CITADEL ADVISORS LLC

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Citadel Advisors is based out of Chicago and is run by Kenneth Griffin. Citadel Advisors is a hedge fund with 16 clients and discretionary assets under management (AUM) of $253,352,931,459 (Form ADV from 2022-08-04). Their last reported 13F filing for Q2 2022 included $389,708,921,000 in managed 13F securities and a top 10 holdings concentration of 28.21%. Citadel Advisors's largest holding is SPDR S&P 500 ETF TRUST with shares held of 64,351,500. Whalewisdom has at least 161 13F filings, 73 13D filings, and 1250 13G filings

06/30/2022

13F Activity

  • Market Value $389.709 Billion
  • Prior Market Value $484.453 Billion
  • New Purchases1535 stocks
  • Additional Purchases5511 stocks
  • Sold out of2242 stocks
  • Reduced holdings in5578 stocks
  • Top 10 Holdings % 28.21 %
  • Turnover % [1]:29.73%
  • Turnover Alt % [2]: 19.04 %
  • Time Held Top20:16.80 quarters
  • Time Held Top10:14.30 quarters
  • Time Held All:17.92 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-08-15

Performance for Q2 2022: 8.6%
Performance Last 4 Quarters: -15.45%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

CITADEL ADVISORS LLC
Classified as Hedge Fund
SOUTHEAST FINANCIAL CENTER 200 S. BISCAYNE BLVD., SUITE 3300
MIAMI FL    33131
Country: United States

Business Phone: 305-929-6851
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 2630
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,REIMBURSEMENT OF EXPENSES
Amount of client funds and securities: 42,687,000,000
Total Number of Clients: 16
Amount of client funds and securities by related persons: 138,381,000
Total Number of clients from related persons: 14
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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CITADEL ADVISORS LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
SALAME, PABLO, JOSE CO-CHIEF INVESTMENT OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CO-CHIEF INVESTMENT OFFICER direct 2022-01-01
BEESON, GERALD, ALBERT CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
MCHUGH, SEAN, THOMAS CHIEF COMPLIANCE OFFICER 03/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2022-03-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, FRANCIS CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
PHILIPP, ANDREW CHIEF FINANCIAL OFFICER 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER direct 2021-04-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH HFEVA LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH HFEVA LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,531,890,947 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 99,857,631 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 10,971,555,838 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 829,205,944 150,000,000 Fund of Funds
CWSI II LLC United States 805-8441646113 Hedge Fund 40,425,097 0
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 210,097,493 10,000,000 Feeder Fund
CITADEL UL PETRO LLC United States 805-6095314664 Hedge Fund 489,780,078 0
CITADEL CREDIT MASTER FUND LLC United States 805-7733658893 Hedge Fund 397,231,076 0
CITADEL KENSINGTON GLOBAL STRATEGIES FUND II LTD. Cayman Islands 805-9037727881 Hedge Fund 8,637,391,745 10,000,000 Fund of Funds
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 6,248,913,037 0 Feeder Fund
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 6,125,819,726 0 Master Fund Fund of Funds
CITADEL EQUITIES FUND LTD. Cayman Islands 805-5314690724 Hedge Fund 2,168,948,077 10,000,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 9,147,056,447 10,000,000 Fund of Funds
CITADEL KW MELVIN HOLDINGS II LLC United States 805-9778069254 Hedge Fund 809,981,326 0 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 1,177,317,037 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 37,083,808,278 0
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 524,529,529 0 Fund of Funds
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 57,550,305,365 0 Master Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 7,045,636,726 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,176,790,229 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 790,842,123 200,000,000 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 4,820,542,603 0
CITADEL EQUITIES FUND LLC United States 805-1635215983 Hedge Fund 626,768,038 10,000,000 Feeder Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 18,447,512,509 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 754,984,477 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 125,609,465,841 0 Master Fund

CITADEL ADVISORS LLC

ownership team - last updated 2021-05-27
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
YEH, CHUNGSHENG, JAMES PRESIDENT; CO-CHIEF INVESTMENT OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC PRESIDENT; CO-CHIEF INVESTMENT OFFICER direct 2020-01-01
JOHNSON, GREGORY, JUDE CHIEF COMPLIANCE OFFICER, CITADEL 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC CHIEF COMPLIANCE OFFICER direct 2008-06-01
J. P. MORGAN SECURITIES INC. CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, MANAGING DIRECTOR direct 2006-04-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, FRANCIS CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH HFEVA LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH HFEVA LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL KW MELVIN HOLDINGS II LLC United States 805-9778069254 Hedge Fund 1,219,591,190 0 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 637,914,056 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 43,574,255,731 0
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 358,021,931 0 Fund of Funds
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 66,662,642,765 0 Master Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,146,496,085 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,137,874,034 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 682,674,474 200,000,000 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 3,574,696,753 0
CITADEL EQUITIES FUND LLC United States 805-1635215983 Hedge Fund 538,892,770 10,000,000 Feeder Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 13,253,823,995 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 728,335,459 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 117,080,934,415 0 Master Fund
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,527,371,127 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 112,532,384 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 5,377,685,336 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 612,811,748 150,000,000 Fund of Funds
CITADEL UL PETRO LLC United States 805-6095314664 Hedge Fund 404,070,131 0
BLIZZARD LLC United States 805-4875083904 Private Equity Fund 84,985,895 0
CITADEL CREDIT MASTER FUND LLC United States 805-7733658893 Hedge Fund 11,071,000 0
CITADEL KENSINGTON GLOBAL STRATEGIES FUND II LTD. Cayman Islands 805-9037727881 Hedge Fund 6,494,477,511 10,000,000 Fund of Funds
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 5,274,837,635 0 Feeder Fund
CITADEL EQUITIES FUND LTD. Cayman Islands 805-5314690724 Hedge Fund 2,477,180,252 10,000,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 6,585,197,727 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 159,581,471 10,000,000 Feeder Fund
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 5,274,347,313 0 Master Fund Fund of Funds

CITADEL ADVISORS LLC

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
YEH, JAMES PRESIDENT; CO-CHIEF INVESTMENT OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC PRESIDENT; CO-CHIEF INVESTMENT OFFICER direct 2020-01-01
JOHNSON, GREGORY CHIEF COMPLIANCE OFFICER, CITADEL 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
J.P. MORGAN SECURITIES LLC CHIEF COMPLIANCE OFFICER direct 2008-06-01
J. P. MORGAN SECURITIES INC. CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE, MANAGING DIRECTOR direct 2006-04-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH HFEVA LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH HFEVA LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BLIZZARD LLC United States 805-4875083904 Private Equity Fund 84,985,895 0
CITADEL CREDIT MASTER FUND LLC United States 805-7733658893 Hedge Fund 11,071,000 0
CITADEL KENSINGTON GLOBAL STRATEGIES FUND II LTD. Cayman Islands 805-9037727881 Hedge Fund 6,494,477,511 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 637,914,056 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 43,574,255,731 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 66,662,642,765 0 Master Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,146,496,085 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,137,874,034 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 682,674,474 200,000,000 Fund of Funds
CITADEL EQUITIES FUND LLC United States 805-1635215983 Hedge Fund 538,892,770 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 5,274,837,635 0 Feeder Fund
CITADEL EQUITIES FUND LTD. Cayman Islands 805-5314690724 Hedge Fund 2,477,180,252 10,000,000 Feeder Fund
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 3,574,696,753 0
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 6,585,197,727 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 159,581,471 10,000,000 Feeder Fund
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 5,274,347,313 0 Master Fund Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 13,253,823,995 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 728,335,459 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 117,080,934,415 0 Master Fund
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,527,371,127 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 112,532,384 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 5,377,685,336 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 612,811,748 150,000,000 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 358,021,931 0 Fund of Funds
CITADEL UL PETRO LLC United States 805-6095314664 Hedge Fund 404,070,131 0

CITADEL ADVISORS LLC

ownership team - last updated 2020-11-25
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
YEH, JAMES PRESIDENT; CO-CHIEF INVESTMENT OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC PRESIDENT; CO-CHIEF INVESTMENT OFFICER direct 2020-01-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
GOLDBERG, NOAH, CHARLES CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER; SENIOR DEPUTY GENERAL COUNSEL direct 2017-10-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH HFEVA LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH HFEVA LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL CREDIT MASTER FUND LLC United States 805-7733658893 Hedge Fund 11,105,845 0
CITADEL KENSINGTON GLOBAL STRATEGIES FUND II LTD. Cayman Islands 805-9037727881 Hedge Fund 5,886,588,982 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 470,869,879 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 25,708,354,373 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 59,060,920,960 0 Master Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,791,568,366 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,119,599,490 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 636,554,259 200,000,000 Fund of Funds
CITADEL EQUITIES FUND LLC United States 805-1635215983 Hedge Fund 527,914,874 10,000,000 Feeder Fund Fund of Funds
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 4,523,479,885 0 Feeder Fund
CITADEL EQUITIES FUND LTD. Cayman Islands 805-5314690724 Hedge Fund 2,745,196,806 10,000,000 Feeder Fund Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 1,615,577,299 0
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 5,937,942,533 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 123,557,972 10,000,000 Fund of Funds
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 4,519,913,970 0 Master Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 17,348,175,985 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 696,360,252 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 123,218,147,399 0
CITADEL TACTICAL INVESTORS III LLC United States 805-6364605466 Hedge Fund 350,000,000 0 Feeder Fund
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 48,966,683 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,294,621,197 10,000,000 Fund of Funds
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 99,460,460 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 8,302,288,238 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 585,378,769 150,000,000 Fund of Funds
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 421,937,693 0
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 216,015,745 0 Fund of Funds
CITADEL UL PETRO LLC United States 805-6095314664 Hedge Fund 362,870,750 0

CITADEL ADVISORS LLC

ownership team - last updated 2020-05-28
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER; CO-CHIEF INVESTMENT OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
YEH, JAMES PRESIDENT; CO-CHIEF INVESTMENT OFFICER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC PRESIDENT; CO-CHIEF INVESTMENT OFFICER direct 2020-01-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
GOLDBERG, NOAH, CHARLES CHIEF COMPLIANCE OFFICER 03/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER; SENIOR DEPUTY GENERAL COUNSEL direct 2017-10-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH HFEVA LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH HFEVA LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL RELATIVE VALUE FIXED INCOME FUND LTD. Cayman Islands 805-5316487092 Hedge Fund 0 50,000,000 Feeder Fund
CITADEL FIRV INVESTORS LLC United States 805-7501628854 Hedge Fund 0 0 Feeder Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND II LTD. Cayman Islands 805-9037727881 Hedge Fund 5,886,588,982 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 470,869,879 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 25,708,354,373 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 59,060,920,960 0
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,791,568,366 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,119,599,490 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 636,554,259 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 527,914,874 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 4,523,479,885 0 Feeder Fund
CITADEL GLOBAL EQUITIES FUND II LTD. Cayman Islands 805-5314690724 Hedge Fund 2,745,196,806 10,000,000 Feeder Fund
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 1,615,577,299 0
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 5,937,942,533 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 123,557,972 10,000,000 Fund of Funds
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 4,519,913,970 0 Master Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 17,348,175,985 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 696,360,252 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 123,218,147,399 0
CITADEL TACTICAL INVESTORS III LLC United States 805-6364605466 Hedge Fund 350,000,000 0 Feeder Fund
CITADEL CANDLESTICK EIF LLC United States 805-9354575930 Hedge Fund 18,546,787 0 Fund of Funds
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 48,966,683 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,294,621,197 10,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 11,140,043,261 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 99,460,460 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 8,302,288,238 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 585,378,769 150,000,000 Fund of Funds
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 421,937,693 0
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 216,015,745 0 Fund of Funds
CITADEL RVFI MASTER FUND LTD. Cayman Islands 805-2644678241 Hedge Fund 0 0 Master Fund

CITADEL ADVISORS LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 470,869,879 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 25,708,354,373 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 59,060,920,960 0
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,791,568,366 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,119,599,490 100,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 636,554,259 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 527,914,874 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 4,523,479,885 0 Feeder Fund
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 2,745,196,806 10,000,000 Feeder Fund
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 1,615,577,299 0
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 5,937,942,533 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 123,557,972 10,000,000 Fund of Funds
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 4,519,913,970 0 Master Fund
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 17,348,175,985 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 696,360,252 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 123,218,147,399 0
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 11,140,043,261 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 99,460,460 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 8,302,288,238 0
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,294,621,197 10,000,000 Fund of Funds
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 585,378,769 150,000,000 Fund of Funds
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 421,937,693 0
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 216,015,745 0 Fund of Funds
CITADEL CANDLESTICK EIF LLC United States 805-9354575930 Hedge Fund 18,546,787 0 Fund of Funds
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 48,966,683 10,000,000 Fund of Funds
CITADEL TACTICAL INVESTORS III LLC United States 805-6364605466 Hedge Fund 350,000,000 0 Feeder Fund

CITADEL ADVISORS LLC

ownership team - last updated 2019-11-27
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GLOCKNER, DAVID, Andrew CHIEF COMPLIANCE OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH II LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH II LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL CANDLESTICK EIF LLC United States 805-9354575930 Hedge Fund 18,293,243 0 Fund of Funds
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 52,812,443 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 364,746,411 0 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 167,293,092 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 22,638,475,103 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 56,232,449,631 0
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 508,802,038 0 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 2,080,894,197 0
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,472,425,373 0 Fund of Funds
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,037,762,360 100,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 4,988,213,921 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 105,784,138 10,000,000 Fund of Funds
CITADEL MACRO STRATEGIES MASTER FUND LTD. Cayman Islands 805-3435257727 Hedge Fund 262,625,001 0 Fund of Funds
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 10,590,875,929 0 Master Fund
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,180,244,115 10,000,000 Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 15,245,793,018 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 590,975,998 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 88,207,499,664 0
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 3,917,879,668 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 80,735,648 0 Feeder Fund
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 6,733,235,066 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 509,909,128 150,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 526,161,211 10,000,000 Feeder Fund
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 545,712,120 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 582,875,709 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 4,828,734,152 0 Feeder Fund

CITADEL ADVISORS LLC

ownership team - last updated 2019-08-28
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GLOCKNER, DAVID, Andrew CHIEF COMPLIANCE OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH II LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH II LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL MACRO STRATEGIES MASTER FUND LTD. Cayman Islands 805-3435257727 Hedge Fund 262,625,001 0 Fund of Funds
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 10,590,875,929 0 Master Fund
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,180,244,115 10,000,000 Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 15,245,793,018 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 590,975,998 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 88,207,499,664 0
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 3,917,879,668 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 80,735,648 0 Feeder Fund
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 52,812,443 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 364,746,411 0 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 167,293,092 0 Fund of Funds
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 22,638,475,103 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 56,232,449,631 0
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 508,802,038 0 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 2,080,894,197 0
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,472,425,373 0 Fund of Funds
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,037,762,360 100,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 4,988,213,921 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 105,784,138 10,000,000 Fund of Funds
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 6,733,235,066 0
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 509,909,128 150,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 526,161,211 10,000,000 Feeder Fund
CITADEL KENSINGTON AETHER METRIC FUND LTD. Cayman Islands 805-7284185560 Hedge Fund 263,063,912 10,000,000 Fund of Funds
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 545,712,120 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 582,875,709 10,000,000 Feeder Fund
CITADEL TACTICAL INVESTORS II LLC United States 805-6645084504 Hedge Fund 4,828,734,152 0 Feeder Fund

CITADEL ADVISORS LLC

ownership team - last updated 2019-06-07
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GLOCKNER, DAVID, Andrew CHIEF COMPLIANCE OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH II LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH II LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL MACRO STRATEGIES MASTER FUND LTD. Cayman Islands 805-3435257727 Hedge Fund 262,625,001 0 Fund of Funds
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 10,590,875,929 0 Master Fund
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,180,244,115 10,000,000 Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 15,245,793,018 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 590,975,998 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 88,207,499,664 0
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 6,733,235,066 0
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 3,917,879,668 0 Master Fund
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 509,909,128 150,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 526,161,211 10,000,000 Feeder Fund
CITADEL KENSINGTON AETHER METRIC FUND LTD. Cayman Islands 805-7284185560 Hedge Fund 263,063,912 10,000,000 Fund of Funds
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 545,712,120 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 582,875,709 10,000,000 Feeder Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,472,425,373 0 Fund of Funds
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,037,762,360 100,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 4,988,213,921 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 105,784,138 10,000,000 Fund of Funds
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 80,735,648 0 Feeder Fund
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 52,812,443 10,000,000 Fund of Funds
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 364,746,411 0 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 167,293,092 0 Fund of Funds
CITADEL TACTICAL TRADING II LLC United States 805-9449354596 Hedge Fund 4,130,261,738 0 Feeder Fund
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 22,638,475,103 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 56,232,449,631 0
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 508,802,038 0 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 2,080,894,197 0

CITADEL ADVISORS LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GLOCKNER, DAVID, Andrew CHIEF COMPLIANCE OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH II LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH II LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL MACRO STRATEGIES MASTER FUND LTD. Cayman Islands 805-3435257727 Hedge Fund 262,625,001 0 Fund of Funds
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 10,590,875,929 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 80,735,648 0 Feeder Fund
CITADEL KENSINGTON AETHER METRIC FUND LTD. Cayman Islands 805-7284185560 Hedge Fund 263,063,912 10,000,000 Fund of Funds
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 545,712,120 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 582,875,709 10,000,000 Feeder Fund
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 526,161,211 10,000,000 Feeder Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,472,425,373 0 Fund of Funds
ASHLER CAPITAL MASTER FUND LTD. Cayman Islands 805-5849733038 Hedge Fund 1,815,448,444 0
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,037,762,360 100,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 4,988,213,921 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 105,784,138 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,180,244,115 10,000,000 Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 15,245,793,018 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 590,975,998 100,000 Feeder Fund
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 88,207,499,664 0
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 6,733,235,066 0
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 3,917,879,668 0 Master Fund
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 364,746,411 0 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 167,293,092 0 Fund of Funds
CITADEL TACTICAL TRADING II LLC United States 805-9449354596 Hedge Fund 4,130,261,738 0 Feeder Fund
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 22,638,475,103 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 56,232,449,631 0
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 508,802,038 0 Fund of Funds
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 52,812,443 10,000,000 Fund of Funds
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 509,909,128 150,000,000 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 2,080,894,197 0

CITADEL ADVISORS LLC

ownership team - last updated 2018-05-22
Name Title Start Date Direct/Indirect % Ownership
GRIFFIN, KENNETH, CORDELE CHIEF EXECUTIVE OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
BEESON, GERALD, ALBERT CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER direct 2007-08-01
CITADEL ADVISORS LLC CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2007-08-01
CITADEL ADVISORS HOLDINGS LP MEMBER OF CITADEL ADVISORS LLC 10/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER OF CITADEL ADVISORS LLC AND CITADEL ADVISORS II LLC direct 2012-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-12-01
FAGAN, SHAWN, F CHIEF LEGAL OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF LEGAL OFFICER; DIRECTOR OF CITADEL (HONG KONG) LIMITED direct 2017-01-01
GLOCKNER, DAVID, Andrew CHIEF COMPLIANCE OFFICER 12/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-12-01
GRIFFIN, KENNETH, CORDELE MEMBER CITADEL GP LLC 08/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
GRIFFIN, KENNETH, CORDELE MEMBER GFH II LLC 03/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC MEMBER indirect 1996-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2002-09-01
CITADEL ADVISORS LLC SHAREHOLDER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2002-09-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC MEMBER indirect 2007-08-01
CITADEL ADVISORS LLC PRESIDENT / CHIEF EXECUTIVE OFFICER direct 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2012-10-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-03-01
CITADEL ADVISORS LLC MEMBER indirect 2013-03-01
CITADEL LIMITED PARTNERSHIP LIMITED PARTNER CITADEL ADVISORS HOLDINGS LP 01/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-01-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
GFH II LLC LIMITED PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC LIMITED PARTNER indirect 2013-08-01
CITADEL GP LLC GENERAL PARTNER CITADEL ADVISORS HOLDINGS LP 11/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL GP LLC GENERAL PARTNER CITADEL LIMITED PARTNERSHIP 08/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER OF CITADEL HOLDINGS I LP direct 2007-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2009-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-11-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2012-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-08-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01
CITADEL ADVISORS LLC GENERAL PARTNER indirect 2013-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CITADEL TACTICAL TRADING LLC United States 805-8507016554 Hedge Fund 1,070,519,000 100,000 Feeder Fund
CITADEL WELLINGTON LLC United States 805-7024490224 Hedge Fund 5,321,724,000 10,000,000 Fund of Funds
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. Cayman Islands 805-2271714908 Hedge Fund 13,593,144,000 10,000,000 Fund of Funds
CITADEL TACTICAL TRADING LTD. Cayman Islands 805-4555392554 Hedge Fund 618,557,000 100,000 Feeder Fund
CITADEL ENERGY INVESTMENTS LTD. Cayman Islands 805-6456195215 Hedge Fund 1,370,634,000 0 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LLC United States 805-5081603679 Hedge Fund 99,203,000 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME FUND LTD. Cayman Islands 805-4116648919 Hedge Fund 2,138,006,000 10,000,000 Fund of Funds
CITADEL GLOBAL FIXED INCOME MASTER FUND LTD. Cayman Islands 805-5328326727 Hedge Fund 93,093,664,000 0
CITADEL QUANTITATIVE STRATEGIES MASTER FUND LTD. Cayman Islands 805-1879578549 Hedge Fund 5,033,445,000 0
CITADEL TACTICAL MASTER FUND LTD. Cayman Islands 805-8757754650 Hedge Fund 3,774,285,000 0 Master Fund
CEIF PARTNERS LLC United States 805-3658456648 Hedge Fund 327,874,000 0 Fund of Funds
CEIF INTERNATIONAL LTD. Cayman Islands 805-5052148056 Hedge Fund 159,443,000 0 Fund of Funds
CITADEL TACTICAL TRADING II LLC United States 805-9449354596 Hedge Fund 3,778,831,000 0 Feeder Fund
CITADEL EQUITY FUND LTD. Cayman Islands 805-8697606673 Hedge Fund 20,650,824,000 0
CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. Cayman Islands 805-8377292747 Hedge Fund 56,648,406,000 0
CITADEL QFIC MASTER FUND LTD. Cayman Islands 805-3387360793 Hedge Fund 429,487,000 0 Fund of Funds
CITADEL KENSINGTON SHANGHAI OVERSEAS INVESTMENT FUND LP China 805-7923531188 Hedge Fund 62,783,000 10,000,000 Fund of Funds
CITADEL PRESIDIO FUND LLC Cayman Islands 805-1204882833 Hedge Fund 407,807,000 150,000,000 Fund of Funds
CITADEL TREASURY INTERNATIONAL LTD. Cayman Islands 805-7587228060 Hedge Fund 2,950,162,000 0 Fund of Funds
CITADEL GLOBAL EQUITIES FUND LLC United States 805-6354441254 Hedge Fund 536,221,000 10,000,000 Feeder Fund
CITADEL GLOBAL EQUITIES FUND LTD. Cayman Islands 805-4519948526 Hedge Fund 2,400,788,000 10,000,000 Feeder Fund
CITADEL GLOBAL EQUITIES MASTER FUND LTD. Cayman Islands 805-3306041427 Hedge Fund 11,627,831,000 0 Master Fund
CITADEL TACTICAL INVESTORS LLC United States 805-5773460573 Hedge Fund 75,536,000 0 Feeder Fund
CITADEL KENSINGTON AETHER METRIC FUND LTD. Cayman Islands 805-7284185560 Hedge Fund 149,042,000 10,000,000 Fund of Funds
CITADEL KENSINGTON SIF 1 LTD. Cayman Islands 805-5121650472 Hedge Fund 528,914,000 200,000,000 Fund of Funds
CITADEL GLOBAL EQUITIES BAS-II CUSTOM FUND LTD. Cayman Islands 805-2676746559 Hedge Fund 186,578,000 0 Feeder Fund
CITADEL GLOBAL EQUITIES FUND II LLC United States 805-1635215983 Hedge Fund 371,356,000 10,000,000 Feeder Fund
CITADEL GLOBAL EQUITIES FUND II LTD Cayman Islands 805-5314690724 Hedge Fund 292,812,000 10,000,000 Feeder Fund
ASHLER CAPITAL MASTER FUND LTD. Cayman Islands 805-5849733038 Hedge Fund 2,865,840,000 0

**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin
Citadel Advisors LLC abrdn plc 0.67% 2022-09-22 UK
CITADEL EUROPE LLP AIR FRANCE-KLM 0.58% 2020-12-02 FRANCE
Citadel Advisors LLC Aktiebolaget SKF 0.7% 2022-09-21 Sweden
Citadel Advisors LLC AVIO SPA 0.55% 2022-09-14 Italy
Citadel Advisors LLC BANCA GENERALI SPA 0.52% 2022-09-20 Italy
Citadel Advisors LLC Bilfinger SE 0.6% 2022-09-22 GERMANY
Citadel Europe LLP Biocartis 1.0% 2020-12-18 Belgium
Citadel Advisors LLC BOOHOO GROUP PLC 0.81% 2022-09-22 UK
Citadel Advisors LLC BURBERRY GROUP PLC 0.52% 2022-09-20 UK
CITADEL ADVISORS LLC CASINO GUICHARD-PERRACHON 0.7% 2020-11-26 FRANCE
CITADEL ADVISORS LLC CASINO GUICHARD-PERRACHON 0.68% 2020-12-11 FRANCE
CITADEL ADVISORS LLC CASINO GUICHARD-PERRACHON 0.6% 2022-06-13 FRANCE
CITADEL EUROPE LLP CASINO GUICHARD-PERRACHON 1.19% 2020-12-17 FRANCE
Citadel Advisors LLC CFE 0.6% 2022-09-22 Belgium
CITADEL ADVISORS LLC CGG 1.35% 2021-02-04 FRANCE
CITADEL ADVISORS LLC CGG 1.49% 2022-08-31 FRANCE
Citadel Advisors LLC Clas Ohlson Aktiebolag 0.52% 2022-09-21 Sweden
Citadel Advisors LLC CONSTRUCCIONES Y AUXILIAR DE FERROCARRILES, S.A 0.52% 2022-08-18 SPAIN
Citadel Advisors LLC Covestro AG 0.5% 2022-09-15 GERMANY
Citadel Advisors LLC DOMINO'S PIZZA GROUP PLC 0.5% 2022-09-20 UK
CITADEL EUROPE LLP EUROFINS SCIENTIFIC SE 0.6% 2020-12-17 FRANCE
Citadel Advisors LLC FORTERRA PLC 0.5% 2022-09-20 UK
Citadel Advisors LLC G5 Entertainment AB (publ) 0.94% 2022-09-22 Sweden
CITADEL EUROPE LLP GENFIT 1.02% 2021-02-23 FRANCE
Citadel Advisors LLC GREENCORE GROUP PLC 0.5% 2022-09-21 UK
Citadel Advisors LLC HUGO BOSS AG 0.5% 2022-09-14 GERMANY
Citadel Advisors LLC Ibstock plc 0.5% 2022-09-22 UK
Citadel Advisors LLC iDreamSky Technology Holdings Ltd. 1.12% 2020-10-07 Hong Kong
Citadel Advisors LLC ITV PLC 0.62% 2022-09-22 UK
Citadel Advisors LLC JOHNSON MATTHEY PLC 0.56% 2022-09-21 UK
Citadel Advisors LLC JUPITER FUND MANAGEMENT PLC 0.51% 2022-09-22 UK
Citadel Advisors LLC Koninklijke Philips N.V. 0.79% 2022-09-21 NETHERLANDS
Citadel Advisors LLC Koninklijke Philips N.V. 1.04% 2022-08-09 NETHERLANDS
Citadel Europe LLP LEONI AG 1.16% 2019-06-06 GERMANY
CITADEL ADVISORS LLC MAISONS DU MONDE 0.64% 2022-09-22 FRANCE
Citadel Advisors LLC MAN GROUP PLC 0.53% 2022-08-02 UK
CITADEL ADVISORS LLC MC PHY ENERGY 0.73% 2022-09-21 FRANCE
CITADEL ADVISORS II LLC Moberg Pharma AB (publ) 0.83% 2019-12-19 Sweden
CITADEL ADVISORS EUROPE LIMITED NEOEN 1.06% 2022-03-28 FRANCE
Citadel Advisors LLC Ordina N.V. 0.51% 2022-09-21 NETHERLANDS
Citadel Advisors LLC Orrön Energy AB 0.57% 2022-09-21 Sweden
Citadel Advisors LLC OVS SPA 0.5% 2022-09-21 Italy
Citadel Advisors LLC PENNON GROUP PLC 0.5% 2022-09-20 UK
Citadel Advisors LLC Pharming Group N.V. 0.61% 2022-09-15 NETHERLANDS
CITADEL ADVISORS LLC PIXIUM VISION 0.52% 2021-02-25 FRANCE
Citadel Advisors LLC Powercell Sweden AB (publ) 0.5% 2022-09-16 Sweden
Citadel Advisors LLC Royal Mail Plc 0.95% 2022-09-16 UK
Citadel Advisors LLC Securitas AB 0.56% 2022-09-21 Sweden
CITADEL ADVISORS LLC SOLUTIONS 30 SE 0.7% 2022-09-21 FRANCE
CITADEL ADVISORS LLC SUBSEA 7 0.92% 2020-09-12 NORWAY
Citadel Advisors LLC Synthomer PLC 0.6% 2022-09-21 UK
Citadel Advisors LLC TeamViewer AG 0.51% 2022-09-07 GERMANY
CITADEL ADVISORS LLC TECHNIP ENERGIES N.V. 0.5% 2022-09-02 FRANCE
Citadel Advisors LLC TECNICAS REUNIDAS, S.A. 0.62% 2022-09-21 SPAIN
Citadel Advisors LLC Telefónica Deutschland Holding AG 0.71% 2022-09-14 GERMANY
Citadel Advisors LLC THG Holdings plc 0.52% 2022-09-20 UK
Citadel Advisors LLC TUI AG 0.68% 2022-09-16 GERMANY
Citadel Europe LLP Umicore 0.61% 2021-12-14 Belgium
CITADEL ADVISORS LLC VALEO 0.52% 2022-06-21 FRANCE
CITADEL ADVISORS LLC VALEO 0.5% 2020-11-25 FRANCE
CITADEL ADVISORS LLC VALNEVA SE 2.39% 2022-09-21 FRANCE
Citadel Advisors LLC Westwing Group SE 0.52% 2022-09-05 GERMANY
Citadel Advisors LLC Zalando SE 0.77% 2022-09-16 GERMANY

Short Position History (last 100)

Holder Net Short Position Position Date Origin
Citadel Advisors LLC 4D PHARMA PLC 0.54% 2021-02-25 UK
Citadel Advisors LLC 4D PHARMA PLC 0.64% 2021-02-23 UK
Citadel Advisors LLC 4D PHARMA PLC 0.56% 2021-02-22 UK
Citadel Advisors LLC 4D PHARMA PLC 0.58% 2021-02-17 UK
Citadel Advisors LLC 4D PHARMA PLC 0.61% 2021-02-12 UK
Citadel Advisors LLC 4D PHARMA PLC 0.59% 2021-02-11 UK
Citadel Advisors LLC 4D PHARMA PLC 0.61% 2021-02-09 UK
Citadel Advisors LLC 4D PHARMA PLC 0.55% 2021-02-08 UK
Citadel Advisors LLC 4D PHARMA PLC 0.54% 2021-01-29 UK
Citadel Advisors LLC 4D PHARMA PLC 0.55% 2021-01-22 UK
Citadel Advisors LLC 4D PHARMA PLC 0.58% 2021-01-18 UK
Citadel Advisors LLC 4D PHARMA PLC 0.6% 2021-01-15 UK
Citadel Advisors LLC 4D PHARMA PLC 0.59% 2020-12-21 UK
Citadel Advisors LLC 4D PHARMA PLC 0.56% 2020-12-17 UK
Citadel Advisors LLC 4D PHARMA PLC 0.61% 2020-12-10 UK
Citadel Advisors LLC 4D PHARMA PLC 0.53% 2020-12-04 UK
Citadel Advisors LLC 4D PHARMA PLC 0.5% 2020-12-01 UK
Citadel Advisors LLC 4D PHARMA PLC 0.52% 2020-11-24 UK
Citadel Advisors LLC 4D PHARMA PLC 0.56% 2020-11-02 UK
Citadel Advisors LLC 4D PHARMA PLC 0.57% 2020-10-28 UK
Citadel Advisors LLC 4D PHARMA PLC 0.56% 2020-10-26 UK
Citadel Advisors LLC 4D PHARMA PLC 0.52% 2020-10-22 UK
Citadel Advisors LLC 4D PHARMA PLC 0.62% 2020-10-07 UK
Citadel Advisors LLC 4D PHARMA PLC 0.5% 2020-08-17 UK
Citadel Advisors II LLC AA PLC 0.48% 2018-03-27 UK
Citadel Advisors II LLC AA PLC 0.56% 2018-03-15 UK
Citadel Advisors II LLC AA PLC 0.61% 2018-03-09 UK
Citadel Advisors II LLC AA PLC 0.73% 2018-03-07 UK
Citadel Advisors II LLC AA PLC 0.69% 2018-03-06 UK
Citadel Advisors II LLC AA PLC 0.72% 2018-03-01 UK
Citadel Advisors II LLC AA PLC 0.66% 2018-02-28 UK
Citadel Advisors II LLC AA PLC 0.79% 2018-02-26 UK
Citadel Advisors II LLC AA PLC 0.68% 2018-02-23 UK
Citadel Advisors II LLC AA PLC 0.71% 2018-02-22 UK
Citadel Advisors II LLC AA PLC 0.65% 2018-02-21 UK
Citadel Advisors LLC Aareal Bank AG 0.59% 2021-09-02 GERMANY
Citadel Advisors LLC Aareal Bank AG 0.62% 2021-08-16 GERMANY
Citadel Advisors LLC Aareal Bank AG 0.57% 2021-08-13 GERMANY
Citadel Advisors LLC Aareal Bank AG 0.62% 2021-08-12 GERMANY
Citadel Advisors LLC Aareal Bank AG 0.51% 2021-08-10 GERMANY
Citadel Europe LLP Aareal Bank AG 0.67% 2019-04-08 GERMANY
Citadel Europe LLP Aareal Bank AG 0.73% 2019-03-08 GERMANY
Citadel Europe LLP Aareal Bank AG 0.82% 2019-03-06 GERMANY
Citadel Europe LLP Aareal Bank AG 0.6% 2019-03-04 GERMANY
Citadel Europe LLP Aareal Bank AG 0.51% 2019-01-14 GERMANY
Citadel Europe LLP Aareal Bank AG 0.54% 2018-11-13 GERMANY
Citadel Europe LLP Aareal Bank AG 0.77% 2018-11-08 GERMANY
Citadel Europe LLP Aareal Bank AG 0.6% 2018-11-05 GERMANY
Citadel Europe LLP Aareal Bank AG 0.51% 2018-10-25 GERMANY
Citadel Europe LLP Aareal Bank AG 0.52% 2018-09-12 GERMANY
Citadel Europe LLP Aareal Bank AG 0.77% 2018-07-02 GERMANY
Citadel Europe LLP Aareal Bank AG 0.83% 2018-06-29 GERMANY
Citadel Europe LLP Aareal Bank AG 0.91% 2018-06-21 GERMANY
Citadel Europe LLP Aareal Bank AG 0.84% 2018-06-05 GERMANY
Citadel Europe LLP Aareal Bank AG 0.76% 2018-06-04 GERMANY
Citadel Advisors LLC Aareal Bank AG 0.51% 2018-06-04 GERMANY
Citadel Europe LLP Aareal Bank AG 0.6% 2018-05-28 GERMANY
Citadel Europe LLP Aareal Bank AG 0.52% 2018-05-23 GERMANY
Citadel Europe LLP Ablynx 0.58% 2018-01-29 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-28 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-27 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-26 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-25 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-24 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-23 Belgium
Citadel Europe LLP Ablynx 0.58% 2018-01-22 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-21 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-20 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-19 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-18 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-17 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-16 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-15 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-14 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-13 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-12 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-11 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-10 Belgium
Citadel Europe LLP Ablynx 0.8099999999999999% 2018-01-09 Belgium
Citadel Europe LLP Ablynx 1.03% 2018-01-08 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-07 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-06 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-05 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-04 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-03 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-02 Belgium
Citadel Europe LLP Ablynx 0.72% 2018-01-01 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-31 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-30 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-29 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-28 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-27 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-26 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-25 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-24 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-23 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-22 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-21 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-20 Belgium
Citadel Europe LLP Ablynx 0.72% 2017-12-19 Belgium

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