DANA INVESTMENT ADVISORS, INC.

HTTP://WWW.DANAINVESTMENT.COM WAUKESHA, WI Investment Advisor How do I update this listing?

Dana Investment Advisors is based out of Waukesha. Dana Investment Advisors is a large advisory firm with 1859 clients and discretionary assets under management (AUM) of $4,716,398,263 (Form ADV from 2019-03-29). Their last reported 13F filing for Q1 2019 included $2,121,251,000 in managed 13F securities and a top 10 holdings concentration of 19.06%. Dana Investment Advisors's largest holding is Microsoft Corp. with shares held of 419,343. Dana Investment Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 47 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $2.121 Billion
  • Prior Market Value $1.968 Billion
  • New Purchases45 stocks
  • Additional Purchases65 stocks
  • Sold out of37 stocks
  • Reduced holdings in149 stocks
  • Top 10 Holdings % 19.06 %
  • Turnover % [1]:29.71%
  • Turnover Alt % [2]: 15.65 %
  • Time Held Top20:5.90 quarters
  • Time Held Top10:3.90 quarters
  • Time Held All:10.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 7.55%
Performance Last 4 Quarters: 1.09%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

DANA INVESTMENT ADVISORS INC
20700 SWENSON DRIVE, SUITE 400
WAUKESHA WI    53186-0904
Country: United States

Business Phone: 262-782-3631
Fax: 262-782-0581
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Corporation
Organized in: WI
Number of employees: 44
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 1859
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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DANA INVESTMENT ADVISORS INC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
VERANTH, JEROME, JOSEPH EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2006-01-01
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 1994-12-01 2006-05-31
REDISKE, SUSAN, MARIE ASSISTANT VICE PRESIDENT 05/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 1991-05-01
MIRSBERGER, MARK, RICHARD CEO, COO & TREASURER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC CEO, COO & TREASURER direct 2003-12-01
DANA INVESTMENT ADVISORS INC COO & TREASURER direct 1991-12-01 2003-03-06
KAMBER, MARC, ANDRE EXECUTIVE VICE PRESIDENT 02/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 1991-02-01
DANA INVESTMENT ADVISORS INC EXEC. VICE PRESIDENT direct 1991-02-01 2003-03-06
CLASSEN, DOUGLAS, WAYNE SENIOR VICE PRESIDENT 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 1994-09-01
TRINITY FIDUCIARY PARTNERS, LLC MEMBER direct 2010-10-01 2015-03-31
PIEKARSKI, LORI, L ASSISTANT VICE PRESIDENT 05/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 1994-05-01
RIEK, DANIEL, DOUGLAS VICE PRESIDENT 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2001-01-01
BERICH, NICHOLAS, MICHAEL SENIOR VICE PRESIDENT 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2005-03-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2001-07-01 2006-05-31
STEWART, MICHAEL, CHRISTOPHER EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 09/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-09-01
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2000-01-01 2004-06-16
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2004-01-01 2006-05-31
LEUTY, ROBERT, GLEN DIRECTOR OF FIXED INCOME 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2000-10-01
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2006-09-01
DANA INVESTMENT ADVISORS INC DIRECTOR OF FIXED INCOME direct 2016-12-01
DAHLMAN, GREGORY, ALAN SENIOR VICE PRESIDENT 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2006-02-01
HONKAMP, MICHAEL, RICHARD SENIOR VICE PRESIDENT 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2005-03-01
STEWART FAMILY IRREVOCABLE TRUST TRUST 01/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC TRUST direct 2003-01-01
ROBERTS, ELLEN, BETH SENIOR VICE PRESIDENT 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2007-08-01
ROBERTS, DUANE, RUDOLPH EXECUTIVE VICE PRESIDENT 11/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 2010-11-01
ROBERTS, PEAVY & FRIEDMAN, LLC CEO/PORTFOLIO MANAGER direct 2006-02-01 2006-04-28
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2001-01-01 2007-03-27
RPF EQUITY ADVISORS, LLC CEO/PORTFOLIO MANAGER direct 2006-03-01 2007-04-26
RPF EQUITY ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2006-03-01 2007-12-18
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2008-02-01 2010-03-30
TRINITY FIDUCIARY PARTNERS, LLC MEMBER direct 2011-03-01 2015-03-31
LEHKY, BRIAN, VICTOR SENIOR VICE PRESIDENT 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2008-06-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
SHARIEF, NOAMAN, A.Q. SENIOR VICE PRESIDENT 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2008-06-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
SALYERS, LORI, ANNE ASSISTANT VICE PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2007-02-01
STAMM, DAVID, M SENIOR VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2009-07-01
SLOWINSKI, MATTHEW, ROBERT SENIOR VICE PRESIDENT 09/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
KAUN, JAY, BRIAN SENIOR VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2015-07-01
PENNANT MANAGEMENT INC SENIOR VICE PRESIDENT & TREASURER direct 2002-02-01 2005-10-31
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT, COO & TREASURER direct 2006-01-01 2008-07-31
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT, COO direct 2006-01-01 2009-03-30
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 2006-01-01 2011-03-30

DANA INVESTMENT ADVISORS INC

ownership team - last updated 2017-03-15
Name Title Start Date Direct/Indirect % Ownership
VERANTH, JEROME, JOSEPH EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER 01/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER direct 2006-01-01
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 1994-12-01 2006-05-31
REDISKE, SUSAN, MARIE ASSISTANT VICE PRESIDENT 05/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 1991-05-01
MIRSBERGER, MARK, RICHARD CEO, COO & TREASURER 12/01/2003 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC CEO, COO & TREASURER direct 2003-12-01
DANA INVESTMENT ADVISORS INC COO & TREASURER direct 1991-12-01 2003-03-06
KAMBER, MARC, ANDRE EXECUTIVE VICE PRESIDENT 02/01/1991 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 1991-02-01
DANA INVESTMENT ADVISORS INC EXEC. VICE PRESIDENT direct 1991-02-01 2003-03-06
CLASSEN, DOUGLAS, WAYNE SENIOR VICE PRESIDENT 09/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 1994-09-01
TRINITY FIDUCIARY PARTNERS, LLC MEMBER direct 2010-10-01 2015-03-31
PIEKARSKI, LORI, L ASSISTANT VICE PRESIDENT 05/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 1994-05-01
RIEK, DANIEL, DOUGLAS VICE PRESIDENT 01/01/2001 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2001-01-01
BERICH, NICHOLAS, MICHAEL SENIOR VICE PRESIDENT 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2005-03-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2001-07-01 2006-05-31
STEWART, MICHAEL, CHRISTOPHER EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 09/01/2006 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2006-09-01
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2000-01-01 2004-06-16
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2004-01-01 2006-05-31
LEUTY, ROBERT, GLEN DIRECTOR OF FIXED INCOME 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2000-10-01
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2006-09-01
DANA INVESTMENT ADVISORS INC DIRECTOR OF FIXED INCOME direct 2016-12-01
DAHLMAN, GREGORY, ALAN SENIOR VICE PRESIDENT 02/01/2006 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2006-02-01
HONKAMP, MICHAEL, RICHARD SENIOR VICE PRESIDENT 03/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2005-03-01
STEWART FAMILY IRREVOCABLE TRUST TRUST 01/01/2003 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC TRUST direct 2003-01-01
ROBERTS, ELLEN, BETH SENIOR VICE PRESIDENT 08/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2007-08-01
ROBERTS, DUANE, RUDOLPH EXECUTIVE VICE PRESIDENT 11/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC EXECUTIVE VICE PRESIDENT direct 2010-11-01
ROBERTS, PEAVY & FRIEDMAN, LLC CEO/PORTFOLIO MANAGER direct 2006-02-01 2006-04-28
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2001-01-01 2007-03-27
RPF EQUITY ADVISORS, LLC CEO/PORTFOLIO MANAGER direct 2006-03-01 2007-04-26
RPF EQUITY ADVISORS, LLC CHIEF INVESTMENT OFFICER direct 2006-03-01 2007-12-18
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2008-02-01 2010-03-30
TRINITY FIDUCIARY PARTNERS, LLC MEMBER direct 2011-03-01 2015-03-31
LEHKY, BRIAN, VICTOR VICE PRESIDENT 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2008-06-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
SHARIEF, NOAMAN, A.Q. VICE PRESIDENT 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2008-06-01
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
SALYERS, LORI, ANNE ASSISTANT VICE PRESIDENT 02/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC ASSISTANT VICE PRESIDENT direct 2007-02-01
STAMM, DAVID, M SENIOR VICE PRESIDENT 07/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2009-07-01
SLOWINSKI, MATTHEW, ROBERT VICE PRESIDENT 01/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC VICE PRESIDENT direct 2012-01-01
KAUN, JAY, BRIAN SENIOR VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DANA INVESTMENT ADVISORS INC SENIOR VICE PRESIDENT direct 2015-07-01
PENNANT MANAGEMENT INC SENIOR VICE PRESIDENT & TREASURER direct 2002-02-01 2005-10-31
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT, COO & TREASURER direct 2006-01-01 2008-07-31
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT, COO direct 2006-01-01 2009-03-30
PENNANT MANAGEMENT INC EXECUTIVE VICE PRESIDENT direct 2006-01-01 2011-03-30

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