BOOTH, DAVID, GILBERT
EXECUTIVE CHAIRMAN
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL SMARTNEST (US) LLC
CHAIRMAN, PRESIDENT, CO-CHIEF EXECUTIVE OFFICER
indirect
2006-10-01
DIMENSIONAL SMARTNEST (US) LLC
PRESIDENT
direct
2010-09-01
DIMENSIONAL FUND ADVISORS LP
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DIMENSIONAL FUND ADVISORS LP
EXECUTIVE CHAIRMAN
direct
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DFA AUSTRALIA LIMITED
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN
direct
1990-12-01
2001-02-28
DFA AUSTRALIA LTD
CHAIRMAN & CEO
direct
1994-07-01
2002-03-28
DIMENSIONAL FUND ADVISORS INC
CHAIRMAN & CEO
direct
1981-05-01
2002-05-15
DIMENSIONAL FUND ADVISORS LTD
CIO & DIRECTOR
direct
1990-12-01
2002-10-24
DFA AUSTRALIA LTD
DIRECTOR,CEO & CIO
direct
1994-07-01
2003-03-31
DFA AUSTRALIA LTD
SHAREHOLDER
indirect
1981-05-01
2003-03-31
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
indirect
1981-05-01
2004-01-13
DFA AUSTRALIA LIMITED
DIRECTOR,CEO & CIO
direct
1994-08-01
2004-10-04
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
indirect
1991-03-01
2006-03-23
DFA AUSTRALIA LIMITED
SHAREHOLDER
indirect
1994-08-01
2006-03-23
DIMENSIONAL FUND ADVISORS INC
CHAIRMAN,CEO & CIO
direct
1981-05-01
2006-09-13
DIMENSIONAL FUND ADVISORS INC
PRESIDENT, CEO & CIO
direct
1981-05-01
2007-02-28
DFA AUSTRALIA LIMITED
DIRECTOR,PRESIDENT & CIO
direct
1994-08-01
2007-02-28
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DIMENSIONAL FUND ADVISORS LP
PRESIDENT & CEO
direct
1981-05-01
2007-03-30
DFA AUSTRALIA LIMITED
DIRECTOR & PRESIDENT
direct
1994-08-01
2007-05-01
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CEO
direct
1981-05-01
2009-03-18
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-03-18
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-10-09
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-10-09
DIMENSIONAL SMARTNEST (US) LLC
CHAIRMAN AND PRESIDENT
direct
2010-09-01
2012-03-30
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CO-CHIEF EXECUTIVE OFFICER
direct
1981-05-01
2016-07-22
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CO-CHIEF EXECUTIVE OFFICER
indirect
2006-10-01
2016-07-22
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT & CO-CEO
indirect
2006-10-01
2016-07-28
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT & CO-CEO
indirect
2006-10-01
2016-10-25
DIMENSIONAL FUND ADVISORS LTD
EXECUTIVE CHAIRMAN
indirect
2017-04-01
2017-03-01
DFA AUSTRALIA LIMITED
DIRECTOR
direct
1994-08-01
2017-03-31
DIMENSIONAL FUND ADVISORS LTD
DIRECTOR
direct
1990-12-01
2017-03-31
DIMENSIONAL HOLDINGS INC.
GENERAL PARTNER
11/01/2006
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LP
LIMITED PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LP
GENERAL PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
SOLE MEMBER
indirect
2006-11-01
DFA AUSTRALIA LTD
SHAREHOLDER
direct
1994-07-01
2003-03-31
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
direct
1990-12-01
2008-05-19
DFA AUSTRALIA LIMITED
SHAREHOLDER
direct
1994-08-01
2008-10-24
DIMENSIONAL HOLDINGS LLC
LIMITED PARTNER
11/01/2006
Direct
75% or more
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LP
LIMITED PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LP
GENERAL PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
SOLE MEMBER
indirect
2006-11-01
DFA AUSTRALIA LTD
SHAREHOLDER
direct
1994-07-01
2003-03-31
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
direct
1990-12-01
2008-05-19
DFA AUSTRALIA LIMITED
SHAREHOLDER
direct
1994-08-01
2008-10-24
BUTLER, DAVID, PAUL
CO-CHIEF EXECUTIVE OFFICER
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
CO-CHIEF EXECUTIVE OFFICER
direct
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
DIRECTOR
direct
2017-07-01
DFA AUSTRALIA LIMITED
DIRECTOR
direct
2017-07-01
NEWELL, CATHERINE, LEE
EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & SECRETARY
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DFA AUSTRALIA LIMITED
DIRECTOR, VICE PRESIDENT, SECRETARY & CHIEF LEGAL OFFICER
direct
1996-08-01
DIMENSIONAL FUND ADVISORS LTD
DIRECTOR, VICE PRESIDENT, SECRETARY & CHIEF LEGAL OFFICER
direct
1996-08-01
DIMENSIONAL SMARTNEST (US) LLC
VICE PRESIDENT AND SECRETARY
direct
2010-09-01
DIMENSIONAL FUND ADVISORS LP
EXECUTIVE VICE PRESIDENT, CHIEF LEGAL OFFICER & SECRETARY
direct
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
VICE PRESIDENT
direct
1996-08-01
2001-02-28
DFA AUSTRALIA LTD
VICE PRESIDENT & SECRETARY
direct
1996-08-01
2003-01-03
DIMENSIONAL FUND ADVISORS INC
VICE PRESIDENT & SECRETARY
direct
1996-08-01
2004-10-04
DFA AUSTRALIA LIMITED
VICE PRESIDENT & ASSISTANT SECRETARY
direct
1996-08-01
2007-05-01
DFA AUSTRALIA LIMITED
DIRECTOR, VICE PRESIDENT & SECRETARY
direct
1996-08-01
2008-10-24
DIMENSIONAL FUND ADVISORS INC
VICE PRESIDENT & SECRETARY
direct
2001-04-01
2009-01-08
DFA AUSTRALIA LIMITED
DIRECTOR, CHIEF LEGAL OFFICER, VICE PRESIDENT & ASSISTANT SECRETARY
direct
1996-08-01
2013-12-18
DFA AUSTRALIA LIMITED
DIRECTOR, CHIEF LEGAL OFFICER, VICE PRESIDENT & SECRETARY
direct
1996-08-01
2015-08-11
DIMENSIONAL FUND ADVISORS LTD
DIRECTOR, V.P. & SECRETARY
direct
1996-08-01
2015-11-23
DIMENSIONAL FUND ADVISORS LP
VICE PRESIDENT, CHIEF LEGAL OFFICER & SECRETARY
direct
2001-04-01
2016-07-22
CROSSAN, CHRISTOPHER, SCOTT
GLOBAL CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & VICE PRESIDENT
09/01/2004
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS INC
GLOBAL CCO, CCO, VP
direct
2004-09-01
DIMENSIONAL FUND ADVISORS LP
GLOBAL CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER, VP
direct
2004-09-01
DIMENSIONAL FUND ADVISORS LP
GLOBAL CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & VICE PRESIDENT
direct
2004-09-01
DIMENSIONAL FUND ADVISORS INC
GLOBAL CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANE OFFICER, VP
direct
2004-09-01
DIMENSIONAL FUND ADVISORS LTD
GLOBAL CHIEF COMPLIANCE OFFICER
direct
2004-10-01
DIMENSIONAL FUND ADVISORS LTD
GLOBAL CCO
direct
2004-10-01
DFA AUSTRALIA LIMITED
GLOBAL CHIEF COMPLIANCE OFFICER
direct
2004-10-01
DIMENSIONAL SMARTNEST (US) LLC
VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER
direct
2010-09-01
O'REILLY, GERARD, KIERAN
CO-CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER
09/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
CO-CHIEF INVESTMENT OFFICER & VICE PRESIDENT
direct
2014-04-01
DIMENSIONAL FUND ADVISORS LP
CO-CHIEF INVESTMENT OFFICER & EXECUTIVE VICE PRESIDENT
direct
2017-02-01
DIMENSIONAL FUND ADVISORS LP
CO-CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER
direct
2017-09-01
DFA AUSTRALIA LIMITED
CO-CHIEF INVESTMENT OFFICER AND VICE PRESIDENT
direct
2014-04-01
DFA AUSTRALIA LIMITED
CHIEF INVESTMENT OFFICER AND VICE PRESIDENT
direct
2017-09-01
HINKLE, GREGORY, KEITH
CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT
07/01/2016
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
INTERIM CHIEF FINANCIAL OFFICER, INTERIM TREASURER, VICE PRESIDENT AND CONTROLLER
direct
2016-04-01
DIMENSIONAL FUND ADVISORS LP
CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT
direct
2016-07-01
DIMENSIONAL FUND ADVISORS LTD
VICE PRESIDENT, INTERIM CHIEF FINANCIAL OFFICER AND INTERIM TREASURER
direct
2016-04-01
DIMENSIONAL FUND ADVISORS LTD
CHIEF FINANCIAL OFFICER, TREASURER AND VICE PRESIDENT
direct
2016-07-01
DFA AUSTRALIA LIMITED
VICE PRESIDENT, INTERIM CHIEF FINANCIAL OFFICER AND INTERIM TREASURER
direct
2016-04-01
DFA AUSTRALIA LIMITED
VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER
direct
2016-07-01
GILLILAND, MICHAEL, SAM
CHIEF OPERATING OFFICER & EXECUTIVE VICE PRESIDENT
02/01/2017
Direct
less than 5%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
CHIEF OPERATING OFFICER
direct
2016-02-01
DIMENSIONAL FUND ADVISORS LP
CHIEF OPERATING OFFICER & EXECUTIVE VICE PRESIDENT
direct
2017-02-01
DFA AUSTRALIA LIMITED
DIRECTOR
direct
2016-10-01
BOOTH, DAVID, GILBERT
EXECUTIVE CHAIRMAN DIMENSIONAL HOLDINGS INC.
02/01/2017
Indirect
25 - 50%
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL SMARTNEST (US) LLC
CHAIRMAN, PRESIDENT, CO-CHIEF EXECUTIVE OFFICER
indirect
2006-10-01
DIMENSIONAL SMARTNEST (US) LLC
PRESIDENT
direct
2010-09-01
DIMENSIONAL FUND ADVISORS LP
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DIMENSIONAL FUND ADVISORS LP
EXECUTIVE CHAIRMAN
direct
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DFA AUSTRALIA LIMITED
EXECUTIVE CHAIRMAN
indirect
2017-02-01
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN
direct
1990-12-01
2001-02-28
DFA AUSTRALIA LTD
CHAIRMAN & CEO
direct
1994-07-01
2002-03-28
DIMENSIONAL FUND ADVISORS INC
CHAIRMAN & CEO
direct
1981-05-01
2002-05-15
DIMENSIONAL FUND ADVISORS LTD
CIO & DIRECTOR
direct
1990-12-01
2002-10-24
DFA AUSTRALIA LTD
DIRECTOR,CEO & CIO
direct
1994-07-01
2003-03-31
DFA AUSTRALIA LTD
SHAREHOLDER
indirect
1981-05-01
2003-03-31
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
indirect
1981-05-01
2004-01-13
DFA AUSTRALIA LIMITED
DIRECTOR,CEO & CIO
direct
1994-08-01
2004-10-04
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
indirect
1991-03-01
2006-03-23
DFA AUSTRALIA LIMITED
SHAREHOLDER
indirect
1994-08-01
2006-03-23
DIMENSIONAL FUND ADVISORS INC
CHAIRMAN,CEO & CIO
direct
1981-05-01
2006-09-13
DIMENSIONAL FUND ADVISORS INC
PRESIDENT, CEO & CIO
direct
1981-05-01
2007-02-28
DFA AUSTRALIA LIMITED
DIRECTOR,PRESIDENT & CIO
direct
1994-08-01
2007-02-28
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT, CEO & CIO
indirect
2006-10-01
2007-02-28
DIMENSIONAL FUND ADVISORS LP
PRESIDENT & CEO
direct
1981-05-01
2007-03-30
DFA AUSTRALIA LIMITED
DIRECTOR & PRESIDENT
direct
1994-08-01
2007-05-01
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CEO
direct
1981-05-01
2009-03-18
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-03-18
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-10-09
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT & CEO
indirect
2006-10-01
2009-10-09
DIMENSIONAL SMARTNEST (US) LLC
CHAIRMAN AND PRESIDENT
direct
2010-09-01
2012-03-30
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CO-CHIEF EXECUTIVE OFFICER
direct
1981-05-01
2016-07-22
DIMENSIONAL FUND ADVISORS LP
CHAIRMAN, PRESIDENT & CO-CHIEF EXECUTIVE OFFICER
indirect
2006-10-01
2016-07-22
DIMENSIONAL FUND ADVISORS LTD
CHAIRMAN, PRESIDENT & CO-CEO
indirect
2006-10-01
2016-07-28
DFA AUSTRALIA LIMITED
CHAIRMAN, PRESIDENT & CO-CEO
indirect
2006-10-01
2016-10-25
DIMENSIONAL FUND ADVISORS LTD
EXECUTIVE CHAIRMAN
indirect
2017-04-01
2017-03-01
DFA AUSTRALIA LIMITED
DIRECTOR
direct
1994-08-01
2017-03-31
DIMENSIONAL FUND ADVISORS LTD
DIRECTOR
direct
1990-12-01
2017-03-31
DIMENSIONAL HOLDINGS INC.
SOLE MEMBER DIMENSIONAL HOLDINGS LLC
11/01/2006
Indirect
75% or more
Fund Name
Position
direct/indirect
start date
end date
DIMENSIONAL FUND ADVISORS LP
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LP
LIMITED PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LP
GENERAL PARTNER
direct
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL FUND ADVISORS LTD
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
GENERAL PARTNER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
SOLE MEMBER
indirect
2006-11-01
DIMENSIONAL SMARTNEST (US) LLC
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
LIMITED PARTNER
indirect
2006-11-01
DFA AUSTRALIA LIMITED
SOLE MEMBER
indirect
2006-11-01
DFA AUSTRALIA LTD
SHAREHOLDER
direct
1994-07-01
2003-03-31
DIMENSIONAL FUND ADVISORS LTD
SHAREHOLDER
direct
1990-12-01
2008-05-19
DFA AUSTRALIA LIMITED
SHAREHOLDER
direct
1994-08-01
2008-10-24