COOPER/HAIMS ADVISORS, LLC

https://www.linkedin.com/company/cooper-haims-advisors-llc VICTOR, NY Investment Advisor How do I update this listing?

Cooper/haims Advisors is based out of Victor. Cooper/haims Advisors is a large advisory firm with 437 clients and discretionary assets under management (AUM) of $582,684,236 (Form ADV from 2019-11-01). Their last reported 13F filing for Q1 2020 included $114,896,000 in managed 13F securities and a top 10 holdings concentration of 87.03%. Cooper/haims Advisors's largest holding is Schwab U.S. Large-Cap ETF with shares held of 438,804. Whalewisdom has at least 11 13F filings

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03/31/2020

13F Activity

  • Market Value $114.896 Million
  • Prior Market Value $181.778 Million
  • New Purchases1 stock
  • Additional Purchases16 stocks
  • Sold out of12 stocks
  • Reduced holdings in17 stocks
  • Top 10 Holdings % 87.03 %
  • Turnover % [1]:29.55%
  • Turnover Alt % [2]: 37.91 %
  • Time Held Top20:7.10 quarters
  • Time Held Top10:8.10 quarters
  • Time Held All:7.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 36.39%
Performance Last 4 Quarters: -7.94%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

COOPER/HAIMS ADVISORS, LLC
50 SQUARE DRIVE SUITE 210
VICTOR NY    14564
Country: United States

Business Phone: 585-248-6400
Fax: 585-248-6410
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 101,991,000
Total Number of Clients: 437
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2020-06-19
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CHIEF MARKETING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CEO/ CFO/ DIVISION MANAGER - (10/2019) 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01
ESL INVESTMENT SERVICES, LLC SHAREHOLDER 10/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC SHAREHOLDER direct 2019-10-01
LAPRETA, JOYCE, MARIE CHIEF COMPLIANCE OFFICER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
A. R. SCHMEIDLER & CO., INC. CHIEF COMPLIANCE OFFICER direct 2013-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC CHIEF COMPLIANCE OFFICER direct 2008-08-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER/HEAD OF OPERATIONAL RISK direct 2014-08-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER/HEAD OF ENTERPRISE RISK MANAGEMENT direct 2014-08-01
HORIZONS ETFS MANAGEMENT (USA) LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC CHIEF COMPLIANCE OFFICER direct 2012-08-01
ESL FEDERAL CREDIT UNION OWNER ESL INVESTMENT SERVICES, LLC 04/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC OWNER indirect 2001-04-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2020-03-31
Name Title Start Date Direct/Indirect % Ownership

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2019-12-20
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CHIEF MARKETING OFFICER 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CEO/ CFO/ DIVISION MANAGER - (10/2019) 01/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CHIEF OPERATIONS OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01
ESL INVESTMENT SERVICES, LLC SHAREHOLDER 10/01/2019 Direct 75% or more
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC SHAREHOLDER direct 2019-10-01
LAPRETA, JOYCE, MARIE CHIEF COMPLIANCE OFFICER 12/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
A. R. SCHMEIDLER & CO., INC. CHIEF COMPLIANCE OFFICER direct 2013-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC CHIEF COMPLIANCE OFFICER direct 2008-08-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER/HEAD OF OPERATIONAL RISK direct 2014-08-01
APG ASSET MANAGEMENT US, INC CHIEF COMPLIANCE OFFICER/HEAD OF ENTERPRISE RISK MANAGEMENT direct 2014-08-01
HORIZONS ETFS MANAGEMENT (USA) LLC CHIEF COMPLIANCE OFFICER direct 2012-07-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC CHIEF COMPLIANCE OFFICER direct 2012-08-01
ESL FEDERAL CREDIT UNION OWNER ESL INVESTMENT SERVICES, LLC 04/01/2001 Indirect 75% or more
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC OWNER indirect 2001-04-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2019-07-02
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2019-02-26
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2018-11-06
Name Title Start Date Direct/Indirect % Ownership
HAIMS, JARED CO- MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER (1/2018) 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
ROES, BRIAN, SCOTT CO-MANAGING MEMBER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ASHFORD ADVISORS, LLC MEMBER/CHIEF OPERATING OFFICER direct 2011-01-01

COOPER/HAIMS ADVISORS, LLC

ownership team - last updated 2017-02-23
Name Title Start Date Direct/Indirect % Ownership
YAWMAN, ROBERT, P. CO- MANAGING MEMBER - CHIEF COMPLIANCE OFFICER 11/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC SECRETARY direct 2002-07-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER - CHIEF COMPLIANCE OFFICER direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC VICE PRESIDENT direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2008-11-01
COOPER/HAIMS ADVISORS, LLC MEMBER - CHIEF COMPLIANCE OFFICER direct 2008-11-01
HAIMS, JARED CO- MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC CO- MANAGING MEMBER direct 2010-01-01
BENTLEY, RICHARD, T. CO-MANAGING MEMBER 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
NIXON PEABODY FINANCIAL ADVISORS, LLC TREASURER, BOARD MEMBER direct 2007-02-01
COOPER/HAIMS ADVISORS, LLC CO-MANAGING MEMBER direct 2010-01-01
COOPER/HAIMS ADVISORS, LLC MEMBER direct 2010-01-01

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