CRESTLINE MANAGEMENT, LP

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Crestline Management is based out of Fort Worth. Crestline Management is a large advisory firm with 68 clients and discretionary assets under management (AUM) of $12,726,358,319 (Form ADV from 2018-09-01). Their last reported 13F filing for Q1 2019 included $461,104,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Crestline Management's largest holding is Denali Therapeutics Inc with shares held of 19,462,500. Whalewisdom has at least 24 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $461.104 Million
  • Prior Market Value $661.289 Million
  • New Purchases2 stocks
  • Additional Purchases0 stocks
  • Sold out of90 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:3,066.67%
  • Turnover Alt % [2]: 56.21 %
  • Time Held Top20:1.67 quarters
  • Time Held Top10:1.67 quarters
  • Time Held All:1.67 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.23%
Performance Last 4 Quarters: 9.28%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Oribel Capital Management, LP

View Last Form Adv Compilation Report on Record

CRESTLINE MANAGEMENT, L.P.
Classified as Hedge Fund
201 MAIN STREET SUITE 1900
FORT WORTH TX    76102-3135
Country: United States

Business Phone: 817-339-7600
Fax: 817-339-7378
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Partnership
Organized in: DE
Number of employees: 121
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,SEE MISCELLANEOUS SECTION
Amount of client funds and securities: 8,150,130,000
Total Number of Clients: 68
Amount of client funds and securities by related persons: 2,605,030,000
Total Number of clients from related persons: 34
Disclosures:
Data above was derived from SEC filings.

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CRESTLINE MANAGEMENT, L.P.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
CRESTLINE INVESTORS, INC. GENERAL PARTNER 01/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER direct 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 1998-01-01
DENALI CAPITAL LLC GENERAL PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN LIMITED PARTNER/CEO/PRESIDENT 01/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
COOLEY, CAROLINE, ANN VICE-PRESIDENT 06/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. VICE-PRESIDENT direct 2001-06-01
COCHRAN, JOHN, S. COO 06/01/2001 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CFO/VICE PRESIDENT direct 2001-06-01
CRESTLINE MANAGEMENT, L.P. COO direct 2001-06-01
PAYAN, JESUS, HUMBERTO CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER AND CCO direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER direct 2007-01-01
LIGHT TREE, L.P. LIMITED PARTNER 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-12-01
ALEXANDRA KENT BRATTON 1994 TRUST LIMITED PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
BOW 'N ARROW PARTNERS, L.P. LIMITED PARTNER 07/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
SASSMAN, CAMILLE CHIEF FINANCIAL OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. COMPLIANCE OFFICER direct 2002-09-01
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2012-01-01
THRU LINE, L.P. LIMITED PARTNER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
ROBERTS, PAULA, BATY CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2017-03-01
Williams, Keith, Frederick MANAGING DIRECTOR 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MANAGING DIRECTOR direct 2016-05-01
SEMPLE, CHRISTOPHER, J PARTNER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. PARTNER direct 2018-06-01
BRATTON, DOUGLAS, KELVIN SOLE SHAREHOLDER CRESTLINE INVESTORS, INC. 12/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
BRATTON, ANNE, MARIE TRUSTEE ALEXANDRA KENT BRATTON 1994 TRUST 10/01/1994 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 1994-10-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2005-02-01
BOWEN, MARTIN, COLEMAN MEMBER BOW'N ARROW GENPAR, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2000-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2007-04-01
BOW'N ARROW GENPAR, LLC GENERAL PARTNER BOW'N ARROW PARTNERS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
THRU LINE GP LLC GENERAL PARTNER THRU LINE, L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE L.P. LIMITED PARTNER THRU LINE, L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE GP LLC GENERAL PARTNER FINE LINE L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BASS, EDWARD MEMBER FINE LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
BASS, EDWARD LIMITED PARTNER FINE LINE L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
FINE LINE L.P. MEMBER THRU LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN TRUSTEE MB MANAGEMENT TRUST 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
PARHELION GROWTH, LLC GENERAL PARTNER LIGHT TREE, L.P. 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
MB MANAGEMENT TRUST MEMBER PARHELION GROWTH, LLC 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
MB MANAGEMENT TRUST LIMITED PARTNER LIGHT TREE, L.P. 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CL CHOWDER CO-INVEST, LP United States 805-1270009471 Other Private Fund DIRECT INV IN PORT CO 23,342,424 0
CRESTLINE RECOVERY FUND II, L.P. United States 805-1867678221 Hedge Fund 22,322,159 5,000,000 Fund of Funds
CL RECOVERY TRADING FUND II, L.P. Cayman Islands 805-4813096265 Hedge Fund 56,508,594 5,000,000 Master Fund Fund of Funds
CRESTLINE MENLO FUND, L.P. United States 805-7091963918 Hedge Fund 47,362,598 0 Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS B Cayman Islands 805-6939067249 Hedge Fund 52,461,802 5,000,000 Master Fund Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS A Cayman Islands 805-7287467893 Hedge Fund 29,289,040 5,000,000 Master Fund Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS C Cayman Islands 805-8325359013 Hedge Fund 1,306,555 5,000,000 Master Fund
CL-MSW LIQUIDITY SOLUTIONS FUND Ireland 805-4061133431 Hedge Fund 62,354,603 5,000,000
CRESTLINE OPPORTUNITY FUND II, L.P. - CLASS A United States 805-9362592417 Hedge Fund 45,934,276 5,000,000 Fund of Funds
CRESTLINE HORIZON DUTCH, L.P. United States 805-9730210225 Private Equity Fund 47,960,227 0
CRESTLINE HORIZON FULCRUM (CAN), L.P. Canada 805-8672033957 Private Equity Fund 63,305,442 0
CK PEARL FUND LP United States 805-9641833974 Hedge Fund 0 5,000,000
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS D Cayman Islands 805-4866149744 Hedge Fund 24,352,605 5,000,000 Master Fund
CRESTLINE SPECIALTY LENDING, L.P. Cayman Islands 805-7575040846 Hedge Fund 337,021,303 5,000,000 Master Fund
CL RECOVERY TRADING FUND III, L.P. Cayman Islands 805-2337542675 Hedge Fund 136,404,182 5,000,000 Master Fund Fund of Funds
CRESTLINE OFFSHORE MENLO FUND, L.P. Cayman Islands 805-7668754138 Hedge Fund 7,515,708 0 Fund of Funds
CRESTLINE SPECIALTY LENDING II, L.P. Cayman Islands 805-7027838272 Hedge Fund 774,393,861 5,000,000 Master Fund
TRENT RIVER OFFSHORE LIMITED - CLASS R1 Cayman Islands 805-5745929093 Other Private Fund WITH LIQUIDITY 8,328,807 0 Fund of Funds
CK PEARL FUND, LTD. Cayman Islands 805-6139389974 Hedge Fund 0 5,000,000
CRESTLINE PORTFOLIO FINANCING FUND, L.P. Cayman Islands 805-3747706489 Hedge Fund 238,307,447 5,000,000 Master Fund
C.L. - ASCENT, L.P. Cayman Islands 805-8776445233 Private Equity Fund 153,436,004 0
CRESTLINE SUMMIT MASTER, SPC - PEAK SP Cayman Islands 805-2961456286 Hedge Fund 2,244,467,462 0
CRESTLINE SUMMIT (MID-TIER), SPC Cayman Islands 805-2906107985 Hedge Fund 2,993,417 500,000 Master Fund
NEW EMERALD ENERGY HOLDINGS, LLC United States 805-2892672797 Hedge Fund 94,715,157 0
CRESTLINE RECOVERY FUND III, L.P. United States 805-6644794719 Hedge Fund 14,728,168 5,000,000 Fund of Funds
FREEDOM PARTICIPATION PARTNERS I, LLC United States 805-3025298427 Hedge Fund 22,064,761 0
CRESTLINE OPPORTUNITY FUND III (IRELAND), DAC Ireland 805-7224013569 Hedge Fund 669,987,536 5,000,000 Master Fund
CRESTLINE OPPORTUNITY FUND II, L.P. - CLASS C United States 805-5992387134 Hedge Fund 136,691,991 5,000,000
CRESTLINE OFFSHORE FUND, LTD. Cayman Islands 805-1021034483 Hedge Fund 15,810,892 1,000,000 Master Fund Fund of Funds
CRESTLINE OPPORTUNITY FUND III (EUROPE) MASTER FUND D SCSP Luxembourg 805-5500766439 Hedge Fund 338,550,000 5,000,000
CRESTLINE MAPLE OPERATING TRUST Canada 805-4342153923 Hedge Fund 133,100,000 0 Master Fund

CRESTLINE MANAGEMENT, L.P.

ownership team - last updated 2018-11-29
Name Title Start Date Direct/Indirect % Ownership
CRESTLINE INVESTORS, INC. GENERAL PARTNER 01/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER direct 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 1998-01-01
DENALI CAPITAL LLC GENERAL PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN LIMITED PARTNER/CEO/PRESIDENT 01/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
COOLEY, CAROLINE, ANN VICE-PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. VICE-PRESIDENT direct 2001-06-01
COCHRAN, JOHN, S. COO 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CFO/VICE PRESIDENT direct 2001-06-01
CRESTLINE MANAGEMENT, L.P. COO direct 2001-06-01
PAYAN, JESUS, HUMBERTO CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER AND CCO direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER direct 2007-01-01
LIGHT TREE, L.P. LIMITED PARTNER 12/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-12-01
ALEXANDRA KENT BRATTON 1994 TRUST LIMITED PARTNER 07/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
BOW 'N ARROW PARTNERS, L.P. LIMITED PARTNER 07/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
SASSMAN, CAMILLE CHIEF FINANCIAL OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. COMPLIANCE OFFICER direct 2002-09-01
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2012-01-01
THRU LINE, L.P. LIMITED PARTNER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
ROBERTS, PAULA, BATY CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2017-03-01
Williams, Keith, Frederick MANAGING DIRECTOR 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MANAGING DIRECTOR direct 2016-05-01
SEMPLE, CHRISTOPHER, J PARTNER 06/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. PARTNER direct 2018-06-01
BRATTON, DOUGLAS, KELVIN SOLE SHAREHOLDER CRESTLINE INVESTORS, INC. 12/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
BRATTON, ANNE, MARIE TRUSTEE ALEXANDRA KENT BRATTON 1994 TRUST 10/01/1994 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 1994-10-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2005-02-01
BOWEN, MARTIN, COLEMAN MEMBER BOW'N ARROW GENPAR, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2000-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2007-04-01
BOW'N ARROW GENPAR, LLC GENERAL PARTNER BOW'N ARROW PARTNERS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
THRU LINE GP LLC GENERAL PARTNER THRU LINE, L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE L.P. LIMITED PARTNER THRU LINE, L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE GP LLC GENERAL PARTNER FINE LINE L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BASS, EDWARD MEMBER FINE LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
BASS, EDWARD LIMITED PARTNER FINE LINE L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
FINE LINE L.P. MEMBER THRU LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN TRUSTEE MB MANAGEMENT TRUST 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
PARHELION GROWTH, LLC GENERAL PARTNER LIGHT TREE, L.P. 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
MB MANAGEMENT TRUST MEMBER PARHELION GROWTH, LLC 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07
MB MANAGEMENT TRUST LIMITED PARTNER LIGHT TREE, L.P. 12/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01 2005-08-22
VAN GLOBAL HEDGE FUND ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN GLOBAL HEDGE FUND ADVISORS, INC. INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-30
VAN SELECT ADVISORS, INC. TRUSTEE indirect 1999-01-01 2005-08-30
VAN HEDGE FUND ADVISORS INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-08-31
VAN HEDGE FUND ADVISORS INC TRUSTEE indirect 1999-01-01 2005-08-31
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2000-06-01 2005-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-09-22
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-09-22
BELL ASSET MANAGEMENT LTD SHAREHOLDER direct 2001-09-01 2005-09-26
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM HOLDING AG indirect 2002-07-01 2005-11-21
GAM USA INC. SHAREHOLDER OF SBC WEALTH MANAGEMENT AG indirect 2003-08-01 2005-11-21
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01 2005-12-02
URWICK CAPITAL MANAGEMENT LLP PARTNER direct 2003-09-01 2005-12-12
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1997-03-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT& CHIEF COMPLIANCE OFFICER direct 2005-04-01 2006-03-31
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-08-01 2006-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2005-04-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2005-06-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND EXECUTIVE DIRECTOR direct 2006-02-01 2006-06-28
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND CHAIRMAN OF THE EXECUTIVE COMMITTEE direct 2006-02-01 2006-06-28
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2007-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2003-04-01 2007-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2005-04-01 2007-04-03
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
GLOBAL SECURITIES ADVISORS, LLC SHAREHOLDER indirect 2002-10-01 2007-04-30
BARING ASSET MANAGEMENT INC SHAREHOLDER 2: SHAREHOLDER OF SHAREHOLDER 1 direct 2006-01-01 2007-05-08
GABELLI ADVISERS, INC. SHAREHOLDER OF CLASS B STOCK direct 1998-03-01 2008-01-25
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-02-27
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-05-01 2008-03-28
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 2005-03-01 2008-06-27
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SHAREHOLDER indirect 2005-12-01 2008-06-27
GLOBALIS INVESTMENTS, LLC OWNER indirect 1994-08-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
GLOBALIS INVESTMENTS, LLC OWNER indirect 2007-11-01 2008-09-04
ANCHORAGE ADVISORS, L.L.C. LIMITED PARTNER indirect 1999-06-01 2008-09-05
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2007-11-01 2008-10-02
MACQUARIE INFRASTRUCTURE FUND ADVISER, LLC OWNER indirect 1994-08-01 2008-10-02
MACQUARIE FUND ADVISER, LLC OWNER indirect 2007-11-01 2008-10-02
BLUECREST CAPITAL LLP GENERAL PARTNER indirect 2008-11-01 2008-12-12
TETON ADVISORS, INC. SHAREHOLDER direct 1998-03-01 2009-02-20
GAM USA INC. SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-03-23
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1995-03-01 2009-03-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED EXECUTIVE VICE PRESIDENT direct 2004-10-01 2009-03-24
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1991-01-01 2009-03-24
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-09-21
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM HOLDING AG indirect 2005-12-01 2009-10-20
KARARA CAPITAL LIMITED SHAREHOLDER indirect 2007-04-01 2010-03-18
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2010-03-30
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2010-03-30
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2010-03-31
PRESIMA INC. SHAREHOLDER direct 2005-11-01 2010-05-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2008-07-01 2010-06-17
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT direct 2002-12-01 2010-06-17
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2009-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-03-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER indirect 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DTVM LIMITADA JOINT SHAREHOLDER direct 2005-12-01 2010-06-30
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER direct 2009-03-01 2010-07-21
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TÍTULOS E VALO SHAREHOLDER indirect 2009-03-01 2010-07-21
BLUECREST CAPITAL LLP SHAREHOLDER indirect 1994-10-01 2010-08-02
PROMARK INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2009-07-01 2010-09-03
ACCESS GLOBAL FUNDS OWNER OF MEMBERSHIP INTERESTS direct 2010-07-01 2010-09-17
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE REGISTRANT direct 2000-08-01 2010-10-14
PERFORMANCE EQUITY MANAGEMENT, LLC SHAREHOLDER indirect 2009-07-01 2010-11-19
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC OWNER indirect 2008-11-01 2010-11-22
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2011-01-19
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-09-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-04-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2004-10-01 2011-03-31
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE direct 2007-04-01 2011-03-31
BLUECREST CAPITAL LLP TRUSTEE indirect 2008-11-01 2011-06-13
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC SHAREHOLDER indirect 2007-11-01 2011-08-09
25 CAPITAL PARTNERS, LLC MEMBER direct 2011-06-01 2011-08-09
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2006-12-01 2011-09-12
BISCAYNEAMERICAS ADIVSERS L.L.C. PREFERRED CAPITAL MEMBER OF APPLICANT direct 2000-11-01 2011-11-23
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 2005-12-01 2012-03-28
ABERDEEN ASSET MANAGERS LIMITED 100% OWNER indirect 1988-04-01 2012-03-29
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP GENERAL PARTNER indirect 2008-11-01 2012-03-30
BLUECREST CAPITAL LLP MEMBER direct 2008-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2010-01-01 2012-03-30
BISCAYNEAMERICAS ADVISERS L.L.C. CAPITAL MEMBER OF HENCORP, L.C. indirect 1999-06-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER direct 2010-12-01 2012-03-30
RELIGARE GLOBAL ASSET MANAGEMENT, INC. SHAREHOLDER indirect 2010-12-01 2012-03-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2010-12-01 2012-03-30
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER indirect 2011-03-01 2012-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2009-04-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-10-01 2012-04-03
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2006-02-01 2012-04-03
TETON ADVISORS, INC. SHAREHOLDER OF CLASS A COMMON STOCK direct 1998-03-01 2012-05-21
BISCAYNEAMERICAS ADIVSERS L.L.C. CAPITAL MEMBER OF APPLICANT direct 1999-06-01 2012-06-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-08
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2010-12-01 2012-08-13
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2010-12-01 2013-01-30
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2010-12-01 2013-01-31
NIAM AB PARENT COMPANY direct 1998-06-01 2013-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-09-01 2013-04-01
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2011-10-01 2013-04-03
NORTHGATE CAPITAL, LLC SHAREHOLDER indirect 2012-05-01 2013-04-03
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
INTERNATIONAL ASSET MANAGEMENT LIMITED LLC SHAREHOLDER indirect 2008-07-01 2013-06-14
ARTIO GLOBAL MANAGEMENT LLC SHAREHOLDER direct 2013-05-01 2013-06-18
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2014-01-22
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01 2014-01-27
BLUECREST CAPITAL MANAGEMENT LLP MEMBER direct 2009-12-01 2014-03-31
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01 2014-05-30
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01 2014-06-19
GAM USA INC. SHAREHOLDER OF GAM USA INC. indirect 2003-01-01 2014-08-04
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2012-10-01 2014-10-22
CENTERBRIDGE PARTNERS, L.P. GENERAL PARTNER indirect 2014-06-01 2014-10-22
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2014-11-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2015-01-05
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-10-01 2015-01-30
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01 2015-02-24
SKYBRIDGE CAPITAL II, LLC MEMBER direct 2008-07-01 2015-03-02
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-03-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 1997-04-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2011-01-01 2015-03-25
FLAHERTY & CRUMRINE INCORPORATED SHAREHOLDER direct 2006-05-01 2015-03-25
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01 2015-03-31
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 1994-08-01 2015-03-31
SYZ SWISS ADVISORS S.A. SHAREHOLDER direct 2012-02-01 2015-10-14
LETKO BROSSEAU INVESTMENT MANAGEMENT INC COMMON SHARES indirect 2010-03-01 2015-12-18
SANOOR CAPITAL MANAGEMENT LP OWNER direct 2016-03-01 2016-03-23
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2011-03-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2011-10-01 2016-03-28
NORTHGATE CAPITAL, L.P. SHAREHOLDER indirect 2012-05-01 2016-03-28
GENESIS INVESTMENT ADVISORS, LLC MEMBER direct 2005-03-01 2016-03-28
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2003-03-01 2016-03-29
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2013-05-01 2016-03-30
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01 2016-03-30
J.C. FLOWERS & CO. LLC SOLE MEMBER direct 2014-09-01 2016-05-16
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01 2016-06-29
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01 2016-06-30
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2011-10-01 2016-07-15
LANDMARK PARTNERS LLC SHAREHOLDER indirect 2012-05-01 2016-07-15
LANDMARK EQUITY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
LANDMARK REALTY ADVISORS LLC SHAREHOLDER indirect 2012-05-01 2016-08-10
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2008-04-01 2016-08-22
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT HOLDINGS INC STOCK indirect 2006-11-01 2016-11-28
CHARLEMAGNE CAPITAL (UK) LIMITED OWNER indirect 2016-12-01 2016-12-21
CHARLEMAGNE CAPITAL (IOM) LIMITED OWNER indirect 2016-12-01 2016-12-21
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-03-01 2017-03-07

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CL-MSW LIQUIDITY SOLUTIONS FUND Ireland 805-4061133431 Hedge Fund 61,842,000 5,000,000
CRESTLINE OPPORTUNITY FUND II, L.P. - CLASS A United States 805-9362592417 Hedge Fund 46,788,061 5,000,000 Fund of Funds
CRESTLINE PLUS, L.P. United States 805-2696719718 Hedge Fund 1,280,884 1,000,000 Fund of Funds
CRESTLINE HORIZON DUTCH LP United States 805-9730210225 Private Equity Fund 46,723,339 0
CRESTLINE HORIZON FULCRUM CAN LP Canada 805-8672033957 Private Equity Fund 62,068,567 0
CK PEARL FUND LP United States 805-9641833974 Hedge Fund 0 5,000,000
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS D Cayman Islands 805-4866149744 Hedge Fund 24,284,094 5,000,000 Master Fund
CRESTLINE SPECIALTY LENDING, L.P. Cayman Islands 805-7575040846 Hedge Fund 372,609,764 5,000,000 Master Fund
CL RECOVERY TRADING FUND III, L.P. Cayman Islands 805-2337542675 Hedge Fund 152,347,075 5,000,000 Master Fund Fund of Funds
CRESTLINE OFFSHORE MENLO FUND, L.P. Cayman Islands 805-7668754138 Hedge Fund 10,210,246 0 Fund of Funds
CRESTLINE SPECIALTY LENDING II, L.P. Cayman Islands 805-7027838272 Hedge Fund 395,480,717 5,000,000 Master Fund
TRENT RIVER OFFSHORE LIMITED - CLASS R1 Cayman Islands 805-5745929093 Other Private Fund WITH LIQUIDITY 9,951,050 0 Fund of Funds
CK PEARL FUND LTD Cayman Islands 805-6139389974 Hedge Fund 0 5,000,000
CRESTLINE PORTFOLIO FINANCING FUND, L.P. Cayman Islands 805-3747706489 Hedge Fund 120,400,000 5,000,000 Master Fund
CRESTLINE ERISA FUND, LTD. Cayman Islands 805-9250984781 Hedge Fund 1,671,828 1,000,000 Fund of Funds
C.L. - ASCENT, L.P. Cayman Islands 805-8776445233 Private Equity Fund 143,115,164 0
CRESTLINE SUMMIT MASTER, SPC - PEAK SP Cayman Islands 805-2961456286 Hedge Fund 252,297,454 0
CRESTLINE SUMMIT (MID-TIER), SPC Cayman Islands 805-2906107985 Hedge Fund 1,014,683 0 Master Fund
NEW EMERALD ENERGY HOLDINGS, LLC United States 805-2892672797 Hedge Fund 102,905,891 0
CRESTLINE RECOVERY FUND III, L.P. United States 805-6644794719 Hedge Fund 18,156,074 5,000,000 Fund of Funds
FREEDOM PARTICIPATION PARTNERS I, LLC United States 805-3025298427 Hedge Fund 77,631,657 0
CRESTLINE OPPORTUNITY FUND III (IRELAND), DAC Ireland 805-7224013569 Hedge Fund 623,417,993 5,000,000 Master Fund
CRESTLINE OPPORTUNITY FUND II, L.P. - CLASS C United States 805-5992387134 Hedge Fund 140,350,878 5,000,000
CRESTLINE OFFSHORE FUND, LTD. Cayman Islands 805-1021034483 Hedge Fund 112,337,343 1,000,000 Master Fund Fund of Funds
CRESTLINE RECOVERY FUND II, L.P. United States 805-1867678221 Hedge Fund 33,065,238 5,000,000 Fund of Funds
CL RECOVERY TRADING FUND II, L.P. Cayman Islands 805-4813096265 Hedge Fund 90,204,544 5,000,000 Master Fund Fund of Funds
CRESTLINE MENLO FUND, L.P. United States 805-7091963918 Hedge Fund 61,596,879 0 Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS B Cayman Islands 805-6939067249 Hedge Fund 51,445,357 5,000,000 Master Fund Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS A Cayman Islands 805-7287467893 Hedge Fund 29,216,931 5,000,000 Master Fund Fund of Funds
CL OPPORTUNITY II TRADING FUND, L.P. - CLASS C Cayman Islands 805-8325359013 Hedge Fund 1,666,600 5,000,000 Master Fund

CRESTLINE MANAGEMENT, L.P.

ownership team - last updated 2018-05-30
Name Title Start Date Direct/Indirect % Ownership
CRESTLINE INVESTORS, INC. GENERAL PARTNER 01/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER direct 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 1998-01-01
DENALI CAPITAL LLC GENERAL PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN LIMITED PARTNER/CEO/PRESIDENT 01/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
COOLEY, CAROLINE, ANN VICE-PRESIDENT 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. VICE-PRESIDENT direct 2001-06-01
COCHRAN, JOHN, S. COO 06/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CFO/VICE PRESIDENT direct 2001-06-01
CRESTLINE MANAGEMENT, L.P. COO direct 2001-06-01
PAYAN, JESUS, HUMBERTO CHIEF LEGAL OFFICER 01/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER AND CCO direct 2007-01-01
CRESTLINE MANAGEMENT, L.P. CHIEF LEGAL OFFICER direct 2007-01-01
LIGHT TREE, L.P. LIMITED PARTNER 12/01/2016 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-12-01
ALEXANDRA KENT BRATTON 1994 TRUST LIMITED PARTNER 07/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
BOW 'N ARROW PARTNERS, L.P. LIMITED PARTNER 07/01/2006 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
SASSMAN, CAMILLE CHIEF FINANCIAL OFFICER 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. COMPLIANCE OFFICER direct 2002-09-01
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. CHIEF FINANCIAL OFFICER direct 2012-01-01
THRU LINE, L.P. LIMITED PARTNER 01/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
ROBERTS, PAULA, BATY CHIEF COMPLIANCE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. CHIEF COMPLIANCE OFFICER direct 2017-03-01
Williams, Keith, Frederick MANAGING DIRECTOR 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MANAGING DIRECTOR direct 2016-05-01
BRATTON, DOUGLAS, KELVIN SOLE SHAREHOLDER CRESTLINE INVESTORS, INC. 12/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
BRATTON, ANNE, MARIE TRUSTEE ALEXANDRA KENT BRATTON 1994 TRUST 10/01/1994 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 1994-10-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2005-02-01
BOWEN, MARTIN, COLEMAN MEMBER BOW'N ARROW GENPAR, LLC 04/01/2007 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2000-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2007-04-01
BOW'N ARROW GENPAR, LLC GENERAL PARTNER BOW'N ARROW PARTNERS, L.P. 04/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2006-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2007-04-01
THRU LINE GP LLC GENERAL PARTNER THRU LINE, L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE L.P. LIMITED PARTNER THRU LINE, L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
FINE LINE GP LLC GENERAL PARTNER FINE LINE L.P. 07/01/2005 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BASS, EDWARD MEMBER FINE LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
BASS, EDWARD LIMITED PARTNER FINE LINE L.P. 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. SOLE MEMBER OF THRU LINE GP LLC AND FINE LINE GP LLC, LIMITED PARTNER OF FINE LINE L.P. indirect 2005-07-01
FINE LINE L.P. MEMBER THRU LINE GP LLC 07/01/2005 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER direct 2016-01-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. GENERAL PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2005-07-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER OF CRESTLINE MANAGEMENT, L.P. AND CRESTLINE ASSOCIATES HOLDINGS, L.P. indirect 2016-01-01
BRATTON, DOUGLAS, KELVIN TRUSTEE MB MANAGEMENT TRUST 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CRESTLINE MANAGEMENT, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER/CEO/PRESIDENT direct 1998-01-01
CRESTLINE MANAGEMENT, L.P. TRUSTEE indirect 2016-12-01
CRESTLINE DENALI CAPITAL, L.P. SOLE SHAREHOLDER indirect 1997-12-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 1998-01-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2014-10-01
CRESTLINE DENALI CAPITAL, L.P. LIMITED PARTNER indirect 2016-01-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1995-04-01
DC FUNDING PARTNERS LLC SOLE SHAREHOLDER indirect 1998-03-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
DC FUNDING PARTNERS LLC LIMITED PARTNER indirect 2000-10-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1995-04-01
RESTORATION CAPITAL MANAGEMENT LLC SOLE SHAREHOLDER indirect 1998-03-01
RESTORATION CAPITAL MANAGEMENT LLC LIMITED PARTNER indirect 2000-12-01
PARHELION GROWTH, LLC GENERAL PARTNER LIGHT TREE, L.P. 12/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
LOMBARD ODIER ASIA LTD DIRECT STOCKHOLDER direct 1994-12-01
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
ROUNDPOINT INVESTMENT ADVISORS, INC. SHAREHOLDER indirect 2007-11-01
OCEANWOOD CAPITAL MANAGEMENT LTD MAJORITY SHAREHOLDER OF OCEANWOOD CAPITAL MANAGEMENT LTD direct 2008-02-01
SKYBRIDGE CAPITAL II, LLC PARTNER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 1996-03-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1996-08-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
SKYBRIDGE CAPITAL II, LLC SHAREHOLDER indirect 2008-07-01
QUEENSWAY INVESTMENT COUNSEL LTD PARENT COMPANY direct 1996-10-01
CSOP ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2008-07-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2008-07-01
OCEANWOOD CAPITAL MANAGEMENT LTD PENSION PLAN indirect 2008-08-01
MONTGOMERY ASSET MANAGEMENT LLC MEMBER direct 1997-02-01
OCEANWOOD CAPITAL MANAGEMENT LTD TRUSTEE OF LOBELIA PENSION PLAN indirect 2008-08-01
ROUNDPOINT INVESTMENT ADVISORS, INC. TRUSTEE indirect 2008-09-01
BLUECREST CAPITAL LLP SHAREHOLDER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT OF APPLICANT direct 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01
GLOBALIS INVESTMENTS, LLC OWNER indirect 2008-11-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2008-11-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1998-01-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2008-11-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2008-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2008-12-01
ANDALUSIAN CAPITAL PARTNERS, LP MEMBER indirect 2009-04-01
ANDALUSIAN CAPITAL PARTNERS, LP LIMITED PARTNER direct 2009-04-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER direct 2009-05-01
FINACCESS ADVISORS, LLC MANAGING MEMBER direct 2009-10-01
HANCOCK NATURAL RESOURCE GROUP, INC MEMBER indirect 2009-12-01
JOHN HANCOCK INVESTMENT MANAGEMENT SERVICES, LLC SHAREHOLDER indirect 2009-12-01
BENEFITSCORP EQUITIES, INC. SHAREHOLDER indirect 1998-12-01
HANCOCK VENTURE PARTNERS, INC. MEMBER indirect 2009-12-01
JOHN HANCOCK ADVISERS, LLC SHAREHOLDER indirect 2009-12-01
DECLARATION MANAGEMENT & RESEARCH LLC MEMBER indirect 2009-12-01
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2009-12-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2010-03-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1999-01-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER direct 2010-03-01
BLUECREST CAPITAL MANAGEMENT LLP TRUSTEE indirect 2010-05-01
SYSTEMATICA INVESTMENTS LIMITED TRUSTEE indirect 2010-05-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP TRUSTEE indirect 2010-05-01
FARRELL SL INVESTMENT MANAGEMENT INC PARENT COMPANY direct 1999-04-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP TRUSTEE indirect 2010-05-01
DUET USA ASSET MANAGEMENT LLC MEMBER direct 2010-09-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2010-11-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1999-10-01
SENTINEL SYMPHONY INVESTMENT ADVISORS, LLC TRUSTEE indirect 1999-12-01
PENSO CAPITAL MARKETS, LLC TRUSTEE indirect 1999-12-01
INVESCO TRIMARK LTD. OWNER OF ALL SHARES OF THE REGISTRANT direct 2011-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-01-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2000-02-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. MEMBER indirect 2011-03-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER direct 2000-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. SHAREHOLDER indirect 2011-03-01
BLUECREST CAPITAL FINANCE ADVISORS, L.P. TRUSTEE indirect 2011-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2011-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2011-03-01
DIRECTADVICE.COM, INC. OWNER direct 2000-06-01
DIRECTADVICE.COM, INC. OWNER indirect 2000-06-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC SHAREHOLDER indirect 2011-03-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 2011-05-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC LIMITED PARTNER OF PUTNAM LOVELL EQUITY PARTNERS LP indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
CAPITAL INVESTMENT ADVISORS LLC SHAREHOLDER indirect 2000-09-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED SHAREHOLDER indirect 2011-05-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2011-07-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
KEMPER INVESTORS LIFE INSURANCE CO SHAREHOLDER indirect 2000-10-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
HORIZONS ETFS MANAGEMENT (LATAM) LLC SHAREHOLDER indirect 2012-08-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2012-11-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER direct 2012-12-01
COMGEST ASSET MANAGEMENT INTERNATIONAL LIMITED SHAREHOLDER direct 2012-12-01
QFS ASSET MANAGEMENT, L.P. SHAREHOLDER indirect 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-02-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2013-03-01
LAZARD PENSION MANAGEMENT INC OWNER indirect 2001-04-01
POST ADVISORY GROUP, LLC 100% OWNER indirect 2013-04-01
SKYBRIDGE CAPITAL II, LLC MANAGER, MEMBER direct 2013-05-01
PARADIGM GLOBAL ADVISORS, LLC MEMBER direct 2001-04-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2013-05-01
HILBERT 8, LLC MEMBER direct 2013-05-01
NIAM AB PARENT COMPANY direct 2013-12-01
NIAM AB PARENT COMPANY indirect 2013-12-01
CADIAN CAPITAL MANAGEMENT, LLC GENERAL PARTNER direct 2014-01-01
TIDE POINT CAPITAL MANAGEMENT, LP GENERAL PARTNER direct 2014-01-01
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC OWNER indirect 2014-01-01
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTD PARENT COMPANY indirect 2014-04-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2014-06-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER direct 2014-06-01
BLUECREST CAPITAL MANAGEMENT LLP SHAREHOLDER direct 2014-07-01
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 2002-06-01
BLUECREST CAPITAL MANAGEMENT LLP MEMBER indirect 2014-07-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 2014-07-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 2002-07-01
SYSTEMATICA INVESTMENTS LIMITED MEMBER indirect 2014-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (NEW YORK) LP SHAREHOLDER indirect 2014-07-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM (UK) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP MEMBER indirect 2014-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM (U.K.) LIMITED indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP LIMITED PARTNER indirect 2014-07-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2002-07-01
BLUECREST CAPITAL MANAGEMENT (UK) LLP SHAREHOLDER indirect 2014-07-01
ARTEMIS INVESTMENT MANAGEMENT LIMITED SHAREHOLDER direct 2002-09-01
J.C. FLOWERS & CO. LLC RELYING ADVISER direct 2014-09-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. GENERAL PARTNER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED GENERAL PARTNER indirect 2014-10-01
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 2003-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2014-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER direct 2014-10-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER direct 2014-12-01
SCIENCAST MANAGEMENT LP LIMITED PARTNER direct 2015-08-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY direct 2003-03-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2015-10-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2015-10-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP LIMITED COMPANY indirect 2003-07-01
SYSTEMATICA INVESTMENTS LIMITED SHAREHOLDER direct 2016-01-01
SYSTEMATICA INVESTMENTS SERVICES LIMITED SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD. SHAREHOLDER indirect 2016-01-01
SYSTEMATICA INVESTMENTS GP LIMITED SHAREHOLDER indirect 2016-01-01
URWICK CAPITAL MANAGEMENT LLP LIMITED COMPANY indirect 2003-09-01
SANOOR CAPITAL MANAGEMENT LP LIMITED PARTNER direct 2016-03-01
URWICK CAPITAL MANAGEMENT LLP CORPORATE MEMBER/GENERAL PARTNER direct 2003-09-01
FINANCIALINDEPENDENCE4ME, LLC MEMBER indirect 2016-06-01
PICUS CAPITAL MANAGEMENT LLP CORPORATE PARTNER direct 2003-09-01
CANTAB CAPITAL PARTNERS LLP DESIGNATED MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP MANAGING MEMBER direct 2016-10-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER direct 2003-12-01
CANTAB CAPITAL PARTNERS LLP NON-VOTING MEMBER direct 2016-10-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2016-10-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP PARTNER direct 2004-04-01
PARVUS ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2004-05-01
CHARLEMAGNE CAPITAL (UK) LIMITED SHAREHOLDER indirect 2016-12-01
CHARLEMAGNE CAPITAL (IOM) LIMITED SHAREHOLDER indirect 2016-12-01
BROOKFIELD SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2016-12-01
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-09-01
CRESTLINE MANAGEMENT, L.P. GENERAL PARTNER indirect 2016-12-01
CRESTLINE MANAGEMENT, L.P. MEMBER indirect 2016-12-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED FIRST EXECUTIVE VICE PRESIDENT direct 2004-10-01
CRESTLINE MANAGEMENT, L.P. LIMITED PARTNER indirect 2016-12-01
HORIZONS ETFS MANAGEMENT (USA) LLC SHAREHOLDER indirect 2017-03-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2004-10-01
HORIZONS ETFS MANAGEMENT (USA) LLC MEMBER direct 2017-03-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP CORPORATE MEMBER direct 2004-11-01
RECON CAPITAL ADVISORS LLC MEMBER indirect 2017-03-01
AMIYA CAPITAL LLP SERVICE COMPANY direct 2005-01-01
RECON CAPITAL ADVISORS LLC SHAREHOLDER indirect 2017-03-01
GENESIS INVESTMENT ADVISORS, LLC MANAGING MEMBER direct 2005-03-01
PERKINS INVESTMENT MANAGEMENT LLC MEMBER indirect 2017-05-01
ABERDEEN ASSET MANAGEMENT INC SHAREHOLDER indirect 2017-08-01
KANSAS CORPORATE CREDIT UNION N/A direct 1951-07-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 2017-08-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 2017-08-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER indirect 2017-08-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1978-09-01
METHODOLOGY ASSET MANAGEMENT (UK) LLP SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT LIMITED SHAREHOLDER direct 2017-08-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED SOLE SHAREHOLDER indirect 2005-03-01
ABERDEEN ASSET MANAGEMENT ASIA LIMITED SHAREHOLDER indirect 2017-08-01
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 1979-09-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY LIMITED JOINT SHAREHOLDER indirect 2005-03-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER indirect 2005-03-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER direct 1984-03-01
PARVUS ASSET MANAGEMENT (UK) LLP SOLE SHAREHOLDER indirect 2005-05-01
BBVA PRIVANZA BANCO, SA OWNERSHIP direct 1984-07-01
TCI NEW HORIZON INVESTMENTS LTD SOLE SHAREHOLDER direct 2005-08-01
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED DIRECT STOCKHOLDER direct 1986-01-01
KDA CAPITAL LLP SOLE SHAREHOLDER indirect 2005-09-01
NLI INTERNATIONAL, INC. SHAREHOLDER direct 1987-03-01
KDA CAPITAL LLP SHAREHOLDER indirect 2005-09-01
GEORGE VAN & COMPANY, LLC TRUSTEE indirect 2005-10-01
ABERDEEN ASSET MANAGERS LIMITED SHAREHOLDER direct 1988-04-01
KDA CAPITAL LLP PARTNER direct 2005-11-01
FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED SHAREHOLDER direct 1988-07-01
DEUTSCHE ASSET MANAGEMENT INVESTMENT SERVICES LIMITED SHAREHOLDER direct 2005-12-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED BENEFICIAL OWNER direct 1989-01-01
SBI FUNDS MANAGEMENT PRIVATE LIMITED INDIRECT OWNER indirect 1989-01-01
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER direct 2005-12-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD SOLE SHAREHOLDER OF APPLICANT direct 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1990-12-01
GAM USA INC. SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
AUGUSTUS ASSET MANAGERS LIMITED SHAREHOLDER OF GAM GROUP AG indirect 2005-12-01
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1991-06-01
ABERDEEN ASSET MANAGEMENT LIMITED INDIRECT OWNER indirect 1992-10-01
WESTERN ASSET MANAGEMENT COMPANY PTE LTD JOINT SHAREHOLDER indirect 2005-12-01
IPM INFORMED PORTFOLIO MANAGEMENT AB SHAREHOLDER indirect 1992-12-01
CANTAB CAPITAL PARTNERS LLP SHAREHOLDER indirect 2005-12-01
SOUND ENERGY CAPITAL MANAGEMENT, L.P. SHAREHOLDER indirect 1993-03-01
BARING ASSET MANAGEMENT INC SHAREHOLDER 1: SHAREHOLDER OF APPLICANT direct 2006-01-01
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER direct 1993-05-01
ABERDEEN FUND MANAGERS INC SHAREHOLDER direct 1994-01-01
ARDEN ASSET MANAGEMENT LLC SHAREHOLDER indirect 1994-01-01
ABERDEEN CAPITAL MANAGEMENT, LLC SHAREHOLDER indirect 1994-01-01
ALCATEL-LUCENT INVESTMENT MANAGEMENT CORPORATION OWNS ALL ALCATEL-LUCENT USA INC. STOCK indirect 2006-11-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER direct 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
LETKO, BROSSEAU & ASSOCIATES INC. COMMON SHAREHOLDER indirect 2007-01-01
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED DIRECTOR direct 2007-04-01
BLUECREST CAPITAL MANAGEMENT LIMITED SHAREHOLDER indirect 1994-10-01
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1997-09-01 2001-03-19
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1997-10-01 2001-03-19
VESTRUST SECURITIES L.P. LIMITED PARTNER direct 1997-01-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H UNITED ASSET MGMT direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 8.71%SHAREHOLDER OF OLD MUTUAL PLC direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE ASSURANCE direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL LIFE HOLDING direct 2000-10-01 2001-03-29
PACIFIC FINANCIAL RESEARCH INC 100% S/H OLD MUTUAL NETHERLANDS direct 2000-10-01 2001-03-29
MUNICH RE CAPITAL MANAGEMENT CORPORATION SOLE SHAREHOLDER direct 1994-04-01 2001-03-29
COMPASS GROUP LLC SHAREHOLDER indirect 1995-09-01 2001-03-30
PARADIGM GLOBAL ADVISERS INC SOLE MEMBER direct 2001-01-01 2001-03-30
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 1998-12-01 2001-04-04
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-04-17
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD PRESIDENT direct 1998-05-01 2001-04-20
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD DIRECTOR direct 1999-05-01 2001-04-20
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF LEGG MASON HOLDINGS LIMITED direct 1999-12-01 2001-04-26
CGU ASSET MANAGEMENT INC 54% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC 46% OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1998-12-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1966-04-01 2001-05-03
CGU ASSET MANAGEMENT INC OWNER indirect 1990-06-01 2001-05-03
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1997-09-01 2001-05-07
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1999-01-01 2001-06-20
MUTUAL FUND PUBLIC CO LTD EXECUTIVE VICE PRESIDENT direct 1991-01-01 2001-06-20
TUCKER ANTHONY INCORPORATED INDIRECT indirect 1996-11-01 2001-08-17
PLANMEMBER SECURITIES CORPORATION SHAREHOLDER SERIES C indirect 1999-03-01 2001-09-04
FREEDOM CAPITAL MANAGEMENT CORP INDIRECT OWNER indirect 1996-11-01 2001-11-07
ABERDEEN FUND MANAGERS INC INDIRECT SHAREHOLDER indirect 1996-03-01 2001-12-05
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1997-10-01 2002-01-03
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 1994-03-01 2002-01-03
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1997-10-01 2002-01-08
ZAO ASSET MANAGEMENT CO TROIKA DIALOG OWNER indirect 1994-03-01 2002-01-08
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1996-09-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1983-05-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1984-03-01 2002-02-19
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1989-07-01 2002-02-19
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 2001-01-01 2002-03-27
LOMBARD ODIER ASIA LTD INDIRECT STOCKHOLDER indirect 1994-12-01 2002-03-28
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1998-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1894-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1972-07-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1987-12-01 2002-04-29
GROUPAMA ASSET MANAGEMENT NA SHAREHOLDER indirect 1993-07-01 2002-04-29
MARKET STREET INVESTMENT MANAGEMENT CO SHAREHOLDER indirect 1983-05-01 2002-05-09
MUTUAL FUND PUBLIC CO LTD SENIOR EXECUTIVE VICE PRESIDENT direct 2000-05-01 2002-07-02
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAML indirect 1999-12-01 2002-07-22
LOMBARD ODIER INTERNATIONAL PORTFOLIO MANAGEMENT LIMITED INDIRECT STOCKHOLDER indirect 1978-10-01 2002-07-30
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GABV indirect 1996-09-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAM USA direct 1983-05-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GAMSR indirect 1984-03-01 2002-09-12
GLOBAL ASSET MANAGEMENT USA INC SHAREHOLDER OF GMNV indirect 1989-07-01 2002-09-12
FOYSTON, GORDON & PAYNE INC. SHAREHOLDER indirect 2001-03-01 2002-09-24
BELMONT ADVISORS, INC. SHAREHOLDER indirect 2002-01-01 2002-11-01
MUTUAL FUND PUBLIC CO LTD PRESIDENT AND EXECUTIVE DIRECTOR direct 1998-12-01 2002-11-06
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER direct 1998-05-01 2003-01-28
TROIKA DIALOG ASSET MANAGEMENT CAYMAN ISLANDS LTD OWNER indirect 2002-06-01 2003-01-28
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
PMG ASSET MANAGEMENT INC SHAREHOLDER indirect 2000-04-01 2003-02-24
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-11-01 2003-02-24
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC PARENT indirect 1997-11-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 1999-03-01 2003-03-14
AXA GLOBAL STRUCTURED PRODUCTS INC SHAREHOLDER indirect 2000-12-01 2003-03-14
MUTUAL FUND PUBLIC CO LTD CHAIRMAN direct 1995-06-01 2003-03-24
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 1998-09-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2000-10-01 2003-03-28
MPOWER ADVISORS, LLC INDIRECT OWNER indirect 2002-07-01 2003-03-28
PARADIGM GLOBAL ADVISORS, LLC MANAGING MEMBER direct 2001-04-01 2003-03-31
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 1999-12-01 2003-04-03
GAM INTERNATIONAL MANAGEMENT LTD SHAREHOLDER indirect 2002-07-01 2003-04-03
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
PMG SECURITIES CORPORATION SHAREHOLDER indirect 2000-04-01 2003-04-23
COMPASS GROUP LLC SHAREHOLDER indirect 1995-10-01 2003-05-02
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-03-01 2003-05-20
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2000-10-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER indirect 2002-01-01 2003-08-14
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2003-08-14
DISCOVERY MANAGEMENT, LTD. LIMITED PARTNER direct 2000-05-01 2003-11-26
AIM FUNDS MANAGEMENT INC. OWNER OF ALL SHARES OF THE APPLICANT direct 2000-08-01 2003-11-26
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-07
DISCOVERY MANAGEMENT, LTD. SHAREHOLDER indirect 1996-02-01 2004-01-15
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1994-10-01 2004-02-09
MUTUAL FUND PUBLIC CO LTD DIRECTOR direct 1998-08-01 2004-03-18
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED CHAIRMAN direct 2003-04-01 2004-03-18
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2002-01-01 2004-03-25
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (EULIA) indirect 2002-01-01 2004-03-26
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2002-01-01 2004-03-26
CGU ASSET MANAGEMENT INC OWNER OF FUND AMERICAN ENTERPRISES HOLDINGS, INC. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM ENTERPRISES (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
CGU ASSET MANAGEMENT INC OWNER OF WM BRIDGETOWN (BARBADOS) LTD. indirect 2001-06-01 2004-03-29
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 2003-02-01 2004-03-30
ACCESS INTERNATIONAL ADVISORS LLC OWNER indirect 1982-01-01 2004-03-30
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED SENIOR EXECUTIVE VICE PRESIDENT direct 2003-10-01 2004-06-07
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (COMMON STOCK) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDCIAM) indirect 2000-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (COMMON STOCK, CDCIAM US) indirect 2000-10-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER (SERIES A) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (SERIES A, CDCIAM US) indirect 2002-10-01 2004-07-12
LOOMIS, SAYLES & COMPANY, L.P. SHAREHOLDER (CDC IXIS) indirect 2004-06-01 2004-07-12
WESTPEAK GLOBAL ADVISORS, L.P. SHAREHOLDER indirect 2004-06-01 2004-07-12
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-11-01 2004-08-10
HORNBLOWER FISCHER CAPITAL MANAGEMENT CORP. SHAREHOLDER indirect 2002-12-01 2004-08-10
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER OF APPLICANT direct 1996-02-01 2004-09-30
WESTERN ASSET MANAGEMENT CO LTD SOLE SHAREHOLDER indirect 1999-12-01 2004-09-30
ABERDEEN ASSET MANAGEMENT LIMITED PARENT direct 1985-11-01 2004-11-24
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED PRESIDENT AND EXECUTIVE DIRECTOR direct 2002-12-01 2005-03-23
LAZARD ASSET MANAGEMENT LLC SHAREHOLDER indirect 2000-11-01 2005-03-29
LAZARD ALTERNATIVES, LLC SHAREHOLDER indirect 2000-11-01 2005-03-30
LAZARD ASSET MANAGEMENT CANADA INC OWNER indirect 2001-04-01 2005-03-30
LAZARD ALTERNATIVES, LLC OWNER indirect 2001-04-01 2005-03-30
VAN HEDGE FUND ADVISORS INTERNATIONAL INC TRUSTEE indirect 1999-01-01 2005-04-05
VAN HEDGE FUND ADVISORS INTERNATIONAL INC INDIVIDUAL TRUSTEE indirect 1999-01-01 2005-04-05
SOUNDVEST CAPITAL MANAGEMENT LTD. OWNER indirect 2003-03-01 2005-08-10
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES