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D. E. SHAW & COMPANY ., INC.

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NEW YORK NY Investment Advisor Hedge Fund
13F Summary
D. E. Shaw & Company . is based out of New York and is run by David Shaw. D. E. Shaw & Company . is a hedge fund with 31 clients and discretionary assets under management (AUM) of $120,474,556,565 (Form ADV from 2024-08-09). Their last reported 13F filing for Q4 2024 included $136,274,974,914 in managed 13F securities and a top 10 holdings concentration of 11.1%. D. E. Shaw & Company .'s largest holding is SPDR S&P 500 ETF TRUST with shares held of 6,778,781. Whalewisdom has at least 137 13F filings, and 1 13G filings
Business Description
The advisory business involves the Adviser and its related persons devoting a portion of their time and effort to clients. However, they are expected to devote a substantial amount of time to Other Activities, which may include competing with clients. This exposure to Other Activities can lead to risks independent of those associated with any particular client. The Adviser has a strategy head and supervisors who review trading data and oversee trading activity. These reviews ensure consistency with intended strategies, analyze risks, and verify compliance with regulations. Compliance personnel also review certain aspects of regulatory compliance. Principal executive officers may review investment strategies periodically, and independent third parties conduct financial audits of the Funds. The frequency of these reviews is determined based on the purpose and other circumstances.
Investment Strategy
The Adviser utilizes a variety of investment strategies, categorized as systematic, discretionary, and hybrid. Systematic strategies rely on quantitative and computational techniques to identify undervalued and overvalued securities, manage portfolio risk, and reduce transaction costs. These strategies are heavily research-driven, but ultimately rely on algorithms and data analysis. Discretionary strategies are primarily based on human analysis, while hybrid strategies combine elements of both systematic and discretionary approaches. The specific strategies employed may vary based on factors like asset class, instrument type, industry sector, geography, data inputs, time horizon, and investment approach. Each strategy may involve multiple elements, each reflecting distinct investment theses that aim to identify trading opportunities based on quantitative and qualitative factors.
Other Contact Information
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2024-12-31

Top Buys (13F)

Name % Change
SPY SPDR S&P 500 ETF TRU 2.67%
BA Boeing Co. 0.7%
TSLA Tesla Inc 0.69%
IVV iShares Core S&P 500 0.63%
INTU Intuit, Inc 0.43%

2024-12-31

Top Sells (13F)

Name % Change
NVDA NVIDIA Corp 0.79%
AAPL Apple Inc 0.61%
WDAY Workday Inc 0.43%
TJX TJX Companies Inc 0.34%
CAT Caterpillar Inc 0.33%

2024-12-31

13F Holdings Summary

Name $ Change
SPY SPDR S&P 500 ETF TRU 2.92%
MSFT Microsoft Corporatio 1.56%
AAPL Apple Inc 1.11%
NVDA NVIDIA Corp 1.01%
TSLA Tesla Inc 0.94%
Daniel R. Marcus signs this Report as Attorney-in-Fact for David E. Shaw, President of D. E. Shaw Co., Inc. D. E. Shaw Co., Inc. may be deemed an institutional investment manager in its capacity as the general partner of D. E. Shaw Co., L.P., which in turn is the managing member of certain other affiliated institutional investment managers. D. E. Shaw Co., Inc. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities. D. E. Shaw Co., L.P. may be deemed to exercise investment or voting discretion for affiliated institutional investment managers. D. E. Shaw Co., L.P. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities over which such affiliated institutional investment managers exercise investment or voting discretion.

2024-12-31

13F Activity

Market Value $136b, Prior: $116b
Inflows (Outflows) as % of Total MV +8.2873%
New Purchases 617 stocks
Added To 1671 stocks
Sold out of 763 stocks
Reduced holdings in 1651 stocks
Top 10 Holdings % 11.1%
Turnover %[1] 27%
Turnover Alt %[2] 20.8%
Time Held Top 20 5.35 quarters
Time Held Top 10 6.6 quarters
Time Held All 16.91 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

2024-12-31

13F Sector Allocation Over Time

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2024-12-31

Analysis

Top 20 equal-weighted holdings. Performance numbers calculated through 2024-12-31

Portfolio Performance