DIVIDEND ASSETS CAPITAL, LLC

HTTP://WWW.DACAPITALSC.COM RIDGELAND, SC Investment Advisor How do I update this listing?

Also known as:

  • DIVIDEND ASSET CAPITAL LLC
  • DIVIDEND GROWTH ADVISORS LLC

Dividend Assets Capital is based out of Ridgeland. Dividend Assets Capital is a large advisory firm with 618 clients and discretionary assets under management (AUM) of $713,000,435 (Form ADV from 2019-03-28). Their last reported 13F filing for Q2 2019 included $631,538,000 in managed 13F securities and a top 10 holdings concentration of 36.63%. Dividend Assets Capital's largest holding is Magellan Midstream Partners LP with shares held of 674,274. Dividend Assets Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 67 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $631.538 Million
  • Prior Market Value $618.96 Million
  • New Purchases26 stocks
  • Additional Purchases60 stocks
  • Sold out of2 stocks
  • Reduced holdings in70 stocks
  • Top 10 Holdings % 36.63 %
  • Turnover % [1]:15.22%
  • Turnover Alt % [2]: 4.14 %
  • Time Held Top20:7.95 quarters
  • Time Held Top10:4.70 quarters
  • Time Held All:17.18 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.55%
Performance Last 4 Quarters: 8.34%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR/A (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR/A (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR/A (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR/A (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR/A (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-06-30 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)
  • 2006-03-31 - 13F-HR/A (Subscription required)

View Last Form Adv Compilation Report on Record

DIVIDEND ASSETS CAPITAL, LLC
58 RIVERWALK BLVD.
RIDGELAND SC    29936-8126
Country: United States

Business Phone: 843.645.9700
Fax: 843.645.9701
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: SC
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 240,417,000
Total Number of Clients: 618
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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DIVIDEND ASSETS CAPITAL, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
SHAVER, CHARLES, TROY CEO, CIO AND SENIOR PORTFOLIO MANAGER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
VERITAS ASSET MANAGEMENT, LLC NON-EXECUTIVE CHAIRMAN direct 2004-11-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND ASSETS CAPITAL, LLC CEO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CEO direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC CEO, CIO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2004-01-01
GHOSTON, ANTHONY, JEROME PRESIDENT AND CHIEF OPERATING OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEALTH FINANCIAL INC SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT direct 1997-06-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT AND CHIEF OPERATING OFFICER direct 2010-04-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2010-04-01 2014-10-31
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER direct 2010-04-01 2015-03-24
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2010-04-01 2017-03-27
DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC EMPLOYEE STOCK OWNERSHIP PLAN direct 2014-10-01
OTTOSEN, JENNIFER, ANN CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GW CAPITAL INC CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL direct 2012-07-01
JENSEN INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER AND COUNSEL direct 2011-03-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
LUBBOCK NATIONAL BANK TRUSTEE DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC TRUSTEE indirect 2014-10-01

DIVIDEND ASSETS CAPITAL, LLC

ownership team - last updated 2018-11-19
Name Title Start Date Direct/Indirect % Ownership
SHAVER, CHARLES, TROY CEO, CIO AND SENIOR PORTFOLIO MANAGER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
VERITAS ASSET MANAGEMENT, LLC NON-EXECUTIVE CHAIRMAN direct 2004-11-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND ASSETS CAPITAL, LLC CEO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CEO direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC CEO, CIO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2004-01-01
GHOSTON, ANTHONY, JEROME PRESIDENT AND CHIEF OPERATING OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEALTH FINANCIAL INC SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT direct 1997-06-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT AND CHIEF OPERATING OFFICER direct 2010-04-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2010-04-01 2014-10-31
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER direct 2010-04-01 2015-03-24
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2010-04-01 2017-03-27
DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC EMPLOYEE STOCK OWNERSHIP PLAN direct 2014-10-01
OTTOSEN, JENNIFER, ANN CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GW CAPITAL INC CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL direct 2012-07-01
JENSEN INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER AND COUNSEL direct 2011-03-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
LUBBOCK NATIONAL BANK TRUSTEE DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC TRUSTEE indirect 2014-10-01

DIVIDEND ASSETS CAPITAL, LLC

ownership team - last updated 2018-06-28
Name Title Start Date Direct/Indirect % Ownership
SHAVER, CHARLES, TROY CEO, CIO AND SENIOR PORTFOLIO MANAGER 01/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
VERITAS ASSET MANAGEMENT, LLC NON-EXECUTIVE CHAIRMAN direct 2004-11-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND GROWTH ADVISORS, LLC MEMBER, CHIEF COMPLIANCE OFFICER direct 2003-02-01
DIVIDEND ASSETS CAPITAL, LLC CEO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CEO direct 2004-01-01
DIVIDEND ASSETS CAPITAL, LLC CEO, CIO AND SENIOR PORTFOLIO MANAGER direct 2004-01-01
DIVIDEND GROWTH ADVISORS, LLC PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER direct 2004-01-01
GHOSTON, ANTHONY, JEROME PRESIDENT AND CHIEF OPERATING OFFICER 04/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEALTH FINANCIAL INC SENIOR VP AND CHIEF INFORMATION OFFICER OF PARENT direct 1997-06-01
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT AND CHIEF OPERATING OFFICER direct 2010-04-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 2010-04-01 2014-10-31
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER direct 2010-04-01 2015-03-24
DIVIDEND ASSETS CAPITAL, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER direct 2010-04-01 2017-03-27
DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Direct 75% or more
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC EMPLOYEE STOCK OWNERSHIP PLAN direct 2014-10-01
OTTOSEN, JENNIFER, ANN CHIEF COMPLIANCE OFFICER 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
GW CAPITAL INC CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL direct 2012-07-01
JENSEN INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER AND COUNSEL direct 2011-03-01
DIVIDEND ASSETS CAPITAL, LLC CHIEF COMPLIANCE OFFICER direct 2017-08-01
LUBBOCK NATIONAL BANK TRUSTEE DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN 10/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
DIVIDEND ASSETS CAPITAL, LLC TRUSTEE indirect 2014-10-01

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