DEAN, JACOBSON FINANCIAL SERVICES, LLC

Advisory account statements are generated no less than quarterly and sent directly to the account owner from their broker dealer, product sponsors, custodian, or retirement plan administrator. These reports list the account positions, activity in the account over the covered period, and other related information. Clients are also sent confirmations following each brokerage account transaction. The Adviser also helps business owners convert their business into cash and move successfully into their post-business lives. Adviser’s process helps business owners focus on their ultimate goals by developing a specific, customized, and executable roadmap through the often complex steps of business succession so that it can be implemented at the right time, in the right context, and by the right people.

The Adviser's primary investment strategy is Strategic Asset Allocation (SSA), which involves setting a long-term investment policy, establishing weightings for various asset classes, and making few short-term changes unless there's a change in the investor's objectives. This approach leverages the lack of correlation between different asset classes to build diversified portfolios that can withstand various market conditions and reduce volatility. The adviser believes that mutual funds and ETFs represent the best method of investing for most investors. Adviser uses actively managed mutual funds, as well as index-linked ETFs (a passive investment strategy). Adviser may also incorporate individual securities (stocks and bonds), Business Development Companies (BDCs), Master Limited Partnerships (MLPs), Private Equity, and other unique investment offerings to clients who qualify. In addition to SSA, the Adviser also employs Dynamic Asset Allocation (DAA) as a tactical approach for specific models and suitable clients. DAA is based on quantitative, broad-market research and data, augmenting the core SSA investment approach. The Adviser generally uses seven model portfolios composed of actively managed mutual funds, index-linked ETFs, or a combination of both, incorporating both strategic (qualitative) and tactical (quantitative) investment strategies.

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