COGNIOS CAPITAL, LLC

HTTP://WWW.COGNIOS.COM LEAWOOD, KS Investment Advisor How do I update this listing?

Also known as:

  • TCP FUND MANAGEMENT LLC

Cognios Capital is based out of Leawood. Cognios Capital is a large advisory firm with 76 clients and discretionary assets under management (AUM) of $450,584,449 (Form ADV from 2017-07-01). Their last reported 13F filing for Q3 2018 included $243,257,000 in managed 13F securities and a top 10 holdings concentration of 17.6%. Cognios Capital's largest holding is Apple Inc with shares held of 42,886. Cognios Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings

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09/30/2018

13F Sector Allocation Over Time

09/30/2018

13F Activity

  • Market Value $243.257 Million
  • Prior Market Value $285.798 Million
  • New Purchases20 stocks
  • Additional Purchases24 stocks
  • Sold out of32 stocks
  • Reduced holdings in90 stocks
  • Top 10 Holdings % 17.60 %
  • Turnover % [1]:37.96%
  • Turnover Alt % [2]: 40.17 %
  • Time Held Top20:2.40 quarters
  • Time Held Top10:2.40 quarters
  • Time Held All:7.61 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-11-14

Performance for Q3 2018: -3.0%
Performance Last 4 Quarters: 4.02%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COGNIOS CAPITAL, LLC
Classified as Hedge Fund
11250 TOMAHAWK CREEK PKWY
LEAWOOD KS    66211
Country: United States

Business Phone: 913-214-5000
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: KS
Number of employees: 18
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,DATA DISTRIBUTION ARRANGEMENT
Amount of client funds and securities:
Total Number of Clients: 76
Amount of client funds and securities by related persons: 32,009,400
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Non-derivative Insider Transactions Since 09/30/2018

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ownership team - last updated 2018-05-18
Name Title Start Date Direct/Indirect % Ownership
JAMES E. STOWERS, III REVOCABLE TRUST MEMBER 10/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COGNIOS CAPITAL, LLC MEMBER direct 2013-10-01
STOWERS CAPITAL MANAGEMENT, LLC MEMBER indirect 2008-12-01
ANGRIST, JONATHAN, CRAIG PRESIDENT AND CHIEF INVESTMENT OFFICER 03/01/2008 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC PRESIDENT AND CHIEF INVESTMENT OFFICER direct 2008-03-01
MACHTLEY, BRIAN, JAMES EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER 11/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER direct 2010-11-01
COGNIOS CAPITAL, LLC EXECUTIVE VICE PRESIDENT direct 2010-11-01
TCP HOLDINGS, LLC MEMBER 11/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC MEMBER direct 2010-11-01
BRANDMEYER, JOHN, GERARD CHAIRMAN 03/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2012-07-01
COGNIOS CAPITAL, LLC MANAGER indirect 2013-10-01
COGNIOS CAPITAL, LLC CHAIRMAN direct 2015-03-01
COGNIOS CAPITAL, LLC CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 2015-03-01
DICENZO, GARY, WILLIAM CHIEF EXECUTIVE OFFICER 03/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
SCOUT INVESTMENT ADVISORS, INC. SENIOR VICE PRESIDENT direct 2003-06-01
SCOUT INVESTMENT ADVISORS, INC. DIRECTOR direct 2005-11-01
SCOUT INVESTMENT ADVISORS, INC. DIRECTOR & SENIOR VICE PRESIDENT direct 2005-11-01
COGNIOS CAPITAL, LLC CHIEF EXECUTIVE OFFICER direct 2015-03-01
SCOUT DISTRIBUTORS, LLC PRESIDENT & ELECTED MANAGER direct 2009-07-01
SCOUT DISTRIBUTORS, LLC PRESIDENT & CEO direct 2009-07-01
Hayes, Patrick, Daniel CHIEF COMPLIANCE OFFICER 09/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-09-01
COGNIOS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2017-09-01
LAFAYETTE ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2017-09-01
BRANDMEYER, ALBERT, JOSEPH MANAGER TCP HOLDINGS, LLC 11/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC MANAGER indirect 2010-11-01
BRANDMEYER, JOHN, GERARD MANAGER TCP HOLDINGS, LLC 10/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
TCP FUND MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 2012-07-01
COGNIOS CAPITAL, LLC MANAGER indirect 2013-10-01
COGNIOS CAPITAL, LLC CHAIRMAN direct 2015-03-01
COGNIOS CAPITAL, LLC CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 2015-03-01
STOWERS III, JAMES, EVANS TRUSTEE JAMES E. STOWERS, III REVOCABLE TRUST 01/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
COGNIOS CAPITAL, LLC TRUSTEE indirect 1986-01-01
OXFORD CREEK CAPITAL MANAGEMENT, LLC ELECTED MANAGER indirect 2008-12-01
OXFORD CREEK CAPITAL MANAGEMENT, LLC CHAIRMAN, CEO & CIO direct 2008-12-01
AMERICAN CENTURY INVESTMENT MANAGEMENT INC DIRECTOR direct 1981-12-01 2004-07-14
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CO-CHAIRMAN OF THE BOARD OF DIRECTORS direct 1981-12-01 2005-01-18
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN OF THE BOARD direct 2004-10-01 2005-01-18
AMERICAN CENTURY INVESTMENT MANAGEMENT INC CHAIRMAN OF THE BOARD OF DIRECTORS direct 2005-01-01 2006-03-31
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. CHAIRMAN OF THE BOARD direct 2005-01-01 2006-06-07
STOWERS CAPITAL MANAGEMENT, LLC CHAIRMAN & PRESIDENT direct 2008-12-01 2009-03-30
OXFORD CREEK CAPITAL MANAGEMENT, LLC CHAIRMAN, PRESIDENT & CIO direct 2008-12-01 2009-07-10

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP United States 805-6549824264 Hedge Fund 32,009,374 1,000,000

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