COLORADO CAPITAL MANAGEMENT, INC.

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Colorado Capital Management is based out of Boulder. Colorado Capital Management is a large advisory firm with 182 clients and discretionary assets under management (AUM) of $308,075,330 (Form ADV from 2019-03-12). Their last reported 13F filing for Q3 2019 included $133,511,000 in managed 13F securities and a top 10 holdings concentration of 42.24%. Colorado Capital Management's largest holding is SPDR S&P 500 ETF Trust with shares held of 22,389. Colorado Capital Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 16 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $133.511 Million
  • Prior Market Value $134.525 Million
  • New Purchases0 stocks
  • Additional Purchases12 stocks
  • Sold out of4 stocks
  • Reduced holdings in45 stocks
  • Top 10 Holdings % 42.24 %
  • Turnover % [1]:5.06%
  • Turnover Alt % [2]: 2.65 %
  • Time Held Top20:12.00 quarters
  • Time Held Top10:9.20 quarters
  • Time Held All:11.73 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.02%
Performance Last 4 Quarters: 1.1%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COLORADO CAPITAL MANAGEMENT
4430 ARAPAHOE AVENUE, SUITE 120
BOULDER CO    80303-1100
Country: United States

Business Phone: 303-444-9300
Fax: 303-444-2027
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CO
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 65,075,100
Total Number of Clients: 182
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COLORADO CAPITAL MANAGEMENT, INC.

ownership team - last updated 2019-03-12
Name Title Start Date Direct/Indirect % Ownership
ELLIS, STEVEN, LLOYD PRESIDENT, CHIEF COMPLIANCE OFFICER 02/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-02-01
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-02-01 2014-09-11
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CCO direct 2000-02-01 2016-02-09
STRONGWATER, LEE, MICHAEL VICE PRESIDENT 03/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 2010-03-01
STRONGWATER SCHOTT, LTD. SECRETARY, TREASURER & CHIEF COMPLIANCE OFFICER direct 2004-05-01
KRYSZAK, RANDALL, L. SHAREHOLDER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2018-05-01

COLORADO CAPITAL MANAGEMENT, INC.

ownership team - last updated 2018-11-21
Name Title Start Date Direct/Indirect % Ownership
ELLIS, STEVEN, LLOYD PRESIDENT, CHIEF COMPLIANCE OFFICER 02/01/2000 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-02-01
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-02-01 2014-09-11
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CCO direct 2000-02-01 2016-02-09
STRONGWATER, LEE, MICHAEL VICE PRESIDENT 03/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 2010-03-01
STRONGWATER SCHOTT, LTD. SECRETARY, TREASURER & CHIEF COMPLIANCE OFFICER direct 2004-05-01
KRYSZAK, RANDALL, L. SHAREHOLDER 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 2018-05-01

COLORADO CAPITAL MANAGEMENT, INC.

ownership team - last updated 2018-05-15
Name Title Start Date Direct/Indirect % Ownership
ELLIS, STEVEN, LLOYD PRESIDENT 02/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT direct 2000-02-01
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 2000-02-01 2014-09-11
COLORADO CAPITAL MANAGEMENT, INC. PRESIDENT/CCO direct 2000-02-01 2016-02-09
STRONGWATER, LEE, MICHAEL VICE PRESIDENT 03/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 2010-03-01
STRONGWATER SCHOTT, LTD. SECRETARY, TREASURER & CHIEF COMPLIANCE OFFICER direct 2004-05-01
ROEBER, KIRSTEN, ELIZABETH CHIEF COMPLIANCE OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLORADO CAPITAL MANAGEMENT, INC. CHIEF COMPLIANCE OFFICER direct 2017-01-01

WhaleScore history for COLORADO CAPITAL MANAGEMENT, INC.

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