DALTON INVESTMENTS LLC

HTTP://WWW.DALTONINVESTMENTS.COM/ SANTA MONICA, CA Investment Advisor Hedge Fund How do I update this listing?

Dalton Investments is based out of Santa Monica. Dalton Investments is a large advisory firm with 40 clients and discretionary assets under management (AUM) of $3,991,780,203 (Form ADV from 2018-03-29). Their last reported 13F filing for Q1 2018 included $239,493,000 in managed 13F securities and a top 10 holdings concentration of 78.79%. Dalton Investments's largest holding is Turquoise Hill Resources Ltd with shares held of 13,160,239. Dalton Investments has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 41 13F filings, 8 13D filings, and 6 13G filings

Subscription Required

Equal-WT
WhaleScore

?

69

S&P 500
WhaleScore

?

Subscription Required

Manager Weighted
WhaleScore

?
Download 13F Summary to Excel Create Email Alert

03/31/2018

13F Sector Allocation Over Time

03/31/2018

13F Activity

  • Market Value $239.493 Million
  • Prior Market Value $265.264 Million
  • New Purchases6 stocks
  • Additional Purchases6 stocks
  • Sold out of5 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 78.79 %
  • Turnover % [1]:33.33%
  • Turnover Alt % [2]: 16.82 %
  • Time Held Top20:6.95 quarters
  • Time Held Top10:4.50 quarters
  • Time Held All:9.82 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2018-05-15

Performance for Q1 2018: -4.12%
Performance Last 4 Quarters: 5.16%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR/A (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

DALTON INVESTMENTS LLC
Classified as Hedge Fund
1601 CLOVERFIELD BOULEVARD SUITE 5050 N
SANTA MONICA CA    90404
Country: United States

Business Phone: 424-231-9100
Fax: 424-231-9050
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: CA
Number of employees: 40
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 229,983,000
Total Number of Clients: 40
Amount of client funds and securities by related persons: 1,164,760,000
Total Number of clients from related persons: 8
Disclosures: 11.E (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Non-derivative Insider Transactions Since 03/31/2018

Loading...
ownership team - last updated 2017-05-25
Name Title Start Date Direct/Indirect % Ownership
PERSKY, STEVEN, DAVID MANAGING MEMBER, DALTON INVESTMENTS, LLC 02/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC MANAGING MEMBER, DALTON INVESTMENTS, LLC direct 1998-02-01
DALTON INVESTMENTS LLC OWNER indirect 1998-02-01
PERSKY FINANCIAL MANAGEMENT, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1998-02-01
DALTON INVESTMENTS LLC MANAGING MEMBER direct 1998-02-01 2011-10-18
DALTON INVESTMENTS LLC PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. direct 1998-02-01 2017-03-13
ROSENWALD, JAMES, BENNO MANAGING MEMBER, DALTON INVESTMENTS LLC 02/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) direct 1984-05-01
ROSENWALD CAPITAL MANAGEMENT INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-05-01
DALTON INVESTMENTS LLC MANAGING MEMBER, DALTON INVESTMENTS LLC direct 1998-02-01
ROSENWALD CAPITAL MANAGEMENT INC PRESIDENT direct 1984-05-01 2005-02-22
DALTON INVESTMENTS LLC MANAGING MEMBER direct 1998-02-01 2011-10-18
DALTON INVESTMENTS LLC PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. direct 1984-05-01 2012-09-04
COMBS, F, GIFFORD EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC 10/01/1998 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC direct 1998-10-01
DALTON INVESTMENTS LLC OWNER indirect 2002-10-01
DALTON INVESTMENTS LLC MANAGING DIRECTOR direct 1998-10-01 2011-05-05
DALTON INVESTMENTS LLC EXECUTIVE MANAGING DIRECTOR direct 1998-10-01 2011-10-18
ONG, BELITA, S CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC 04/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER indirect 1999-02-01
DALTON INVESTMENTS LLC CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC direct 2011-04-01
DALTON INVESTMENTS LLC MANAGING DIRECTOR direct 2001-11-01 2011-03-24
DALTON INVESTMENTS LLC CHIEF EXECUTIVE OFFICER direct 2011-04-01 2011-10-18
JAMES B ROSENWALD IV TRUST OWNER, DALTON INVESTMENTS LLC 02/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC direct 1998-02-01
DALTON INVESTMENTS LLC OWNER direct 1998-02-01
JOCELYN M ROSENWALD TRUST OWNER, DALTON INVESTMENTS LLC 02/01/1998 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC direct 1998-02-01
DALTON INVESTMENTS LLC OWNER direct 1998-02-01
PERSKY FINANCIAL MANAGEMENT, INC. OWNER, DALTON INVESTMENTS LLC 02/01/1998 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER direct 1998-02-01
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC direct 1998-02-01
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC (RELYING ADVISOR) direct 1998-02-01
ROSENWALD, JAMES, BENNO PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) 05/01/1984 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) direct 1984-05-01
ROSENWALD CAPITAL MANAGEMENT INC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1984-05-01
DALTON INVESTMENTS LLC MANAGING MEMBER, DALTON INVESTMENTS LLC direct 1998-02-01
ROSENWALD CAPITAL MANAGEMENT INC PRESIDENT direct 1984-05-01 2005-02-22
DALTON INVESTMENTS LLC MANAGING MEMBER direct 1998-02-01 2011-10-18
DALTON INVESTMENTS LLC PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. direct 1984-05-01 2012-09-04
GOBE INTERNATIONAL, INC. OWNER, DALTON INVESTMENTS LLC 02/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER direct 1999-02-01
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC direct 1999-02-01
WALKING ROCK CORP. OWNER, DALTON INVESTMENTS LLC 10/01/2002 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER direct 2002-10-01
DALTON INVESTMENTS LLC OWNER, DALTON INVESTMENTS LLC direct 2002-10-01
LAVELLE, ERIN CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC 03/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC CHIEF FINANCIAL OFFICER direct 2016-03-01
DALTON INVESTMENTS LLC CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC direct 2016-03-01
KRAMER, STEVEN, OLIVER CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC. AND PERSKY FINANCIAL MANAGEMENT, INC. direct 2017-01-01
DALTON INVESTMENTS LLC CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC. direct 2017-01-01
AUCHINCLOSS, JAMES, GORDON OWNER GOBE INTERNATIONAL INC. 02/01/1999 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER indirect 1999-02-01
ONG, BELITA, S OWNER GOBE INTERNATIONAL INC. 02/01/1999 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC OWNER indirect 1999-02-01
DALTON INVESTMENTS LLC CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC direct 2011-04-01
DALTON INVESTMENTS LLC MANAGING DIRECTOR direct 2001-11-01 2011-03-24
DALTON INVESTMENTS LLC CHIEF EXECUTIVE OFFICER direct 2011-04-01 2011-10-18
COMBS, F, GIFFORD OWNER WALKING ROCK CORP. 10/01/2002 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC direct 1998-10-01
DALTON INVESTMENTS LLC OWNER indirect 2002-10-01
DALTON INVESTMENTS LLC MANAGING DIRECTOR direct 1998-10-01 2011-05-05
DALTON INVESTMENTS LLC EXECUTIVE MANAGING DIRECTOR direct 1998-10-01 2011-10-18
PERSKY, STEVEN, DAVID OWNER PERSKY FINANCIAL MANAGEMENT, INC. 02/01/1998 Indirect 75% or more
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC MANAGING MEMBER, DALTON INVESTMENTS, LLC direct 1998-02-01
DALTON INVESTMENTS LLC OWNER indirect 1998-02-01
PERSKY FINANCIAL MANAGEMENT, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1998-02-01
DALTON INVESTMENTS LLC MANAGING MEMBER direct 1998-02-01 2011-10-18
DALTON INVESTMENTS LLC PRESIDENT, PERSKY FINANCIAL MANAGEMENT, INC. direct 1998-02-01 2017-03-13
ROSENWALD, JILL TRUSTEE JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST 12/01/1997 Indirect Other
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC TRUSTEE indirect 1997-12-01
PARKER, WALTER, W TRUSTEE JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST 12/01/1997 Indirect Other
Fund Name Position direct/indirect start date end date
DALTON INVESTMENTS LLC TRUSTEE indirect 1997-12-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
DALTON BERLIN REAL ESTATE FUND I LLC United States 805-9163462229 Real Estate Fund 1,000,000 100,000
DALTON JAPAN STRATEGIC OPPORTUNITIES FUND United States 805-4825513680 Hedge Fund 706,967,535 1,000,000
DALTON INDIA (MASTER) FUND LP United States 805-5060765109 Hedge Fund 153,981,710 1,000,000 Master Fund
DALTON PAN-ASIA SERIES I TRUST - SERIES B United States 805-9988935312 Other Private Fund DELAWARE STATUTORY TRUST 35,436,781 1,000,000
KINGS BAY CAPITAL MANAGEMENT, LTD. Cayman Islands 805-9885875643 Hedge Fund 61,670,441 1,000,000 Fund of Funds
KINGS BAY INVESTMENT CO. LTD. Cayman Islands 805-6473562159 Hedge Fund 42,928,467 0 Fund of Funds
ROSENWALD PARTNERS LP United States 805-4108393611 Other Private Fund LIMITED PARTNERSHIP 18,236,543 0 Fund of Funds
DALTON GREATER CHINA (MASTER) FUND LP United States 805-6466212652 Hedge Fund 47,835,820 1,000,000 Master Fund
DALTON ASIA (MASTER) FUND LP United States 805-2085587133 Hedge Fund 53,901,024 1,000,000 Master Fund
PACIFIC AND GENERAL (MASTER) FUND, L.P. Cayman Islands 805-7267839834 Hedge Fund 162,562,757 1,000,000 Master Fund
DALTON HIGH YIELD OPPORTUNITIES (MASTER) FUND LP United States 805-2440955917 Hedge Fund 23,478,698 1,000,000 Master Fund
1937 LP United States 805-4944289922 Hedge Fund 53,901,024 1,000,000
DALTON PAN-ASIA SERIES I TRUST - SERIES A United States 805-6763820585 Other Private Fund DELAWARE STATUTORY TRUST 84,202,311 1,000,000

WhaleScore history for DALTON INVESTMENTS LLC

You must have a subscription to view WhaleScore histories

Elevate your investments