SPRINGOWL ASSOCIATES LLC

HTTP://WWW.SPRINGOWL.COM NEW YORK, NY Investment Advisor Hedge Fund Activist Investor How do I update this listing?

Springowl Associates is based out of New York. Springowl Associates is a large advisory firm with 44 clients and discretionary assets under management (AUM) of $183,454,928 (Form ADV from 2019-03-29). Their last reported 13F filing for Q2 2019 included $73,760,000 in managed 13F securities and a top 10 holdings concentration of 87.7%. Springowl Associates's largest holding is The Stars Group with shares held of 2,660,292. Whalewisdom has at least 78 13F filings, 3 13D filings, and 57 13G filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $73.76 Million
  • Prior Market Value $74.315 Million
  • New Purchases3 stocks
  • Additional Purchases6 stocks
  • Sold out of6 stocks
  • Reduced holdings in4 stocks
  • Top 10 Holdings % 87.70 %
  • Turnover % [1]:42.86%
  • Turnover Alt % [2]: 10.27 %
  • Time Held Top20:3.95 quarters
  • Time Held Top10:3.30 quarters
  • Time Held All:7.24 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -3.0%
Performance Last 4 Quarters: -11.09%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR/A (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR/A (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

SPRINGOWL ASSOCIATES LLC
Classified as Hedge Fund
767 THIRD AVENUE 32ND FLOOR
NEW YORK NY    10017
Country: United States

Business Phone: 212-445-7800
Fax: 212-445-7801
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: NY
Number of employees: 6
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 71,042,900
Total Number of Clients: 44
Amount of client funds and securities by related persons: 71,042,900
Total Number of clients from related persons: 5
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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SPRINGOWL ASSOCIATES LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WALLACH, ANDREW, MICHAEL PARTNER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MANAGING MEMBER direct 1997-01-01
CUMBERLAND ASSOCIATES LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 2011-01-01
SPRINGOWL ASSOCIATES LLC CO-CHIEF EXECUTIVE OFFICER direct 2013-11-01
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
SPRINGOWL ASSOCIATES LLC PARTNER direct 2016-03-01
KONIG, BARRY, ARNOLD DIRECTOR 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER direct 2005-04-01
SPRINGOWL ASSOCIATES LLC DIRECTOR direct 2013-11-01
SPRINGOWL ASSET MANAGEMENT LLC MEMBER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER direct 2013-11-01
ADER, JASON, NATHANIEL CHIEF EXECUTIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAYGROUND COVE ASSOCIATES LP CHIEF EXECUTIVE OFFICER, LIMITED PARTNER direct 2002-12-01
HAYGROUND COVE ASSOCIATES LP SOLE AND MANAGING MEMBER indirect 2002-12-01
ADER INVESTMENT MANAGEMENT LP SOLE AND MANAGING MEMBER indirect 2002-12-01
SPRINGOWL ASSOCIATES LLC LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
CUMBERLAND ASSOCIATES LLC CO-CHIEF EXECUTVE OFFICER direct 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CO-CHIEF EXECUTIVE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
PANZNER, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER direct 2016-03-01
Lewis, John, Kevin CHIEF FINANCIAL OFFICER 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPRINGOWL ASSOCIATES LLC CHIEF FINANCIAL OFFICER direct 2018-01-01
ADER INVESTMENT MANAGEMENT LLC MEMBER SPRINGOWL ASSET MANAGEMENT LLC 03/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
WALLACH, ANDREW, MICHAEL MEMBER SPRINGOWL ASSET MANAGEMENT LLC 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MANAGING MEMBER direct 1997-01-01
CUMBERLAND ASSOCIATES LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 2011-01-01
SPRINGOWL ASSOCIATES LLC CO-CHIEF EXECUTIVE OFFICER direct 2013-11-01
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
SPRINGOWL ASSOCIATES LLC PARTNER direct 2016-03-01
ADER, JASON, NATHANIEL MEMBER ADER INVESTMENT MANAGEMENT LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAYGROUND COVE ASSOCIATES LP CHIEF EXECUTIVE OFFICER, LIMITED PARTNER direct 2002-12-01
HAYGROUND COVE ASSOCIATES LP SOLE AND MANAGING MEMBER indirect 2002-12-01
ADER INVESTMENT MANAGEMENT LP SOLE AND MANAGING MEMBER indirect 2002-12-01
SPRINGOWL ASSOCIATES LLC LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
CUMBERLAND ASSOCIATES LLC CO-CHIEF EXECUTVE OFFICER direct 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CO-CHIEF EXECUTIVE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
DOHA PARTNERS I LP United States 805-1137965047 Hedge Fund 52,666 0
SPRINGOWL SPECIAL OPPORTUNITIES FUND (OFFSHORE) SPC Cayman Islands 805-7150563988 Hedge Fund 39,340,752 5,000,000 Master Fund
CUMBERLAND PARTNERS NEW YORK, D/B/A CUMBERLAND PARTNERS United States 805-8568429363 Hedge Fund 18,664,662 1,000,000
LONGVIEW PARTNERS B, L.P. United States 805-6160202997 Hedge Fund 12,984,775 1,000,000

SPRINGOWL ASSOCIATES LLC

ownership team - last updated 2017-11-30
Name Title Start Date Direct/Indirect % Ownership
WALLACH, ANDREW, MICHAEL PARTNER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MANAGING MEMBER direct 1997-01-01
CUMBERLAND ASSOCIATES LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 2011-01-01
SPRINGOWL ASSOCIATES LLC CO-CHIEF EXECUTIVE OFFICER direct 2013-11-01
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
SPRINGOWL ASSOCIATES LLC PARTNER direct 2016-03-01
KONIG, BARRY, ARNOLD DIRECTOR 11/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER direct 2005-04-01
SPRINGOWL ASSOCIATES LLC DIRECTOR direct 2013-11-01
SPRINGOWL ASSET MANAGEMENT LLC MEMBER 11/01/2013 Direct 75% or more
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER direct 2013-11-01
ADER, JASON, NATHANIEL CHIEF EXECUTIVE OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
HAYGROUND COVE ASSOCIATES LP CHIEF EXECUTIVE OFFICER, LIMITED PARTNER direct 2002-12-01
HAYGROUND COVE ASSOCIATES LP SOLE AND MANAGING MEMBER indirect 2002-12-01
ADER INVESTMENT MANAGEMENT LP SOLE AND MANAGING MEMBER indirect 2002-12-01
SPRINGOWL ASSOCIATES LLC LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
CUMBERLAND ASSOCIATES LLC CO-CHIEF EXECUTVE OFFICER direct 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CO-CHIEF EXECUTIVE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
PANZNER, MICHAEL, JOSEPH CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2016-03-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER direct 2016-03-01
ADER FUND MANAGEMENT LLC GENERAL PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) 12/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPRINGOWL ASSOCIATES LLC GENERAL PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
ADER, JASON, NATHANIEL LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) 12/01/2002 Direct 75% or more
Fund Name Position direct/indirect start date end date
HAYGROUND COVE ASSOCIATES LP CHIEF EXECUTIVE OFFICER, LIMITED PARTNER direct 2002-12-01
HAYGROUND COVE ASSOCIATES LP SOLE AND MANAGING MEMBER indirect 2002-12-01
ADER INVESTMENT MANAGEMENT LP SOLE AND MANAGING MEMBER indirect 2002-12-01
SPRINGOWL ASSOCIATES LLC LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
CUMBERLAND ASSOCIATES LLC CO-CHIEF EXECUTVE OFFICER direct 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CO-CHIEF EXECUTIVE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01
NOONE, JOHN, MICHAEL DIRECTOR AND INTERIM CFO 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
SPRINGOWL ASSOCIATES LLC DIRECTOR AND INTERIM CFO direct 2017-07-01
ADER INVESTMENT MANAGEMENT LLC MEMBER SPRINGOWL ASSET MANAGEMENT LLC 03/01/2016 Indirect 75% or more
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
WALLACH, ANDREW, MICHAEL MEMBER SPRINGOWL ASSET MANAGMENT LLC 03/01/2016 Indirect Other
Fund Name Position direct/indirect start date end date
CUMBERLAND ASSOCIATES LLC MANAGING MEMBER direct 1997-01-01
CUMBERLAND ASSOCIATES LLC CHIEF EXECUTIVE OFFICER, MANAGING MEMBER direct 2011-01-01
SPRINGOWL ASSOCIATES LLC CO-CHIEF EXECUTIVE OFFICER direct 2013-11-01
CUMBERLAND ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2016-03-01
SPRINGOWL ASSOCIATES LLC PARTNER direct 2016-03-01
ADER, JASON, NATHANIEL MEMBER ADER INVESTMENT MANAGEMENT LLC 11/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
HAYGROUND COVE ASSOCIATES LP CHIEF EXECUTIVE OFFICER, LIMITED PARTNER direct 2002-12-01
HAYGROUND COVE ASSOCIATES LP SOLE AND MANAGING MEMBER indirect 2002-12-01
ADER INVESTMENT MANAGEMENT LP SOLE AND MANAGING MEMBER indirect 2002-12-01
SPRINGOWL ASSOCIATES LLC LIMITED PARTNER - ADER INVESTMENT MANAGEMENT LP (RELYING ADVISER) direct 2002-12-01
CUMBERLAND ASSOCIATES LLC CO-CHIEF EXECUTVE OFFICER direct 2013-11-01
SPRINGOWL ASSOCIATES LLC MEMBER indirect 2013-11-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF COMPLIANCE OFFICER / CO-CHIEF EXECUTIVE OFFICER direct 2015-06-01
SPRINGOWL ASSOCIATES LLC CHIEF EXECUTIVE OFFICER direct 2016-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
SOGP LP United States 805-2223636115 Hedge Fund 4,477,783 0
LONGVIEW PARTNERS B, L.P. United States 805-6160202997 Hedge Fund 14,025,027 1,000,000
CUMBERLAND PARTNERS NEW YORK, D/B/A CUMBERLAND PARTNERS United States 805-8568429363 Hedge Fund 21,304,917 1,000,000
SPRINGOWL SPECIAL OPPORTUNITIES FUND LP United States 805-4437216639 Hedge Fund 20,481,452 5,000,000
ADER LONG/SHORT FUND LP United States 805-8482280703 Hedge Fund 2,314,343 2,000,000
DOHA PARTNERS I LP United States 805-1137965047 Hedge Fund 3,549,292 0

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