CWM ADVISORS, LLC

HTTPS://INSPIREINVESTING.COM HOLLISTER, CA Investment Advisor How do I update this listing?

CWM Advisors is based out of Hollister. CWM Advisors is a registered investment advisory firm with 460 clients and discretionary assets under management (AUM) of $251,784,550 (Form ADV from 2019-03-18). Their last reported 13F filing for Q2 2019 included $237,739,000 in managed 13F securities and a top 10 holdings concentration of 30.31%. CWM Advisors's largest holding is Inspire Corporate Bond Impact ETF with shares held of 1,081,735. Whalewisdom has at least 12 13F filings The firm last filed a Form D notice of exempt offering of securities on 2017-09-29. The notice included securities offered of Equity

Download 13F Summary to Excel Create Email Alert

06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $237.739 Million
  • Prior Market Value $215.351 Million
  • New Purchases37 stocks
  • Additional Purchases234 stocks
  • Sold out of6 stocks
  • Reduced holdings in56 stocks
  • Top 10 Holdings % 30.31 %
  • Turnover % [1]:13.11%
  • Turnover Alt % [2]: 12.41 %
  • Time Held Top20:3.70 quarters
  • Time Held Top10:3.60 quarters
  • Time Held All:3.88 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.54%
Performance Last 4 Quarters: -0.01%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR/A (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR/A (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR/A (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

INSPIRE
650 SAN BENITO ST. STE. 130
HOLLISTER CA    95023
Country: United States

Business Phone: (877) 658-9473
Fax: (408) 758-6411
Professional Investment Advisor Data
SEC Registration as : Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 10
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 460
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2017-09-29 D INVESTING Equity INDEFINITE 739,867 INDEFINITE
2016-03-23 D INVESTING Equity 500,000 0 500,000
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
AARON MOON subscription required
    EXECUTIVE OFFICER DIRECTOR PROMOTER
JOSEPH HENRY VERISSIMO subscription required
    EXECUTIVE OFFICER PROMOTER
MICHAEL GRAEF subscription required
    EXECUTIVE OFFICER PROMOTER
ROBERT JOHN NETZLY subscription required
    EXECUTIVE OFFICER DIRECTOR PROMOTER
ROBERTO VALDERRAMA subscription required
    EXECUTIVE OFFICER

CWM ADVISORS, LLC

ownership team - last updated 2019-03-18
Name Title Start Date Direct/Indirect % Ownership
NETZLY, ROBERT, JOHN PRESIDENT & CEO 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01
VALDERRAMA, ROBERTO, ANDRE MEMBER 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2015-03-01
CWM ADVISORS, LLC MEMBER direct 2015-04-01
MOON, AARON, DOUGLAS CHIEF COMPLIANCE OFFICER & COO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC CHIEF COMPLIANCE OFFICER & COO direct 2017-01-01
INSPIRE IMPACT GROUP, LLC MEMBER 12/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2017-12-01
NETZLY, ROBERT, JOHN PRESIDENT AND CEO INSPIRE IMPACT GROUP, LLC 06/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01

CWM ADVISORS, LLC

ownership team - last updated 2018-12-05
Name Title Start Date Direct/Indirect % Ownership
NETZLY, ROBERT, JOHN PRESIDENT & CEO 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01
VALDERRAMA, ROBERTO, ANDRE MEMBER 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2015-03-01
CWM ADVISORS, LLC MEMBER direct 2015-04-01
MOON, AARON, DOUGLAS CHIEF COMPLIANCE OFFICER & COO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC CHIEF COMPLIANCE OFFICER & COO direct 2017-01-01
INSPIRE IMPACT GROUP, LLC MEMBER 12/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2017-12-01
NETZLY, ROBERT, JOHN PRESIDENT AND CEO INSPIRE IMPACT GROUP, LLC 06/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01

CWM ADVISORS, LLC

ownership team - last updated 2018-04-30
Name Title Start Date Direct/Indirect % Ownership
NETZLY, ROBERT, JOHN PRESIDENT & CEO 06/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01
VALDERRAMA, ROBERTO, ANDRE MEMBER 04/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2015-03-01
CWM ADVISORS, LLC MEMBER direct 2015-04-01
MOON, AARON, DOUGLAS CHIEF COMPLIANCE OFFICER & COO 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC CHIEF COMPLIANCE OFFICER & COO direct 2017-01-01
INSPIRE IMPACT GROUP, LLC MEMBER 12/01/2017 Direct 75% or more
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC MEMBER direct 2017-12-01
NETZLY, ROBERT, JOHN PRESIDENT AND CEO INSPIRE IMPACT GROUP, LLC 06/01/2014 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
CWM ADVISORS, LLC PRESIDENT/ CEO/ CCO direct 2014-06-01
CWM ADVISORS, LLC PRESIDENT & CEO direct 2014-06-01

Elevate your investments