COASTAL CAPITAL GROUP, INC.

HTTP://WWW.COASTALCAPITALGROUP.COM DANVERS, MA Investment Advisor How do I update this listing?

Coastal Capital Group is based out of Danvers. Coastal Capital Group is a large advisory firm with 757 clients and discretionary assets under management (AUM) of $516,500,000 (Form ADV from 2019-01-08). Their last reported 13F filing for Q1 2019 included $227,219,000 in managed 13F securities and a top 10 holdings concentration of 67.49%. Coastal Capital Group's largest holding is iShares Core S&P 500 ETF with shares held of 99,978. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $227.219 Million
  • Prior Market Value $172.996 Million
  • New Purchases2 stocks
  • Additional Purchases17 stocks
  • Sold out of7 stocks
  • Reduced holdings in50 stocks
  • Top 10 Holdings % 67.49 %
  • Turnover % [1]:10.47%
  • Turnover Alt % [2]: 23.07 %
  • Time Held Top20:1.00 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 2.12%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COASTAL CAPITAL GROUP, INC.
222 ROSEWOOD DRIVE 2ND FLOOR
DANVERS MA    01923
Country: United States

Business Phone: (978) 777-3116
Fax: (978) 777-3956
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MA
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 757
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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COASTAL CAPITAL GROUP, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
HORROCKS, JAMES, FRANKEL MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / PRESIDENT / SECRETARY / TREASURER 03/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC OWNER indirect 2006-12-01
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER / MANAGING DIRECTOR direct 2015-03-01
COASTAL CAPITAL GROUP, INC. MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER direct 2015-03-01
TREMBLAY, NEIL, JOSEPH MANAGING DIRECTOR / PRESIDENT OF INSTITUTIONAL SERVICES 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC MEMBER / PRESIDENT OF INSTITUTIONAL SERVICES direct 2015-03-01

COASTAL CAPITAL GROUP, INC.

ownership team - last updated 2018-10-22
Name Title Start Date Direct/Indirect % Ownership
CARUSO, DAVID, ALEXANDER MANAGING MEMBER / FOUNDING CHAIRMAN AND MANAGING DIRECTOR 03/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER / FOUNDING CHAIRMAN AND MANAGING DIRECTOR direct 2015-03-01
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER indirect 2005-03-01
HORROCKS, JAMES, FRANKEL MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER 03/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC OWNER indirect 2006-12-01
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER / MANAGING DIRECTOR direct 2015-03-01
COASTAL CAPITAL GROUP, INC. MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER direct 2015-03-01
TREMBLAY, NEIL, JOSEPH MEMBER / PRESIDENT OF INSTITUTIONAL SERVICES 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC MEMBER / PRESIDENT OF INSTITUTIONAL SERVICES direct 2015-03-01

COASTAL CAPITAL GROUP, INC.

ownership team - last updated 2018-06-19
Name Title Start Date Direct/Indirect % Ownership
CARUSO, DAVID, ALEXANDER MANAGING MEMBER / FOUNDING CHAIRMAN AND MANAGING DIRECTOR 03/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER / FOUNDING CHAIRMAN AND MANAGING DIRECTOR direct 2015-03-01
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER indirect 2005-03-01
HORROCKS, JAMES, FRANKEL MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER 03/01/2015 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC OWNER indirect 2006-12-01
COASTAL CAPITAL GROUP, LLC MANAGING MEMBER / MANAGING DIRECTOR direct 2015-03-01
COASTAL CAPITAL GROUP, INC. MANAGING MEMBER / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER direct 2015-03-01
TREMBLAY, NEIL, JOSEPH MEMBER / PRESIDENT OF INSTITUTIONAL SERVICES 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COASTAL CAPITAL GROUP, LLC MEMBER / PRESIDENT OF INSTITUTIONAL SERVICES direct 2015-03-01

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