CHANGE PATH, LLC

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Change Path is based out of Leawood. Change Path is a large advisory firm with 3134 clients and discretionary assets under management (AUM) of $443,750,155 (Form ADV from 2019-07-09). Their last reported 13F filing for Q2 2019 included $475,985,000 in managed 13F securities and a top 10 holdings concentration of 56.78%. Change Path's largest holding is JPMorgan U.S. Aggregate Bond ETF with shares held of 2,994,316. Whalewisdom has at least 6 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $475.985 Million
  • Prior Market Value $382.877 Million
  • New Purchases53 stocks
  • Additional Purchases99 stocks
  • Sold out of10 stocks
  • Reduced holdings in19 stocks
  • Top 10 Holdings % 56.78 %
  • Turnover % [1]:36.42%
  • Turnover Alt % [2]: 20.71 %
  • Time Held Top20:3.95 quarters
  • Time Held Top10:4.00 quarters
  • Time Held All:2.24 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 0.68%
Performance Last 4 Quarters: 0.12%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Belpointe Asset Management LLC
Client One Securities

View Last Form Adv Compilation Report on Record

CHANGE PATH LLC
11460 TOMAHAWK CREEK PKWY SUITE 200
LEAWOOD KS    66211
Country: United States

Business Phone: (888) 798-2360
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Related Advisor
Form of Organization: Limited Liability Company
Organized in: KS
Number of employees: 70
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,SUB-ADVISER FEES/SOLICITOR FEES
Amount of client funds and securities:
Total Number of Clients: 3134
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.A (2),11.D (1),11.D (2),11.D (3),11.D (4),11.D (5),11.E (1),11.E (2),11.E (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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CHANGE PATH LLC

ownership team - last updated 2019-04-16
Name Title Start Date Direct/Indirect % Ownership
CM2 HOLDING COMPANY, INC OWNER 05/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
JRC EQUITY PARTNERS, LLC OWNER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
LAGERSTROM, CORY, LYNN MANAGING DIRECTOR, STRATEGIC BUSINESS DEVELOPMENT 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
PFANNENSTIEL, MARTIN, JOSEPH PRESIDENT SALES & BUSINESS DEVELOPMENT 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
SEE ALSO, LLC OWNER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-11-01
Rankin, James, Porter CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2018-04-01
MILLER, MICHAEL, H OWNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC OWNER direct 2019-01-01
TRIPSES, MICHAEL, RICHARD MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CLIENT ONE SECURITIES LLC DIRECTOR direct 2009-12-01
CLIENT ONE SECURITIES LLC SHAREHOLDER indirect 2013-09-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
HAGG, ROBERT, MICHAEL MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
SPARKS, LANCE MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01
HEITZ, MARK, VOLNEY MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER direct 2001-04-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR direct 1998-06-01 2011-05-16
SPARKS, LANCE MEMBER SEE ALSO, LLC 09/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01

CHANGE PATH LLC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
CM2 HOLDING COMPANY, INC OWNER 05/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
JRC EQUITY PARTNERS, LLC OWNER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
LAGERSTROM, CORY, LYNN MANAGING DIRECTOR, STRATEGIC BUSINESS DEVELOPMENT 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
PFANNENSTIEL, MARTIN, JOSEPH PRESIDENT SALES & BUSINESS DEVELOPMENT 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
SEE ALSO, LLC OWNER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-11-01
Rankin, James, Porter CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2018-04-01
MILLER, MICHAEL, H OWNER 01/01/2019 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC OWNER direct 2019-01-01
TRIPSES, MICHAEL, RICHARD MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CLIENT ONE SECURITIES LLC DIRECTOR direct 2009-12-01
CLIENT ONE SECURITIES LLC SHAREHOLDER indirect 2013-09-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
HAGG, ROBERT, MICHAEL MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
SPARKS, LANCE MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01
HEITZ, MARK, VOLNEY MEMBER CM2 HOLDING COMPANY, INC 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER direct 2001-04-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR direct 1998-06-01 2011-05-16
SPARKS, LANCE MEMBER SEE ALSO, LLC 09/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01

CHANGE PATH LLC

ownership team - last updated 2018-12-03
Name Title Start Date Direct/Indirect % Ownership
CM2 HOLDING COMPANY, INC MEMBER 05/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
JRC EQUITY PARTNERS, LLC MEMBER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER & CHIEF EXECUTIVE OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
PFANNENSTIEL, MARTIN, JOSEPH CHIEF OPERATING OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
SEE ALSO, LLC MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-11-01
Rankin, James, Porter CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2018-04-01
TRIPSES, MICHAEL, RICHARD MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CLIENT ONE SECURITIES LLC DIRECTOR direct 2009-12-01
CLIENT ONE SECURITIES LLC SHAREHOLDER indirect 2013-09-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
HAGG, ROBERT, MICHAEL MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
SPARKS, LANCE MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01
HEITZ, MARK, VOLNEY MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER direct 2001-04-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR direct 1998-06-01 2011-05-16
SPARKS, LANCE OWNER SEE ALSO, LLC 09/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01

CHANGE PATH LLC

ownership team - last updated 2018-06-28
Name Title Start Date Direct/Indirect % Ownership
CM2 HOLDING COMPANY, INC MEMBER 05/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
JRC EQUITY PARTNERS, LLC MEMBER 05/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER & CHIEF EXECUTIVE OFFICER 05/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
PFANNENSTIEL, MARTIN, JOSEPH CHIEF OPERATING OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2015-10-01
SEE ALSO, LLC MEMBER 11/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER direct 2015-11-01
Rankin, James, Porter CHIEF COMPLIANCE OFFICER 04/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC CHIEF COMPLIANCE OFFICER direct 2018-04-01
TRIPSES, MICHAEL, RICHARD MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CLIENT ONE SECURITIES LLC DIRECTOR direct 2009-12-01
CLIENT ONE SECURITIES LLC SHAREHOLDER indirect 2013-09-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
HAGG, ROBERT, MICHAEL MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2015-05-01
LAGERSTROM, CORY, LYNN MEMBER JRC EQUITY PARTNERS, LLC 05/01/2015 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ASPEN WEALTH MANAGEMENT, INC. REPRESENTATIVE direct 2000-10-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT direct 2007-06-01
FRONTIER WEALTH MANAGEMENT, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2007-06-01
SIMPLESAVE, LLC PRESIDENT indirect 2007-06-01
SIMPLESAVE, LLC MEMBER indirect 2008-03-01
CHANGE PATH LLC MEMBER indirect 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF EXECUTIVE OFFICER direct 2015-05-01
CHANGE PATH LLC MEMBER & CHIEF COMPLIANCE OFFICER direct 2015-05-01
SPARKS, LANCE MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01
HEITZ, MARK, VOLNEY MEMBER CM2 HOLDING COMPANY, INC. 07/01/2013 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
INFLECTIVE ASSET MANAGEMENT, LLC MANAGER direct 2001-04-01
CHANGE PATH LLC MEMBER indirect 2013-07-01
AVIVA INVESTORS NORTH AMERICA, INC. DIRECTOR direct 1998-06-01 2011-05-16
SPARKS, LANCE OWNER SEE ALSO, LLC 09/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CHANGE PATH LLC MEMBER indirect 2013-07-01
CHANGE PATH LLC OWNER indirect 2015-09-01

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