DAVID R. RAHN & ASSOCIATES INC.

HTTP://WWW.AVALONCAPITAL.COM PORT OF REDWOOD CITY, CA Investment Advisor How do I update this listing?

David R. Rahn & Associates is based out of Port Of Redwood City. David R. Rahn & Associates is a large advisory firm with 114 clients and discretionary assets under management (AUM) of $200,775,000 (Form ADV from 2019-03-06). Their last reported 13F filing for Q2 2019 included $87,632,000 in managed 13F securities and a top 10 holdings concentration of 70.72%. David R. Rahn & Associates's largest holding is Innovator S&P 500 Ultra Buffer ETF - October with shares held of 549,118. David R. Rahn & Associates has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 37 13F filings

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62

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $87.632 Million
  • Prior Market Value $117.953 Million
  • New Purchases7 stocks
  • Additional Purchases5 stocks
  • Sold out of17 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 70.72 %
  • Turnover % [1]:72.73%
  • Turnover Alt % [2]: 59.16 %
  • Time Held Top20:4.75 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:9.18 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 1.48%
Performance Last 4 Quarters: 0.48%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR/A (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

AVALON CAPITAL MANAGEMENT
495 SEAPORT COURT STE 106
PORT OF REDWOOD CITY CA    94063-2785
Country: United States

Business Phone: 650-306-1500
Fax: 650-306-1499
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: CA
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities: 6,616,000
Total Number of Clients: 114
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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DAVID R. RAHN & ASSOCIATES INC.

ownership team - last updated 2019-03-06
Name Title Start Date Direct/Indirect % Ownership
RAHN, DAVID, RICHARD PRESIDENT/SECRETARY 03/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. PRESIDENT/SECRETARY direct 2016-03-01
RAHN DAVID R & ASSOCIATES INC PRESIDENT/CFO/SECRETARY/DIRECTOR direct 1992-05-01 2016-03-08
BASILE, CLARA CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER 03/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER direct 2016-03-01
RAHN DAVID R & ASSOCIATES INC VICE PRESIDENT/PORTFOLIO MANAGER direct 1992-07-01 2016-03-08
OBERMAN, WILLIAM, DANIEL VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/PORTFOLIO MANAGER 07/01/1992 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/PORTFOLIO MANAGER direct 1992-07-01
RAHN DAVID R & ASSOCIATES INC VICE PRESIDENT/CCO/PORTFOLIO MANAGER direct 1992-07-01 2006-03-23

DAVID R. RAHN & ASSOCIATES INC.

ownership team - last updated 2017-03-20
Name Title Start Date Direct/Indirect % Ownership
RAHN, DAVID, RICHARD PRESIDENT/SECRETARY 03/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. PRESIDENT/SECRETARY direct 2016-03-01
RAHN DAVID R & ASSOCIATES INC PRESIDENT/CFO/SECRETARY/DIRECTOR direct 1992-05-01 2016-03-08
BASILE, CLARA CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER 03/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER direct 2016-03-01
RAHN DAVID R & ASSOCIATES INC VICE PRESIDENT/PORTFOLIO MANAGER direct 1992-07-01 2016-03-08
OBERMAN, WILLIAM, DANIEL VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/PORTFOLIO MANAGER 07/01/1992 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DAVID R. RAHN & ASSOCIATES INC. VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/PORTFOLIO MANAGER direct 1992-07-01
RAHN DAVID R & ASSOCIATES INC VICE PRESIDENT/CCO/PORTFOLIO MANAGER direct 1992-07-01 2006-03-23

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