DOUGLASS WINTHROP ADVISORS, LLC

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Douglass Winthrop Advisors is based out of New York. Douglass Winthrop Advisors is a large advisory firm with 853 clients and discretionary assets under management (AUM) of $2,395,957,750 (Form ADV from 2018-07-01). Their last reported 13F filing for Q3 2019 included $2,614,295,000 in managed 13F securities and a top 10 holdings concentration of 38.4%. Douglass Winthrop Advisors's largest holding is Berkshire Hathaway Inc Class B with shares held of 844,092. Douglass Winthrop Advisors has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 73 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $2.614 Billion
  • Prior Market Value $2.485 Billion
  • New Purchases11 stocks
  • Additional Purchases88 stocks
  • Sold out of11 stocks
  • Reduced holdings in78 stocks
  • Top 10 Holdings % 38.40 %
  • Turnover % [1]:8.46%
  • Turnover Alt % [2]: 5.89 %
  • Time Held Top20:19.05 quarters
  • Time Held Top10:21.30 quarters
  • Time Held All:20.54 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 4.47%
Performance Last 4 Quarters: 8.87%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR/A (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR/A (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR/A (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR/A (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR/A (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR/A (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR/A (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR/A (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

DOUGLASS WINTHROP ADVISORS LLC
521 FIFTH AVENUE 19TH FLOOR
NEW YORK NY    10017
Country: United States

Business Phone: 212-557-7680
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 24
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees
Amount of client funds and securities: 2,422,890,000
Total Number of Clients: 853
Amount of client funds and securities by related persons: 2,422,890,000
Total Number of clients from related persons: 853
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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DOUGLASS WINTHROP ADVISORS LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
DOUGLASS, ROBERT, ROYAL PRINCIPAL, MEMBER 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 1999-10-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 1999-10-01 2005-03-30
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-10-01 2010-02-17
WINTHROP, JOHN PRINCIPAL, MEMBER 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 1999-10-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 1999-10-01 2005-03-30
HOWARD, CHARLES, TAYLOR PRINCIPAL, MEMBER 03/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2004-03-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2004-03-01
HIGHET, LEA, PAINE PRINCIPAL, MEMBER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2005-01-01
HOVEY, YOUNGMAN ASSOCIATES, INC MARKETING DIRECTOR direct 1996-09-01 2003-03-12
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2005-01-01 2005-03-30
OBRIEN, DANIEL, BRYCE PRINCIPAL, MEMBER 08/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NICHOLAS ADVISORS INC PORTFOLIO MANAGER direct 2002-05-01
NICHOLAS ADVISORS INC SENIOR PORTFOLIO MANAGER direct 2002-05-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2010-08-01
HUFFARD, JOSHUA, CHOATE PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
TRAIN, CHARLES, BOWDOIN PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
STRAWBRIDGE, WELSH, OAK PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
HUGHES, TIMOTHY, JAMES PRINCIPAL / CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAY HARBOUR MANAGEMENT LC CHIEF COMPLIANCE OFFICER direct 2008-08-01
BAY HARBOUR MANAGEMENT LC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2008-08-01
DOUGLASS WINTHROP ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL / CHIEF COMPLIANCE OFFICER direct 2016-04-01
KVO CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER direct 2012-06-01
BHR CAPITAL LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2009-10-01
OAKUM BAY CAPITAL, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER direct 2012-10-01
484WALL CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER direct 2013-12-01
CRANE, CHARLES, GRANT PRINCIPAL, CHIEF OPERATING OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2009-07-01
DOUGLASS WINTHROP ADVISORS LLC MANAGING DIRECTOR direct 2009-07-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2009-07-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2003-09-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER AND CHIEF FINANCIAL OFFICER direct 2003-09-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2008-09-01

DOUGLASS WINTHROP ADVISORS LLC

ownership team - last updated 2018-06-11
Name Title Start Date Direct/Indirect % Ownership
DOUGLASS, ROBERT, ROYAL PRINCIPAL, MEMBER 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 1999-10-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 1999-10-01 2005-03-30
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-10-01 2010-02-17
WINTHROP, JOHN PRINCIPAL, MEMBER 10/01/1999 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 1999-10-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 1999-10-01 2005-03-30
HOWARD, CHARLES, TAYLOR PRINCIPAL, MEMBER 03/01/2004 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2004-03-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2004-03-01
HIGHET, LEA, PAINE PRINCIPAL, MEMBER 01/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2005-01-01
HOVEY, YOUNGMAN ASSOCIATES, INC MARKETING DIRECTOR direct 1996-09-01 2003-03-12
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2005-01-01 2005-03-30
OBRIEN, DANIEL, BRYCE PRINCIPAL, MEMBER 08/01/2010 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
NICHOLAS ADVISORS INC PORTFOLIO MANAGER direct 2002-05-01
NICHOLAS ADVISORS INC SENIOR PORTFOLIO MANAGER direct 2002-05-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2010-08-01
HUFFARD, JOSHUA, CHOATE PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
TRAIN, CHARLES, BOWDOIN PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
STRAWBRIDGE, WELSH, OAK PRINCIPAL, MEMBER 01/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-01-01
FOWLER, LUCIUS, LUDLOW PRINCIPAL, MEMBER 08/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, MEMBER direct 2015-08-01
HUGHES, TIMOTHY, JAMES PRINCIPAL / CHIEF COMPLIANCE OFFICER 04/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BAY HARBOUR MANAGEMENT LC CHIEF COMPLIANCE OFFICER direct 2008-08-01
BAY HARBOUR MANAGEMENT LC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2008-08-01
DOUGLASS WINTHROP ADVISORS LLC CHIEF COMPLIANCE OFFICER direct 2016-04-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL / CHIEF COMPLIANCE OFFICER direct 2016-04-01
KVO CAPITAL MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER direct 2012-06-01
BHR CAPITAL LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER direct 2009-10-01
OAKUM BAY CAPITAL, LLC CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER direct 2012-10-01
484WALL CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER direct 2013-12-01
CRANE, CHARLES, GRANT PRINCIPAL, CHIEF OPERATING OFFICER 02/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 2009-07-01
DOUGLASS WINTHROP ADVISORS LLC MANAGING DIRECTOR direct 2009-07-01
DOUGLASS WINTHROP ADVISORS LLC PRINCIPAL direct 2009-07-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER direct 2003-09-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER AND CHIEF FINANCIAL OFFICER direct 2003-09-01
SCOTSMAN CAPITAL MANAGEMENT LLC MANAGING MEMBER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2008-09-01

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