC
CHIEF COMPLIANCE OFFICER
direct
1994-01-01
2006-02-02
REAL ESTATE RESEARCH CORP
CEO/CCO
direct
1996-12-01
2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & CEO
direct
1988-08-01
2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
PRESIDENT & COO
direct
1990-12-01
2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC
SOLE SHAREHOLDER
direct
1998-07-01
2006-02-10
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1996-12-01
2006-02-13
RANDALL PAUL MARTIN
SOLE PROP
direct
1992-12-01
2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC
CHIEF COMPLIANCE OFFICER
direct
1985-06-01
2006-02-21
FINCH JAMES AUSTIN III
PRINCIPAL/CHIEF COMPLIANCE OFFICER
direct
1994-12-01
2006-02-21
ADVISORY ONE, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-08-01
2006-03-01
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1978-04-01
2006-03-20
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER
direct
1993-10-01
2006-03-20
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT AND COMPLIANCE OFFICER
direct
1995-01-01
2006-03-20
RUNDE $ CO INCORPORATED
VICE PRESIDENT
direct
1992-11-01
2006-03-21
RUNDE & CO. LLC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1992-11-01
2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO
PARENT COMPANY
indirect
1969-01-01
2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT; CHIEF COMPLIANCE OFFICER
direct
1994-10-01
2006-03-27
HAMILTON ADVISORS INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1981-01-01
2006-03-28
DFC FINANCIAL GROUP INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1983-01-01
2006-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER/CHIEF COMPLIANCE OFFICER
direct
1987-01-01
2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC
CEO/CCO/CFO/CLO
direct
1998-07-01
2006-03-29
POPULAR SECURITIES, INC.
PRESIDENT & CEO
direct
1995-05-01
2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CONSULTANT
direct
1998-05-01
2006-03-30
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1983-03-01
2006-03-31
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A SHARES
direct
1985-03-01
2006-03-31
BOXER LAURA JUDITH
OWNER/CHIEF COMPLIANCE OFFICER
direct
1986-01-01
2006-03-31
AMR INVESTMENT SERVICES, INC
PRESIDENT & DIRECTOR
direct
1986-11-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1988-08-01
2006-03-31
FAGAN ASSOCIATES INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1989-08-01
2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CCO
direct
1993-04-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
TREASURER
direct
1994-06-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
PRESIDENT
direct
1994-06-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1995-05-01
2006-03-31
AMR INVESTMENT SERVICES, INC
TREASURER
direct
1995-05-01
2006-03-31
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR, VICE PRESIDENT
direct
1994-06-01
2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC.
ASST. SECRETARY
direct
1998-04-01
2006-06-21
STEPHENS INC.
TRUSTEE
indirect
1985-01-01
2006-07-21
STEPHENS INC.
TRUSTEE
indirect
1995-03-01
2006-07-21
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC.
PRESIDENT AND CEO, UMPQUA HOLDINGS CORP.
direct
1994-06-01
2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC.
EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP
direct
1997-11-01
2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC.
DIRECTOR
direct
1996-03-01
2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED
MEMBER
indirect
1998-11-01
2006-11-15
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-COMMON
direct
1991-11-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1994-02-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-PREFERRED
direct
1997-08-01
2007-02-02
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-01-01
2007-02-08
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/SECRETARY
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/CHAIRMAN EMERITUS
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1991-04-01
2007-02-09
A. G. EDWARDS & SONS, INC.
CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT
direct
1980-06-01
2007-02-16
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1994-01-01
2007-02-27
MAXWELL NOLL INC
DIRECTOR
direct
1988-07-01
2007-03-01
HART REALTY ADVISERS, INC.
MANAGING PARTNER--INVESTMENT TRANSACTIONS
direct
1987-12-01
2007-03-02
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2007-03-09
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-02-01
2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1975-07-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1987-05-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-09-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1997-04-01
2007-03-28
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1997-06-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
PRESIDENT, INDIVIDUAL BUSINESS
direct
1998-03-01
2007-03-28
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-05-01
2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO
SHAREHOLDER
indirect
1969-01-01
2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP
PRESIDENT
direct
1994-07-01
2007-04-02
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1983-08-01
2007-04-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1993-06-01
2007-04-25
WIDMANN, SIFF & CO., INC.
SHAREHOLDER
direct
1970-09-01
2007-05-10
GARRISON ASSET MANAGEMENT, LLC
MINORITY OWNER
direct
1994-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND HEAD TRADER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND PORTFOLIO MANAGER
direct
1997-03-01
2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC.
MEMBER
indirect
1998-04-01
2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
MAXWELL NOLL INC
SHAREHOLDER
direct
1988-07-01
2007-08-22
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1995-12-01
2007-11-06
THCP MANAGEMENT II, L.P.
MEMBER
indirect
1998-10-01
2008-01-04
D.J. ST. GERMAIN CO., INC.
5% OWNER
direct
1982-01-01
2008-01-17
AMERVEST CO INC
MANAGING DIRECTOR
direct
1983-01-01
2008-02-08
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-05-01
2008-02-27
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1993-07-01
2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1992-01-01
2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-10-01
2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1996-09-01
2008-04-03
DELESSERT FINANCIAL SERVICES INC
PRESIDENT, TREASURER AND CLERK
direct
1994-04-01
2008-04-17
COMMONWEALTH ADVISORS INC
PRESIDENT
direct
1991-04-01
2008-06-02
COMMONWEALTH ADVISORS INC
CONTROLLING SHAREHOLDER
direct
1991-04-01
2008-06-02
DUNCAN-WILLIAMS, INC.
100%
indirect
1993-06-01
2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1991-11-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR
direct
1994-02-01
2008-06-18
CLARK FINANCIAL ADVISORS
DIRECTOR
direct
1983-11-01
2008-07-29
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER
direct
1995-12-01
2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
LIMITED PARTNER
indirect
1996-01-01
2009-02-09
DUPREE & COMPANY, INC.
SHAREHOLDER, DIRECTOR
direct
1991-01-01
2009-02-11
LAFAYETTE INVESTMENTS, INC.
SECRETARY/ DIRECTOR
direct
1988-05-01
2009-03-17
CALTON & ASSOCIATES, INC.
SECRETARY
indirect
1989-03-01
2009-03-24
BUSH POLEN & ASSOCIATES INC
PRESIDENT
direct
1985-06-01
2009-03-26
BRIAUD FINANCIAL PLANNING INC
PRESIDENT
direct
1992-01-01
2009-03-27
CANTERBURY CONSULTING INCORPORATED
ASSISTANT VICE PRESIDENT
direct
1995-11-01
2009-05-12
CANTERBURY CONSULTING INCORPORATED
VP/ DIRECTOR OF MANAGER SEARCH
direct
1996-10-01
2009-05-12
COMMERCE BROKERAGE SERVICES, INC.
SECRETARY
direct
1996-02-01
2009-06-09
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1993-07-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR/EXECUTIVE VICE PRESIDENT
direct
1996-10-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR
direct
1998-02-01
2009-06-10
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
direct
1998-09-01
2009-07-01
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
indirect
1998-09-01
2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC.
CORPORATE SECRETARY/REPRESENTATIVE
direct
1998-08-01
2009-08-04
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER AND MEMBER WITH CLASS B UNITS
direct
1995-12-01
2009-09-08
CERTIFIED PLANNERS INC
SHAREHOLDER
direct
1994-04-01
2009-12-10
D.J. ST. GERMAIN CO., INC.
FIVE PERCENT PLUS OWNER
direct
1982-01-01
2010-01-05
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
direct
1986-01-01
2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD.
CORPORATE SECRETARY
direct
1997-09-01
2010-03-11
MISSOURI VALLEY PARTNERS, INC.
SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD.
indirect
1985-10-01
2010-03-25
KARK M Z & ASSOCIATES INC
92.3% SHAREHOLDER
direct
1989-07-01
2010-03-25
KARK M Z & ASSOCIATES INC
99% SHAREHOLDER
indirect
1993-09-01
2010-03-25
KARK M Z & ASSOCIATES INC
1% SHAREHOLDER
indirect
1993-09-01
2010-03-25
INVESTMENT SCIENCES INC
SHAREHOLDER
direct
1969-12-01
2010-03-26
WHITNELL & CO
SHAREHOLDER
direct
1990-05-01
2010-03-31
FFR ADVISORY LLC
MEMBER
direct
1997-01-01
2010-03-31
HORSLEY BRIDGE PARTNERS LLC
MEMBER
direct
1997-03-01
2010-03-31
STANFORD ADVISORY GROUP, LLC
MANAGING MEMBER
direct
1992-10-01
2010-05-11
INVESTMENT PROFESSIONALS, INC.
DIRECT OWNER
direct
1995-05-01
2010-06-18
BAILARD BIEHL & KAISER INC
SHAREHOLDER
indirect
1972-03-01
2010-06-29
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2010-07-27
ALEX. BROWN REALTY, INC.
SHAREHOLDER
indirect
1992-03-01
2010-08-27
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1988-01-01
2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
OWNER
indirect
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2010-10-22
JHS CAPITAL ADVISORS, INC.
OWNER
indirect
1997-05-01
2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP
GENERAL PARTNER
indirect
1997-08-01
2011-03-23
PARNASSUS INVESTMENTS
OWNER
direct
1998-04-01
2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC
PRESIDENT
direct
1997-04-01
2011-04-06
WS CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
direct
1997-01-01
2011-04-13
CLARK FINANCIAL SERVICES GROUP INC
CHAIRMAN OF THE BOARD
direct
1987-01-01
2011-05-02
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER / DIRECTOR
direct
1988-05-01
2011-05-06
VAN BERKOM AND ASSOCIATES INC.
HOLDING COMPANY
direct
1991-07-01
2011-06-29
CS CAPITAL MANAGEMENT INC
PRESIDENT
direct
1993-12-01
2011-07-18
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR
direct
1990-01-01
2011-07-29
VAN BERKOM AND ASSOCIATES INC.
SECRETARY
direct
1991-07-01
2011-08-02
UNITED AMERICAN SECURITIES, INC.
SECRETARY
direct
1987-10-01
2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT
direct
1990-05-01
2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP
LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP
direct
1997-06-01
2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC
PRESIDENT
direct
1995-08-01
2012-03-12
KMH WEALTH MANAGEMENT, LLC
OWNER
direct
1998-02-01
2012-03-21
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER
direct
1988-05-01
2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2012-03-28
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02
direct
1981-03-01
2012-06-18
MOLUMPHY CAPITAL MANAGEMENT
PRESIDENT
direct
1988-09-01
2012-06-22
GURUN, INC.
PRESIDENT / CHIEF COMPLIANCE OFFICER
direct
1986-03-01
2012-08-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE
direct
1987-09-01
2012-09-21
PALADIN REALTY PARTNERS, LLC
GENERAL PARTNER
indirect
1998-02-01
2013-04-01
HALL CAPITAL PARTNERS LLC
MEMBER CLASS B
direct
1995-07-01
2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-08-01
2013-05-23
FTA PARTNERS, LLC
TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS)
indirect
1994-12-01
2013-09-10
FTA PARTNERS, LLC
MANAGER (COMMON UNITS)
indirect
1997-09-01
2013-09-10
WALL STREET ASSOCIATES
SHAREHOLDER
indirect
1991-05-01
2013-09-24
BOULDER INVESTMENT ADVISERS LLC
TRUSTEE
indirect
1994-11-01
2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
1998-07-01
2013-12-18
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1974-01-01
2014-03-12
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1995-04-01
2014-03-27
HMS ADVISER LP
SHAREHOLDER
indirect
1989-12-01
2014-03-31
GENEVA CAPITAL MANAGEMENT LTD
WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES
direct
1998-04-01
2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1996-10-01
2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED
SHAREHOLDER
indirect
1998-06-01
2014-06-27
HART REALTY ADVISERS, INC.
SENIOR MANAGING PARTNER
direct
1987-12-01
2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC
COMMON SHAREHOLDER
direct
1998-07-01
2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC
MAJORITY SHAREHOLDER
direct
1998-07-01
2015-02-20
TRIUMPH ALTERNATIVES LLC
CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST
indirect
1993-01-01
2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
SHAREHOLDER
direct
1975-06-01
2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNER
indirect
1984-05-01
2015-03-31
HART REALTY ADVISERS, INC.
CHAIRMAN
direct
1987-12-01
2015-03-31
UNITED AMERICAN SECURITIES, INC.
DIRECTOR
direct
1987-10-01
2015-04-28
CALTON & ASSOCIATES, INC.
SHAREHOLDER
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR
direct
1987-11-01
2016-02-29
RAHN DAVID R & ASSOCIATES INC
SHAREHOLDER
direct
1993-02-01
2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
indirect
1997-03-01
2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
direct
1997-04-01
2016-03-30
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT
direct
1981-03-01
2016-05-24
PCCP, LLC
MEMBER
indirect
1998-05-01
2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
SHAREHOLDER
indirect
1982-11-01
2016-12-01
SUMMIT GLOBAL MANAGEMENT INC.
LIVING TRUST
direct
1994-11-01
2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC
TRUSTEE
indirect
1988-11-01
2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC
OFFICER
direct
1992-01-01
2017-02-27
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1998-01-01
2017-05-17
WALLACE R. WEITZ & COMPANY
DIRECTOR
direct
1983-03-01
2017-07-31
FIRST FINANCIAL EQUITY CORPORATION
DIRECTOR OF TELECOMMUNICATIONS
direct
1996-02-01
2017-08-01
UHL, ELIZABETH, ROSS
CHIEF COMPLIANCE OFFICER
10/01/2011
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
STRATEGIC VALUE PARTNERS, LLC
CHIEF COMPLIANCE OFFICER
direct
2005-11-01
CENTERBRIDGE PARTNERS, L.P.
CHIEF COMPLIANCE OFFICER
direct
2011-10-01
CENTERBRIDGE PARTNERS HOLDINGS, LLC
GENERAL PARTNER
03/01/2006
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
direct
2006-03-01
TERJANIAN, KIMBERLY, ANNE
CHIEF FINANCIAL OFFICER
10/01/2018
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
PLAINFIELD ASSET MANAGEMENT LLC
CHIEF FINANCIAL OFFICER
direct
2010-01-01
GALLOGLY, MARK, TIMOTHY
LIMITED PARTNER / FORMER MANAGING PRINCIPAL
12/01/2020
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-01-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
BLACKSTONE REAL ESTATE ADVISORS LP
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
1995-07-01
2002-03-28
BLACKSTONE MEZZANINE ADVISORS LP
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
1999-03-01
2002-03-28
BLACKSTONE REAL ESTATE ADVISORS INTERNATIONAL L.L.C
SENIOR MANAGING DIRECTOR
direct
2000-11-01
2002-03-28
BLACKSTONE MANAGEMENT PARTNERS IV L.L.C.
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
2001-08-01
2003-03-28
BLACKSTONE MANAGEMENT PARTNERS LP
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
1989-01-01
2003-03-28
BLACKSTONE MANAGEMENT PARTNERS III LLC
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
1997-05-01
2003-03-28
BLACKSTONE COMMUNICATIONS ADVISORS I LLC
SENIOR MANAGING DIRECTOR, INVESTMENT COMMITTEE
direct
2000-04-01
2003-03-28
BLACKSTONE MANAGEMENT PARTNERS IV L.L.C.
MEMBER
direct
2001-08-01
2005-03-29
BLACKSTONE COMMUNICATIONS ADVISORS I LLC
MEMBER
direct
2000-04-01
2005-03-29
BLACKSTONE MANAGEMENT PARTNERS III LLC
MEMBER
direct
1997-05-01
2005-03-29
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
2014-10-22
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
2015-08-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
2015-11-24
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
2015-11-24
SILVER, STEVEN, MAXWELL
LIMITED PARTNER
10/01/2006
Direct
5 - 10%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
direct
2006-10-01
ARONSON, JEFFREY, HAROLD
TRUSTEE OF THE JEFFREY H. ARONSON 2017 REVOCABLE TRUST
06/01/2017
Direct
10 - 25%
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CENTERBRIDGE CREDIT HOLDINGS CAYMAN GP LTD.
12/01/2015
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
JEFFREY H. ARONSON 2017 REVOCABLE TRUST
LIMITED PARTNER CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
06/01/2022
Indirect
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
BOBERSKI & CO
PRESIDENT
direct
1966-01-01
HOLDEN TOLBERT & CO INC
PRESIDENT
direct
1967-05-01
HOLDEN TOLBERT & CO INC
SECRETARY, TREASURER
direct
1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC
MEMBER
indirect
1968-06-01
TRIAD INVESTMENT ADVISORS CORP
PRESIDENT
direct
1972-10-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
direct
1973-10-01
MYERSON VAN DEN BERG & CO
TRUST OWNS ALL THE STOCK
direct
1975-01-01
STANLEY D J & CO INC
PRESIDENT & CEO, CFO, COO, CLO,CCO
direct
1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
TREASURER
direct
1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
TREASURER, FINOP
direct
1978-08-01
MOORS & CABOT INVESTOR SERVICES INC
PARENT
indirect
1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
VICE CHAIRMAN, DIRECTOR
direct
1978-11-01
BURNEY CO
CHAIRMAN
direct
1981-04-01
FARALDI & PORRO INC
PRESIDENT
direct
1981-06-01
CORNERSTONE ADVISORS, LLC
OWNER
indirect
1982-08-01
CAROL GRANT DESMOND
OWNER
direct
1982-12-01
AMERVEST COMPANY, INC.
CCO / MANAGING DIRECTOR
direct
1983-01-01
SIRIUS PARTNERS, L.P.
SHAREHOLDER
indirect
1983-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1983-02-01
MCELWAIN ROBERT JOHN
PRESIDENT
direct
1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
TRUSTEE
indirect
1984-05-01
LM ADVISORS INC
PRESIDENT
direct
1984-07-01
THE JENTNER CORPORATION
OWNER
direct
1984-10-01
SANDER CAPITAL ADVISORS
DIRECTOR, VICE PRESIDENT AND SECRETARY
direct
1985-01-01
EIDELMAN FINGER HARRIS & CO
PRESIDENT
direct
1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD
PRESIDENT/CIO
direct
1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC
SHAREHOLDER
indirect
1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC
SHAREHOLDER
direct
1986-01-01
UNIVERSAL FINANCIAL SERVICES INC.
DIRECTOR
direct
1986-02-01
UNIVERSAL FINANCIAL SERVICES INC.
CEO
indirect
1986-02-01
HOLBEIN ASSOCIATES, INC.
SECRETARY
direct
1986-03-01
HERRMANN & COOKE, INC.
DIRECT OWNER
direct
1986-03-01
GREIG ASSOCIATES INC
SENIOR VICE PRESIDENT
direct
1986-04-01
GREIG ASSOCIATES INC
SECRETARY
direct
1986-04-01
ALEXANDER & MUCKERMANN
PARTNER
direct
1986-04-01
BAY ISLE FINANCIAL CORP
PRESIDENT
direct
1986-06-01
BAY ISLE FINANCIAL CORP
CHIEF INVESTMENT OFFICER
direct
1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES
PRESIDENT
direct
1986-06-01
FINANCIAL ADVISORY SERVICE INC
MAX W. GREER, JR., TRUSTEE
direct
1986-08-01
MCCORMICK CAPITAL MANAGEMENT
PRESIDENT
direct
1986-09-01
FIDELITY FINANCIAL GROUP, INC.
DIRECTOR
direct
1987-02-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1987-02-01
CHURCHILL MANAGEMENT CORP
SHAREHOLDER
direct
1987-07-01
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1987-08-01
SOCHET & COMPANY, INC.
PRESIDENT, CHIEF COMPLIANCE OFFICER
direct
1987-08-01
THE PORTOLA GROUP INC
SHAREHOLDER
indirect
1987-08-01
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR
direct
1987-09-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-10-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
VICE PRESIDENT
direct
1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC
PRESIDENT
direct
1988-01-01
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1988-03-01
ADVISORS PENSION SERVICES AGENCY INC
PRESIDENT
direct
1988-04-01
KLAFF REALTY, LP
OWNER
indirect
1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & PRESIDENT
direct
1988-08-01
TRIGRAN INVESTMENTS, INC.
TRUSTEE
indirect
1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC
NAMED FIDUCIARY
indirect
1988-11-01
MCCORMICK CAPITAL MANAGEMENT
SECRETARY, TREASURER
direct
1988-12-01
EAST PACIFIC INVESTMENT CO INC
PRESIDENT
direct
1989-01-01
LARIMER CAPITAL CORP
SECRETARY
direct
1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES
SHAREHOLDER
direct
1989-03-01
LOVELL INCORPORATED
CORPORATE SECRETARY
direct
1989-03-01
NEWPORT INVESTMENT ADVISORS INC
CEO
direct
1989-04-01
TIFFANY CAPITAL ADVISORS INC
PRESIDENT
direct
1989-05-01
BUSINESS SERVICES, INC.
OWNER
direct
1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT
SHAREHOLDER
indirect
1989-06-01
CAMBRIDGE EQUITY ADVISORS INC
CHIEF EXECUTIVE OFFICER
direct
1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD.
SHAREHOLDER
direct
1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD
PARENT COMPANY
direct
1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD
PRESIDENT
direct
1989-12-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
indirect
1989-12-01
SPECTRUM ASSET MANAGEMENT INC
SHAREHOLDER
direct
1990-01-01
SAVINGS GROWERS, INC.
PRESIDENT
direct
1990-08-01
BERKELEY CAPITAL ADVISERS, LLC
TRUSTEE
indirect
1991-01-01
NOBLE PARTNERS, L.P.
SHAREHOLDER
indirect
1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC.
PRESIDENT
direct
1991-04-01
TYREE, DAVID W.
PRESIDENT
direct
1991-04-01
BONNIE WUSZ & ASSOCIATES, INC.
OWNER
direct
1991-06-01
VAN BERKOM AND ASSOCIATES INC.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
indirect
1991-07-01
RIGGS SECURITIES INC.
SHAREHOLDER
indirect
1991-09-01
GREENLEAF ASSET MANAGEMENT INC
PRESIDENT
direct
1991-10-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED
PRESIDENT
direct
1991-11-01
CAVALRY BANKING
TRUST OFFICER/ SVP
direct
1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC
MAJORITY OWNER
indirect
1992-04-01
DAWSON RUSSELL INC.
PRESIDENT
direct
1992-05-01
CAVALRY BANKING
TRUST OFFICER
direct
1992-05-01
THE BAKER GROUP, LP
CHAIRMAN AND PRESIDENT
direct
1992-05-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1992-05-01
NORTHWEST FINANCIAL PLANNING CORP
SHAREHOLDER
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CHAIRMAN
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
SEC-TREASURER MANAGING DIR
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
VP INVESTMENTS
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CEO
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
PRESIDENT
direct
1992-07-01
RONALD OLSON, INC.
STOCK HOLDER
direct
1992-07-01
STANFORD ADVISORY GROUP, LLC
CEO/CIO
direct
1992-10-01
HOOPER R B & CO INC
PRESIDENT
direct
1992-11-01
HOOPER R B & CO INC
VICE PRESIDENT
direct
1992-11-01
HONISS ROBIN
OWNER
direct
1993-01-01
KINGSTON INVESTMENT COUNSEL INC
VICE PRESIDENT & SECRETARY
direct
1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.
SHAREHOLDER
direct
1993-01-01
MANAGED ACCOUNT SERVICES INC
SHAREHOLDER
direct
1993-01-01
HAROLD W. DANCE INC.
S-CORP SHAREHOLDER, 16%
direct
1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-04-01
PREMIERETRADE SECURITIES, INC.
TRUSTEE OF DICKS FAMILY TRUST
direct
1993-05-01
SENA WELLER ROHS WILLIAMS INC.
SENIOR VP
direct
1993-06-01
SENA WELLER ROHS WILLIAMS INC.
EXECUTIVE VP
direct
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
MAHLER & EMERSON INC.
SHAREHOLDER
direct
1993-07-01
ARGOS INVESTMENT ADVISORS, LLC
MEMBER
indirect
1993-07-01
ARNERICH MASSENA, INC.
SHAREHOLDER
direct
1993-07-01
BACK BAY ADVISORS
GENERAL PARTNER
direct
1993-09-01
VAN DEVENTER & HOCH
VDH SHAREHOLDER
direct
1993-10-01
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER
direct
1993-10-01
TAYLOR STEPHENS INC
GENERAL PARTNER
indirect
1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC.
FOUNDING PARTNER/CFO/CCO
direct
1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC
SHAREHOLDER
direct
1994-01-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1994-01-01
MARSDEN JOHN RICHARD JR
OWNER
direct
1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
PARTNERSHIP
direct
1994-02-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
direct
1994-03-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
indirect
1994-03-01
CATHOLIC FINANCIAL SERVICES CORP
VICE PRESIDENT, DIRECTOR
direct
1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
indirect
1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP
SHAREHOLDER
indirect
1994-07-01
H&F INVESTORS III
SHAREHOLDER
indirect
1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED
SHAREHOLDER
direct
1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1994-09-01
GLOBALVEST MANAGEMENT CO LP
ESTABLISHED
direct
1994-10-01
KAPLAN & CO. SECURITIES INC.
CEO
direct
1994-10-01
JULIUS BAER SECURITIES INC.
FIRST VICE PRESIDENT
direct
1994-12-01
H&F ADMINISTRATION III LLC
SHAREHOLDER
indirect
1994-12-01
H & F ADMINISTRATION IV LLC
SHAREHOLDER
indirect
1994-12-01
PINNACLE ASSET MANAGEMENT, L.P.
MEMBER
indirect
1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC
SHAREHOLDER
indirect
1994-12-01
SANDPOINTE, LLC
MEMBER
indirect
1994-12-01
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-05-01
NOVARE CAPITAL MANAGEMENT
MEMBER
indirect
1995-05-01
SOUND CAPITAL MANAGEMENT INC
MANAGING DIRECTOR
direct
1995-06-01
STAMPS, WOODSUM & CO. IV
LIMITED PARTNER
direct
1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
SHAREHOLDER
direct
1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP.
SECRETARY
direct
1995-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1995-07-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-08-01
NBC SECURITIES, INC.
VICE PRESIDENT
direct
1995-08-01
INVESTEC PMG CAPITAL
MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER
direct
1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P.
MANAGING MEMBER
indirect
1995-10-01
JGE CAPITAL MANAGEMENT, LLC
TRUST
indirect
1995-10-01
PENSION PORTFOLIO ADVISORS INC.
N/A
direct
1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP.
SHAREHOLDER
direct
1995-11-01
MOSBY LINCOLN LC
MEMBER MANAGER
direct
1995-12-01
HHH INVESTMENT INC
PRESIDENT
direct
1995-12-01
SIFE
DIRECTOR/OWNER
direct
1995-12-01
KAUFMAN BROS., L.P.
LP
direct
1995-12-01
OVERLOOK INVESTMENTS L.P.
GENERAL PARTNER
direct
1995-12-01
P. R. HERZIG & CO. INC.
BOARD OF DIRECTORS
direct
1995-12-01
P. R. HERZIG & CO. INC.
SHAREHOLDER
direct
1995-12-01
P. R. HERZIG & CO. INC.
TRUSTEE OF 2 TRUSTS
indirect
1995-12-01
RANSON CAPITAL CORPORATION
VP SEC.
direct
1996-01-01
OLYMPUS ADVISORS, LLC
MEMBER
direct
1996-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1996-02-01
ACCESS FINANCIAL GROUP, INC.
OWNER
direct
1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED
CORPORATE SECRETARY
direct
1996-03-01
JGE CAPITAL MANAGEMENT, LLC
MEMBER
direct
1996-04-01
FINANCIAL ADVISORY SERVICE INC
JAMES G. DUSSOLD, TRUSTEE
direct
1996-05-01
WEXFORD CLEARING SERVICES CORPORATION
SENIOR VICE PRESIDENT- CROP
direct
1996-07-01
AMERICAN SUPERIOR CO
TRUST
direct
1996-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1996-07-01
DRV GROUP INC
PRESIDENT
direct
1996-08-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
CHARLES FISH INVESTMENTS, INC.
SHAREHOLDER
direct
1996-10-01
ORION FINANCIAL SERVICES, LLC
SHAREHOLDER
indirect
1996-11-01
MACEY-HOLLAND & CO., LLC
MANAGING MEMBER
direct
1996-12-01
BATCHELDER & PARTNERS, INC.
OWNER
direct
1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC
MEMBER
direct
1997-01-01
ROSEMOUNT CAPITAL LIMITED
TRUSTEE
indirect
1997-01-01
FREMONT REALTY CAPITAL, L.P.
SHAREHOLDER
indirect
1997-02-01
JUNDT ASSOCIATES INC
TRUSTEE
direct
1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC
MEMBER
direct
1997-03-01
JOHN MOORE & ASSOCIATES INC
SHAREHOLDER
direct
1997-03-01
FFR ADVISORY LLC
TRUSTEE
indirect
1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC
TRUSTEE
indirect
1997-03-01
SENTINEL ADVISORS LLC
MEMBER
direct
1997-04-01
REGISTER & AKERS INVESTMENTS, INC.
PRINCIPAL
direct
1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC.
SHAREHOLDER
direct
1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC.
OWNER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON FUND ADVISORS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON INVESTMENT PARTNERS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC.
NO TITLE
direct
1997-06-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1997-07-01
KLOSTERMAN CAPITAL CORP
TRUST
direct
1997-07-01
MORGAN JESS S & CO INC
TRUST
direct
1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
SHAREHOLDER
direct
1997-07-01
JONES COMMODITIES, INC.
SHAREHOLDER
direct
1997-08-01
FIRST WESTERN ADVISORS
PRESIDENT / DIRECTOR
direct
1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC.
90% SHAREHOLDER
direct
1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC
90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC.
indirect
1997-11-01
IHP CAPITAL PARTNERS
SHAREHOLDER
direct
1997-12-01
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1998-01-01
SAGE, RUTTY & CO., INC.
DIRECTOR
direct
1998-01-01
KURIYAMA & CO LLC
MEMBER
direct
1998-01-01
SUMMIT PARTNERS V, L.P.
LIMITED PARTNER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER
direct
1998-01-01
THE BAUPOST GROUP, L.L.C.
MEMBER
direct
1998-01-01
IWAMOTO, KONG & CO., INC.
SHAREHOLDER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER / MANAGING MEMBER
direct
1998-01-01
FINANCIAL ADVISORY SERVICE INC
DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES
direct
1998-01-01
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER A CLASS
direct
1998-03-01
DE PRINCE, RACE & ZOLLO, INC.
SHAREHOLDER
direct
1998-03-01
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1998-05-01
BNY ASSOCIATES INCORPORATED
DIRECTOR
direct
1998-05-01
FULLER & THALER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1998-05-01
VALUE PARTNERS LTD
SHAREHOLDER
direct
1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED
OWNER
direct
1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
VICE PRESIDENT
direct
1998-06-01
GREIG ASSOCIATES INC
VICE PRESIDENT
direct
1998-07-01
RWT INVESTMENT ADVISERS, INC.
100% SHAREHOLDER
direct
1998-07-01
KELLNER, DILEO & CO., L.P.
LIMITED PARTNER
direct
1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC
SHAREHOLDER
direct
1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC.
SHAREHOLDER
indirect
1998-07-01
OWNERSHIP ADVISORS, INC.
PRESIDENT
direct
1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1998-09-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1998-09-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
indirect
1998-10-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
direct
1998-10-01
CITY SECURITIES CORPORATION
DIRECTOR
direct
1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1988-08-01
2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1995-03-01
2000-11-09
FSC SECURITIES CORPORATION
DIRECTOR/CHAIRMAN
direct
1997-10-01
2000-12-15
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1970-09-01
2001-01-29
J. BUSH & CO., INCORPORATED
EXECUTIVE VICE PRESIDENT
direct
1998-03-01
2001-01-29
MACK INVESTMENT SECURITIES, INC.
TRUSTEE IS PRESIDENT
direct
1986-01-01
2001-01-30
FORUM SECURITIES, INC.
SHAREHOLDER
indirect
1990-07-01
2001-01-30
FORUM SECURITIES, INC.
VICE PRESIDENT/CFO
direct
1991-03-01
2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD
TREAURER
direct
1992-02-01
2001-01-30
CHASE INVESTMENT SERVICES CORP.
DIRECTOR
direct
1998-09-01
2001-01-30
AMERICAN FIDELITY ASSURANCE CO
SHAREHOLDER
indirect
1980-05-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1984-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1990-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1992-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
PRESIDENT/DIRECTOR
direct
1992-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1992-12-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1994-01-01
2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP MARKETING
direct
1996-10-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1997-11-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR CHAIRMAN OF BOARD
direct
1998-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
CH.BD./DIR/CEO
direct
1998-01-01
2001-01-31
JULIUS BAER SECURITIES INC.
CHAIRMAN
direct
1998-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1998-07-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1998-08-01
2001-01-31
CENTURION CAPITAL MANAGEMENT CORP
BENEFICIAL OWNER OF CCGI, COMMON
indirect
1997-12-01
2001-02-01
ESSEX LLC
SECRETARY
direct
1933-01-01
2001-02-23
COMMONWEALTH ADVISORS INC
SECRETARY
direct
1991-04-01
2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR
direct
1996-12-01
2001-02-28
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1997-02-01
2001-02-28
LINDNER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1997-03-01
2001-02-28
MBIA CAPITAL MANAGEMENT CORP.
SENIOR MANAGING DIRECTOR
direct
1998-02-01
2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
PRESIDENT
direct
1992-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
TREASURER
direct
1992-07-01
2001-03-01
WCM INVESTMENT MANAGEMENT
VP
direct
1995-06-01
2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC
SENIOR MANAGING DIRECTOR AND DIRECTOR
direct
1998-05-01
2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION
SENIOR VICE PRESIDENT
direct
1998-01-01
2001-03-15
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1998-10-01
2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER
direct
1992-10-01
2001-03-16
BERGER & ASSOCIATES LLC
MANAGER & 50% OWNER
direct
1997-04-01
2001-03-16
ARMA FINANCIAL SERVICES, INC.
CHAIRMAN
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
SECRETARY
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1991-06-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1994-10-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1996-07-01
2001-03-20
TREECE INVESTMENT ADVISORY CORP
PRESIDENT, DIRECTOR, SECT, TREASURER
direct
1979-08-01
2001-03-23
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1977-03-01
2001-03-26
COMMERCE CAPITAL MARKETS, INC.
MANAGING DIRECTOR
direct
1977-09-01
2001-03-26
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-06-01
2001-03-26
AMERVEST CO INC
MANAGING DIRECTOR
direct
1993-01-01
2001-03-27
PMG CAPITAL CORP.
PRESIDENT
direct
1986-12-01
2001-03-29
PMG CAPITAL CORP.
VICE PRESIDENT ADMIN.
direct
1995-04-01
2001-03-29
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1995-10-01
2001-03-29
VESTRUST SECURITIES L.P.
SHAREHOLDER
direct
1997-01-01
2001-03-29
FIRST WESTERN ADVISORS
VICE PRESIDENT/SECRETARY
direct
1997-10-01
2001-03-29
FIRST WESTERN ADVISORS
DIRECTOR
direct
1997-10-01
2001-03-29
KAHN BROTHERS & CO. INC.
STOCKHOLDER, DIRECTOR
direct
1978-07-01
2001-03-30
PROEQUITIES INC
DIRECTOR
direct
1997-01-01
2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR
direct
1995-10-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE
direct
1997-11-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
VICE PRESIDENT AND SECRETARY
direct
1997-11-01
2001-04-02
RICHARD O. JONES
PRESIDENT/CEO
indirect
1993-07-01
2001-04-06
RICHARD O. JONES
SHAREHOLDER
direct
1993-12-01
2001-04-06
CENTURION TRUST COMPANY
SHAREHOLDER
indirect
1997-12-01
2001-04-12
TOWER SQUARE SECURITIES, INC.
VICE PRESIDENT
direct
1998-09-01
2001-04-19
ORION FINANCIAL SERVICES, LLC
MEMB ER OF LLC
direct
1997-08-01
2001-04-20
THE ADVISORS GROUP, INC.
CHAIRMAN OF BOARD OF DIRECTORS
direct
1988-08-01
2001-04-26
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1991-08-01
2001-04-27
TIMING STRATEGIES CORP
PRESIDENT
direct
1982-05-01
2001-04-30
CMS INVESTMENT RESOURCES, INC.
VICE PRESIDENT, GENERAL COUNSEL
direct
1986-06-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
CHIEF EXECUTIVE
direct
1989-10-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
NON-EXECUTIVE DIRECTOR
direct
1994-10-01
2001-04-30
CANTERBURY CAPITAL SERVICES, INC.
SECRETARY
direct
1995-11-01
2001-04-30
MILLAR ROBERT PETER WHARTON
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION
CROP
direct
1990-07-01
2001-05-03
TITAN INVESTMENT ADVISORS LLC
PARTNER
direct
1996-05-01
2001-05-15
SOVEREIGN HOLDINGS LLC
PRESIDENT
direct
1997-01-01
2001-05-16
SOVEREIGN HOLDINGS LLC
ADMINISTRATIVE PARTNER
direct
1997-01-01
2001-05-16
ROBOTTI & COMPANY, INCORPORATED
DIRECTOR & STOCKHOLDER
direct
1983-08-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
STOCKHOLDER
direct
1987-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1994-05-01
2001-05-24
ROGGE GLOBAL PARTNERS PLC
100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
direct
1996-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1997-09-01
2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-05-01
2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC
EXECUTIVE VICE PRESIDENT AND DIRECTOR
direct
1997-05-01
2001-06-20
SPELMAN & CO., INC.
DIRECTOR
direct
1998-04-01
2001-06-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-06-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1997-06-01
2001-06-26
COORDINATED ASSET PLANNING CO INC
CHEIF OPERATIONS OFFICER
direct
1989-05-01
2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1995-06-01
2001-07-30
KEENE & ASSOCIATES, INC.
PRESIDENT
direct
1994-09-01
2001-08-09
WILLIAMS C R INC
MANAGING DIRECTOR
direct
1994-06-01
2001-08-15
WILLIAMS C R INC
PRESIDENT
direct
1994-08-01
2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG
direct
1987-08-01
2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC.
SHAREHOLDER
direct
1994-03-01
2001-08-28
MEMORIAL INVESTMENT ADVISORS INC
VP AND CIO
direct
1998-09-01
2001-09-25
SYMMETRIC INVESTMENTS, INC.
5% + SHAREHOLDER
direct
1992-12-01
2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC.
PRESIDENT
indirect
1987-07-01
2001-09-27
PMG CAPITAL CORP.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1986-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1987-06-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1993-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR AND TREASURER
direct
1995-10-01
2001-10-01
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1995-06-01
2001-10-22
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1998-08-01
2001-10-22
SALOMON SMITH BARNEY INC.
GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC.
direct
1995-07-01
2001-10-24
SALOMON SMITH BARNEY INC.
CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
SALOMON SMITH BARNEY INC.
MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
CSFBDIRECT, INC.
DIRECTOR/CCO/CROP/SROP
direct
1996-08-01
2001-10-26
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1990-12-01
2001-10-31
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1990-12-01
2001-10-31
CBNY INVESTMENT SERVICES CORP.
SHAREHOLDER
indirect
1988-03-01
2001-11-01
FINARC LLC
SPOUSE
direct
1996-10-01
2001-11-29
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-11-30
CJ CAPITAL MANAGEMENT LLC
PRESIDENT
direct
1998-08-01
2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC.
STOCKHOLDER
direct
1946-07-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1978-06-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT, TREASURER & DIRECTOR
direct
1990-11-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-CHAIRMAN OF THE BOARD
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT, SECRETARY & DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT AND DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT , SROP/CROP
direct
1994-04-01
2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER
direct
1988-03-01
2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, PRESIDENT
direct
1988-03-01
2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC
STOCKHOLDER
direct
1995-04-01
2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY
VP COMMUNICATIONS & HUMAN RESOURCES
direct
1989-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
VP INFO SYSTEMS
direct
1996-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CORPORATE CONTROLLER
direct
1997-03-01
2001-12-20
THURLOW CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1997-04-01
2002-01-03
THURLOW CAPITAL MANAGEMENT, INC.
VICE-PRESIDENT
direct
1997-04-01
2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP
SHAREHOLDER OF CENTURION CAPITAL GROUP INC.
indirect
1997-12-01
2002-01-17
CATHOLIC FINANCIAL SERVICES CORP
CHAIRMAN, DIRECTOR
direct
1994-06-01
2002-01-23
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR
direct
1994-06-01
2002-01-23
NORTHERN TRUST SECURITIES, INC.
DIRECTOR
direct
1997-01-01
2002-01-23
CSFBDIRECT, INC.
DIRECTOR OF COMPLIANCE/CCO/CROP/SROP
direct
1996-08-01
2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION
DIRECTOR
direct
1998-01-01
2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD
VICE PRESIDENT
direct
1996-06-01
2002-02-05
COORDINATED ASSET PLANNING CO INC
PRESIDENT
direct
1984-01-01
2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC
PRESIDENT
direct
1988-06-01
2002-02-13
COORDINATED ASSET PLANNING CO INC
CHIEF OPERATIONS OFFICER
direct
1989-05-01
2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-03-11
AMERICAN INVESTMENT SERVICES INC
TREASURER & SECRETARY
direct
1988-12-01
2002-03-15
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1983-03-01
2002-03-19
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1985-03-01
2002-03-19
PARNASSUS INVESTMENTS
DIRECTOR
direct
1984-06-01
2002-03-22
AMR INVESTMENT SERVICES, INC
SECRETARY
direct
1988-01-01
2002-03-25
MCCORMICK CAPITAL MANAGEMENT
V.P. FIXED INCOME
direct
1993-03-01
2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
SHAREHOLDER
direct
1995-01-01
2002-03-26
MCCORMICK CAPITAL MANAGEMENT
V.P. OPERATIONS
direct
1996-04-01
2002-03-26
LORD ANDREW CHARLES
SOLE PROPRIETOR
direct
1984-01-01
2002-03-27
GLEN RAUCH SECURITIES, INC.
SECRETARY/DIRECTOR
direct
1986-02-01
2002-03-27
CITISTREET ADVISORS LLC
VICE PRESIDENT, TREASURER, FINOP
direct
1991-05-01
2002-03-27
NATIONWIDE ADVISORY SERVICES, INC.
DIRECTOR
direct
1998-04-01
2002-03-27
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1985-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1988-02-01
2002-03-28
FORUM SECURITIES, INC.
EXECUTIVE VICE PRESIDENT
direct
1989-01-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1989-02-01
2002-03-28
FORUM SECURITIES, INC.
SECRETARY
direct
1989-06-01
2002-03-28
FORUM SECURITIES, INC.
PRESIDENT/TREASURER/DIRECTOR/SROP/CROP
direct
1991-02-01
2002-03-28
FORUM SECURITIES, INC.
SENIOR VICE PRESIDENT/CFO
direct
1991-03-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1992-08-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1994-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1995-04-01
2002-03-28
INSTITUTIONAL SECURITIES CORPORATION
SECRETARY
direct
1996-05-01
2002-03-28
VALUE PARTNERS LTD
NON-EXECUTIVE DIRECTOR
direct
1998-06-01
2002-03-28
GUARDIAN CAPITAL ADVISORS INC
V.P., COMPLIANCE & SECRETARY
direct
1998-11-01
2002-03-28
EPG INC
SENIOR VICE PRESIDENT
direct
1998-01-01
2002-04-01
JMG CAPITAL MANAGEMENT, LLC
N/A
indirect
1998-04-01
2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SHAREHOLDER
direct
1996-06-01
2002-04-02
WARNER GROUP, INC.
VICE PRESIDENT, DIRECTOR, SHAREHOLDER
direct
1996-05-01
2002-04-03
TACTICAL ALLOCATION SERVICES LLC
TRUST
direct
1996-04-01
2002-04-04
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
2002-04-17
MUHLENKAMP & CO INC
SHAREHOLDER
direct
1983-02-01
2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR & PRESIDENT
direct
1992-10-01
2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC
SECRETARY
direct
1994-01-01
2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC
52% SHAREHOLDER
indirect
1997-03-01
2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC
PRESIDENT
direct
1997-12-01
2002-05-03
ARISTA INVESTMENT ADVISORS, LTD.
PRESIDENT
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
SECRETARY
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
VICE-PRESIDENT
direct
1996-04-01
2002-05-06
PINNACLE FUND MANAGEMENT LLC
NONE
direct
1997-03-01
2002-05-06
SUCCESSFUL MONEY STRATEGIES INC
CHIEF INVESTMENT OFFICER
direct
1993-03-01
2002-05-07
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-09-01
2002-05-14
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-12-01
2002-05-14
PLANNERS FINANCIAL SERVICES, INC.
BOARD MEMBER
direct
1984-03-01
2002-05-24
PACIFIC CAPITAL PLANNING COMPANY
OWNER
direct
1997-09-01
2002-05-24
A. G. EDWARDS & SONS, INC.
DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY
direct
1998-03-01
2002-05-31
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
indirect
1986-01-01
2002-06-25
FIRST ALLIED SECURITIES, INC.
SHAREHOLDER
indirect
1994-10-01
2002-07-22
TRUSTED SECURITIES ADVISORS CORP.
CHAIRMAN AND DIRECTOR
direct
1998-08-01
2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
ASSISTANT TREASURER
direct
1998-08-01
2002-08-29
EQUITY ANALYSTS INC.
SHAREHOLDER
direct
1998-09-01
2002-09-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2002-09-23
1717 CAPITAL MANAGEMENT COMPANY
DIRECTOR
direct
1998-11-01
2002-09-26
KILLIAN ASSET MANAGEMENT CORP
PRESIDENT
direct
1987-04-01
2002-10-11
ABSOLUTE RETURN ADVISORS, LTD.
CROP/SROP/VP
direct
1996-12-01
2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-03-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-11-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1983-02-01
2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED
OUTSIDE SHAREHOLDER
direct
1986-03-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDER
direct
1997-12-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDERS
direct
1997-12-01
2002-10-31
BERGER & ASSOCIATES LLC
MANAGER & 100% OWNER
direct
1997-04-01
2002-12-04
MUHLENKAMP & CO INC
SHAREHOLDER
indirect
1983-02-01
2002-12-18
THE DANFORTH ASSOCIATES, INC
VICE PRESIDENT & DIRECTOR
direct
1994-09-01
2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CHAIRMAN OF THE BOARD & DIRECTOR
direct
1994-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
GENERAL COUNSEL & SECRETARY
direct
1996-08-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP & CHIEF FINANCIAL OFFICER
direct
1996-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
VP FINANCE & TREASURER
direct
1998-11-01
2003-01-02
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1992-01-01
2003-01-10
MEMORIAL INVESTMENT ADVISORS INC
PRESIDENT AND CEO
direct
1998-10-01
2003-01-14
MEMORIAL INVESTMENT ADVISORS INC
VP AND CFO
direct
1998-10-01
2003-01-14
LAUREL MANAGEMENT CO LLC
MEMBER
direct
1995-07-01
2003-01-15
CLARK FINANCIAL SERVICES GROUP INC
PRESIDENT
direct
1987-01-01
2003-01-24
ROLF ADLER GROUP INC
PRESIDENT
direct
1987-12-01
2003-01-25
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1984-01-01
2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
DIRECTOR OF COMPLIANCE
direct
1997-03-01
2003-02-07
THE DANFORTH ASSOCIATES, INC
DIRECTOR
direct
1994-09-01
2003-02-14
GURUN, INC.
PRESIDENT
direct
1986-03-01
2003-02-27
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1992-07-01
2003-03-03
WILLINGHAM ASSET MANAGEMENT INC
PRESIDENT
direct
1995-11-01
2003-03-03
JULIUS BAER SECURITIES INC.
SENIOR VICE PRESIDENT
direct
1994-12-01
2003-03-14
JULIUS BAER SECURITIES INC.
DIRECTOR
direct
1996-05-01
2003-03-14
THE DE BURLO GROUP,INC.
PRESIDENT
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SECRETARY
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
DIRECTOR
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SENIOR VICE PRESIDENT
direct
1996-03-01
2003-03-18
PERKINS, WOLF, MCDONNELL & CO.
SHAREHOLDER
direct
1983-03-01
2003-03-26
KEENE & ASSOCIATES, INC.
PRESIDENT, DIRECTOR
direct
1994-09-01
2003-03-26
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1985-03-01
2003-03-27
NVEST FUNDS MANAGEMENT LP
GENERAL PARTNER
direct
1995-01-01
2003-03-27
CJ CAPITAL MANAGEMENT LLC
MEMBER, PRESIDENT
direct
1998-08-01
2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC
DIRECTOR
direct
1985-05-01
2003-03-28
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1972-05-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
VICE PRESIDENT
direct
1990-08-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
CORPORATE SECRETARY
direct
1992-04-01
2003-03-31
FIRST WESTERN ADVISORS
PRESIDENT
direct
1997-10-01
2003-04-02
J. BUSH & CO., INCORPORATED
PRESIDENT / DIRECTOR
direct
1998-03-01
2003-04-03
HORNOR, TOWNSEND & KENT, INC.
DIRECTOR
direct
1998-05-01
2003-04-08
BERGER & ASSOCIATES LLC
MANAGING DIRECTOR
direct
1997-04-01
2003-04-16
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1995-10-01
2003-05-02
TWEEDY, BROWNE COMPANY LLC
MANAGING DIRECTOR
direct
1997-10-01
2003-05-07
JULIUS BAER SECURITIES INC.
SHAREHOLDER
direct
1962-11-01
2003-05-20
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT, SECRETARY
direct
1992-04-01
2003-06-13
HARBOUR INVESTMENTS, INC.
CCO
direct
1994-05-01
2003-06-13
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-03-01
2003-06-13
BRILL SECURITIES, INC.
VP., TRES., SEC., ,CHIEF OPERATING OFFICER
direct
1987-06-01
2003-06-30
SIGNATOR INVESTORS, INC.
VICE PRESIDENT
direct
1998-09-01
2003-07-03
MECHTENBERG FINANCIAL GROUP INC
SHAREHOLDER
direct
1980-01-01
2003-07-14
DEVON ADVISORS INC
PRESIDENT
direct
1998-07-01
2003-07-30
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1991-01-01
2003-08-06
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1989-10-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1993-01-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1996-01-01
2003-08-28
CHARLES SCHWAB & CO., INC.
SENIOR VICE PRESIDENT - GENERAL COUNSEL
direct
1997-07-01
2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR VICE PRESIDENT
direct
1998-03-01
2003-09-17
THE DANFORTH ASSOCIATES, INC
CHAIRMAN & DIRECTOR
direct
1949-01-01
2003-09-25
THE DANFORTH ASSOCIATES, INC
PRESIDENT & DIRECTOR
direct
1994-08-01
2003-09-25
MONEY CONCEPTS CAPITAL CORP
CHAIRMAN
direct
1982-06-01
2003-10-27
MONEY CONCEPTS CAPITAL CORP
SHAREHOLDER
indirect
1982-06-01
2003-10-27
UBOC INVESTMENT SERVICES, INC.
DIRECTOR
direct
1993-02-01
2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1991-07-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1995-01-01
2003-11-18
ROGGE GLOBAL PARTNERS PLC
100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
indirect
1996-09-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1992-12-01
2003-12-17
CITIGROUP GLOBAL MARKETS INC.
CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT
direct
1997-09-01
2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC
CO-PRESIDENT
direct
1996-07-01
2004-01-02
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT
direct
1993-03-01
2004-01-07
WARFIELD ASSOCIATES, INC.
CORPORATE SECRETARY
direct
1988-11-01
2004-01-13
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER
direct
1998-03-01
2004-01-15
TRF INVESTMENTS INC
PRESIDENT
direct
1992-03-01
2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC
PRESIDENT
direct
1991-09-01
2004-01-22
AMERISTOCK CORP
SHAREHOLDER
direct
1995-06-01
2004-02-03
MADISON PORTFOLIO CONSULTANTS INC.
PRESIDENT, DIRECTOR
direct
1990-12-01
2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
CHAIRMAN, DIRECTOR
direct
1978-08-01
2004-03-08
LORD ANDREW CHARLES
MEMBER
direct
1984-01-01
2004-03-09
TOWER EQUITIES, INC.
TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST
direct
1992-12-01
2004-03-25
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY, DIRECTOR
direct
1994-11-01
2004-03-25
FISHMAN JAY A LTD
PRESIDENT
direct
1983-09-01
2004-03-26
BAXTER FINANCIAL CORPORATION
SECRETARY
direct
1989-04-01
2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1994-10-01
2004-03-26
ORION CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-05-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR
direct
1996-07-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER
direct
1996-07-01
2004-03-29
ORION CAPITAL MANAGEMENT INC
SECRETARY/TREASURER
direct
1997-01-01
2004-03-29
LAFAYETTE INVESTMENTS, INC.
SECRETARY
direct
1988-05-01
2004-03-30
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-12-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
PRESIDENT
direct
1993-04-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
DIRECTOR
direct
1993-04-01
2004-03-30
LAFAYETTE INVESTMENTS, INC.
DIRECTOR
direct
1998-05-01
2004-03-30
COMMERCE CAPITAL MARKETS, INC.
PRESIDENT/CEO/DIRECTOR
direct
1971-10-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-11-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR
direct
1994-02-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
SENIOR VP/DIRECTOR
direct
1998-03-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
CFO/SECRETARY/FINOP
direct
1998-09-01
2004-03-31
AMERICAN INVESTMENT SERVICES INC
BOARD CHAIRMAN & DIRECTOR
direct
1998-10-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
COMPLIANCE OFFICER
direct
1998-11-01
2004-03-31
COOPER LARRY CLARK
SOLE PROPRIETOR
direct
1983-10-01
2004-04-02
C.E. UNTERBERG, TOWBIN LLC
PRESIDENT
indirect
1989-05-01
2004-04-22
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR
direct
1992-05-01
2004-04-29
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1992-08-01
2004-05-13
WILLIAM MANN CO INC
PRESIDENT
direct
1989-05-01
2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/PRESIDENT
direct
1977-01-01
2004-06-29
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-03-01
2004-07-06
POPULAR SECURITIES, INC.
CFO
direct
1997-09-01
2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1985-05-01
2004-07-26
LEGACY FINANCIAL GROUP, INC.
PRESIDENT AND DIRECTOR
direct
1998-11-01
2004-08-03
SAFECO INVESTMENT SERVICES, INC.
ASSISTANT SECRETARY
direct
1998-02-01
2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1998-06-01
2004-08-05
FINDELL & CO INC
PRESIDENT
direct
1987-01-01
2004-08-24
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1995-01-01
2004-08-27
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1994-12-01
2004-09-02
THE WEIL COMPANY
TRUSTEE OF THE WEIL FAMILY TRUST OF 1980
direct
1980-09-01
2004-09-09
DANDA FINANCIAL SERVICES, INC.
PRESIDENT
direct
1992-01-01
2004-09-15
CARDINAL CAPITAL MANAGEMENT INC
CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER
direct
1992-01-01
2004-10-06
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/COMPLIANCE OFFICER
direct
1992-05-01
2004-10-07
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR & PRINCIPAL
direct
1996-12-01
2004-10-07
PRIMECAP MANAGEMENT CO
CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
VICE CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
PRESIDENT
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
EXECUTIVE VICE PRESIDENT
direct
1986-07-01
2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC
PRESIDENT
direct
1996-04-01
2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC
SECRETARY/TREASURER
direct
1996-04-01
2004-11-02
HORNOR, TOWNSEND & KENT, INC.
COUNSEL
direct
1998-11-01
2004-11-23
THE PROGRAM WORKS, INC.
CHAIRMAN
direct
1990-11-01
2004-11-29
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1987-11-01
2004-12-03
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1988-01-01
2004-12-03
C.E. UNTERBERG, TOWBIN LLC
MANAGING DIRECTOR
indirect
1989-05-01
2004-12-07
FINANCIAL ADVISORY SERVICE INC
PRESIDENT, DIRECTOR SHAREHOLDER
direct
1983-02-01
2004-12-15
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY
direct
1981-03-01
2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNERSHIP
indirect
1984-05-01
2005-01-04
D.J. ST. GERMAIN CO., INC.
VICE PRESIDENT
direct
1987-06-01
2005-01-07
D.J. ST. GERMAIN CO., INC.
DIRECTOR
direct
1988-03-01
2005-01-07
WILEN MANAGEMENT CO INC
CORPORATION
indirect
1984-07-01
2005-01-21
ANDREW J. SOTER
OWNER
direct
1988-09-01
2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR EXECUTIVE VICE PRESIDENT & CAO
direct
1998-03-01
2005-02-01
DFC FINANCIAL GROUP INC
PRESIDENT
direct
1983-01-01
2005-02-03
WILEN MANAGEMENT CO INC
PRESIDENT
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
SECRETARY/TREASURER
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
CHIEF COMPLIANCE OFFICER
direct
1984-07-01
2005-02-03
MORSE WILLIAMS & CO. INC.
PRESIDENT/CEO
direct
1984-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
PORTFOLIO STRATEGIST
direct
1986-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER
direct
1992-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL
direct
1996-12-01
2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC.
CHIEF COMPLIANCE OFFICER
direct
1995-12-01
2005-02-17
FINCH JAMES AUSTIN III
PRINCIPAL
direct
1994-12-01
2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER
direct
1994-11-01
2005-03-01
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT & COMPLIANCE OFFICER
direct
1995-07-01
2005-03-01
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-03-01
2005-03-03
ASSET MANAGEMENT ADVISORS, LLC
CHIEF COMPLIANCE OFFICER
direct
1996-03-01
2005-03-10
AMERICAN INVESTMENT SERVICES INC
DIRECTOR
direct
1989-07-01
2005-03-11
BAXTER FINANCIAL CORPORATION
SECRETARY AND CCO
direct
1989-04-01
2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
PRESIDENT, DIRECTOR
direct
1978-11-01
2005-03-21
BOXER LAURA JUDITH
OWNER
direct
1986-01-01
2005-03-21
ADVISORY ONE, INC.
PRESIDENT
direct
1993-08-01
2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
CHIEF FINANCIAL OFFICER
direct
1998-07-01
2005-03-23
HAMILTON ADVISORS INC
PRESIDENT
direct
1981-01-01
2005-03-25
KETTLER JAMES ROBERT
OWNER
direct
1992-10-01
2005-03-25
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT
direct
1978-04-01
2005-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER
direct
1987-01-01
2005-03-28
FAGAN ASSOCIATES INC
PRESIDENT
direct
1989-08-01
2005-03-28
CARDINAL CAPITAL MANAGEMENT INC
CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
direct
1992-01-01
2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR
direct
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER
indirect
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
CHAIRMAN
direct
1988-08-01
2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF OPERATING OFFICER
direct
1998-05-01
2005-03-30
STANLEY D J & CO INC
PRESIDENT
direct
1976-05-01
2005-03-31
AMERICAN BEACON ADVISORS, INC.
VICE PRESIDENT & CHIEF LEGAL OFFICER
direct
1995-07-01
2005-03-31
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-08-01
2005-03-31
REGISTER & AKERS INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-04-01
2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC
CHIEF EXECUTIVE OFFICER
direct
1998-07-01
2005-03-31
REAL ESTATE RESEARCH CORP
CEO
direct
1996-12-01
2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-05-02
J. BUSH & CO., INCORPORATED
CHAIRMAN, CHIEF EXECUTIVE OFFICER
direct
1970-07-01
2005-05-06
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1997-10-01
2005-05-06
J. BUSH & CO., INCORPORATED
SHAREHOLDER
indirect
1997-10-01
2005-05-06
MBIA CAPITAL MANAGEMENT CORP.
TREASURER AND DIRECTOR
direct
1994-01-01
2005-05-13
MBIA CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR
direct
1998-02-01
2005-05-13
FIRST WESTERN ADVISORS
FINOPS PRINCIPAL
direct
1997-10-01
2005-05-19
FIRST WESTERN ADVISORS
VP/EXECUTIVE OFFICER
direct
1997-10-01
2005-05-19
BORTHWICK ASSOCIATES, INC.
SECRETARY/TREASURER
direct
1982-01-01
2005-05-24
J. BUSH & CO., INCORPORATED
PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER
direct
1970-07-01
2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC
VICE PRESIDENT
direct
1988-06-01
2005-06-14
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1992-07-01
2005-06-16
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
indirect
1998-09-01
2005-06-20
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
direct
1998-09-01
2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT
direct
1993-04-01
2005-06-29
RUNDE $ CO INCORPORATED
PRESIDENT
direct
1992-11-01
2005-06-30
THE PEACH CORPORATION
PRESIDENT
direct
1996-01-01
2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC
COMPLIANCE OFFICER
direct
1985-06-01
2005-08-03
JONAS BRITTAIN GLENN INC.
PRESIDENT
direct
1998-08-01
2005-08-15
HART ADVISERS INC
CHAIRMAN/CEO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
PRESIDENT AND COO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
EXECUTIVE VICE PRESIDENT
direct
1987-12-01
2005-08-16
KARK M Z & ASSOCIATES INC
97.5% SHAREHOLDER
direct
1989-07-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-10-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT & CHIEF COMPLIANCE OFFICER
direct
1991-10-01
2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
direct
1998-05-01
2005-09-07
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2005-09-12
CHECK CAPITAL MANAGEMENT INC
PRESIDENT
direct
1990-01-01
2005-09-15
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1986-12-01
2005-09-16
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR
direct
1977-01-01
2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/CCO/PRESIDENT
direct
1977-01-01
2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.
OWNER
direct
1986-02-01
2005-09-21
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL, CHIEF COMPLIANCE OFFICER
direct
1992-07-01
2005-09-30
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY
direct
1994-11-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
indirect
1995-05-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2005-10-14
REDSTONE CONSULTING LLC
LIMITED PARTNER
indirect
1998-08-01
2005-10-31
LINSCO/PRIVATE LEDGER CORP.
DIRECTOR
direct
1989-04-01
2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CHIEF COMPLIANCE OFFICER
direct
1991-09-01
2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CCO
direct
1978-08-01
2005-12-07
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
indirect
1998-09-01
2005-12-08
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
direct
1998-09-01
2005-12-08
MUHLENKAMP & CO INC
DIRECTOR/PRESIDENT
direct
1981-08-01
2005-12-20
MUHLENKAMP & CO INC
DIRECTOR
direct
1982-07-01
2005-12-20
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD
direct
1990-05-01
2006-01-05
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1996-10-01
2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1990-05-01
2006-01-06
LANCZ ALAN B & ASSOCIATES INC
CHIEF COMPLIANCE OFFICER
direct
1985-03-01
2006-01-19
JONAS BRITTAIN GLENN INC.
PRESIDENT-CHIEF COMPLIANCE OFFICER
direct
1998-08-01
2006-01-19
LATEEF MANAGEMENT ASSOCIATES
GENERAL PARTNER
direct
1974-01-01
2006-01-23
LATEEF MANAGEMENT ASSOCIATES
GENERAL/LIMITED PARTNER
direct
1994-01-01
2006-01-23
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1988-06-01
2006-01-27
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1992-12-01
2006-01-27
AMERICAN INVESTMENT SERVICES INC
VICE PRESIDENT
direct
1984-03-01
2006-02-01
HARRELL ROBERT INCORPORATED
CHIEF EXECUTIVE OFFICER
direct
1991-07-01
2006-02-01
HARRELL ROBERT INCORPORATED
VICE PRESIDENT, SECRETARY, TREASURER
direct
1991-07-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
direct
1992-08-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL
direct
1992-08-01
2006-02-01
NVNG INVESTMENTS INC
CHIEF COMPLIANCE OFFICER
direct
1994-01-01
2006-02-02
REAL ESTATE RESEARCH CORP
CEO/CCO
direct
1996-12-01
2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & CEO
direct
1988-08-01
2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
PRESIDENT & COO
direct
1990-12-01
2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC
SOLE SHAREHOLDER
direct
1998-07-01
2006-02-10
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1996-12-01
2006-02-13
RANDALL PAUL MARTIN
SOLE PROP
direct
1992-12-01
2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC
CHIEF COMPLIANCE OFFICER
direct
1985-06-01
2006-02-21
FINCH JAMES AUSTIN III
PRINCIPAL/CHIEF COMPLIANCE OFFICER
direct
1994-12-01
2006-02-21
ADVISORY ONE, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-08-01
2006-03-01
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1978-04-01
2006-03-20
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER
direct
1993-10-01
2006-03-20
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT AND COMPLIANCE OFFICER
direct
1995-01-01
2006-03-20
RUNDE $ CO INCORPORATED
VICE PRESIDENT
direct
1992-11-01
2006-03-21
RUNDE & CO. LLC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1992-11-01
2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO
PARENT COMPANY
indirect
1969-01-01
2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT; CHIEF COMPLIANCE OFFICER
direct
1994-10-01
2006-03-27
HAMILTON ADVISORS INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1981-01-01
2006-03-28
DFC FINANCIAL GROUP INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1983-01-01
2006-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER/CHIEF COMPLIANCE OFFICER
direct
1987-01-01
2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC
CEO/CCO/CFO/CLO
direct
1998-07-01
2006-03-29
POPULAR SECURITIES, INC.
PRESIDENT & CEO
direct
1995-05-01
2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CONSULTANT
direct
1998-05-01
2006-03-30
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1983-03-01
2006-03-31
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A SHARES
direct
1985-03-01
2006-03-31
BOXER LAURA JUDITH
OWNER/CHIEF COMPLIANCE OFFICER
direct
1986-01-01
2006-03-31
AMR INVESTMENT SERVICES, INC
PRESIDENT & DIRECTOR
direct
1986-11-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1988-08-01
2006-03-31
FAGAN ASSOCIATES INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1989-08-01
2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CCO
direct
1993-04-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
TREASURER
direct
1994-06-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
PRESIDENT
direct
1994-06-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1995-05-01
2006-03-31
AMR INVESTMENT SERVICES, INC
TREASURER
direct
1995-05-01
2006-03-31
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR, VICE PRESIDENT
direct
1994-06-01
2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC.
ASST. SECRETARY
direct
1998-04-01
2006-06-21
STEPHENS INC.
TRUSTEE
indirect
1985-01-01
2006-07-21
STEPHENS INC.
TRUSTEE
indirect
1995-03-01
2006-07-21
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC.
PRESIDENT AND CEO, UMPQUA HOLDINGS CORP.
direct
1994-06-01
2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC.
EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP
direct
1997-11-01
2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC.
DIRECTOR
direct
1996-03-01
2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED
MEMBER
indirect
1998-11-01
2006-11-15
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-COMMON
direct
1991-11-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1994-02-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-PREFERRED
direct
1997-08-01
2007-02-02
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-01-01
2007-02-08
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/SECRETARY
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/CHAIRMAN EMERITUS
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1991-04-01
2007-02-09
A. G. EDWARDS & SONS, INC.
CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT
direct
1980-06-01
2007-02-16
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1994-01-01
2007-02-27
MAXWELL NOLL INC
DIRECTOR
direct
1988-07-01
2007-03-01
HART REALTY ADVISERS, INC.
MANAGING PARTNER--INVESTMENT TRANSACTIONS
direct
1987-12-01
2007-03-02
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2007-03-09
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-02-01
2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1975-07-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1987-05-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-09-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1997-04-01
2007-03-28
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1997-06-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
PRESIDENT, INDIVIDUAL BUSINESS
direct
1998-03-01
2007-03-28
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-05-01
2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO
SHAREHOLDER
indirect
1969-01-01
2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP
PRESIDENT
direct
1994-07-01
2007-04-02
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1983-08-01
2007-04-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1993-06-01
2007-04-25
WIDMANN, SIFF & CO., INC.
SHAREHOLDER
direct
1970-09-01
2007-05-10
GARRISON ASSET MANAGEMENT, LLC
MINORITY OWNER
direct
1994-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND HEAD TRADER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND PORTFOLIO MANAGER
direct
1997-03-01
2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC.
MEMBER
indirect
1998-04-01
2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
MAXWELL NOLL INC
SHAREHOLDER
direct
1988-07-01
2007-08-22
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1995-12-01
2007-11-06
THCP MANAGEMENT II, L.P.
MEMBER
indirect
1998-10-01
2008-01-04
D.J. ST. GERMAIN CO., INC.
5% OWNER
direct
1982-01-01
2008-01-17
AMERVEST CO INC
MANAGING DIRECTOR
direct
1983-01-01
2008-02-08
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-05-01
2008-02-27
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1993-07-01
2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1992-01-01
2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-10-01
2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1996-09-01
2008-04-03
DELESSERT FINANCIAL SERVICES INC
PRESIDENT, TREASURER AND CLERK
direct
1994-04-01
2008-04-17
COMMONWEALTH ADVISORS INC
PRESIDENT
direct
1991-04-01
2008-06-02
COMMONWEALTH ADVISORS INC
CONTROLLING SHAREHOLDER
direct
1991-04-01
2008-06-02
DUNCAN-WILLIAMS, INC.
100%
indirect
1993-06-01
2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1991-11-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR
direct
1994-02-01
2008-06-18
CLARK FINANCIAL ADVISORS
DIRECTOR
direct
1983-11-01
2008-07-29
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER
direct
1995-12-01
2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
LIMITED PARTNER
indirect
1996-01-01
2009-02-09
DUPREE & COMPANY, INC.
SHAREHOLDER, DIRECTOR
direct
1991-01-01
2009-02-11
LAFAYETTE INVESTMENTS, INC.
SECRETARY/ DIRECTOR
direct
1988-05-01
2009-03-17
CALTON & ASSOCIATES, INC.
SECRETARY
indirect
1989-03-01
2009-03-24
BUSH POLEN & ASSOCIATES INC
PRESIDENT
direct
1985-06-01
2009-03-26
BRIAUD FINANCIAL PLANNING INC
PRESIDENT
direct
1992-01-01
2009-03-27
CANTERBURY CONSULTING INCORPORATED
ASSISTANT VICE PRESIDENT
direct
1995-11-01
2009-05-12
CANTERBURY CONSULTING INCORPORATED
VP/ DIRECTOR OF MANAGER SEARCH
direct
1996-10-01
2009-05-12
COMMERCE BROKERAGE SERVICES, INC.
SECRETARY
direct
1996-02-01
2009-06-09
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1993-07-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR/EXECUTIVE VICE PRESIDENT
direct
1996-10-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR
direct
1998-02-01
2009-06-10
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
direct
1998-09-01
2009-07-01
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
indirect
1998-09-01
2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC.
CORPORATE SECRETARY/REPRESENTATIVE
direct
1998-08-01
2009-08-04
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER AND MEMBER WITH CLASS B UNITS
direct
1995-12-01
2009-09-08
CERTIFIED PLANNERS INC
SHAREHOLDER
direct
1994-04-01
2009-12-10
D.J. ST. GERMAIN CO., INC.
FIVE PERCENT PLUS OWNER
direct
1982-01-01
2010-01-05
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
direct
1986-01-01
2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD.
CORPORATE SECRETARY
direct
1997-09-01
2010-03-11
MISSOURI VALLEY PARTNERS, INC.
SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD.
indirect
1985-10-01
2010-03-25
KARK M Z & ASSOCIATES INC
92.3% SHAREHOLDER
direct
1989-07-01
2010-03-25
KARK M Z & ASSOCIATES INC
99% SHAREHOLDER
indirect
1993-09-01
2010-03-25
KARK M Z & ASSOCIATES INC
1% SHAREHOLDER
indirect
1993-09-01
2010-03-25
INVESTMENT SCIENCES INC
SHAREHOLDER
direct
1969-12-01
2010-03-26
WHITNELL & CO
SHAREHOLDER
direct
1990-05-01
2010-03-31
FFR ADVISORY LLC
MEMBER
direct
1997-01-01
2010-03-31
HORSLEY BRIDGE PARTNERS LLC
MEMBER
direct
1997-03-01
2010-03-31
STANFORD ADVISORY GROUP, LLC
MANAGING MEMBER
direct
1992-10-01
2010-05-11
INVESTMENT PROFESSIONALS, INC.
DIRECT OWNER
direct
1995-05-01
2010-06-18
BAILARD BIEHL & KAISER INC
SHAREHOLDER
indirect
1972-03-01
2010-06-29
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2010-07-27
ALEX. BROWN REALTY, INC.
SHAREHOLDER
indirect
1992-03-01
2010-08-27
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1988-01-01
2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
OWNER
indirect
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2010-10-22
JHS CAPITAL ADVISORS, INC.
OWNER
indirect
1997-05-01
2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP
GENERAL PARTNER
indirect
1997-08-01
2011-03-23
PARNASSUS INVESTMENTS
OWNER
direct
1998-04-01
2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC
PRESIDENT
direct
1997-04-01
2011-04-06
WS CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
direct
1997-01-01
2011-04-13
CLARK FINANCIAL SERVICES GROUP INC
CHAIRMAN OF THE BOARD
direct
1987-01-01
2011-05-02
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER / DIRECTOR
direct
1988-05-01
2011-05-06
VAN BERKOM AND ASSOCIATES INC.
HOLDING COMPANY
direct
1991-07-01
2011-06-29
CS CAPITAL MANAGEMENT INC
PRESIDENT
direct
1993-12-01
2011-07-18
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR
direct
1990-01-01
2011-07-29
VAN BERKOM AND ASSOCIATES INC.
SECRETARY
direct
1991-07-01
2011-08-02
UNITED AMERICAN SECURITIES, INC.
SECRETARY
direct
1987-10-01
2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT
direct
1990-05-01
2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP
LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP
direct
1997-06-01
2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC
PRESIDENT
direct
1995-08-01
2012-03-12
KMH WEALTH MANAGEMENT, LLC
OWNER
direct
1998-02-01
2012-03-21
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER
direct
1988-05-01
2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2012-03-28
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02
direct
1981-03-01
2012-06-18
MOLUMPHY CAPITAL MANAGEMENT
PRESIDENT
direct
1988-09-01
2012-06-22
GURUN, INC.
PRESIDENT / CHIEF COMPLIANCE OFFICER
direct
1986-03-01
2012-08-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE
direct
1987-09-01
2012-09-21
PALADIN REALTY PARTNERS, LLC
GENERAL PARTNER
indirect
1998-02-01
2013-04-01
HALL CAPITAL PARTNERS LLC
MEMBER CLASS B
direct
1995-07-01
2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-08-01
2013-05-23
FTA PARTNERS, LLC
TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS)
indirect
1994-12-01
2013-09-10
FTA PARTNERS, LLC
MANAGER (COMMON UNITS)
indirect
1997-09-01
2013-09-10
WALL STREET ASSOCIATES
SHAREHOLDER
indirect
1991-05-01
2013-09-24
BOULDER INVESTMENT ADVISERS LLC
TRUSTEE
indirect
1994-11-01
2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
1998-07-01
2013-12-18
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1974-01-01
2014-03-12
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1995-04-01
2014-03-27
HMS ADVISER LP
SHAREHOLDER
indirect
1989-12-01
2014-03-31
GENEVA CAPITAL MANAGEMENT LTD
WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES
direct
1998-04-01
2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1996-10-01
2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED
SHAREHOLDER
indirect
1998-06-01
2014-06-27
HART REALTY ADVISERS, INC.
SENIOR MANAGING PARTNER
direct
1987-12-01
2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC
COMMON SHAREHOLDER
direct
1998-07-01
2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC
MAJORITY SHAREHOLDER
direct
1998-07-01
2015-02-20
TRIUMPH ALTERNATIVES LLC
CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST
indirect
1993-01-01
2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
SHAREHOLDER
direct
1975-06-01
2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNER
indirect
1984-05-01
2015-03-31
HART REALTY ADVISERS, INC.
CHAIRMAN
direct
1987-12-01
2015-03-31
UNITED AMERICAN SECURITIES, INC.
DIRECTOR
direct
1987-10-01
2015-04-28
CALTON & ASSOCIATES, INC.
SHAREHOLDER
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR
direct
1987-11-01
2016-02-29
RAHN DAVID R & ASSOCIATES INC
SHAREHOLDER
direct
1993-02-01
2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
indirect
1997-03-01
2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
direct
1997-04-01
2016-03-30
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT
direct
1981-03-01
2016-05-24
PCCP, LLC
MEMBER
indirect
1998-05-01
2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
SHAREHOLDER
indirect
1982-11-01
2016-12-01
SUMMIT GLOBAL MANAGEMENT INC.
LIVING TRUST
direct
1994-11-01
2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC
TRUSTEE
indirect
1988-11-01
2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC
OFFICER
direct
1992-01-01
2017-02-27
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1998-01-01
2017-05-17
WALLACE R. WEITZ & COMPANY
DIRECTOR
direct
1983-03-01
2017-07-31
FIRST FINANCIAL EQUITY CORPORATION
DIRECTOR OF TELECOMMUNICATIONS
direct
1996-02-01
2017-08-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CENTERBRIDGE CREDIT CAYMAN GP, LTD.
12/01/2015
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CSCP HOLDINGS CAYMAN GP LTD.
12/01/2015
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
CENTERBRIDGE CREDIT HOLDINGS CAYMAN GP LTD.
GENERAL PARTNER CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P.
12/01/2015
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2015-12-01
CSCP HOLDINGS CAYMAN GP LTD.
GENERAL PARTNER CSCP GP INVESTORS HOLDINGS (CAYMAN), L.P.
12/01/2015
Indirect
Other
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
GENERAL PARTNER
indirect
2015-12-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CCP HOLDINGS GP (CAYMAN), LTD.
03/01/2015
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CSCP CAYMAN GP LTD.
05/01/2014
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CSCP II CAYMAN GP LTD.
05/01/2014
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
ARONSON, JEFFREY, HAROLD
MANAGING MEMBER CENTERBRIDGE PARTNERS HOLDINGS, LLC
03/01/2006
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2017-03-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2016-02-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER OF CCP SBS GP, LLC
direct
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2015-12-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-06-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2015-03-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2014-10-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-06-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING PRINCIPAL
direct
2005-09-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
CLASS A SHAREHOLDER OF CSCP II CAYMAN GP LTD.
direct
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2014-05-01
CENTERBRIDGE PARTNERS, L.P.
LIMITED PARTNER
indirect
2013-09-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-12-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2011-11-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2010-07-01
CENTERBRIDGE PARTNERS, L.P.
SHAREHOLDER
indirect
2009-10-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2009-05-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-04-01
CENTERBRIDGE PARTNERS, L.P.
MANAGING MEMBER
indirect
2006-03-01
JEFFREY H. ARONSON 2017 REVOCABLE TRUST
LIMITED PARTNER CENTERBRIDGE CREDIT HOLDINGS (CAYMAN), L.P.
06/01/2022
Indirect
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
BOBERSKI & CO
PRESIDENT
direct
1966-01-01
HOLDEN TOLBERT & CO INC
PRESIDENT
direct
1967-05-01
HOLDEN TOLBERT & CO INC
SECRETARY, TREASURER
direct
1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC
MEMBER
indirect
1968-06-01
TRIAD INVESTMENT ADVISORS CORP
PRESIDENT
direct
1972-10-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
direct
1973-10-01
MYERSON VAN DEN BERG & CO
TRUST OWNS ALL THE STOCK
direct
1975-01-01
STANLEY D J & CO INC
PRESIDENT & CEO, CFO, COO, CLO,CCO
direct
1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
TREASURER
direct
1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
TREASURER, FINOP
direct
1978-08-01
MOORS & CABOT INVESTOR SERVICES INC
PARENT
indirect
1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
VICE CHAIRMAN, DIRECTOR
direct
1978-11-01
BURNEY CO
CHAIRMAN
direct
1981-04-01
FARALDI & PORRO INC
PRESIDENT
direct
1981-06-01
CORNERSTONE ADVISORS, LLC
OWNER
indirect
1982-08-01
CAROL GRANT DESMOND
OWNER
direct
1982-12-01
AMERVEST COMPANY, INC.
CCO / MANAGING DIRECTOR
direct
1983-01-01
SIRIUS PARTNERS, L.P.
SHAREHOLDER
indirect
1983-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1983-02-01
MCELWAIN ROBERT JOHN
PRESIDENT
direct
1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
TRUSTEE
indirect
1984-05-01
LM ADVISORS INC
PRESIDENT
direct
1984-07-01
THE JENTNER CORPORATION
OWNER
direct
1984-10-01
SANDER CAPITAL ADVISORS
DIRECTOR, VICE PRESIDENT AND SECRETARY
direct
1985-01-01
EIDELMAN FINGER HARRIS & CO
PRESIDENT
direct
1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD
PRESIDENT/CIO
direct
1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC
SHAREHOLDER
indirect
1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC
SHAREHOLDER
direct
1986-01-01
UNIVERSAL FINANCIAL SERVICES INC.
DIRECTOR
direct
1986-02-01
UNIVERSAL FINANCIAL SERVICES INC.
CEO
indirect
1986-02-01
HOLBEIN ASSOCIATES, INC.
SECRETARY
direct
1986-03-01
HERRMANN & COOKE, INC.
DIRECT OWNER
direct
1986-03-01
GREIG ASSOCIATES INC
SENIOR VICE PRESIDENT
direct
1986-04-01
GREIG ASSOCIATES INC
SECRETARY
direct
1986-04-01
ALEXANDER & MUCKERMANN
PARTNER
direct
1986-04-01
BAY ISLE FINANCIAL CORP
PRESIDENT
direct
1986-06-01
BAY ISLE FINANCIAL CORP
CHIEF INVESTMENT OFFICER
direct
1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES
PRESIDENT
direct
1986-06-01
FINANCIAL ADVISORY SERVICE INC
MAX W. GREER, JR., TRUSTEE
direct
1986-08-01
MCCORMICK CAPITAL MANAGEMENT
PRESIDENT
direct
1986-09-01
FIDELITY FINANCIAL GROUP, INC.
DIRECTOR
direct
1987-02-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1987-02-01
CHURCHILL MANAGEMENT CORP
SHAREHOLDER
direct
1987-07-01
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1987-08-01
SOCHET & COMPANY, INC.
PRESIDENT, CHIEF COMPLIANCE OFFICER
direct
1987-08-01
THE PORTOLA GROUP INC
SHAREHOLDER
indirect
1987-08-01
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR
direct
1987-09-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-10-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
VICE PRESIDENT
direct
1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC
PRESIDENT
direct
1988-01-01
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1988-03-01
ADVISORS PENSION SERVICES AGENCY INC
PRESIDENT
direct
1988-04-01
KLAFF REALTY, LP
OWNER
indirect
1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & PRESIDENT
direct
1988-08-01
TRIGRAN INVESTMENTS, INC.
TRUSTEE
indirect
1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC
NAMED FIDUCIARY
indirect
1988-11-01
MCCORMICK CAPITAL MANAGEMENT
SECRETARY, TREASURER
direct
1988-12-01
EAST PACIFIC INVESTMENT CO INC
PRESIDENT
direct
1989-01-01
LARIMER CAPITAL CORP
SECRETARY
direct
1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES
SHAREHOLDER
direct
1989-03-01
LOVELL INCORPORATED
CORPORATE SECRETARY
direct
1989-03-01
NEWPORT INVESTMENT ADVISORS INC
CEO
direct
1989-04-01
TIFFANY CAPITAL ADVISORS INC
PRESIDENT
direct
1989-05-01
BUSINESS SERVICES, INC.
OWNER
direct
1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT
SHAREHOLDER
indirect
1989-06-01
CAMBRIDGE EQUITY ADVISORS INC
CHIEF EXECUTIVE OFFICER
direct
1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD.
SHAREHOLDER
direct
1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD
PARENT COMPANY
direct
1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD
PRESIDENT
direct
1989-12-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
indirect
1989-12-01
SPECTRUM ASSET MANAGEMENT INC
SHAREHOLDER
direct
1990-01-01
SAVINGS GROWERS, INC.
PRESIDENT
direct
1990-08-01
BERKELEY CAPITAL ADVISERS, LLC
TRUSTEE
indirect
1991-01-01
NOBLE PARTNERS, L.P.
SHAREHOLDER
indirect
1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC.
PRESIDENT
direct
1991-04-01
TYREE, DAVID W.
PRESIDENT
direct
1991-04-01
BONNIE WUSZ & ASSOCIATES, INC.
OWNER
direct
1991-06-01
VAN BERKOM AND ASSOCIATES INC.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
indirect
1991-07-01
RIGGS SECURITIES INC.
SHAREHOLDER
indirect
1991-09-01
GREENLEAF ASSET MANAGEMENT INC
PRESIDENT
direct
1991-10-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED
PRESIDENT
direct
1991-11-01
CAVALRY BANKING
TRUST OFFICER/ SVP
direct
1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC
MAJORITY OWNER
indirect
1992-04-01
DAWSON RUSSELL INC.
PRESIDENT
direct
1992-05-01
CAVALRY BANKING
TRUST OFFICER
direct
1992-05-01
THE BAKER GROUP, LP
CHAIRMAN AND PRESIDENT
direct
1992-05-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1992-05-01
NORTHWEST FINANCIAL PLANNING CORP
SHAREHOLDER
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CHAIRMAN
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
SEC-TREASURER MANAGING DIR
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
VP INVESTMENTS
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CEO
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
PRESIDENT
direct
1992-07-01
RONALD OLSON, INC.
STOCK HOLDER
direct
1992-07-01
STANFORD ADVISORY GROUP, LLC
CEO/CIO
direct
1992-10-01
HOOPER R B & CO INC
PRESIDENT
direct
1992-11-01
HOOPER R B & CO INC
VICE PRESIDENT
direct
1992-11-01
HONISS ROBIN
OWNER
direct
1993-01-01
KINGSTON INVESTMENT COUNSEL INC
VICE PRESIDENT & SECRETARY
direct
1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.
SHAREHOLDER
direct
1993-01-01
MANAGED ACCOUNT SERVICES INC
SHAREHOLDER
direct
1993-01-01
HAROLD W. DANCE INC.
S-CORP SHAREHOLDER, 16%
direct
1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-04-01
PREMIERETRADE SECURITIES, INC.
TRUSTEE OF DICKS FAMILY TRUST
direct
1993-05-01
SENA WELLER ROHS WILLIAMS INC.
SENIOR VP
direct
1993-06-01
SENA WELLER ROHS WILLIAMS INC.
EXECUTIVE VP
direct
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
MAHLER & EMERSON INC.
SHAREHOLDER
direct
1993-07-01
ARGOS INVESTMENT ADVISORS, LLC
MEMBER
indirect
1993-07-01
ARNERICH MASSENA, INC.
SHAREHOLDER
direct
1993-07-01
BACK BAY ADVISORS
GENERAL PARTNER
direct
1993-09-01
VAN DEVENTER & HOCH
VDH SHAREHOLDER
direct
1993-10-01
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER
direct
1993-10-01
TAYLOR STEPHENS INC
GENERAL PARTNER
indirect
1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC.
FOUNDING PARTNER/CFO/CCO
direct
1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC
SHAREHOLDER
direct
1994-01-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1994-01-01
MARSDEN JOHN RICHARD JR
OWNER
direct
1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
PARTNERSHIP
direct
1994-02-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
direct
1994-03-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
indirect
1994-03-01
CATHOLIC FINANCIAL SERVICES CORP
VICE PRESIDENT, DIRECTOR
direct
1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
indirect
1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP
SHAREHOLDER
indirect
1994-07-01
H&F INVESTORS III
SHAREHOLDER
indirect
1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED
SHAREHOLDER
direct
1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1994-09-01
GLOBALVEST MANAGEMENT CO LP
ESTABLISHED
direct
1994-10-01
KAPLAN & CO. SECURITIES INC.
CEO
direct
1994-10-01
JULIUS BAER SECURITIES INC.
FIRST VICE PRESIDENT
direct
1994-12-01
H&F ADMINISTRATION III LLC
SHAREHOLDER
indirect
1994-12-01
H & F ADMINISTRATION IV LLC
SHAREHOLDER
indirect
1994-12-01
PINNACLE ASSET MANAGEMENT, L.P.
MEMBER
indirect
1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC
SHAREHOLDER
indirect
1994-12-01
SANDPOINTE, LLC
MEMBER
indirect
1994-12-01
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-05-01
NOVARE CAPITAL MANAGEMENT
MEMBER
indirect
1995-05-01
SOUND CAPITAL MANAGEMENT INC
MANAGING DIRECTOR
direct
1995-06-01
STAMPS, WOODSUM & CO. IV
LIMITED PARTNER
direct
1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
SHAREHOLDER
direct
1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP.
SECRETARY
direct
1995-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1995-07-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-08-01
NBC SECURITIES, INC.
VICE PRESIDENT
direct
1995-08-01
INVESTEC PMG CAPITAL
MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER
direct
1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P.
MANAGING MEMBER
indirect
1995-10-01
JGE CAPITAL MANAGEMENT, LLC
TRUST
indirect
1995-10-01
PENSION PORTFOLIO ADVISORS INC.
N/A
direct
1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP.
SHAREHOLDER
direct
1995-11-01
MOSBY LINCOLN LC
MEMBER MANAGER
direct
1995-12-01
HHH INVESTMENT INC
PRESIDENT
direct
1995-12-01
SIFE
DIRECTOR/OWNER
direct
1995-12-01
KAUFMAN BROS., L.P.
LP
direct
1995-12-01
OVERLOOK INVESTMENTS L.P.
GENERAL PARTNER
direct
1995-12-01
P. R. HERZIG & CO. INC.
BOARD OF DIRECTORS
direct
1995-12-01
P. R. HERZIG & CO. INC.
SHAREHOLDER
direct
1995-12-01
P. R. HERZIG & CO. INC.
TRUSTEE OF 2 TRUSTS
indirect
1995-12-01
RANSON CAPITAL CORPORATION
VP SEC.
direct
1996-01-01
OLYMPUS ADVISORS, LLC
MEMBER
direct
1996-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1996-02-01
ACCESS FINANCIAL GROUP, INC.
OWNER
direct
1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED
CORPORATE SECRETARY
direct
1996-03-01
JGE CAPITAL MANAGEMENT, LLC
MEMBER
direct
1996-04-01
FINANCIAL ADVISORY SERVICE INC
JAMES G. DUSSOLD, TRUSTEE
direct
1996-05-01
WEXFORD CLEARING SERVICES CORPORATION
SENIOR VICE PRESIDENT- CROP
direct
1996-07-01
AMERICAN SUPERIOR CO
TRUST
direct
1996-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1996-07-01
DRV GROUP INC
PRESIDENT
direct
1996-08-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
CHARLES FISH INVESTMENTS, INC.
SHAREHOLDER
direct
1996-10-01
ORION FINANCIAL SERVICES, LLC
SHAREHOLDER
indirect
1996-11-01
MACEY-HOLLAND & CO., LLC
MANAGING MEMBER
direct
1996-12-01
BATCHELDER & PARTNERS, INC.
OWNER
direct
1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC
MEMBER
direct
1997-01-01
ROSEMOUNT CAPITAL LIMITED
TRUSTEE
indirect
1997-01-01
FREMONT REALTY CAPITAL, L.P.
SHAREHOLDER
indirect
1997-02-01
JUNDT ASSOCIATES INC
TRUSTEE
direct
1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC
MEMBER
direct
1997-03-01
JOHN MOORE & ASSOCIATES INC
SHAREHOLDER
direct
1997-03-01
FFR ADVISORY LLC
TRUSTEE
indirect
1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC
TRUSTEE
indirect
1997-03-01
SENTINEL ADVISORS LLC
MEMBER
direct
1997-04-01
REGISTER & AKERS INVESTMENTS, INC.
PRINCIPAL
direct
1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC.
SHAREHOLDER
direct
1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC.
OWNER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON FUND ADVISORS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON INVESTMENT PARTNERS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC.
NO TITLE
direct
1997-06-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1997-07-01
KLOSTERMAN CAPITAL CORP
TRUST
direct
1997-07-01
MORGAN JESS S & CO INC
TRUST
direct
1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
SHAREHOLDER
direct
1997-07-01
JONES COMMODITIES, INC.
SHAREHOLDER
direct
1997-08-01
FIRST WESTERN ADVISORS
PRESIDENT / DIRECTOR
direct
1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC.
90% SHAREHOLDER
direct
1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC
90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC.
indirect
1997-11-01
IHP CAPITAL PARTNERS
SHAREHOLDER
direct
1997-12-01
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1998-01-01
SAGE, RUTTY & CO., INC.
DIRECTOR
direct
1998-01-01
KURIYAMA & CO LLC
MEMBER
direct
1998-01-01
SUMMIT PARTNERS V, L.P.
LIMITED PARTNER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER
direct
1998-01-01
THE BAUPOST GROUP, L.L.C.
MEMBER
direct
1998-01-01
IWAMOTO, KONG & CO., INC.
SHAREHOLDER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER / MANAGING MEMBER
direct
1998-01-01
FINANCIAL ADVISORY SERVICE INC
DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES
direct
1998-01-01
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER A CLASS
direct
1998-03-01
DE PRINCE, RACE & ZOLLO, INC.
SHAREHOLDER
direct
1998-03-01
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1998-05-01
BNY ASSOCIATES INCORPORATED
DIRECTOR
direct
1998-05-01
FULLER & THALER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1998-05-01
VALUE PARTNERS LTD
SHAREHOLDER
direct
1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED
OWNER
direct
1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
VICE PRESIDENT
direct
1998-06-01
GREIG ASSOCIATES INC
VICE PRESIDENT
direct
1998-07-01
RWT INVESTMENT ADVISERS, INC.
100% SHAREHOLDER
direct
1998-07-01
KELLNER, DILEO & CO., L.P.
LIMITED PARTNER
direct
1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC
SHAREHOLDER
direct
1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC.
SHAREHOLDER
indirect
1998-07-01
OWNERSHIP ADVISORS, INC.
PRESIDENT
direct
1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1998-09-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1998-09-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
indirect
1998-10-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
direct
1998-10-01
CITY SECURITIES CORPORATION
DIRECTOR
direct
1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1988-08-01
2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1995-03-01
2000-11-09
FSC SECURITIES CORPORATION
DIRECTOR/CHAIRMAN
direct
1997-10-01
2000-12-15
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1970-09-01
2001-01-29
J. BUSH & CO., INCORPORATED
EXECUTIVE VICE PRESIDENT
direct
1998-03-01
2001-01-29
MACK INVESTMENT SECURITIES, INC.
TRUSTEE IS PRESIDENT
direct
1986-01-01
2001-01-30
FORUM SECURITIES, INC.
SHAREHOLDER
indirect
1990-07-01
2001-01-30
FORUM SECURITIES, INC.
VICE PRESIDENT/CFO
direct
1991-03-01
2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD
TREAURER
direct
1992-02-01
2001-01-30
CHASE INVESTMENT SERVICES CORP.
DIRECTOR
direct
1998-09-01
2001-01-30
AMERICAN FIDELITY ASSURANCE CO
SHAREHOLDER
indirect
1980-05-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1984-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1990-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1992-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
PRESIDENT/DIRECTOR
direct
1992-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1992-12-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1994-01-01
2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP MARKETING
direct
1996-10-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1997-11-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR CHAIRMAN OF BOARD
direct
1998-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
CH.BD./DIR/CEO
direct
1998-01-01
2001-01-31
JULIUS BAER SECURITIES INC.
CHAIRMAN
direct
1998-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1998-07-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1998-08-01
2001-01-31
CENTURION CAPITAL MANAGEMENT CORP
BENEFICIAL OWNER OF CCGI, COMMON
indirect
1997-12-01
2001-02-01
ESSEX LLC
SECRETARY
direct
1933-01-01
2001-02-23
COMMONWEALTH ADVISORS INC
SECRETARY
direct
1991-04-01
2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR
direct
1996-12-01
2001-02-28
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1997-02-01
2001-02-28
LINDNER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1997-03-01
2001-02-28
MBIA CAPITAL MANAGEMENT CORP.
SENIOR MANAGING DIRECTOR
direct
1998-02-01
2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
PRESIDENT
direct
1992-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
TREASURER
direct
1992-07-01
2001-03-01
WCM INVESTMENT MANAGEMENT
VP
direct
1995-06-01
2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC
SENIOR MANAGING DIRECTOR AND DIRECTOR
direct
1998-05-01
2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION
SENIOR VICE PRESIDENT
direct
1998-01-01
2001-03-15
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1998-10-01
2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER
direct
1992-10-01
2001-03-16
BERGER & ASSOCIATES LLC
MANAGER & 50% OWNER
direct
1997-04-01
2001-03-16
ARMA FINANCIAL SERVICES, INC.
CHAIRMAN
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
SECRETARY
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1991-06-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1994-10-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1996-07-01
2001-03-20
TREECE INVESTMENT ADVISORY CORP
PRESIDENT, DIRECTOR, SECT, TREASURER
direct
1979-08-01
2001-03-23
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1977-03-01
2001-03-26
COMMERCE CAPITAL MARKETS, INC.
MANAGING DIRECTOR
direct
1977-09-01
2001-03-26
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-06-01
2001-03-26
AMERVEST CO INC
MANAGING DIRECTOR
direct
1993-01-01
2001-03-27
PMG CAPITAL CORP.
PRESIDENT
direct
1986-12-01
2001-03-29
PMG CAPITAL CORP.
VICE PRESIDENT ADMIN.
direct
1995-04-01
2001-03-29
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1995-10-01
2001-03-29
VESTRUST SECURITIES L.P.
SHAREHOLDER
direct
1997-01-01
2001-03-29
FIRST WESTERN ADVISORS
VICE PRESIDENT/SECRETARY
direct
1997-10-01
2001-03-29
FIRST WESTERN ADVISORS
DIRECTOR
direct
1997-10-01
2001-03-29
KAHN BROTHERS & CO. INC.
STOCKHOLDER, DIRECTOR
direct
1978-07-01
2001-03-30
PROEQUITIES INC
DIRECTOR
direct
1997-01-01
2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR
direct
1995-10-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE
direct
1997-11-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
VICE PRESIDENT AND SECRETARY
direct
1997-11-01
2001-04-02
RICHARD O. JONES
PRESIDENT/CEO
indirect
1993-07-01
2001-04-06
RICHARD O. JONES
SHAREHOLDER
direct
1993-12-01
2001-04-06
CENTURION TRUST COMPANY
SHAREHOLDER
indirect
1997-12-01
2001-04-12
TOWER SQUARE SECURITIES, INC.
VICE PRESIDENT
direct
1998-09-01
2001-04-19
ORION FINANCIAL SERVICES, LLC
MEMB ER OF LLC
direct
1997-08-01
2001-04-20
THE ADVISORS GROUP, INC.
CHAIRMAN OF BOARD OF DIRECTORS
direct
1988-08-01
2001-04-26
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1991-08-01
2001-04-27
TIMING STRATEGIES CORP
PRESIDENT
direct
1982-05-01
2001-04-30
CMS INVESTMENT RESOURCES, INC.
VICE PRESIDENT, GENERAL COUNSEL
direct
1986-06-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
CHIEF EXECUTIVE
direct
1989-10-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
NON-EXECUTIVE DIRECTOR
direct
1994-10-01
2001-04-30
CANTERBURY CAPITAL SERVICES, INC.
SECRETARY
direct
1995-11-01
2001-04-30
MILLAR ROBERT PETER WHARTON
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION
CROP
direct
1990-07-01
2001-05-03
TITAN INVESTMENT ADVISORS LLC
PARTNER
direct
1996-05-01
2001-05-15
SOVEREIGN HOLDINGS LLC
PRESIDENT
direct
1997-01-01
2001-05-16
SOVEREIGN HOLDINGS LLC
ADMINISTRATIVE PARTNER
direct
1997-01-01
2001-05-16
ROBOTTI & COMPANY, INCORPORATED
DIRECTOR & STOCKHOLDER
direct
1983-08-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
STOCKHOLDER
direct
1987-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1994-05-01
2001-05-24
ROGGE GLOBAL PARTNERS PLC
100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
direct
1996-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1997-09-01
2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-05-01
2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC
EXECUTIVE VICE PRESIDENT AND DIRECTOR
direct
1997-05-01
2001-06-20
SPELMAN & CO., INC.
DIRECTOR
direct
1998-04-01
2001-06-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-06-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1997-06-01
2001-06-26
COORDINATED ASSET PLANNING CO INC
CHEIF OPERATIONS OFFICER
direct
1989-05-01
2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1995-06-01
2001-07-30
KEENE & ASSOCIATES, INC.
PRESIDENT
direct
1994-09-01
2001-08-09
WILLIAMS C R INC
MANAGING DIRECTOR
direct
1994-06-01
2001-08-15
WILLIAMS C R INC
PRESIDENT
direct
1994-08-01
2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG
direct
1987-08-01
2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC.
SHAREHOLDER
direct
1994-03-01
2001-08-28
MEMORIAL INVESTMENT ADVISORS INC
VP AND CIO
direct
1998-09-01
2001-09-25
SYMMETRIC INVESTMENTS, INC.
5% + SHAREHOLDER
direct
1992-12-01
2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC.
PRESIDENT
indirect
1987-07-01
2001-09-27
PMG CAPITAL CORP.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1986-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1987-06-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1993-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR AND TREASURER
direct
1995-10-01
2001-10-01
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1995-06-01
2001-10-22
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1998-08-01
2001-10-22
SALOMON SMITH BARNEY INC.
GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC.
direct
1995-07-01
2001-10-24
SALOMON SMITH BARNEY INC.
CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
SALOMON SMITH BARNEY INC.
MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
CSFBDIRECT, INC.
DIRECTOR/CCO/CROP/SROP
direct
1996-08-01
2001-10-26
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1990-12-01
2001-10-31
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1990-12-01
2001-10-31
CBNY INVESTMENT SERVICES CORP.
SHAREHOLDER
indirect
1988-03-01
2001-11-01
FINARC LLC
SPOUSE
direct
1996-10-01
2001-11-29
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-11-30
CJ CAPITAL MANAGEMENT LLC
PRESIDENT
direct
1998-08-01
2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC.
STOCKHOLDER
direct
1946-07-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1978-06-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT, TREASURER & DIRECTOR
direct
1990-11-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-CHAIRMAN OF THE BOARD
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT, SECRETARY & DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT AND DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT , SROP/CROP
direct
1994-04-01
2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER
direct
1988-03-01
2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, PRESIDENT
direct
1988-03-01
2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC
STOCKHOLDER
direct
1995-04-01
2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY
VP COMMUNICATIONS & HUMAN RESOURCES
direct
1989-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
VP INFO SYSTEMS
direct
1996-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CORPORATE CONTROLLER
direct
1997-03-01
2001-12-20
THURLOW CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1997-04-01
2002-01-03
THURLOW CAPITAL MANAGEMENT, INC.
VICE-PRESIDENT
direct
1997-04-01
2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP
SHAREHOLDER OF CENTURION CAPITAL GROUP INC.
indirect
1997-12-01
2002-01-17
CATHOLIC FINANCIAL SERVICES CORP
CHAIRMAN, DIRECTOR
direct
1994-06-01
2002-01-23
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR
direct
1994-06-01
2002-01-23
NORTHERN TRUST SECURITIES, INC.
DIRECTOR
direct
1997-01-01
2002-01-23
CSFBDIRECT, INC.
DIRECTOR OF COMPLIANCE/CCO/CROP/SROP
direct
1996-08-01
2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION
DIRECTOR
direct
1998-01-01
2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD
VICE PRESIDENT
direct
1996-06-01
2002-02-05
COORDINATED ASSET PLANNING CO INC
PRESIDENT
direct
1984-01-01
2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC
PRESIDENT
direct
1988-06-01
2002-02-13
COORDINATED ASSET PLANNING CO INC
CHIEF OPERATIONS OFFICER
direct
1989-05-01
2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-03-11
AMERICAN INVESTMENT SERVICES INC
TREASURER & SECRETARY
direct
1988-12-01
2002-03-15
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1983-03-01
2002-03-19
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1985-03-01
2002-03-19
PARNASSUS INVESTMENTS
DIRECTOR
direct
1984-06-01
2002-03-22
AMR INVESTMENT SERVICES, INC
SECRETARY
direct
1988-01-01
2002-03-25
MCCORMICK CAPITAL MANAGEMENT
V.P. FIXED INCOME
direct
1993-03-01
2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
SHAREHOLDER
direct
1995-01-01
2002-03-26
MCCORMICK CAPITAL MANAGEMENT
V.P. OPERATIONS
direct
1996-04-01
2002-03-26
LORD ANDREW CHARLES
SOLE PROPRIETOR
direct
1984-01-01
2002-03-27
GLEN RAUCH SECURITIES, INC.
SECRETARY/DIRECTOR
direct
1986-02-01
2002-03-27
CITISTREET ADVISORS LLC
VICE PRESIDENT, TREASURER, FINOP
direct
1991-05-01
2002-03-27
NATIONWIDE ADVISORY SERVICES, INC.
DIRECTOR
direct
1998-04-01
2002-03-27
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1985-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1988-02-01
2002-03-28
FORUM SECURITIES, INC.
EXECUTIVE VICE PRESIDENT
direct
1989-01-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1989-02-01
2002-03-28
FORUM SECURITIES, INC.
SECRETARY
direct
1989-06-01
2002-03-28
FORUM SECURITIES, INC.
PRESIDENT/TREASURER/DIRECTOR/SROP/CROP
direct
1991-02-01
2002-03-28
FORUM SECURITIES, INC.
SENIOR VICE PRESIDENT/CFO
direct
1991-03-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1992-08-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1994-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1995-04-01
2002-03-28
INSTITUTIONAL SECURITIES CORPORATION
SECRETARY
direct
1996-05-01
2002-03-28
VALUE PARTNERS LTD
NON-EXECUTIVE DIRECTOR
direct
1998-06-01
2002-03-28
GUARDIAN CAPITAL ADVISORS INC
V.P., COMPLIANCE & SECRETARY
direct
1998-11-01
2002-03-28
EPG INC
SENIOR VICE PRESIDENT
direct
1998-01-01
2002-04-01
JMG CAPITAL MANAGEMENT, LLC
N/A
indirect
1998-04-01
2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SHAREHOLDER
direct
1996-06-01
2002-04-02
WARNER GROUP, INC.
VICE PRESIDENT, DIRECTOR, SHAREHOLDER
direct
1996-05-01
2002-04-03
TACTICAL ALLOCATION SERVICES LLC
TRUST
direct
1996-04-01
2002-04-04
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
2002-04-17
MUHLENKAMP & CO INC
SHAREHOLDER
direct
1983-02-01
2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR & PRESIDENT
direct
1992-10-01
2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC
SECRETARY
direct
1994-01-01
2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC
52% SHAREHOLDER
indirect
1997-03-01
2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC
PRESIDENT
direct
1997-12-01
2002-05-03
ARISTA INVESTMENT ADVISORS, LTD.
PRESIDENT
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
SECRETARY
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
VICE-PRESIDENT
direct
1996-04-01
2002-05-06
PINNACLE FUND MANAGEMENT LLC
NONE
direct
1997-03-01
2002-05-06
SUCCESSFUL MONEY STRATEGIES INC
CHIEF INVESTMENT OFFICER
direct
1993-03-01
2002-05-07
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-09-01
2002-05-14
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-12-01
2002-05-14
PLANNERS FINANCIAL SERVICES, INC.
BOARD MEMBER
direct
1984-03-01
2002-05-24
PACIFIC CAPITAL PLANNING COMPANY
OWNER
direct
1997-09-01
2002-05-24
A. G. EDWARDS & SONS, INC.
DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY
direct
1998-03-01
2002-05-31
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
indirect
1986-01-01
2002-06-25
FIRST ALLIED SECURITIES, INC.
SHAREHOLDER
indirect
1994-10-01
2002-07-22
TRUSTED SECURITIES ADVISORS CORP.
CHAIRMAN AND DIRECTOR
direct
1998-08-01
2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
ASSISTANT TREASURER
direct
1998-08-01
2002-08-29
EQUITY ANALYSTS INC.
SHAREHOLDER
direct
1998-09-01
2002-09-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2002-09-23
1717 CAPITAL MANAGEMENT COMPANY
DIRECTOR
direct
1998-11-01
2002-09-26
KILLIAN ASSET MANAGEMENT CORP
PRESIDENT
direct
1987-04-01
2002-10-11
ABSOLUTE RETURN ADVISORS, LTD.
CROP/SROP/VP
direct
1996-12-01
2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-03-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-11-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1983-02-01
2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED
OUTSIDE SHAREHOLDER
direct
1986-03-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDER
direct
1997-12-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDERS
direct
1997-12-01
2002-10-31
BERGER & ASSOCIATES LLC
MANAGER & 100% OWNER
direct
1997-04-01
2002-12-04
MUHLENKAMP & CO INC
SHAREHOLDER
indirect
1983-02-01
2002-12-18
THE DANFORTH ASSOCIATES, INC
VICE PRESIDENT & DIRECTOR
direct
1994-09-01
2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CHAIRMAN OF THE BOARD & DIRECTOR
direct
1994-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
GENERAL COUNSEL & SECRETARY
direct
1996-08-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP & CHIEF FINANCIAL OFFICER
direct
1996-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
VP FINANCE & TREASURER
direct
1998-11-01
2003-01-02
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1992-01-01
2003-01-10
MEMORIAL INVESTMENT ADVISORS INC
PRESIDENT AND CEO
direct
1998-10-01
2003-01-14
MEMORIAL INVESTMENT ADVISORS INC
VP AND CFO
direct
1998-10-01
2003-01-14
LAUREL MANAGEMENT CO LLC
MEMBER
direct
1995-07-01
2003-01-15
CLARK FINANCIAL SERVICES GROUP INC
PRESIDENT
direct
1987-01-01
2003-01-24
ROLF ADLER GROUP INC
PRESIDENT
direct
1987-12-01
2003-01-25
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1984-01-01
2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
DIRECTOR OF COMPLIANCE
direct
1997-03-01
2003-02-07
THE DANFORTH ASSOCIATES, INC
DIRECTOR
direct
1994-09-01
2003-02-14
GURUN, INC.
PRESIDENT
direct
1986-03-01
2003-02-27
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1992-07-01
2003-03-03
WILLINGHAM ASSET MANAGEMENT INC
PRESIDENT
direct
1995-11-01
2003-03-03
JULIUS BAER SECURITIES INC.
SENIOR VICE PRESIDENT
direct
1994-12-01
2003-03-14
JULIUS BAER SECURITIES INC.
DIRECTOR
direct
1996-05-01
2003-03-14
THE DE BURLO GROUP,INC.
PRESIDENT
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SECRETARY
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
DIRECTOR
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SENIOR VICE PRESIDENT
direct
1996-03-01
2003-03-18
PERKINS, WOLF, MCDONNELL & CO.
SHAREHOLDER
direct
1983-03-01
2003-03-26
KEENE & ASSOCIATES, INC.
PRESIDENT, DIRECTOR
direct
1994-09-01
2003-03-26
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1985-03-01
2003-03-27
NVEST FUNDS MANAGEMENT LP
GENERAL PARTNER
direct
1995-01-01
2003-03-27
CJ CAPITAL MANAGEMENT LLC
MEMBER, PRESIDENT
direct
1998-08-01
2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC
DIRECTOR
direct
1985-05-01
2003-03-28
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1972-05-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
VICE PRESIDENT
direct
1990-08-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
CORPORATE SECRETARY
direct
1992-04-01
2003-03-31
FIRST WESTERN ADVISORS
PRESIDENT
direct
1997-10-01
2003-04-02
J. BUSH & CO., INCORPORATED
PRESIDENT / DIRECTOR
direct
1998-03-01
2003-04-03
HORNOR, TOWNSEND & KENT, INC.
DIRECTOR
direct
1998-05-01
2003-04-08
BERGER & ASSOCIATES LLC
MANAGING DIRECTOR
direct
1997-04-01
2003-04-16
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1995-10-01
2003-05-02
TWEEDY, BROWNE COMPANY LLC
MANAGING DIRECTOR
direct
1997-10-01
2003-05-07
JULIUS BAER SECURITIES INC.
SHAREHOLDER
direct
1962-11-01
2003-05-20
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT, SECRETARY
direct
1992-04-01
2003-06-13
HARBOUR INVESTMENTS, INC.
CCO
direct
1994-05-01
2003-06-13
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-03-01
2003-06-13
BRILL SECURITIES, INC.
VP., TRES., SEC., ,CHIEF OPERATING OFFICER
direct
1987-06-01
2003-06-30
SIGNATOR INVESTORS, INC.
VICE PRESIDENT
direct
1998-09-01
2003-07-03
MECHTENBERG FINANCIAL GROUP INC
SHAREHOLDER
direct
1980-01-01
2003-07-14
DEVON ADVISORS INC
PRESIDENT
direct
1998-07-01
2003-07-30
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1991-01-01
2003-08-06
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1989-10-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1993-01-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1996-01-01
2003-08-28
CHARLES SCHWAB & CO., INC.
SENIOR VICE PRESIDENT - GENERAL COUNSEL
direct
1997-07-01
2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR VICE PRESIDENT
direct
1998-03-01
2003-09-17
THE DANFORTH ASSOCIATES, INC
CHAIRMAN & DIRECTOR
direct
1949-01-01
2003-09-25
THE DANFORTH ASSOCIATES, INC
PRESIDENT & DIRECTOR
direct
1994-08-01
2003-09-25
MONEY CONCEPTS CAPITAL CORP
CHAIRMAN
direct
1982-06-01
2003-10-27
MONEY CONCEPTS CAPITAL CORP
SHAREHOLDER
indirect
1982-06-01
2003-10-27
UBOC INVESTMENT SERVICES, INC.
DIRECTOR
direct
1993-02-01
2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1991-07-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1995-01-01
2003-11-18
ROGGE GLOBAL PARTNERS PLC
100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
indirect
1996-09-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1992-12-01
2003-12-17
CITIGROUP GLOBAL MARKETS INC.
CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT
direct
1997-09-01
2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC
CO-PRESIDENT
direct
1996-07-01
2004-01-02
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT
direct
1993-03-01
2004-01-07
WARFIELD ASSOCIATES, INC.
CORPORATE SECRETARY
direct
1988-11-01
2004-01-13
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER
direct
1998-03-01
2004-01-15
TRF INVESTMENTS INC
PRESIDENT
direct
1992-03-01
2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC
PRESIDENT
direct
1991-09-01
2004-01-22
AMERISTOCK CORP
SHAREHOLDER
direct
1995-06-01
2004-02-03
MADISON PORTFOLIO CONSULTANTS INC.
PRESIDENT, DIRECTOR
direct
1990-12-01
2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
CHAIRMAN, DIRECTOR
direct
1978-08-01
2004-03-08
LORD ANDREW CHARLES
MEMBER
direct
1984-01-01
2004-03-09
TOWER EQUITIES, INC.
TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST
direct
1992-12-01
2004-03-25
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY, DIRECTOR
direct
1994-11-01
2004-03-25
FISHMAN JAY A LTD
PRESIDENT
direct
1983-09-01
2004-03-26
BAXTER FINANCIAL CORPORATION
SECRETARY
direct
1989-04-01
2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1994-10-01
2004-03-26
ORION CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-05-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR
direct
1996-07-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER
direct
1996-07-01
2004-03-29
ORION CAPITAL MANAGEMENT INC
SECRETARY/TREASURER
direct
1997-01-01
2004-03-29
LAFAYETTE INVESTMENTS, INC.
SECRETARY
direct
1988-05-01
2004-03-30
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-12-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
PRESIDENT
direct
1993-04-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
DIRECTOR
direct
1993-04-01
2004-03-30
LAFAYETTE INVESTMENTS, INC.
DIRECTOR
direct
1998-05-01
2004-03-30
COMMERCE CAPITAL MARKETS, INC.
PRESIDENT/CEO/DIRECTOR
direct
1971-10-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-11-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR
direct
1994-02-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
SENIOR VP/DIRECTOR
direct
1998-03-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
CFO/SECRETARY/FINOP
direct
1998-09-01
2004-03-31
AMERICAN INVESTMENT SERVICES INC
BOARD CHAIRMAN & DIRECTOR
direct
1998-10-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
COMPLIANCE OFFICER
direct
1998-11-01
2004-03-31
COOPER LARRY CLARK
SOLE PROPRIETOR
direct
1983-10-01
2004-04-02
C.E. UNTERBERG, TOWBIN LLC
PRESIDENT
indirect
1989-05-01
2004-04-22
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR
direct
1992-05-01
2004-04-29
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1992-08-01
2004-05-13
WILLIAM MANN CO INC
PRESIDENT
direct
1989-05-01
2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/PRESIDENT
direct
1977-01-01
2004-06-29
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-03-01
2004-07-06
POPULAR SECURITIES, INC.
CFO
direct
1997-09-01
2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1985-05-01
2004-07-26
LEGACY FINANCIAL GROUP, INC.
PRESIDENT AND DIRECTOR
direct
1998-11-01
2004-08-03
SAFECO INVESTMENT SERVICES, INC.
ASSISTANT SECRETARY
direct
1998-02-01
2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1998-06-01
2004-08-05
FINDELL & CO INC
PRESIDENT
direct
1987-01-01
2004-08-24
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1995-01-01
2004-08-27
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1994-12-01
2004-09-02
THE WEIL COMPANY
TRUSTEE OF THE WEIL FAMILY TRUST OF 1980
direct
1980-09-01
2004-09-09
DANDA FINANCIAL SERVICES, INC.
PRESIDENT
direct
1992-01-01
2004-09-15
CARDINAL CAPITAL MANAGEMENT INC
CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER
direct
1992-01-01
2004-10-06
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/COMPLIANCE OFFICER
direct
1992-05-01
2004-10-07
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR & PRINCIPAL
direct
1996-12-01
2004-10-07
PRIMECAP MANAGEMENT CO
CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
VICE CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
PRESIDENT
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
EXECUTIVE VICE PRESIDENT
direct
1986-07-01
2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC
PRESIDENT
direct
1996-04-01
2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC
SECRETARY/TREASURER
direct
1996-04-01
2004-11-02
HORNOR, TOWNSEND & KENT, INC.
COUNSEL
direct
1998-11-01
2004-11-23
THE PROGRAM WORKS, INC.
CHAIRMAN
direct
1990-11-01
2004-11-29
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1987-11-01
2004-12-03
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1988-01-01
2004-12-03
C.E. UNTERBERG, TOWBIN LLC
MANAGING DIRECTOR
indirect
1989-05-01
2004-12-07
FINANCIAL ADVISORY SERVICE INC
PRESIDENT, DIRECTOR SHAREHOLDER
direct
1983-02-01
2004-12-15
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY
direct
1981-03-01
2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNERSHIP
indirect
1984-05-01
2005-01-04
D.J. ST. GERMAIN CO., INC.
VICE PRESIDENT
direct
1987-06-01
2005-01-07
D.J. ST. GERMAIN CO., INC.
DIRECTOR
direct
1988-03-01
2005-01-07
WILEN MANAGEMENT CO INC
CORPORATION
indirect
1984-07-01
2005-01-21
ANDREW J. SOTER
OWNER
direct
1988-09-01
2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR EXECUTIVE VICE PRESIDENT & CAO
direct
1998-03-01
2005-02-01
DFC FINANCIAL GROUP INC
PRESIDENT
direct
1983-01-01
2005-02-03
WILEN MANAGEMENT CO INC
PRESIDENT
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
SECRETARY/TREASURER
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
CHIEF COMPLIANCE OFFICER
direct
1984-07-01
2005-02-03
MORSE WILLIAMS & CO. INC.
PRESIDENT/CEO
direct
1984-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
PORTFOLIO STRATEGIST
direct
1986-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER
direct
1992-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL
direct
1996-12-01
2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC.
CHIEF COMPLIANCE OFFICER
direct
1995-12-01
2005-02-17
FINCH JAMES AUSTIN III
PRINCIPAL
direct
1994-12-01
2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER
direct
1994-11-01
2005-03-01
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT & COMPLIANCE OFFICER
direct
1995-07-01
2005-03-01
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-03-01
2005-03-03
ASSET MANAGEMENT ADVISORS, LLC
CHIEF COMPLIANCE OFFICER
direct
1996-03-01
2005-03-10
AMERICAN INVESTMENT SERVICES INC
DIRECTOR
direct
1989-07-01
2005-03-11
BAXTER FINANCIAL CORPORATION
SECRETARY AND CCO
direct
1989-04-01
2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
PRESIDENT, DIRECTOR
direct
1978-11-01
2005-03-21
BOXER LAURA JUDITH
OWNER
direct
1986-01-01
2005-03-21
ADVISORY ONE, INC.
PRESIDENT
direct
1993-08-01
2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
CHIEF FINANCIAL OFFICER
direct
1998-07-01
2005-03-23
HAMILTON ADVISORS INC
PRESIDENT
direct
1981-01-01
2005-03-25
KETTLER JAMES ROBERT
OWNER
direct
1992-10-01
2005-03-25
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT
direct
1978-04-01
2005-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER
direct
1987-01-01
2005-03-28
FAGAN ASSOCIATES INC
PRESIDENT
direct
1989-08-01
2005-03-28
CARDINAL CAPITAL MANAGEMENT INC
CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
direct
1992-01-01
2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR
direct
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER
indirect
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
CHAIRMAN
direct
1988-08-01
2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF OPERATING OFFICER
direct
1998-05-01
2005-03-30
STANLEY D J & CO INC
PRESIDENT
direct
1976-05-01
2005-03-31
AMERICAN BEACON ADVISORS, INC.
VICE PRESIDENT & CHIEF LEGAL OFFICER
direct
1995-07-01
2005-03-31
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-08-01
2005-03-31
REGISTER & AKERS INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-04-01
2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC
CHIEF EXECUTIVE OFFICER
direct
1998-07-01
2005-03-31
REAL ESTATE RESEARCH CORP
CEO
direct
1996-12-01
2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-05-02
J. BUSH & CO., INCORPORATED
CHAIRMAN, CHIEF EXECUTIVE OFFICER
direct
1970-07-01
2005-05-06
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1997-10-01
2005-05-06
J. BUSH & CO., INCORPORATED
SHAREHOLDER
indirect
1997-10-01
2005-05-06
MBIA CAPITAL MANAGEMENT CORP.
TREASURER AND DIRECTOR
direct
1994-01-01
2005-05-13
MBIA CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR
direct
1998-02-01
2005-05-13
FIRST WESTERN ADVISORS
FINOPS PRINCIPAL
direct
1997-10-01
2005-05-19
FIRST WESTERN ADVISORS
VP/EXECUTIVE OFFICER
direct
1997-10-01
2005-05-19
BORTHWICK ASSOCIATES, INC.
SECRETARY/TREASURER
direct
1982-01-01
2005-05-24
J. BUSH & CO., INCORPORATED
PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER
direct
1970-07-01
2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC
VICE PRESIDENT
direct
1988-06-01
2005-06-14
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1992-07-01
2005-06-16
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
indirect
1998-09-01
2005-06-20
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
direct
1998-09-01
2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT
direct
1993-04-01
2005-06-29
RUNDE $ CO INCORPORATED
PRESIDENT
direct
1992-11-01
2005-06-30
THE PEACH CORPORATION
PRESIDENT
direct
1996-01-01
2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC
COMPLIANCE OFFICER
direct
1985-06-01
2005-08-03
JONAS BRITTAIN GLENN INC.
PRESIDENT
direct
1998-08-01
2005-08-15
HART ADVISERS INC
CHAIRMAN/CEO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
PRESIDENT AND COO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
EXECUTIVE VICE PRESIDENT
direct
1987-12-01
2005-08-16
KARK M Z & ASSOCIATES INC
97.5% SHAREHOLDER
direct
1989-07-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-10-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT & CHIEF COMPLIANCE OFFICER
direct
1991-10-01
2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
direct
1998-05-01
2005-09-07
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2005-09-12
CHECK CAPITAL MANAGEMENT INC
PRESIDENT
direct
1990-01-01
2005-09-15
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1986-12-01
2005-09-16
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR
direct
1977-01-01
2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/CCO/PRESIDENT
direct
1977-01-01
2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.
OWNER
direct
1986-02-01
2005-09-21
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL, CHIEF COMPLIANCE OFFICER
direct
1992-07-01
2005-09-30
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY
direct
1994-11-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
indirect
1995-05-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2005-10-14
REDSTONE CONSULTING LLC
LIMITED PARTNER
indirect
1998-08-01
2005-10-31
LINSCO/PRIVATE LEDGER CORP.
DIRECTOR
direct
1989-04-01
2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CHIEF COMPLIANCE OFFICER
direct
1991-09-01
2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CCO
direct
1978-08-01
2005-12-07
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
indirect
1998-09-01
2005-12-08
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
direct
1998-09-01
2005-12-08
MUHLENKAMP & CO INC
DIRECTOR/PRESIDENT
direct
1981-08-01
2005-12-20
MUHLENKAMP & CO INC
DIRECTOR
direct
1982-07-01
2005-12-20
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD
direct
1990-05-01
2006-01-05
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1996-10-01
2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1990-05-01
2006-01-06
LANCZ ALAN B & ASSOCIATES INC
CHIEF COMPLIANCE OFFICER
direct
1985-03-01
2006-01-19
JONAS BRITTAIN GLENN INC.
PRESIDENT-CHIEF COMPLIANCE OFFICER
direct
1998-08-01
2006-01-19
LATEEF MANAGEMENT ASSOCIATES
GENERAL PARTNER
direct
1974-01-01
2006-01-23
LATEEF MANAGEMENT ASSOCIATES
GENERAL/LIMITED PARTNER
direct
1994-01-01
2006-01-23
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1988-06-01
2006-01-27
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1992-12-01
2006-01-27
AMERICAN INVESTMENT SERVICES INC
VICE PRESIDENT
direct
1984-03-01
2006-02-01
HARRELL ROBERT INCORPORATED
CHIEF EXECUTIVE OFFICER
direct
1991-07-01
2006-02-01
HARRELL ROBERT INCORPORATED
VICE PRESIDENT, SECRETARY, TREASURER
direct
1991-07-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
direct
1992-08-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL
direct
1992-08-01
2006-02-01
NVNG INVESTMENTS INC
CHIEF COMPLIANCE OFFICER
direct
1994-01-01
2006-02-02
REAL ESTATE RESEARCH CORP
CEO/CCO
direct
1996-12-01
2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & CEO
direct
1988-08-01
2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
PRESIDENT & COO
direct
1990-12-01
2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC
SOLE SHAREHOLDER
direct
1998-07-01
2006-02-10
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1996-12-01
2006-02-13
RANDALL PAUL MARTIN
SOLE PROP
direct
1992-12-01
2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC
CHIEF COMPLIANCE OFFICER
direct
1985-06-01
2006-02-21
FINCH JAMES AUSTIN III
PRINCIPAL/CHIEF COMPLIANCE OFFICER
direct
1994-12-01
2006-02-21
ADVISORY ONE, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-08-01
2006-03-01
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1978-04-01
2006-03-20
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER
direct
1993-10-01
2006-03-20
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT AND COMPLIANCE OFFICER
direct
1995-01-01
2006-03-20
RUNDE $ CO INCORPORATED
VICE PRESIDENT
direct
1992-11-01
2006-03-21
RUNDE & CO. LLC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1992-11-01
2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO
PARENT COMPANY
indirect
1969-01-01
2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT; CHIEF COMPLIANCE OFFICER
direct
1994-10-01
2006-03-27
HAMILTON ADVISORS INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1981-01-01
2006-03-28
DFC FINANCIAL GROUP INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1983-01-01
2006-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER/CHIEF COMPLIANCE OFFICER
direct
1987-01-01
2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC
CEO/CCO/CFO/CLO
direct
1998-07-01
2006-03-29
POPULAR SECURITIES, INC.
PRESIDENT & CEO
direct
1995-05-01
2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CONSULTANT
direct
1998-05-01
2006-03-30
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1983-03-01
2006-03-31
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A SHARES
direct
1985-03-01
2006-03-31
BOXER LAURA JUDITH
OWNER/CHIEF COMPLIANCE OFFICER
direct
1986-01-01
2006-03-31
AMR INVESTMENT SERVICES, INC
PRESIDENT & DIRECTOR
direct
1986-11-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1988-08-01
2006-03-31
FAGAN ASSOCIATES INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1989-08-01
2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CCO
direct
1993-04-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
TREASURER
direct
1994-06-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
PRESIDENT
direct
1994-06-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1995-05-01
2006-03-31
AMR INVESTMENT SERVICES, INC
TREASURER
direct
1995-05-01
2006-03-31
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR, VICE PRESIDENT
direct
1994-06-01
2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC.
ASST. SECRETARY
direct
1998-04-01
2006-06-21
STEPHENS INC.
TRUSTEE
indirect
1985-01-01
2006-07-21
STEPHENS INC.
TRUSTEE
indirect
1995-03-01
2006-07-21
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC.
PRESIDENT AND CEO, UMPQUA HOLDINGS CORP.
direct
1994-06-01
2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC.
EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP
direct
1997-11-01
2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC.
DIRECTOR
direct
1996-03-01
2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED
MEMBER
indirect
1998-11-01
2006-11-15
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-COMMON
direct
1991-11-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1994-02-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-PREFERRED
direct
1997-08-01
2007-02-02
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-01-01
2007-02-08
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/SECRETARY
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/CHAIRMAN EMERITUS
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1991-04-01
2007-02-09
A. G. EDWARDS & SONS, INC.
CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT
direct
1980-06-01
2007-02-16
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1994-01-01
2007-02-27
MAXWELL NOLL INC
DIRECTOR
direct
1988-07-01
2007-03-01
HART REALTY ADVISERS, INC.
MANAGING PARTNER--INVESTMENT TRANSACTIONS
direct
1987-12-01
2007-03-02
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2007-03-09
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-02-01
2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1975-07-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1987-05-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-09-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1997-04-01
2007-03-28
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1997-06-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
PRESIDENT, INDIVIDUAL BUSINESS
direct
1998-03-01
2007-03-28
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-05-01
2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO
SHAREHOLDER
indirect
1969-01-01
2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP
PRESIDENT
direct
1994-07-01
2007-04-02
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1983-08-01
2007-04-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1993-06-01
2007-04-25
WIDMANN, SIFF & CO., INC.
SHAREHOLDER
direct
1970-09-01
2007-05-10
GARRISON ASSET MANAGEMENT, LLC
MINORITY OWNER
direct
1994-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND HEAD TRADER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND PORTFOLIO MANAGER
direct
1997-03-01
2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC.
MEMBER
indirect
1998-04-01
2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
MAXWELL NOLL INC
SHAREHOLDER
direct
1988-07-01
2007-08-22
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1995-12-01
2007-11-06
THCP MANAGEMENT II, L.P.
MEMBER
indirect
1998-10-01
2008-01-04
D.J. ST. GERMAIN CO., INC.
5% OWNER
direct
1982-01-01
2008-01-17
AMERVEST CO INC
MANAGING DIRECTOR
direct
1983-01-01
2008-02-08
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-05-01
2008-02-27
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1993-07-01
2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1992-01-01
2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-10-01
2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1996-09-01
2008-04-03
DELESSERT FINANCIAL SERVICES INC
PRESIDENT, TREASURER AND CLERK
direct
1994-04-01
2008-04-17
COMMONWEALTH ADVISORS INC
PRESIDENT
direct
1991-04-01
2008-06-02
COMMONWEALTH ADVISORS INC
CONTROLLING SHAREHOLDER
direct
1991-04-01
2008-06-02
DUNCAN-WILLIAMS, INC.
100%
indirect
1993-06-01
2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1991-11-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR
direct
1994-02-01
2008-06-18
CLARK FINANCIAL ADVISORS
DIRECTOR
direct
1983-11-01
2008-07-29
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER
direct
1995-12-01
2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
LIMITED PARTNER
indirect
1996-01-01
2009-02-09
DUPREE & COMPANY, INC.
SHAREHOLDER, DIRECTOR
direct
1991-01-01
2009-02-11
LAFAYETTE INVESTMENTS, INC.
SECRETARY/ DIRECTOR
direct
1988-05-01
2009-03-17
CALTON & ASSOCIATES, INC.
SECRETARY
indirect
1989-03-01
2009-03-24
BUSH POLEN & ASSOCIATES INC
PRESIDENT
direct
1985-06-01
2009-03-26
BRIAUD FINANCIAL PLANNING INC
PRESIDENT
direct
1992-01-01
2009-03-27
CANTERBURY CONSULTING INCORPORATED
ASSISTANT VICE PRESIDENT
direct
1995-11-01
2009-05-12
CANTERBURY CONSULTING INCORPORATED
VP/ DIRECTOR OF MANAGER SEARCH
direct
1996-10-01
2009-05-12
COMMERCE BROKERAGE SERVICES, INC.
SECRETARY
direct
1996-02-01
2009-06-09
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1993-07-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR/EXECUTIVE VICE PRESIDENT
direct
1996-10-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR
direct
1998-02-01
2009-06-10
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
direct
1998-09-01
2009-07-01
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
indirect
1998-09-01
2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC.
CORPORATE SECRETARY/REPRESENTATIVE
direct
1998-08-01
2009-08-04
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER AND MEMBER WITH CLASS B UNITS
direct
1995-12-01
2009-09-08
CERTIFIED PLANNERS INC
SHAREHOLDER
direct
1994-04-01
2009-12-10
D.J. ST. GERMAIN CO., INC.
FIVE PERCENT PLUS OWNER
direct
1982-01-01
2010-01-05
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
direct
1986-01-01
2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD.
CORPORATE SECRETARY
direct
1997-09-01
2010-03-11
MISSOURI VALLEY PARTNERS, INC.
SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD.
indirect
1985-10-01
2010-03-25
KARK M Z & ASSOCIATES INC
92.3% SHAREHOLDER
direct
1989-07-01
2010-03-25
KARK M Z & ASSOCIATES INC
99% SHAREHOLDER
indirect
1993-09-01
2010-03-25
KARK M Z & ASSOCIATES INC
1% SHAREHOLDER
indirect
1993-09-01
2010-03-25
INVESTMENT SCIENCES INC
SHAREHOLDER
direct
1969-12-01
2010-03-26
WHITNELL & CO
SHAREHOLDER
direct
1990-05-01
2010-03-31
FFR ADVISORY LLC
MEMBER
direct
1997-01-01
2010-03-31
HORSLEY BRIDGE PARTNERS LLC
MEMBER
direct
1997-03-01
2010-03-31
STANFORD ADVISORY GROUP, LLC
MANAGING MEMBER
direct
1992-10-01
2010-05-11
INVESTMENT PROFESSIONALS, INC.
DIRECT OWNER
direct
1995-05-01
2010-06-18
BAILARD BIEHL & KAISER INC
SHAREHOLDER
indirect
1972-03-01
2010-06-29
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2010-07-27
ALEX. BROWN REALTY, INC.
SHAREHOLDER
indirect
1992-03-01
2010-08-27
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1988-01-01
2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
OWNER
indirect
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2010-10-22
JHS CAPITAL ADVISORS, INC.
OWNER
indirect
1997-05-01
2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP
GENERAL PARTNER
indirect
1997-08-01
2011-03-23
PARNASSUS INVESTMENTS
OWNER
direct
1998-04-01
2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC
PRESIDENT
direct
1997-04-01
2011-04-06
WS CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
direct
1997-01-01
2011-04-13
CLARK FINANCIAL SERVICES GROUP INC
CHAIRMAN OF THE BOARD
direct
1987-01-01
2011-05-02
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER / DIRECTOR
direct
1988-05-01
2011-05-06
VAN BERKOM AND ASSOCIATES INC.
HOLDING COMPANY
direct
1991-07-01
2011-06-29
CS CAPITAL MANAGEMENT INC
PRESIDENT
direct
1993-12-01
2011-07-18
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR
direct
1990-01-01
2011-07-29
VAN BERKOM AND ASSOCIATES INC.
SECRETARY
direct
1991-07-01
2011-08-02
UNITED AMERICAN SECURITIES, INC.
SECRETARY
direct
1987-10-01
2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT
direct
1990-05-01
2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP
LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP
direct
1997-06-01
2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC
PRESIDENT
direct
1995-08-01
2012-03-12
KMH WEALTH MANAGEMENT, LLC
OWNER
direct
1998-02-01
2012-03-21
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER
direct
1988-05-01
2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2012-03-28
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02
direct
1981-03-01
2012-06-18
MOLUMPHY CAPITAL MANAGEMENT
PRESIDENT
direct
1988-09-01
2012-06-22
GURUN, INC.
PRESIDENT / CHIEF COMPLIANCE OFFICER
direct
1986-03-01
2012-08-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE
direct
1987-09-01
2012-09-21
PALADIN REALTY PARTNERS, LLC
GENERAL PARTNER
indirect
1998-02-01
2013-04-01
HALL CAPITAL PARTNERS LLC
MEMBER CLASS B
direct
1995-07-01
2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-08-01
2013-05-23
FTA PARTNERS, LLC
TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS)
indirect
1994-12-01
2013-09-10
FTA PARTNERS, LLC
MANAGER (COMMON UNITS)
indirect
1997-09-01
2013-09-10
WALL STREET ASSOCIATES
SHAREHOLDER
indirect
1991-05-01
2013-09-24
BOULDER INVESTMENT ADVISERS LLC
TRUSTEE
indirect
1994-11-01
2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
1998-07-01
2013-12-18
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1974-01-01
2014-03-12
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1995-04-01
2014-03-27
HMS ADVISER LP
SHAREHOLDER
indirect
1989-12-01
2014-03-31
GENEVA CAPITAL MANAGEMENT LTD
WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES
direct
1998-04-01
2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1996-10-01
2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED
SHAREHOLDER
indirect
1998-06-01
2014-06-27
HART REALTY ADVISERS, INC.
SENIOR MANAGING PARTNER
direct
1987-12-01
2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC
COMMON SHAREHOLDER
direct
1998-07-01
2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC
MAJORITY SHAREHOLDER
direct
1998-07-01
2015-02-20
TRIUMPH ALTERNATIVES LLC
CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST
indirect
1993-01-01
2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
SHAREHOLDER
direct
1975-06-01
2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNER
indirect
1984-05-01
2015-03-31
HART REALTY ADVISERS, INC.
CHAIRMAN
direct
1987-12-01
2015-03-31
UNITED AMERICAN SECURITIES, INC.
DIRECTOR
direct
1987-10-01
2015-04-28
CALTON & ASSOCIATES, INC.
SHAREHOLDER
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR
direct
1987-11-01
2016-02-29
RAHN DAVID R & ASSOCIATES INC
SHAREHOLDER
direct
1993-02-01
2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
indirect
1997-03-01
2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
direct
1997-04-01
2016-03-30
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT
direct
1981-03-01
2016-05-24
PCCP, LLC
MEMBER
indirect
1998-05-01
2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
SHAREHOLDER
indirect
1982-11-01
2016-12-01
SUMMIT GLOBAL MANAGEMENT INC.
LIVING TRUST
direct
1994-11-01
2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC
TRUSTEE
indirect
1988-11-01
2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC
OFFICER
direct
1992-01-01
2017-02-27
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1998-01-01
2017-05-17
WALLACE R. WEITZ & COMPANY
DIRECTOR
direct
1983-03-01
2017-07-31
FIRST FINANCIAL EQUITY CORPORATION
DIRECTOR OF TELECOMMUNICATIONS
direct
1996-02-01
2017-08-01
JEFFREY H. ARONSON 2017 REVOCABLE TRUST
MEMBER CENTERBRIDGE PARTNERS HOLDINGS, LLC
06/01/2022
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
BOBERSKI & CO
PRESIDENT
direct
1966-01-01
HOLDEN TOLBERT & CO INC
PRESIDENT
direct
1967-05-01
HOLDEN TOLBERT & CO INC
SECRETARY, TREASURER
direct
1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC
MEMBER
indirect
1968-06-01
TRIAD INVESTMENT ADVISORS CORP
PRESIDENT
direct
1972-10-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
direct
1973-10-01
MYERSON VAN DEN BERG & CO
TRUST OWNS ALL THE STOCK
direct
1975-01-01
STANLEY D J & CO INC
PRESIDENT & CEO, CFO, COO, CLO,CCO
direct
1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
TREASURER
direct
1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
TREASURER, FINOP
direct
1978-08-01
MOORS & CABOT INVESTOR SERVICES INC
PARENT
indirect
1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER
direct
1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
VICE CHAIRMAN, DIRECTOR
direct
1978-11-01
BURNEY CO
CHAIRMAN
direct
1981-04-01
FARALDI & PORRO INC
PRESIDENT
direct
1981-06-01
CORNERSTONE ADVISORS, LLC
OWNER
indirect
1982-08-01
CAROL GRANT DESMOND
OWNER
direct
1982-12-01
AMERVEST COMPANY, INC.
CCO / MANAGING DIRECTOR
direct
1983-01-01
SIRIUS PARTNERS, L.P.
SHAREHOLDER
indirect
1983-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1983-02-01
MCELWAIN ROBERT JOHN
PRESIDENT
direct
1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
TRUSTEE
indirect
1984-05-01
LM ADVISORS INC
PRESIDENT
direct
1984-07-01
THE JENTNER CORPORATION
OWNER
direct
1984-10-01
SANDER CAPITAL ADVISORS
DIRECTOR, VICE PRESIDENT AND SECRETARY
direct
1985-01-01
EIDELMAN FINGER HARRIS & CO
PRESIDENT
direct
1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD
PRESIDENT/CIO
direct
1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC
SHAREHOLDER
indirect
1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC
SHAREHOLDER
direct
1986-01-01
UNIVERSAL FINANCIAL SERVICES INC.
DIRECTOR
direct
1986-02-01
UNIVERSAL FINANCIAL SERVICES INC.
CEO
indirect
1986-02-01
HOLBEIN ASSOCIATES, INC.
SECRETARY
direct
1986-03-01
HERRMANN & COOKE, INC.
DIRECT OWNER
direct
1986-03-01
GREIG ASSOCIATES INC
SENIOR VICE PRESIDENT
direct
1986-04-01
GREIG ASSOCIATES INC
SECRETARY
direct
1986-04-01
ALEXANDER & MUCKERMANN
PARTNER
direct
1986-04-01
BAY ISLE FINANCIAL CORP
PRESIDENT
direct
1986-06-01
BAY ISLE FINANCIAL CORP
CHIEF INVESTMENT OFFICER
direct
1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES
PRESIDENT
direct
1986-06-01
FINANCIAL ADVISORY SERVICE INC
MAX W. GREER, JR., TRUSTEE
direct
1986-08-01
MCCORMICK CAPITAL MANAGEMENT
PRESIDENT
direct
1986-09-01
FIDELITY FINANCIAL GROUP, INC.
DIRECTOR
direct
1987-02-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1987-02-01
CHURCHILL MANAGEMENT CORP
SHAREHOLDER
direct
1987-07-01
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1987-08-01
SOCHET & COMPANY, INC.
PRESIDENT, CHIEF COMPLIANCE OFFICER
direct
1987-08-01
THE PORTOLA GROUP INC
SHAREHOLDER
indirect
1987-08-01
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR
direct
1987-09-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-10-01
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
VICE PRESIDENT
direct
1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC
PRESIDENT
direct
1988-01-01
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1988-03-01
ADVISORS PENSION SERVICES AGENCY INC
PRESIDENT
direct
1988-04-01
KLAFF REALTY, LP
OWNER
indirect
1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & PRESIDENT
direct
1988-08-01
TRIGRAN INVESTMENTS, INC.
TRUSTEE
indirect
1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC
NAMED FIDUCIARY
indirect
1988-11-01
MCCORMICK CAPITAL MANAGEMENT
SECRETARY, TREASURER
direct
1988-12-01
EAST PACIFIC INVESTMENT CO INC
PRESIDENT
direct
1989-01-01
LARIMER CAPITAL CORP
SECRETARY
direct
1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES
SHAREHOLDER
direct
1989-03-01
LOVELL INCORPORATED
CORPORATE SECRETARY
direct
1989-03-01
NEWPORT INVESTMENT ADVISORS INC
CEO
direct
1989-04-01
TIFFANY CAPITAL ADVISORS INC
PRESIDENT
direct
1989-05-01
BUSINESS SERVICES, INC.
OWNER
direct
1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT
SHAREHOLDER
indirect
1989-06-01
CAMBRIDGE EQUITY ADVISORS INC
CHIEF EXECUTIVE OFFICER
direct
1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD.
SHAREHOLDER
direct
1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD
PARENT COMPANY
direct
1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD
PRESIDENT
direct
1989-12-01
JOHNSTON, LEMON & CO. INC.
CHAIRMAN
indirect
1989-12-01
SPECTRUM ASSET MANAGEMENT INC
SHAREHOLDER
direct
1990-01-01
SAVINGS GROWERS, INC.
PRESIDENT
direct
1990-08-01
BERKELEY CAPITAL ADVISERS, LLC
TRUSTEE
indirect
1991-01-01
NOBLE PARTNERS, L.P.
SHAREHOLDER
indirect
1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC.
PRESIDENT
direct
1991-04-01
TYREE, DAVID W.
PRESIDENT
direct
1991-04-01
BONNIE WUSZ & ASSOCIATES, INC.
OWNER
direct
1991-06-01
VAN BERKOM AND ASSOCIATES INC.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
indirect
1991-07-01
RIGGS SECURITIES INC.
SHAREHOLDER
indirect
1991-09-01
GREENLEAF ASSET MANAGEMENT INC
PRESIDENT
direct
1991-10-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
HOLT VALUE ASSOCIATES LP
PRESIDENT
indirect
1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED
PRESIDENT
direct
1991-11-01
CAVALRY BANKING
TRUST OFFICER/ SVP
direct
1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC
MAJORITY OWNER
indirect
1992-04-01
DAWSON RUSSELL INC.
PRESIDENT
direct
1992-05-01
CAVALRY BANKING
TRUST OFFICER
direct
1992-05-01
THE BAKER GROUP, LP
CHAIRMAN AND PRESIDENT
direct
1992-05-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1992-05-01
NORTHWEST FINANCIAL PLANNING CORP
SHAREHOLDER
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CHAIRMAN
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
SEC-TREASURER MANAGING DIR
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
VP INVESTMENTS
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
CEO
direct
1992-07-01
ROOSEVELT INVESTMENT GROUP INC
PRESIDENT
direct
1992-07-01
RONALD OLSON, INC.
STOCK HOLDER
direct
1992-07-01
STANFORD ADVISORY GROUP, LLC
CEO/CIO
direct
1992-10-01
HOOPER R B & CO INC
PRESIDENT
direct
1992-11-01
HOOPER R B & CO INC
VICE PRESIDENT
direct
1992-11-01
HONISS ROBIN
OWNER
direct
1993-01-01
KINGSTON INVESTMENT COUNSEL INC
VICE PRESIDENT & SECRETARY
direct
1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.
SHAREHOLDER
direct
1993-01-01
MANAGED ACCOUNT SERVICES INC
SHAREHOLDER
direct
1993-01-01
HAROLD W. DANCE INC.
S-CORP SHAREHOLDER, 16%
direct
1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-04-01
PREMIERETRADE SECURITIES, INC.
TRUSTEE OF DICKS FAMILY TRUST
direct
1993-05-01
SENA WELLER ROHS WILLIAMS INC.
SENIOR VP
direct
1993-06-01
SENA WELLER ROHS WILLIAMS INC.
EXECUTIVE VP
direct
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC
TRUSTEE
indirect
1993-06-01
MAHLER & EMERSON INC.
SHAREHOLDER
direct
1993-07-01
ARGOS INVESTMENT ADVISORS, LLC
MEMBER
indirect
1993-07-01
ARNERICH MASSENA, INC.
SHAREHOLDER
direct
1993-07-01
BACK BAY ADVISORS
GENERAL PARTNER
direct
1993-09-01
VAN DEVENTER & HOCH
VDH SHAREHOLDER
direct
1993-10-01
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER
direct
1993-10-01
TAYLOR STEPHENS INC
GENERAL PARTNER
indirect
1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC.
FOUNDING PARTNER/CFO/CCO
direct
1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC
SHAREHOLDER
direct
1994-01-01
SAGE, RUTTY & CO., INC.
SHAREHOLDER
direct
1994-01-01
MARSDEN JOHN RICHARD JR
OWNER
direct
1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
PARTNERSHIP
direct
1994-02-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
direct
1994-03-01
BAI BONDSBERATUNG GES.M.B.H.
SHAREHOLDER
indirect
1994-03-01
CATHOLIC FINANCIAL SERVICES CORP
VICE PRESIDENT, DIRECTOR
direct
1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
indirect
1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP
SHAREHOLDER
indirect
1994-07-01
H&F INVESTORS III
SHAREHOLDER
indirect
1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED
SHAREHOLDER
direct
1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1994-09-01
GLOBALVEST MANAGEMENT CO LP
ESTABLISHED
direct
1994-10-01
KAPLAN & CO. SECURITIES INC.
CEO
direct
1994-10-01
JULIUS BAER SECURITIES INC.
FIRST VICE PRESIDENT
direct
1994-12-01
H&F ADMINISTRATION III LLC
SHAREHOLDER
indirect
1994-12-01
H & F ADMINISTRATION IV LLC
SHAREHOLDER
indirect
1994-12-01
PINNACLE ASSET MANAGEMENT, L.P.
MEMBER
indirect
1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC
SHAREHOLDER
indirect
1994-12-01
SANDPOINTE, LLC
MEMBER
indirect
1994-12-01
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-05-01
NOVARE CAPITAL MANAGEMENT
MEMBER
indirect
1995-05-01
SOUND CAPITAL MANAGEMENT INC
MANAGING DIRECTOR
direct
1995-06-01
STAMPS, WOODSUM & CO. IV
LIMITED PARTNER
direct
1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
SHAREHOLDER
direct
1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP.
SECRETARY
direct
1995-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1995-07-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1995-08-01
NBC SECURITIES, INC.
VICE PRESIDENT
direct
1995-08-01
INVESTEC PMG CAPITAL
MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER
direct
1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P.
MANAGING MEMBER
indirect
1995-10-01
JGE CAPITAL MANAGEMENT, LLC
TRUST
indirect
1995-10-01
PENSION PORTFOLIO ADVISORS INC.
N/A
direct
1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP.
SHAREHOLDER
direct
1995-11-01
MOSBY LINCOLN LC
MEMBER MANAGER
direct
1995-12-01
HHH INVESTMENT INC
PRESIDENT
direct
1995-12-01
SIFE
DIRECTOR/OWNER
direct
1995-12-01
KAUFMAN BROS., L.P.
LP
direct
1995-12-01
OVERLOOK INVESTMENTS L.P.
GENERAL PARTNER
direct
1995-12-01
P. R. HERZIG & CO. INC.
BOARD OF DIRECTORS
direct
1995-12-01
P. R. HERZIG & CO. INC.
SHAREHOLDER
direct
1995-12-01
P. R. HERZIG & CO. INC.
TRUSTEE OF 2 TRUSTS
indirect
1995-12-01
RANSON CAPITAL CORPORATION
VP SEC.
direct
1996-01-01
OLYMPUS ADVISORS, LLC
MEMBER
direct
1996-01-01
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1996-02-01
ACCESS FINANCIAL GROUP, INC.
OWNER
direct
1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED
CORPORATE SECRETARY
direct
1996-03-01
JGE CAPITAL MANAGEMENT, LLC
MEMBER
direct
1996-04-01
FINANCIAL ADVISORY SERVICE INC
JAMES G. DUSSOLD, TRUSTEE
direct
1996-05-01
WEXFORD CLEARING SERVICES CORPORATION
SENIOR VICE PRESIDENT- CROP
direct
1996-07-01
AMERICAN SUPERIOR CO
TRUST
direct
1996-07-01
PCJ INVESTMENT COUNSEL LTD.
PARTNERSHIP
direct
1996-07-01
DRV GROUP INC
PRESIDENT
direct
1996-08-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC
OWNER
indirect
1996-09-01
CHARLES FISH INVESTMENTS, INC.
SHAREHOLDER
direct
1996-10-01
ORION FINANCIAL SERVICES, LLC
SHAREHOLDER
indirect
1996-11-01
MACEY-HOLLAND & CO., LLC
MANAGING MEMBER
direct
1996-12-01
BATCHELDER & PARTNERS, INC.
OWNER
direct
1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC
MEMBER
direct
1997-01-01
ROSEMOUNT CAPITAL LIMITED
TRUSTEE
indirect
1997-01-01
FREMONT REALTY CAPITAL, L.P.
SHAREHOLDER
indirect
1997-02-01
JUNDT ASSOCIATES INC
TRUSTEE
direct
1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC
MEMBER
direct
1997-03-01
JOHN MOORE & ASSOCIATES INC
SHAREHOLDER
direct
1997-03-01
FFR ADVISORY LLC
TRUSTEE
indirect
1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC
TRUSTEE
indirect
1997-03-01
SENTINEL ADVISORS LLC
MEMBER
direct
1997-04-01
REGISTER & AKERS INVESTMENTS, INC.
PRINCIPAL
direct
1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC.
SHAREHOLDER
direct
1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC.
OWNER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
direct
1997-05-01
WELTON INVESTMENT CORPORATION
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON FUND ADVISORS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
WELTON INVESTMENT PARTNERS LLC
SOLE SHAREHOLDER
indirect
1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC.
NO TITLE
direct
1997-06-01
POPULAR SECURITIES, INC.
DIRECTOR
direct
1997-07-01
KLOSTERMAN CAPITAL CORP
TRUST
direct
1997-07-01
MORGAN JESS S & CO INC
TRUST
direct
1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY
SHAREHOLDER
direct
1997-07-01
JONES COMMODITIES, INC.
SHAREHOLDER
direct
1997-08-01
FIRST WESTERN ADVISORS
PRESIDENT / DIRECTOR
direct
1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC.
90% SHAREHOLDER
direct
1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC
90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC.
indirect
1997-11-01
IHP CAPITAL PARTNERS
SHAREHOLDER
direct
1997-12-01
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1998-01-01
SAGE, RUTTY & CO., INC.
DIRECTOR
direct
1998-01-01
KURIYAMA & CO LLC
MEMBER
direct
1998-01-01
SUMMIT PARTNERS V, L.P.
LIMITED PARTNER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER
direct
1998-01-01
THE BAUPOST GROUP, L.L.C.
MEMBER
direct
1998-01-01
IWAMOTO, KONG & CO., INC.
SHAREHOLDER
direct
1998-01-01
CWS CAPITAL PARTNERS LLC
SHAREHOLDER / MANAGING MEMBER
direct
1998-01-01
FINANCIAL ADVISORY SERVICE INC
DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES
direct
1998-01-01
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER A CLASS
direct
1998-03-01
DE PRINCE, RACE & ZOLLO, INC.
SHAREHOLDER
direct
1998-03-01
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1998-05-01
BNY ASSOCIATES INCORPORATED
DIRECTOR
direct
1998-05-01
FULLER & THALER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1998-05-01
VALUE PARTNERS LTD
SHAREHOLDER
direct
1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED
OWNER
direct
1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC.
VICE PRESIDENT
direct
1998-06-01
GREIG ASSOCIATES INC
VICE PRESIDENT
direct
1998-07-01
RWT INVESTMENT ADVISERS, INC.
100% SHAREHOLDER
direct
1998-07-01
KELLNER, DILEO & CO., L.P.
LIMITED PARTNER
direct
1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC
SHAREHOLDER
direct
1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC.
SHAREHOLDER
indirect
1998-07-01
OWNERSHIP ADVISORS, INC.
PRESIDENT
direct
1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P.
GENERAL PARTNER
direct
1998-09-01
THE BAKER GROUP, LP
VICE PRES/MANAGING DIRECTOR
direct
1998-09-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
indirect
1998-10-01
HAMMER ASSET MANAGEMENT LLC
TRUSTEE
direct
1998-10-01
CITY SECURITIES CORPORATION
DIRECTOR
direct
1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1988-08-01
2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1995-03-01
2000-11-09
FSC SECURITIES CORPORATION
DIRECTOR/CHAIRMAN
direct
1997-10-01
2000-12-15
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1970-09-01
2001-01-29
J. BUSH & CO., INCORPORATED
EXECUTIVE VICE PRESIDENT
direct
1998-03-01
2001-01-29
MACK INVESTMENT SECURITIES, INC.
TRUSTEE IS PRESIDENT
direct
1986-01-01
2001-01-30
FORUM SECURITIES, INC.
SHAREHOLDER
indirect
1990-07-01
2001-01-30
FORUM SECURITIES, INC.
VICE PRESIDENT/CFO
direct
1991-03-01
2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD
TREAURER
direct
1992-02-01
2001-01-30
CHASE INVESTMENT SERVICES CORP.
DIRECTOR
direct
1998-09-01
2001-01-30
AMERICAN FIDELITY ASSURANCE CO
SHAREHOLDER
indirect
1980-05-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1984-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1987-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1988-06-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1990-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1992-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
PRESIDENT/DIRECTOR
direct
1992-02-01
2001-01-31
MOODY ALDRICH & SULLIVAN LLC
NON MEMBER
indirect
1992-12-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1994-01-01
2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP MARKETING
direct
1996-10-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1997-11-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR CHAIRMAN OF BOARD
direct
1998-01-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
CH.BD./DIR/CEO
direct
1998-01-01
2001-01-31
JULIUS BAER SECURITIES INC.
CHAIRMAN
direct
1998-04-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
DIRECTOR
direct
1998-07-01
2001-01-31
AMERICAN FIDELITY ASSURANCE CO
SENIOR VICE PRESIDENT
direct
1998-08-01
2001-01-31
CENTURION CAPITAL MANAGEMENT CORP
BENEFICIAL OWNER OF CCGI, COMMON
indirect
1997-12-01
2001-02-01
ESSEX LLC
SECRETARY
direct
1933-01-01
2001-02-23
COMMONWEALTH ADVISORS INC
SECRETARY
direct
1991-04-01
2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY
SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR
direct
1996-12-01
2001-02-28
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1997-02-01
2001-02-28
LINDNER ASSET MANAGEMENT INC
SHAREHOLDER
direct
1997-03-01
2001-02-28
MBIA CAPITAL MANAGEMENT CORP.
SENIOR MANAGING DIRECTOR
direct
1998-02-01
2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
PRESIDENT
direct
1992-07-01
2001-03-01
MONTICELLO ASSOCIATES INC
TREASURER
direct
1992-07-01
2001-03-01
WCM INVESTMENT MANAGEMENT
VP
direct
1995-06-01
2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC
SENIOR MANAGING DIRECTOR AND DIRECTOR
direct
1998-05-01
2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION
SENIOR VICE PRESIDENT
direct
1998-01-01
2001-03-15
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1998-10-01
2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER
direct
1992-10-01
2001-03-16
BERGER & ASSOCIATES LLC
MANAGER & 50% OWNER
direct
1997-04-01
2001-03-16
ARMA FINANCIAL SERVICES, INC.
CHAIRMAN
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
SECRETARY
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1986-04-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1991-06-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1994-10-01
2001-03-20
ARMA FINANCIAL SERVICES, INC.
DIRECTOR
direct
1996-07-01
2001-03-20
TREECE INVESTMENT ADVISORY CORP
PRESIDENT, DIRECTOR, SECT, TREASURER
direct
1979-08-01
2001-03-23
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1977-03-01
2001-03-26
COMMERCE CAPITAL MARKETS, INC.
MANAGING DIRECTOR
direct
1977-09-01
2001-03-26
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-06-01
2001-03-26
AMERVEST CO INC
MANAGING DIRECTOR
direct
1993-01-01
2001-03-27
PMG CAPITAL CORP.
PRESIDENT
direct
1986-12-01
2001-03-29
PMG CAPITAL CORP.
VICE PRESIDENT ADMIN.
direct
1995-04-01
2001-03-29
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1995-10-01
2001-03-29
VESTRUST SECURITIES L.P.
SHAREHOLDER
direct
1997-01-01
2001-03-29
FIRST WESTERN ADVISORS
VICE PRESIDENT/SECRETARY
direct
1997-10-01
2001-03-29
FIRST WESTERN ADVISORS
DIRECTOR
direct
1997-10-01
2001-03-29
KAHN BROTHERS & CO. INC.
STOCKHOLDER, DIRECTOR
direct
1978-07-01
2001-03-30
PROEQUITIES INC
DIRECTOR
direct
1997-01-01
2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR
direct
1995-10-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE
direct
1997-11-01
2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY
VICE PRESIDENT AND SECRETARY
direct
1997-11-01
2001-04-02
RICHARD O. JONES
PRESIDENT/CEO
indirect
1993-07-01
2001-04-06
RICHARD O. JONES
SHAREHOLDER
direct
1993-12-01
2001-04-06
CENTURION TRUST COMPANY
SHAREHOLDER
indirect
1997-12-01
2001-04-12
TOWER SQUARE SECURITIES, INC.
VICE PRESIDENT
direct
1998-09-01
2001-04-19
ORION FINANCIAL SERVICES, LLC
MEMB ER OF LLC
direct
1997-08-01
2001-04-20
THE ADVISORS GROUP, INC.
CHAIRMAN OF BOARD OF DIRECTORS
direct
1988-08-01
2001-04-26
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1991-08-01
2001-04-27
TIMING STRATEGIES CORP
PRESIDENT
direct
1982-05-01
2001-04-30
CMS INVESTMENT RESOURCES, INC.
VICE PRESIDENT, GENERAL COUNSEL
direct
1986-06-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
CHIEF EXECUTIVE
direct
1989-10-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
NON-EXECUTIVE DIRECTOR
direct
1994-10-01
2001-04-30
CANTERBURY CAPITAL SERVICES, INC.
SECRETARY
direct
1995-11-01
2001-04-30
MILLAR ROBERT PETER WHARTON
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD
COMPLIANCE OFFICER
direct
1995-12-01
2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION
CROP
direct
1990-07-01
2001-05-03
TITAN INVESTMENT ADVISORS LLC
PARTNER
direct
1996-05-01
2001-05-15
SOVEREIGN HOLDINGS LLC
PRESIDENT
direct
1997-01-01
2001-05-16
SOVEREIGN HOLDINGS LLC
ADMINISTRATIVE PARTNER
direct
1997-01-01
2001-05-16
ROBOTTI & COMPANY, INCORPORATED
DIRECTOR & STOCKHOLDER
direct
1983-08-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
STOCKHOLDER
direct
1987-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1994-05-01
2001-05-24
ROGGE GLOBAL PARTNERS PLC
100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
direct
1996-09-01
2001-05-24
ROBOTTI & COMPANY, INCORPORATED
SROP, ROP
direct
1997-09-01
2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-05-01
2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC
EXECUTIVE VICE PRESIDENT AND DIRECTOR
direct
1997-05-01
2001-06-20
SPELMAN & CO., INC.
DIRECTOR
direct
1998-04-01
2001-06-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-06-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1997-06-01
2001-06-26
COORDINATED ASSET PLANNING CO INC
CHEIF OPERATIONS OFFICER
direct
1989-05-01
2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1995-06-01
2001-07-30
KEENE & ASSOCIATES, INC.
PRESIDENT
direct
1994-09-01
2001-08-09
WILLIAMS C R INC
MANAGING DIRECTOR
direct
1994-06-01
2001-08-15
WILLIAMS C R INC
PRESIDENT
direct
1994-08-01
2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG
direct
1987-08-01
2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC.
SHAREHOLDER
direct
1994-03-01
2001-08-28
MEMORIAL INVESTMENT ADVISORS INC
VP AND CIO
direct
1998-09-01
2001-09-25
SYMMETRIC INVESTMENTS, INC.
5% + SHAREHOLDER
direct
1992-12-01
2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC.
PRESIDENT
indirect
1987-07-01
2001-09-27
PMG CAPITAL CORP.
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1986-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1987-06-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR
direct
1993-12-01
2001-10-01
PMG CAPITAL CORP.
MANAGING DIRECTOR AND TREASURER
direct
1995-10-01
2001-10-01
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1995-06-01
2001-10-22
SMITH SHELLNUT WILSON LLC
PRINCIPAL
direct
1998-08-01
2001-10-22
SALOMON SMITH BARNEY INC.
GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC.
direct
1995-07-01
2001-10-24
SALOMON SMITH BARNEY INC.
CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
SALOMON SMITH BARNEY INC.
MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT
direct
1997-08-01
2001-10-24
CSFBDIRECT, INC.
DIRECTOR/CCO/CROP/SROP
direct
1996-08-01
2001-10-26
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1990-12-01
2001-10-31
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1990-12-01
2001-10-31
CBNY INVESTMENT SERVICES CORP.
SHAREHOLDER
indirect
1988-03-01
2001-11-01
FINARC LLC
SPOUSE
direct
1996-10-01
2001-11-29
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2001-11-30
CJ CAPITAL MANAGEMENT LLC
PRESIDENT
direct
1998-08-01
2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC.
STOCKHOLDER
direct
1946-07-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT & DIRECTOR
direct
1978-06-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT, TREASURER & DIRECTOR
direct
1990-11-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-CHAIRMAN OF THE BOARD
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT, SECRETARY & DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
CO-PRESIDENT AND DIRECTOR
direct
1994-01-01
2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC.
SENIOR VICE PRESIDENT , SROP/CROP
direct
1994-04-01
2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER
direct
1988-03-01
2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP
DIRECTOR, PRESIDENT
direct
1988-03-01
2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC
STOCKHOLDER
direct
1995-04-01
2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY
VP COMMUNICATIONS & HUMAN RESOURCES
direct
1989-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
VP INFO SYSTEMS
direct
1996-10-01
2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CORPORATE CONTROLLER
direct
1997-03-01
2001-12-20
THURLOW CAPITAL MANAGEMENT, INC.
PRESIDENT
direct
1997-04-01
2002-01-03
THURLOW CAPITAL MANAGEMENT, INC.
VICE-PRESIDENT
direct
1997-04-01
2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP
SHAREHOLDER OF CENTURION CAPITAL GROUP INC.
indirect
1997-12-01
2002-01-17
CATHOLIC FINANCIAL SERVICES CORP
CHAIRMAN, DIRECTOR
direct
1994-06-01
2002-01-23
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR
direct
1994-06-01
2002-01-23
NORTHERN TRUST SECURITIES, INC.
DIRECTOR
direct
1997-01-01
2002-01-23
CSFBDIRECT, INC.
DIRECTOR OF COMPLIANCE/CCO/CROP/SROP
direct
1996-08-01
2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION
DIRECTOR
direct
1998-01-01
2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD
VICE PRESIDENT
direct
1996-06-01
2002-02-05
COORDINATED ASSET PLANNING CO INC
PRESIDENT
direct
1984-01-01
2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC
PRESIDENT
direct
1988-06-01
2002-02-13
COORDINATED ASSET PLANNING CO INC
CHIEF OPERATIONS OFFICER
direct
1989-05-01
2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-03-11
AMERICAN INVESTMENT SERVICES INC
TREASURER & SECRETARY
direct
1988-12-01
2002-03-15
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1983-03-01
2002-03-19
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER
direct
1985-03-01
2002-03-19
PARNASSUS INVESTMENTS
DIRECTOR
direct
1984-06-01
2002-03-22
AMR INVESTMENT SERVICES, INC
SECRETARY
direct
1988-01-01
2002-03-25
MCCORMICK CAPITAL MANAGEMENT
V.P. FIXED INCOME
direct
1993-03-01
2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD
SHAREHOLDER
direct
1995-01-01
2002-03-26
MCCORMICK CAPITAL MANAGEMENT
V.P. OPERATIONS
direct
1996-04-01
2002-03-26
LORD ANDREW CHARLES
SOLE PROPRIETOR
direct
1984-01-01
2002-03-27
GLEN RAUCH SECURITIES, INC.
SECRETARY/DIRECTOR
direct
1986-02-01
2002-03-27
CITISTREET ADVISORS LLC
VICE PRESIDENT, TREASURER, FINOP
direct
1991-05-01
2002-03-27
NATIONWIDE ADVISORY SERVICES, INC.
DIRECTOR
direct
1998-04-01
2002-03-27
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1985-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1988-02-01
2002-03-28
FORUM SECURITIES, INC.
EXECUTIVE VICE PRESIDENT
direct
1989-01-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1989-02-01
2002-03-28
FORUM SECURITIES, INC.
SECRETARY
direct
1989-06-01
2002-03-28
FORUM SECURITIES, INC.
PRESIDENT/TREASURER/DIRECTOR/SROP/CROP
direct
1991-02-01
2002-03-28
FORUM SECURITIES, INC.
SENIOR VICE PRESIDENT/CFO
direct
1991-03-01
2002-03-28
FORUM SECURITIES, INC.
DIRECTOR
direct
1992-08-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1994-11-01
2002-03-28
GUARDIAN CAPITAL INC
MANAGING DIRECTOR
direct
1995-04-01
2002-03-28
INSTITUTIONAL SECURITIES CORPORATION
SECRETARY
direct
1996-05-01
2002-03-28
VALUE PARTNERS LTD
NON-EXECUTIVE DIRECTOR
direct
1998-06-01
2002-03-28
GUARDIAN CAPITAL ADVISORS INC
V.P., COMPLIANCE & SECRETARY
direct
1998-11-01
2002-03-28
EPG INC
SENIOR VICE PRESIDENT
direct
1998-01-01
2002-04-01
JMG CAPITAL MANAGEMENT, LLC
N/A
indirect
1998-04-01
2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SHAREHOLDER
direct
1996-06-01
2002-04-02
WARNER GROUP, INC.
VICE PRESIDENT, DIRECTOR, SHAREHOLDER
direct
1996-05-01
2002-04-03
TACTICAL ALLOCATION SERVICES LLC
TRUST
direct
1996-04-01
2002-04-04
BRENTON INVESTMENTS, INC.
SHAREHOLDER
indirect
1995-01-01
2002-04-17
MUHLENKAMP & CO INC
SHAREHOLDER
direct
1983-02-01
2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC
DIRECTOR & PRESIDENT
direct
1992-10-01
2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC
SECRETARY
direct
1994-01-01
2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC
52% SHAREHOLDER
indirect
1997-03-01
2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC
PRESIDENT
direct
1997-12-01
2002-05-03
ARISTA INVESTMENT ADVISORS, LTD.
PRESIDENT
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
SECRETARY
direct
1988-11-01
2002-05-06
ARISTA INVESTMENT ADVISORS, LTD.
VICE-PRESIDENT
direct
1996-04-01
2002-05-06
PINNACLE FUND MANAGEMENT LLC
NONE
direct
1997-03-01
2002-05-06
SUCCESSFUL MONEY STRATEGIES INC
CHIEF INVESTMENT OFFICER
direct
1993-03-01
2002-05-07
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-09-01
2002-05-14
WESTBOURNE INVESTMENTS, INC.
BENEFICIAL OWNER
direct
1997-12-01
2002-05-14
PLANNERS FINANCIAL SERVICES, INC.
BOARD MEMBER
direct
1984-03-01
2002-05-24
PACIFIC CAPITAL PLANNING COMPANY
OWNER
direct
1997-09-01
2002-05-24
A. G. EDWARDS & SONS, INC.
DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY
direct
1998-03-01
2002-05-31
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
indirect
1986-01-01
2002-06-25
FIRST ALLIED SECURITIES, INC.
SHAREHOLDER
indirect
1994-10-01
2002-07-22
TRUSTED SECURITIES ADVISORS CORP.
CHAIRMAN AND DIRECTOR
direct
1998-08-01
2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
ASSISTANT TREASURER
direct
1998-08-01
2002-08-29
EQUITY ANALYSTS INC.
SHAREHOLDER
direct
1998-09-01
2002-09-20
THE MILLER FINANCIAL GROUP, INC.
SHAREHOLDER
indirect
1992-04-01
2002-09-23
1717 CAPITAL MANAGEMENT COMPANY
DIRECTOR
direct
1998-11-01
2002-09-26
KILLIAN ASSET MANAGEMENT CORP
PRESIDENT
direct
1987-04-01
2002-10-11
ABSOLUTE RETURN ADVISORS, LTD.
CROP/SROP/VP
direct
1996-12-01
2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC
S
indirect
1973-12-01
2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-03-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1980-11-01
2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1983-02-01
2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED
OUTSIDE SHAREHOLDER
direct
1986-03-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDER
direct
1997-12-01
2002-10-31
SANDALWOOD SECURITIES, INC.
SHAREHOLDERS
direct
1997-12-01
2002-10-31
BERGER & ASSOCIATES LLC
MANAGER & 100% OWNER
direct
1997-04-01
2002-12-04
MUHLENKAMP & CO INC
SHAREHOLDER
indirect
1983-02-01
2002-12-18
THE DANFORTH ASSOCIATES, INC
VICE PRESIDENT & DIRECTOR
direct
1994-09-01
2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY
CHAIRMAN OF THE BOARD & DIRECTOR
direct
1994-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
GENERAL COUNSEL & SECRETARY
direct
1996-08-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
SENIOR VP & CHIEF FINANCIAL OFFICER
direct
1996-10-01
2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY
VP FINANCE & TREASURER
direct
1998-11-01
2003-01-02
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1992-01-01
2003-01-10
MEMORIAL INVESTMENT ADVISORS INC
PRESIDENT AND CEO
direct
1998-10-01
2003-01-14
MEMORIAL INVESTMENT ADVISORS INC
VP AND CFO
direct
1998-10-01
2003-01-14
LAUREL MANAGEMENT CO LLC
MEMBER
direct
1995-07-01
2003-01-15
CLARK FINANCIAL SERVICES GROUP INC
PRESIDENT
direct
1987-01-01
2003-01-24
ROLF ADLER GROUP INC
PRESIDENT
direct
1987-12-01
2003-01-25
FINANCIAL ADVISORY SERVICE INC
SHAREHOLDER
direct
1984-01-01
2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
DIRECTOR OF COMPLIANCE
direct
1997-03-01
2003-02-07
THE DANFORTH ASSOCIATES, INC
DIRECTOR
direct
1994-09-01
2003-02-14
GURUN, INC.
PRESIDENT
direct
1986-03-01
2003-02-27
TIFFANY CAPITAL ADVISORS INC
BOARD MEMBER
direct
1992-07-01
2003-03-03
WILLINGHAM ASSET MANAGEMENT INC
PRESIDENT
direct
1995-11-01
2003-03-03
JULIUS BAER SECURITIES INC.
SENIOR VICE PRESIDENT
direct
1994-12-01
2003-03-14
JULIUS BAER SECURITIES INC.
DIRECTOR
direct
1996-05-01
2003-03-14
THE DE BURLO GROUP,INC.
PRESIDENT
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SECRETARY
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
DIRECTOR
direct
1987-10-01
2003-03-18
THE DE BURLO GROUP,INC.
SENIOR VICE PRESIDENT
direct
1996-03-01
2003-03-18
PERKINS, WOLF, MCDONNELL & CO.
SHAREHOLDER
direct
1983-03-01
2003-03-26
KEENE & ASSOCIATES, INC.
PRESIDENT, DIRECTOR
direct
1994-09-01
2003-03-26
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1985-03-01
2003-03-27
NVEST FUNDS MANAGEMENT LP
GENERAL PARTNER
direct
1995-01-01
2003-03-27
CJ CAPITAL MANAGEMENT LLC
MEMBER, PRESIDENT
direct
1998-08-01
2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC
DIRECTOR
direct
1985-05-01
2003-03-28
COMMERCE CAPITAL MARKETS, INC.
EXECUTIVE VICE PRESIDENT
direct
1972-05-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
VICE PRESIDENT
direct
1990-08-01
2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD
CORPORATE SECRETARY
direct
1992-04-01
2003-03-31
FIRST WESTERN ADVISORS
PRESIDENT
direct
1997-10-01
2003-04-02
J. BUSH & CO., INCORPORATED
PRESIDENT / DIRECTOR
direct
1998-03-01
2003-04-03
HORNOR, TOWNSEND & KENT, INC.
DIRECTOR
direct
1998-05-01
2003-04-08
BERGER & ASSOCIATES LLC
MANAGING DIRECTOR
direct
1997-04-01
2003-04-16
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1995-10-01
2003-05-02
TWEEDY, BROWNE COMPANY LLC
MANAGING DIRECTOR
direct
1997-10-01
2003-05-07
JULIUS BAER SECURITIES INC.
SHAREHOLDER
direct
1962-11-01
2003-05-20
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT, SECRETARY
direct
1992-04-01
2003-06-13
HARBOUR INVESTMENTS, INC.
CCO
direct
1994-05-01
2003-06-13
HARBOUR INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-03-01
2003-06-13
BRILL SECURITIES, INC.
VP., TRES., SEC., ,CHIEF OPERATING OFFICER
direct
1987-06-01
2003-06-30
SIGNATOR INVESTORS, INC.
VICE PRESIDENT
direct
1998-09-01
2003-07-03
MECHTENBERG FINANCIAL GROUP INC
SHAREHOLDER
direct
1980-01-01
2003-07-14
DEVON ADVISORS INC
PRESIDENT
direct
1998-07-01
2003-07-30
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1991-01-01
2003-08-06
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1989-10-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1993-01-01
2003-08-28
L ROY PAPP & ASSOCIATES
GENERAL PARTNER
direct
1996-01-01
2003-08-28
CHARLES SCHWAB & CO., INC.
SENIOR VICE PRESIDENT - GENERAL COUNSEL
direct
1997-07-01
2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR VICE PRESIDENT
direct
1998-03-01
2003-09-17
THE DANFORTH ASSOCIATES, INC
CHAIRMAN & DIRECTOR
direct
1949-01-01
2003-09-25
THE DANFORTH ASSOCIATES, INC
PRESIDENT & DIRECTOR
direct
1994-08-01
2003-09-25
MONEY CONCEPTS CAPITAL CORP
CHAIRMAN
direct
1982-06-01
2003-10-27
MONEY CONCEPTS CAPITAL CORP
SHAREHOLDER
indirect
1982-06-01
2003-10-27
UBOC INVESTMENT SERVICES, INC.
DIRECTOR
direct
1993-02-01
2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1991-07-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1995-01-01
2003-11-18
ROGGE GLOBAL PARTNERS PLC
100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED
indirect
1996-09-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP
GENERAL PARTNER OF SUTTER HILL PARTNERS L.P.
indirect
1998-01-01
2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1992-12-01
2003-12-17
CITIGROUP GLOBAL MARKETS INC.
CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT
direct
1997-09-01
2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC
CO-PRESIDENT
direct
1996-07-01
2004-01-02
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT
direct
1993-03-01
2004-01-07
WARFIELD ASSOCIATES, INC.
CORPORATE SECRETARY
direct
1988-11-01
2004-01-13
BJURMAN, BARRY & ASSOCIATES
SHAREHOLDER
direct
1998-03-01
2004-01-15
TRF INVESTMENTS INC
PRESIDENT
direct
1992-03-01
2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC
PRESIDENT
direct
1991-09-01
2004-01-22
AMERISTOCK CORP
SHAREHOLDER
direct
1995-06-01
2004-02-03
MADISON PORTFOLIO CONSULTANTS INC.
PRESIDENT, DIRECTOR
direct
1990-12-01
2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
CHAIRMAN, DIRECTOR
direct
1978-08-01
2004-03-08
LORD ANDREW CHARLES
MEMBER
direct
1984-01-01
2004-03-09
TOWER EQUITIES, INC.
TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST
direct
1992-12-01
2004-03-25
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY, DIRECTOR
direct
1994-11-01
2004-03-25
FISHMAN JAY A LTD
PRESIDENT
direct
1983-09-01
2004-03-26
BAXTER FINANCIAL CORPORATION
SECRETARY
direct
1989-04-01
2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1994-10-01
2004-03-26
ORION CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-05-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR
direct
1996-07-01
2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER
direct
1996-07-01
2004-03-29
ORION CAPITAL MANAGEMENT INC
SECRETARY/TREASURER
direct
1997-01-01
2004-03-29
LAFAYETTE INVESTMENTS, INC.
SECRETARY
direct
1988-05-01
2004-03-30
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-12-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
PRESIDENT
direct
1993-04-01
2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD.
DIRECTOR
direct
1993-04-01
2004-03-30
LAFAYETTE INVESTMENTS, INC.
DIRECTOR
direct
1998-05-01
2004-03-30
COMMERCE CAPITAL MARKETS, INC.
PRESIDENT/CEO/DIRECTOR
direct
1971-10-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-11-01
2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR
direct
1994-02-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
SENIOR VP/DIRECTOR
direct
1998-03-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
CFO/SECRETARY/FINOP
direct
1998-09-01
2004-03-31
AMERICAN INVESTMENT SERVICES INC
BOARD CHAIRMAN & DIRECTOR
direct
1998-10-01
2004-03-31
COMMERCE CAPITAL MARKETS, INC.
COMPLIANCE OFFICER
direct
1998-11-01
2004-03-31
COOPER LARRY CLARK
SOLE PROPRIETOR
direct
1983-10-01
2004-04-02
C.E. UNTERBERG, TOWBIN LLC
PRESIDENT
indirect
1989-05-01
2004-04-22
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR
direct
1992-05-01
2004-04-29
PENSION CONSULTING ALLIANCE INC
PRINCIPAL
direct
1992-08-01
2004-05-13
WILLIAM MANN CO INC
PRESIDENT
direct
1989-05-01
2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/PRESIDENT
direct
1977-01-01
2004-06-29
SUCCESSFUL MONEY STRATEGIES INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-03-01
2004-07-06
POPULAR SECURITIES, INC.
CFO
direct
1997-09-01
2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1985-05-01
2004-07-26
LEGACY FINANCIAL GROUP, INC.
PRESIDENT AND DIRECTOR
direct
1998-11-01
2004-08-03
SAFECO INVESTMENT SERVICES, INC.
ASSISTANT SECRETARY
direct
1998-02-01
2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1998-06-01
2004-08-05
FINDELL & CO INC
PRESIDENT
direct
1987-01-01
2004-08-24
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT
direct
1995-01-01
2004-08-27
COMMONWEALTH ADVISORS INC
VICE PRESIDENT
direct
1994-12-01
2004-09-02
THE WEIL COMPANY
TRUSTEE OF THE WEIL FAMILY TRUST OF 1980
direct
1980-09-01
2004-09-09
DANDA FINANCIAL SERVICES, INC.
PRESIDENT
direct
1992-01-01
2004-09-15
CARDINAL CAPITAL MANAGEMENT INC
CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER
direct
1992-01-01
2004-10-06
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/COMPLIANCE OFFICER
direct
1992-05-01
2004-10-07
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR & PRINCIPAL
direct
1996-12-01
2004-10-07
PRIMECAP MANAGEMENT CO
CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
VICE CHAIRMAN
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
PRESIDENT
direct
1983-09-01
2004-10-26
PRIMECAP MANAGEMENT CO
EXECUTIVE VICE PRESIDENT
direct
1986-07-01
2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC
PRESIDENT
direct
1996-04-01
2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC
SECRETARY/TREASURER
direct
1996-04-01
2004-11-02
HORNOR, TOWNSEND & KENT, INC.
COUNSEL
direct
1998-11-01
2004-11-23
THE PROGRAM WORKS, INC.
CHAIRMAN
direct
1990-11-01
2004-11-29
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1987-11-01
2004-12-03
UNITED AMERICAN SECURITIES, INC.
NONE
direct
1988-01-01
2004-12-03
C.E. UNTERBERG, TOWBIN LLC
MANAGING DIRECTOR
indirect
1989-05-01
2004-12-07
FINANCIAL ADVISORY SERVICE INC
PRESIDENT, DIRECTOR SHAREHOLDER
direct
1983-02-01
2004-12-15
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY
direct
1981-03-01
2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNERSHIP
indirect
1984-05-01
2005-01-04
D.J. ST. GERMAIN CO., INC.
VICE PRESIDENT
direct
1987-06-01
2005-01-07
D.J. ST. GERMAIN CO., INC.
DIRECTOR
direct
1988-03-01
2005-01-07
WILEN MANAGEMENT CO INC
CORPORATION
indirect
1984-07-01
2005-01-21
ANDREW J. SOTER
OWNER
direct
1988-09-01
2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY
SENIOR EXECUTIVE VICE PRESIDENT & CAO
direct
1998-03-01
2005-02-01
DFC FINANCIAL GROUP INC
PRESIDENT
direct
1983-01-01
2005-02-03
WILEN MANAGEMENT CO INC
PRESIDENT
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
SECRETARY/TREASURER
direct
1984-07-01
2005-02-03
WILEN MANAGEMENT CO INC
CHIEF COMPLIANCE OFFICER
direct
1984-07-01
2005-02-03
MORSE WILLIAMS & CO. INC.
PRESIDENT/CEO
direct
1984-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
PORTFOLIO STRATEGIST
direct
1986-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER
direct
1992-05-01
2005-02-11
MORSE WILLIAMS & CO. INC.
MANAGING DIRECTOR/PRINCIPAL
direct
1996-12-01
2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC.
CHIEF COMPLIANCE OFFICER
direct
1995-12-01
2005-02-17
FINCH JAMES AUSTIN III
PRINCIPAL
direct
1994-12-01
2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP
LIMITED PARTNER
direct
1994-11-01
2005-03-01
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT & COMPLIANCE OFFICER
direct
1995-07-01
2005-03-01
ASSET MANAGEMENT ADVISORS, LLC
EXECUTIVE MANAGER
direct
1996-03-01
2005-03-03
ASSET MANAGEMENT ADVISORS, LLC
CHIEF COMPLIANCE OFFICER
direct
1996-03-01
2005-03-10
AMERICAN INVESTMENT SERVICES INC
DIRECTOR
direct
1989-07-01
2005-03-11
BAXTER FINANCIAL CORPORATION
SECRETARY AND CCO
direct
1989-04-01
2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
PRESIDENT, DIRECTOR
direct
1978-11-01
2005-03-21
BOXER LAURA JUDITH
OWNER
direct
1986-01-01
2005-03-21
ADVISORY ONE, INC.
PRESIDENT
direct
1993-08-01
2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP)
CHIEF FINANCIAL OFFICER
direct
1998-07-01
2005-03-23
HAMILTON ADVISORS INC
PRESIDENT
direct
1981-01-01
2005-03-25
KETTLER JAMES ROBERT
OWNER
direct
1992-10-01
2005-03-25
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT
direct
1978-04-01
2005-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER
direct
1987-01-01
2005-03-28
FAGAN ASSOCIATES INC
PRESIDENT
direct
1989-08-01
2005-03-28
CARDINAL CAPITAL MANAGEMENT INC
CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER
direct
1992-01-01
2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR
direct
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER
indirect
1985-05-01
2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC
CHAIRMAN
direct
1988-08-01
2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF OPERATING OFFICER
direct
1998-05-01
2005-03-30
STANLEY D J & CO INC
PRESIDENT
direct
1976-05-01
2005-03-31
AMERICAN BEACON ADVISORS, INC.
VICE PRESIDENT & CHIEF LEGAL OFFICER
direct
1995-07-01
2005-03-31
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-08-01
2005-03-31
REGISTER & AKERS INVESTMENTS, INC.
VICE PRESIDENT
direct
1997-04-01
2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC
CHIEF EXECUTIVE OFFICER
direct
1998-07-01
2005-03-31
REAL ESTATE RESEARCH CORP
CEO
direct
1996-12-01
2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-05-02
J. BUSH & CO., INCORPORATED
CHAIRMAN, CHIEF EXECUTIVE OFFICER
direct
1970-07-01
2005-05-06
J. BUSH & CO., INCORPORATED
DIRECTOR
direct
1997-10-01
2005-05-06
J. BUSH & CO., INCORPORATED
SHAREHOLDER
indirect
1997-10-01
2005-05-06
MBIA CAPITAL MANAGEMENT CORP.
TREASURER AND DIRECTOR
direct
1994-01-01
2005-05-13
MBIA CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR
direct
1998-02-01
2005-05-13
FIRST WESTERN ADVISORS
FINOPS PRINCIPAL
direct
1997-10-01
2005-05-19
FIRST WESTERN ADVISORS
VP/EXECUTIVE OFFICER
direct
1997-10-01
2005-05-19
BORTHWICK ASSOCIATES, INC.
SECRETARY/TREASURER
direct
1982-01-01
2005-05-24
J. BUSH & CO., INCORPORATED
PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER
direct
1970-07-01
2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC
VICE PRESIDENT
direct
1988-06-01
2005-06-14
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1992-07-01
2005-06-16
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
indirect
1998-09-01
2005-06-20
LEIST ALAN R PLANNING GROUP INC
PRESIDENT
direct
1998-09-01
2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT
direct
1993-04-01
2005-06-29
RUNDE $ CO INCORPORATED
PRESIDENT
direct
1992-11-01
2005-06-30
THE PEACH CORPORATION
PRESIDENT
direct
1996-01-01
2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC
COMPLIANCE OFFICER
direct
1985-06-01
2005-08-03
JONAS BRITTAIN GLENN INC.
PRESIDENT
direct
1998-08-01
2005-08-15
HART ADVISERS INC
CHAIRMAN/CEO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
PRESIDENT AND COO
direct
1987-12-01
2005-08-16
HART ADVISERS INC
EXECUTIVE VICE PRESIDENT
direct
1987-12-01
2005-08-16
KARK M Z & ASSOCIATES INC
97.5% SHAREHOLDER
direct
1989-07-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT
direct
1991-10-01
2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC
PRESIDENT & CHIEF COMPLIANCE OFFICER
direct
1991-10-01
2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER
direct
1998-05-01
2005-09-07
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2005-09-12
CHECK CAPITAL MANAGEMENT INC
PRESIDENT
direct
1990-01-01
2005-09-15
STEPHENS INC.
SHAREHOLDER PREFERRED B
indirect
1986-12-01
2005-09-16
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1988-01-01
2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR
direct
1977-01-01
2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC
DIRECTOR/CCO/PRESIDENT
direct
1977-01-01
2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.
OWNER
direct
1986-02-01
2005-09-21
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL, CHIEF COMPLIANCE OFFICER
direct
1992-07-01
2005-09-30
FRANK RUSSELL CAPITAL INC.
GENERAL COUNSEL, SECRETARY
direct
1994-11-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
indirect
1995-05-01
2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2005-10-14
REDSTONE CONSULTING LLC
LIMITED PARTNER
indirect
1998-08-01
2005-10-31
LINSCO/PRIVATE LEDGER CORP.
DIRECTOR
direct
1989-04-01
2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC
CHIEF COMPLIANCE OFFICER
direct
1991-09-01
2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP.
CHAIRMAN, DIRECTOR, CCO
direct
1978-08-01
2005-12-07
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
indirect
1998-09-01
2005-12-08
LEIST ALAN R PLANNING GROUP INC
PRESIDENT/SECRETARY
direct
1998-09-01
2005-12-08
MUHLENKAMP & CO INC
DIRECTOR/PRESIDENT
direct
1981-08-01
2005-12-20
MUHLENKAMP & CO INC
DIRECTOR
direct
1982-07-01
2005-12-20
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD
direct
1990-05-01
2006-01-05
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1996-10-01
2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1990-05-01
2006-01-06
LANCZ ALAN B & ASSOCIATES INC
CHIEF COMPLIANCE OFFICER
direct
1985-03-01
2006-01-19
JONAS BRITTAIN GLENN INC.
PRESIDENT-CHIEF COMPLIANCE OFFICER
direct
1998-08-01
2006-01-19
LATEEF MANAGEMENT ASSOCIATES
GENERAL PARTNER
direct
1974-01-01
2006-01-23
LATEEF MANAGEMENT ASSOCIATES
GENERAL/LIMITED PARTNER
direct
1994-01-01
2006-01-23
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1988-06-01
2006-01-27
MOODY ALDRICH & SULLIVAN LLC
MEMBER
direct
1992-12-01
2006-01-27
AMERICAN INVESTMENT SERVICES INC
VICE PRESIDENT
direct
1984-03-01
2006-02-01
HARRELL ROBERT INCORPORATED
CHIEF EXECUTIVE OFFICER
direct
1991-07-01
2006-02-01
HARRELL ROBERT INCORPORATED
VICE PRESIDENT, SECRETARY, TREASURER
direct
1991-07-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL AND CHIEF COMPLIANCE OFFICER
direct
1992-08-01
2006-02-01
TREGER & ASSOCIATES LLC
PRINCIPAL
direct
1992-08-01
2006-02-01
NVNG INVESTMENTS INC
CHIEF COMPLIANCE OFFICER
direct
1994-01-01
2006-02-02
REAL ESTATE RESEARCH CORP
CEO/CCO
direct
1996-12-01
2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
CHAIRMAN & CEO
direct
1988-08-01
2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC.
PRESIDENT & COO
direct
1990-12-01
2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC
SOLE SHAREHOLDER
direct
1998-07-01
2006-02-10
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1996-12-01
2006-02-13
RANDALL PAUL MARTIN
SOLE PROP
direct
1992-12-01
2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC
CHIEF COMPLIANCE OFFICER
direct
1985-06-01
2006-02-21
FINCH JAMES AUSTIN III
PRINCIPAL/CHIEF COMPLIANCE OFFICER
direct
1994-12-01
2006-02-21
ADVISORY ONE, INC.
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1993-08-01
2006-03-01
DOWSE SECURITIES MANAGEMENT CORP
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1978-04-01
2006-03-20
LEE KRASNER GROUP LTD
PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER
direct
1993-10-01
2006-03-20
MOODY INVESTMENT ADVISORS, INC.
PRESIDENT AND COMPLIANCE OFFICER
direct
1995-01-01
2006-03-20
RUNDE $ CO INCORPORATED
VICE PRESIDENT
direct
1992-11-01
2006-03-21
RUNDE & CO. LLC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1992-11-01
2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO
PARENT COMPANY
indirect
1969-01-01
2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC.
PRESIDENT; CHIEF COMPLIANCE OFFICER
direct
1994-10-01
2006-03-27
HAMILTON ADVISORS INC
PRESIDENT/CHIEF COMPLIANCE OFFICER
direct
1981-01-01
2006-03-28
DFC FINANCIAL GROUP INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1983-01-01
2006-03-28
SPECTRUM CAPITAL MANAGEMENT
GENERAL PARTNER/CHIEF COMPLIANCE OFFICER
direct
1987-01-01
2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC
CEO/CCO/CFO/CLO
direct
1998-07-01
2006-03-29
POPULAR SECURITIES, INC.
PRESIDENT & CEO
direct
1995-05-01
2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP
CONSULTANT
direct
1998-05-01
2006-03-30
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A & B SHARES
direct
1983-03-01
2006-03-31
HORSLEY BRIDGE PARTNERS, INC.
SHAREHOLDER CLASS A SHARES
direct
1985-03-01
2006-03-31
BOXER LAURA JUDITH
OWNER/CHIEF COMPLIANCE OFFICER
direct
1986-01-01
2006-03-31
AMR INVESTMENT SERVICES, INC
PRESIDENT & DIRECTOR
direct
1986-11-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1988-08-01
2006-03-31
FAGAN ASSOCIATES INC
PRESIDENT AND CHIEF COMPLIANCE OFFICER
direct
1989-08-01
2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC.
PRESIDENT/CCO
direct
1993-04-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
TREASURER
direct
1994-06-01
2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC.
PRESIDENT
direct
1994-06-01
2006-03-31
AMR INVESTMENT SERVICES, INC
VICE PRESIDENT
direct
1995-05-01
2006-03-31
AMR INVESTMENT SERVICES, INC
TREASURER
direct
1995-05-01
2006-03-31
CATHOLIC FINANCIAL SERVICES CORP
DIRECTOR, VICE PRESIDENT
direct
1994-06-01
2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC.
ASST. SECRETARY
direct
1998-04-01
2006-06-21
STEPHENS INC.
TRUSTEE
indirect
1985-01-01
2006-07-21
STEPHENS INC.
TRUSTEE
indirect
1995-03-01
2006-07-21
STEPHENS INC.
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC.
PRESIDENT AND CEO, UMPQUA HOLDINGS CORP.
direct
1994-06-01
2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC.
EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP
direct
1997-11-01
2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC.
DIRECTOR
direct
1996-03-01
2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED
MEMBER
indirect
1998-11-01
2006-11-15
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-COMMON
direct
1991-11-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1994-02-01
2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP
DIRECT OWNER-PREFERRED
direct
1997-08-01
2007-02-02
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-01-01
2007-02-08
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/DIRECTOR/SECRETARY
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
SHAREHOLDER/CHAIRMAN EMERITUS
direct
1990-05-01
2007-02-09
GREAT LAKES ADVISORS, INC.
DIRECTOR
direct
1991-04-01
2007-02-09
A. G. EDWARDS & SONS, INC.
CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT
direct
1980-06-01
2007-02-16
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1994-01-01
2007-02-27
MAXWELL NOLL INC
DIRECTOR
direct
1988-07-01
2007-03-01
HART REALTY ADVISERS, INC.
MANAGING PARTNER--INVESTMENT TRANSACTIONS
direct
1987-12-01
2007-03-02
THE MILLER FINANCIAL GROUP, INC.
TRUSTEE
indirect
1992-04-01
2007-03-09
ORGANIC CAPITAL MANAGEMENT INC
PRESIDENT
direct
1998-02-01
2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1975-07-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1987-05-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-09-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1997-04-01
2007-03-28
THE PORTOLA GROUP INC
SHAREHOLDER
direct
1997-06-01
2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY
PRESIDENT, INDIVIDUAL BUSINESS
direct
1998-03-01
2007-03-28
WALL STREET ASSOCIATES
SHAREHOLDER
direct
1991-05-01
2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO
SHAREHOLDER
indirect
1969-01-01
2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP
PRESIDENT
direct
1994-07-01
2007-04-02
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1983-08-01
2007-04-25
A. G. EDWARDS & SONS, INC.
DIRECTOR OF HOLDING COMPANY
direct
1993-06-01
2007-04-25
WIDMANN, SIFF & CO., INC.
SHAREHOLDER
direct
1970-09-01
2007-05-10
GARRISON ASSET MANAGEMENT, LLC
MINORITY OWNER
direct
1994-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND HEAD TRADER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
PRESIDENT AND CHIEF EXECUTIVE OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
CHIEF INVESTMENT OFFICER
direct
1996-07-01
2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP
MANAGING DIRECTOR AND PORTFOLIO MANAGER
direct
1997-03-01
2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC.
MEMBER
indirect
1998-04-01
2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC.
SHAREHOLDER OF CLASS B SHARES
indirect
1995-01-01
2007-07-03
MAXWELL NOLL INC
SHAREHOLDER
direct
1988-07-01
2007-08-22
PZENA INVESTMENT MANAGEMENT LLC
NON-VOTING MEMBER
direct
1995-12-01
2007-11-06
THCP MANAGEMENT II, L.P.
MEMBER
indirect
1998-10-01
2008-01-04
D.J. ST. GERMAIN CO., INC.
5% OWNER
direct
1982-01-01
2008-01-17
AMERVEST CO INC
MANAGING DIRECTOR
direct
1983-01-01
2008-02-08
POPULAR SECURITIES, INC.
MANAGING DIRECTOR
direct
1995-05-01
2008-02-27
ASSET STRATEGY CONSULTANTS LLC
PRINCIPAL
direct
1993-07-01
2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1992-01-01
2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1994-10-01
2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY
DIRECTOR
direct
1996-09-01
2008-04-03
DELESSERT FINANCIAL SERVICES INC
PRESIDENT, TREASURER AND CLERK
direct
1994-04-01
2008-04-17
COMMONWEALTH ADVISORS INC
PRESIDENT
direct
1991-04-01
2008-06-02
COMMONWEALTH ADVISORS INC
CONTROLLING SHAREHOLDER
direct
1991-04-01
2008-06-02
DUNCAN-WILLIAMS, INC.
100%
indirect
1993-06-01
2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP
PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR
direct
1991-07-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR
direct
1991-11-01
2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP
VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR
direct
1994-02-01
2008-06-18
CLARK FINANCIAL ADVISORS
DIRECTOR
direct
1983-11-01
2008-07-29
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER
direct
1995-12-01
2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
LIMITED PARTNER
indirect
1996-01-01
2009-02-09
DUPREE & COMPANY, INC.
SHAREHOLDER, DIRECTOR
direct
1991-01-01
2009-02-11
LAFAYETTE INVESTMENTS, INC.
SECRETARY/ DIRECTOR
direct
1988-05-01
2009-03-17
CALTON & ASSOCIATES, INC.
SECRETARY
indirect
1989-03-01
2009-03-24
BUSH POLEN & ASSOCIATES INC
PRESIDENT
direct
1985-06-01
2009-03-26
BRIAUD FINANCIAL PLANNING INC
PRESIDENT
direct
1992-01-01
2009-03-27
CANTERBURY CONSULTING INCORPORATED
ASSISTANT VICE PRESIDENT
direct
1995-11-01
2009-05-12
CANTERBURY CONSULTING INCORPORATED
VP/ DIRECTOR OF MANAGER SEARCH
direct
1996-10-01
2009-05-12
COMMERCE BROKERAGE SERVICES, INC.
SECRETARY
direct
1996-02-01
2009-06-09
CONCOURSE CAPITAL CORPORATION
DIRECTOR
direct
1993-07-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR/EXECUTIVE VICE PRESIDENT
direct
1996-10-01
2009-06-10
MAHLER & EMERSON INC.
DIRECTOR
direct
1998-02-01
2009-06-10
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
direct
1998-09-01
2009-07-01
COMMONWEALTH REALTY ADVISORS INC
SHAREHOLDER
indirect
1998-09-01
2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC.
CORPORATE SECRETARY/REPRESENTATIVE
direct
1998-08-01
2009-08-04
PZENA INVESTMENT MANAGEMENT LLC
MINORITY OWNER AND MEMBER WITH CLASS B UNITS
direct
1995-12-01
2009-09-08
CERTIFIED PLANNERS INC
SHAREHOLDER
direct
1994-04-01
2009-12-10
D.J. ST. GERMAIN CO., INC.
FIVE PERCENT PLUS OWNER
direct
1982-01-01
2010-01-05
R.V. KUHNS & ASSOCIATES, INC.
TREASURER
direct
1986-01-01
2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD.
CORPORATE SECRETARY
direct
1997-09-01
2010-03-11
MISSOURI VALLEY PARTNERS, INC.
SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD.
indirect
1985-10-01
2010-03-25
KARK M Z & ASSOCIATES INC
92.3% SHAREHOLDER
direct
1989-07-01
2010-03-25
KARK M Z & ASSOCIATES INC
99% SHAREHOLDER
indirect
1993-09-01
2010-03-25
KARK M Z & ASSOCIATES INC
1% SHAREHOLDER
indirect
1993-09-01
2010-03-25
INVESTMENT SCIENCES INC
SHAREHOLDER
direct
1969-12-01
2010-03-26
WHITNELL & CO
SHAREHOLDER
direct
1990-05-01
2010-03-31
FFR ADVISORY LLC
MEMBER
direct
1997-01-01
2010-03-31
HORSLEY BRIDGE PARTNERS LLC
MEMBER
direct
1997-03-01
2010-03-31
STANFORD ADVISORY GROUP, LLC
MANAGING MEMBER
direct
1992-10-01
2010-05-11
INVESTMENT PROFESSIONALS, INC.
DIRECT OWNER
direct
1995-05-01
2010-06-18
BAILARD BIEHL & KAISER INC
SHAREHOLDER
indirect
1972-03-01
2010-06-29
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY
direct
1990-01-01
2010-07-27
ALEX. BROWN REALTY, INC.
SHAREHOLDER
indirect
1992-03-01
2010-08-27
UNITED AMERICAN SECURITIES, INC.
SHAREHOLDER
direct
1988-01-01
2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS
OWNER
direct
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
OWNER
indirect
1995-05-01
2010-10-22
AMERICAN REALTY ADVISORS
SOLE TRUSTEE
indirect
1995-05-01
2010-10-22
JHS CAPITAL ADVISORS, INC.
OWNER
indirect
1997-05-01
2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP
GENERAL PARTNER
indirect
1997-08-01
2011-03-23
PARNASSUS INVESTMENTS
OWNER
direct
1998-04-01
2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC
PRESIDENT
direct
1997-04-01
2011-04-06
WS CAPITAL MANAGEMENT, L.P.
LIMITED PARTNER
direct
1997-01-01
2011-04-13
CLARK FINANCIAL SERVICES GROUP INC
CHAIRMAN OF THE BOARD
direct
1987-01-01
2011-05-02
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER / DIRECTOR
direct
1988-05-01
2011-05-06
VAN BERKOM AND ASSOCIATES INC.
HOLDING COMPANY
direct
1991-07-01
2011-06-29
CS CAPITAL MANAGEMENT INC
PRESIDENT
direct
1993-12-01
2011-07-18
CHARTER CAPITAL MANAGEMENT, INC.
CEO, DIRECTOR
direct
1990-01-01
2011-07-29
VAN BERKOM AND ASSOCIATES INC.
SECRETARY
direct
1991-07-01
2011-08-02
UNITED AMERICAN SECURITIES, INC.
SECRETARY
direct
1987-10-01
2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC.
PRESIDENT
direct
1990-05-01
2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP
LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP
direct
1997-06-01
2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC
PRESIDENT
direct
1995-08-01
2012-03-12
KMH WEALTH MANAGEMENT, LLC
OWNER
direct
1998-02-01
2012-03-21
LAFAYETTE INVESTMENTS, INC.
SHAREHOLDER
direct
1988-05-01
2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
SHAREHOLDER COMMON A
indirect
1997-01-01
2012-03-28
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02
direct
1981-03-01
2012-06-18
MOLUMPHY CAPITAL MANAGEMENT
PRESIDENT
direct
1988-09-01
2012-06-22
GURUN, INC.
PRESIDENT / CHIEF COMPLIANCE OFFICER
direct
1986-03-01
2012-08-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE
direct
1987-09-01
2012-09-21
PALADIN REALTY PARTNERS, LLC
GENERAL PARTNER
indirect
1998-02-01
2013-04-01
HALL CAPITAL PARTNERS LLC
MEMBER CLASS B
direct
1995-07-01
2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC
MEMBER
direct
1998-08-01
2013-05-23
FTA PARTNERS, LLC
TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS)
indirect
1994-12-01
2013-09-10
FTA PARTNERS, LLC
MANAGER (COMMON UNITS)
indirect
1997-09-01
2013-09-10
WALL STREET ASSOCIATES
SHAREHOLDER
indirect
1991-05-01
2013-09-24
BOULDER INVESTMENT ADVISERS LLC
TRUSTEE
indirect
1994-11-01
2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC
SHAREHOLDER
indirect
1998-07-01
2013-12-18
LATEEF MANAGEMENT ASSOCIATES
LIMITED PARTNER
direct
1974-01-01
2014-03-12
BOULDER INVESTMENT ADVISERS LLC
MEMBER
indirect
1995-04-01
2014-03-27
HMS ADVISER LP
SHAREHOLDER
indirect
1989-12-01
2014-03-31
GENEVA CAPITAL MANAGEMENT LTD
WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES
direct
1998-04-01
2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO
COMMON STOCK SHAREHOLDER
direct
1996-10-01
2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED
SHAREHOLDER
indirect
1998-06-01
2014-06-27
HART REALTY ADVISERS, INC.
SENIOR MANAGING PARTNER
direct
1987-12-01
2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC
COMMON SHAREHOLDER
direct
1998-07-01
2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC
MAJORITY SHAREHOLDER
direct
1998-07-01
2015-02-20
TRIUMPH ALTERNATIVES LLC
CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST
indirect
1993-01-01
2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
SHAREHOLDER
direct
1975-06-01
2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
LIMITED PARTNER
indirect
1984-05-01
2015-03-31
HART REALTY ADVISERS, INC.
CHAIRMAN
direct
1987-12-01
2015-03-31
UNITED AMERICAN SECURITIES, INC.
DIRECTOR
direct
1987-10-01
2015-04-28
CALTON & ASSOCIATES, INC.
SHAREHOLDER
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST
direct
1987-09-01
2016-02-29
CALTON & ASSOCIATES, INC.
SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR
direct
1987-11-01
2016-02-29
RAHN DAVID R & ASSOCIATES INC
SHAREHOLDER
direct
1993-02-01
2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
indirect
1997-03-01
2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC
MEMBER
direct
1997-04-01
2016-03-30
FINANCIAL DESIGNS CORPORATION
VICE PRESIDENT
direct
1981-03-01
2016-05-24
PCCP, LLC
MEMBER
indirect
1998-05-01
2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
SHAREHOLDER
indirect
1982-11-01
2016-12-01
SUMMIT GLOBAL MANAGEMENT INC.
LIVING TRUST
direct
1994-11-01
2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC
TRUSTEE
indirect
1988-11-01
2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC
OFFICER
direct
1992-01-01
2017-02-27
AUTUMN GLORY PARTNERS, LLC
TRUSTEE
indirect
1998-01-01
2017-05-17
WALLACE R. WEITZ & COMPANY
DIRECTOR
direct
1983-03-01
2017-07-31
FIRST FINANCIAL EQUITY CORPORATION
DIRECTOR OF TELECOMMUNICATIONS
direct
1996-02-01
2017-08-01
ARONSON, JEFFREY, HAROLD
SHAREHOLDER CSCP III CAYMAN GP LTD.
02/01/2016
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
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