COLDSTREAM CAPITAL MANAGEMENT INC

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Coldstream Capital Management is based out of Bellevue. Coldstream Capital Management is a large advisory firm with 1046 clients and discretionary assets under management (AUM) of $2,597,255,943 (Form ADV from 2018-11-01). Their last reported 13F filing for Q1 2019 included $1,143,580,000 in managed 13F securities and a top 10 holdings concentration of 44.44%. Coldstream Capital Management's largest holding is Microsoft Corp. with shares held of 803,898. Coldstream Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 79 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $1.144 Billion
  • Prior Market Value $1.03 Billion
  • New Purchases48 stocks
  • Additional Purchases102 stocks
  • Sold out of50 stocks
  • Reduced holdings in146 stocks
  • Top 10 Holdings % 44.44 %
  • Turnover % [1]:31.31%
  • Turnover Alt % [2]: 7.12 %
  • Time Held Top20:15.75 quarters
  • Time Held Top10:17.50 quarters
  • Time Held All:12.77 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 3.89%
Performance Last 4 Quarters: 6.73%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-09-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
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  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
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  • 2007-12-31 - 13F-HR (Subscription required)
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  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
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  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR/A (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COLDSTREAM WEALTH MANAGEMENT
Classified as Hedge Fund
ONE - 100TH AVENUE NE SUITE 102
BELLEVUE WA    98004
Country: United States

Business Phone: 425-283-1600
Fax: 425-283-5100
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 61
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,Performance-based fees,PROJECT BY PROJECT BASIS
Amount of client funds and securities: 1,829,250,000
Total Number of Clients: 1046
Amount of client funds and securities by related persons: 83,186,500
Total Number of clients from related persons: 337
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COLDSTREAM CAPITAL MANAGEMENT INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
REYNOLDS, ROGER, CLIFFORD BOARD DIRECTOR 04/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 1996-04-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1996-04-01 2011-01-26
GENESEE INVESTMENTS LLC PARTNER indirect 1996-04-01 2011-03-30
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 1996-04-01 2013-04-01
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 1996-04-01 2016-12-13
FITZWILSON, KEVIN, MICHAEL PRESIDENT; CHAIRMAN OF BOARD 10/01/1997 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN OF BOARD direct 1997-10-01
GENESEE INVESTMENTS LLC MANAGING SHAREHOLDER indirect 1997-10-01
RAINIER GROUP INVESTMENT ADVISORY LLC PRESIDENT; CHAIRMAN OF THE BOARD indirect 2017-04-01
RAINIER GROUP INVESTMENT ADVISORY LLC GOVERNOR- LLC ; MANAGING SHAREHOLDER direct 2017-04-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1997-10-01 2011-01-26
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 1997-10-01 2011-05-18
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING PARTNER direct 1997-10-01 2013-04-01
GENESEE INVESTMENTS LLC PARTNER indirect 1997-10-01 2014-10-17
YELLE, ERIKA, ENG CHIEF COMPLIANCE OFFICER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-03-01
GENESEE INVESTMENTS LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
RAINIER GROUP INVESTMENT ADVISORY LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
PLATT, PHILIP, THOMAS SECRETARY; CHIEF OPERATING OFFICER 04/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
APPROPRIATE BALANCE FINANCIAL SERVICES INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
COLDSTREAM CAPITAL MANAGEMENT INC SECRETARY; CHIEF OPERATING OFFICER direct 2014-04-01
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER direct 2014-04-01
THRESHOLD GROUP, LLC MANAGING DIRECTOR OF OPERATIONS direct 2011-08-01
RAINIER GROUP INVESTMENT ADVISORY LLC GOVERNOR- LLC; CHIEF OPERATING OFFICER direct 2017-04-01
COLEMAN, HOWARD, A. CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER direct 2014-08-01
GENESEE INVESTMENTS LLC MANAGING DIRECTOR, UNIT HOLDER direct 2003-01-01
GENESEE INVESTMENTS LLC MANAGING DIRECTOR direct 2003-01-01
GENESEE INVESTMENTS LLC CHIEF LEGAL OFFICER direct 2003-01-01
GENESEE INVESTMENTS LLC CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
SERENDIPEQUITY, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
HELLER, ELAINE RELATIONSHIP MANAGER 02/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC RELATIONSHIP MANAGER direct 2001-02-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2009-10-01
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 2009-10-01
OREHEK, JOHN, MICHAEL BOARD DIRECTOR 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2015-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2015-11-01
BUTLER, MICHAEL, JOSEPH BOARD DIRECTOR 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2009-05-01
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2013-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2013-11-01
RUBENS, GARY BOARD DIRECTOR 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2015-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2015-11-01
ROBERTS, DAVID, GORDON BOARD DIRECTOR 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2017-04-01
RAINIER GROUP INVESTMENT ADVISORY LLC SHAREHOLDER & PRESIDENT indirect 2012-03-01
Redman, Heather, Ann Bell BOARD DIRECTOR 11/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2018-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ASCENT CAPITAL FUND II LLC United States 805-5123989830 Real Estate Fund 29,996,724 50,000
ASCENT CAPITAL FUND III LLC United States 805-6343088882 Real Estate Fund 55,630,000 50,000
COLDSTREAM ALTERNATIVE STRATEGIES FUND LP United States 805-7387803627 Hedge Fund 1,421,561 200,000 Fund of Funds

COLDSTREAM CAPITAL MANAGEMENT INC

ownership team - last updated 2018-04-27
Name Title Start Date Direct/Indirect % Ownership
REYNOLDS, ROGER, CLIFFORD BOARD DIRECTOR 04/01/1996 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 1996-04-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1996-04-01 2011-01-26
GENESEE INVESTMENTS LLC PARTNER indirect 1996-04-01 2011-03-30
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 1996-04-01 2013-04-01
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 1996-04-01 2016-12-13
FITZWILSON, KEVIN, MICHAEL PRESIDENT; CHAIRMAN OF BOARD 10/01/1997 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN OF BOARD direct 1997-10-01
GENESEE INVESTMENTS LLC MANAGING SHAREHOLDER indirect 1997-10-01
RAINIER GROUP INVESTMENT ADVISORY LLC PRESIDENT; CHAIRMAN OF THE BOARD indirect 2017-04-01
RAINIER GROUP INVESTMENT ADVISORY LLC GOVERNOR- LLC ; MANAGING SHAREHOLDER direct 2017-04-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1997-10-01 2011-01-26
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 1997-10-01 2011-05-18
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING PARTNER direct 1997-10-01 2013-04-01
GENESEE INVESTMENTS LLC PARTNER indirect 1997-10-01 2014-10-17
YELLE, ERIKA, ENG CHIEF COMPLIANCE OFFICER 03/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2004-03-01
GENESEE INVESTMENTS LLC CHIEF COMPLIANCE OFFICER direct 2011-03-01
RAINIER GROUP INVESTMENT ADVISORY LLC CHIEF COMPLIANCE OFFICER direct 2017-04-01
PLATT, PHILIP, THOMAS SECRETARY; CHIEF OPERATING OFFICER 04/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
APPROPRIATE BALANCE FINANCIAL SERVICES INC CHIEF COMPLIANCE OFFICER direct 2004-10-01
COLDSTREAM CAPITAL MANAGEMENT INC SECRETARY; CHIEF OPERATING OFFICER direct 2014-04-01
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF OPERATING OFFICER direct 2014-04-01
THRESHOLD GROUP, LLC MANAGING DIRECTOR OF OPERATIONS direct 2011-08-01
RAINIER GROUP INVESTMENT ADVISORY LLC GOVERNOR- LLC; CHIEF OPERATING OFFICER direct 2017-04-01
COLEMAN, HOWARD, A. CHIEF INVESTMENT OFFICER 08/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC CHIEF INVESTMENT OFFICER direct 2014-08-01
GENESEE INVESTMENTS LLC MANAGING DIRECTOR, UNIT HOLDER direct 2003-01-01
GENESEE INVESTMENTS LLC MANAGING DIRECTOR direct 2003-01-01
GENESEE INVESTMENTS LLC CHIEF LEGAL OFFICER direct 2003-01-01
GENESEE INVESTMENTS LLC CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER direct 2003-01-01
SERENDIPEQUITY, LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
HELLER, ELAINE RELATIONSHIP MANAGER 02/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC RELATIONSHIP MANAGER direct 2001-02-01
COLDSTREAM CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 2009-10-01
COLDSTREAM CAPITAL MANAGEMENT INC PARTNER direct 2009-10-01
SIMMONDS, RICHARD, SCOTT BOARD DIRECTOR 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
TYEE ASSET STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1995-10-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2015-01-01
LAIRD NORTON TYEE ASSET STRATEGIES, LLC PRINCIPAL direct 2001-07-01 2009-04-30
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2015-01-01 2016-12-13
OREHEK, JOHN, MICHAEL BOARD DIRECTOR 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2015-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2015-11-01
BUTLER, MICHAEL, JOSEPH BOARD DIRECTOR 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2009-05-01
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2013-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2013-11-01
RUBENS, GARY BOARD DIRECTOR 11/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC DIRECTOR direct 2015-11-01
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2015-11-01
ROBERTS, DAVID, GORDON BOARD DIRECTOR 04/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLDSTREAM CAPITAL MANAGEMENT INC BOARD DIRECTOR direct 2017-04-01
RAINIER GROUP INVESTMENT ADVISORY LLC SHAREHOLDER & PRESIDENT indirect 2012-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ASCENT CAPITAL FUND II LLC United States 805-5123989830 Real Estate Fund 29,946,725 50,000
ASCENT CAPITAL FUND III LLC United States 805-6343088882 Real Estate Fund 49,490,000 50,000
COLDSTREAM ALTERNATIVE STRATEGIES FUND LP United States 805-7387803627 Hedge Fund 5,568,609 200,000 Fund of Funds

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