COPERNICUS CAPITAL MANAGEMENT, LLC

HTTP://WWW.COCAPLLC.COM SAN FRANCISCO, CA Investment Advisor Hedge Fund How do I update this listing?

Copernicus Capital Management is based out of San Francisco. Copernicus Capital Management is a large advisory firm with 4 clients and discretionary assets under management (AUM) of $134,243,331 (Form ADV from 2019-03-26). Their last reported 13F filing for Q3 2019 included $107,490,000 in managed 13F securities and a top 10 holdings concentration of 84.05%. Copernicus Capital Management's largest holding is Gilead Sciences Inc. with shares held of 197,916. Whalewisdom has at least 8 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $107.49 Million
  • Prior Market Value $112.425 Million
  • New Purchases4 stocks
  • Additional Purchases5 stocks
  • Sold out of3 stocks
  • Reduced holdings in7 stocks
  • Top 10 Holdings % 84.05 %
  • Turnover % [1]:43.75%
  • Turnover Alt % [2]: 34.07 %
  • Time Held Top20:2.63 quarters
  • Time Held Top10:2.00 quarters
  • Time Held All:2.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 1.68%
Performance Last 4 Quarters: 0.26%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

COPERNICUS CAPITAL MANAGEMENT LLC
Classified as Hedge Fund
220 HALLECK ST, SUITE 130
SAN FRANCISCO CA    94129
Country: United States

Business Phone: 415.589.7530
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 134,243,000
Total Number of Clients: 4
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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COPERNICUS CAPITAL MANAGEMENT LLC

ownership team - last updated 2019-03-26
Name Title Start Date Direct/Indirect % Ownership
RENDE, JOHN, WARD MANAGING MEMBER 04/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
COPERNICUS CAPITAL MANAGEMENT LLC FOUNDER AND PORTFOLIO MANAGER direct 2013-04-01
COPERNICUS CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2013-04-01
SKALING, CRAIG, DAVID CCO/COO 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPERNICUS CAPITAL MANAGEMENT LLC CCO/COO direct 2015-10-01
TWO OCEAN CAPITAL LP CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2013-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BORGHESE PARTNERS, LP United States 805-8228670166 Hedge Fund 11,230,560 1,000,000
BORGHESE PARTNERS MASTER FUND, LP Cayman Islands 805-9250202922 Hedge Fund 134,012,771 1,000,000 Master Fund

COPERNICUS CAPITAL MANAGEMENT LLC

ownership team - last updated 2017-03-21
Name Title Start Date Direct/Indirect % Ownership
RENDE, JOHN, WARD MANAGING MEMBER 04/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
COPERNICUS CAPITAL MANAGEMENT LLC FOUNDER AND PORTFOLIO MANAGER direct 2013-04-01
COPERNICUS CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2013-04-01
SKALING, CRAIG, DAVID CCO/COO 10/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
COPERNICUS CAPITAL MANAGEMENT LLC CCO/COO direct 2015-10-01
TWO OCEAN CAPITAL LP CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2013-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
BORGHESE PARTNERS, LP United States 805-8228670166 Hedge Fund 14,471,059 1,000,000
BORGHESE PARTNERS MASTER FUND, LP Cayman Islands 805-9250202922 Hedge Fund 90,993,915 1,000,000 Master Fund

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