CHARTIST INC

HTTP://WWW.THECHARTIST.COM SEAL BEACH, CA Investment Advisor How do I update this listing?

Chartist is based out of Seal Beach. Chartist is a large advisory firm with 715 clients and discretionary assets under management (AUM) of $219,881,085 (Form ADV from 2019-01-17). Their last reported 13F filing for Q2 2019 included $157,914,582 in managed 13F securities and a top 10 holdings concentration of 95.64%. Chartist's largest holding is Sherwin-Williams Co. with shares held of 177,268. Chartist has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 36 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $157.915 Million
  • Prior Market Value $119.115 Million
  • New Purchases2 stocks
  • Additional Purchases3 stocks
  • Sold out of10 stocks
  • Reduced holdings in16 stocks
  • Top 10 Holdings % 95.64 %
  • Turnover % [1]:46.15%
  • Turnover Alt % [2]: 28.47 %
  • Time Held Top20:6.85 quarters
  • Time Held Top10:7.40 quarters
  • Time Held All:9.69 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.53%
Performance Last 4 Quarters: -5.98%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

THE CHARTIST
5122 KATELLA AVE. #200
LOS ALAMITOS CA    90740
Country: United States

Business Phone: 562-596-2385
Fax: 562-596-1280
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Subscription fees
Amount of client funds and securities:
Total Number of Clients: 715
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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CHARTIST INC

ownership team - last updated 2019-01-17
Name Title Start Date Direct/Indirect % Ownership
MAIS, STEVEN, GERARD EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-09-01
CHARTIST INC EXECUTIVE VICE PRESIDENT direct 1999-01-01 2004-05-06
MAIS, WILLIAM, EDWARD VICE PRESIDENT 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC VICE PRESIDENT direct 1999-07-01
MAIS, CHRISTOPHER, KIER VICE PRESIDENT 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC VICE PRESIDENT direct 1999-07-01
SULLIVAN, DANIEL, FRANCIS PRESIDENT 11/01/1975 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHARTIST INC PRESIDENT direct 1975-11-01

CHARTIST INC

ownership team - last updated 2017-01-04
Name Title Start Date Direct/Indirect % Ownership
MAIS, STEVEN, GERARD EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2004-09-01
CHARTIST INC EXECUTIVE VICE PRESIDENT direct 1999-01-01 2004-05-06
MAIS, WILLIAM, EDWARD VICE PRESIDENT 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC VICE PRESIDENT direct 1999-07-01
MAIS, CHRISTOPHER, KIER VICE PRESIDENT 07/01/1999 Direct less than 5%
Fund Name Position direct/indirect start date end date
CHARTIST INC VICE PRESIDENT direct 1999-07-01
SULLIVAN, DANIEL, FRANCIS PRESIDENT 11/01/1975 Direct 75% or more
Fund Name Position direct/indirect start date end date
CHARTIST INC PRESIDENT direct 1975-11-01

WhaleScore history for CHARTIST INC

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