COLTON GROOME FINANCIAL ADVISORS, LLC

HTTP://WWW.COLTONGROOME.COM ASHEVILLE, NC Investment Advisor How do I update this listing?

Colton Groome Financial Advisors is based out of Asheville. Colton Groome Financial Advisors is a large advisory firm with 142 clients and discretionary assets under management (AUM) of $126,429,452 (Form ADV from 2019-03-25). Their last reported 13F filing for Q2 2019 included $124,791,000 in managed 13F securities and a top 10 holdings concentration of 69.63%. Colton Groome Financial Advisors's largest holding is Schwab U.S. Large-Cap Growth ETF with shares held of 196,482. Whalewisdom has at least 1 13F filings

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06/30/2019

Top Sells

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06/30/2019

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.49%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COLTON GROOME FINANCIAL ADVISORS, LLC
1127-B HENDERSONVILLE ROAD
ASHEVILLE NC    28803
Country: United States

Business Phone: 828-252-1816
Fax: 844-442-4329
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NC
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,FEE BASED ON VARIOUS FACTORS - SEE PART 2 OF FORM ADV.
Amount of client funds and securities:
Total Number of Clients: 142
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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COLTON GROOME FINANCIAL ADVISORS, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
GROOME, GEORGE, MORROW BOARD CHAIR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2003-09-01
COLTON GROOME FINANCIAL ADVISORS, LLC BOARD CHAIR direct 2017-01-01
LARSEN, COLIN, SVEND CCO/DIRECTOR PERSONAL FINANCIAL STRATEGIES 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC CCO/DIRECTOR PERSONAL FINANCIAL STRATEGIES direct 2004-10-01
GROOME, GEORGE, TATUM CO-CEO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME, MATTHEW, LINDSAY CO-CEO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME HOLDINGS, LLC. OWNER 01/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER direct 2016-01-01
GROOME, GEORGE, MORROW OWNER GROOME HOLDINGS, LLC. 09/01/2003 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2003-09-01
COLTON GROOME FINANCIAL ADVISORS, LLC BOARD CHAIR direct 2017-01-01
GROOME, MATTHEW, LINDSAY OWNER GROOME HOLDINGS, LLC. 01/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME, GEORGE, TATUM OWNER GROOME HOLDINGS, LLC. 01/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01

COLTON GROOME FINANCIAL ADVISORS, LLC

ownership team - last updated 2018-05-30
Name Title Start Date Direct/Indirect % Ownership
GROOME, GEORGE, MORROW BOARD CHAIR 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2003-09-01
COLTON GROOME FINANCIAL ADVISORS, LLC BOARD CHAIR direct 2017-01-01
LARSEN, COLIN, SVEND CCO/DIRECTOR PERSONAL FINANCIAL STRATEGIES 10/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC CCO/DIRECTOR PERSONAL FINANCIAL STRATEGIES direct 2004-10-01
GROOME, GEORGE, TATUM CO-CEO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME, MATTHEW, LINDSAY CO-CEO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME HOLDINGS, LLC. OWNER 01/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER direct 2016-01-01
GROOME, GEORGE, MORROW OWNER GROOME HOLDINGS, LLC. 09/01/2003 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2003-09-01
COLTON GROOME FINANCIAL ADVISORS, LLC BOARD CHAIR direct 2017-01-01
GROOME, MATTHEW, LINDSAY OWNER GROOME HOLDINGS, LLC. 01/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01
GROOME, GEORGE, TATUM OWNER GROOME HOLDINGS, LLC. 01/01/2016 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
COLTON GROOME FINANCIAL ADVISORS, LLC OWNER indirect 2016-01-01
COLTON GROOME FINANCIAL ADVISORS, LLC CO-CEO direct 2017-01-01

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