DUDLEY & SHANLEY, INC.

HTTPS://WWW.DUDLEYSHANLEY.COM PALM BEACH, FL Investment Advisor How do I update this listing?

Also known as:

  • DUDLEY & SHANLEY LLC
  • DUDLEY & CO LLC
  • DUDLEY & CO LLC /NY

Dudley & Shanley is based out of Palm Beach. Dudley & Shanley is a large advisory firm with 48 clients and discretionary assets under management (AUM) of $576,628,493 (Form ADV from 2019-02-11). Their last reported 13F filing for Q3 2019 included $404,770,000 in managed 13F securities and a top 10 holdings concentration of 73.66%. Dudley & Shanley's largest holding is Wheaton Precious Metals Corp with shares held of 1,570,245. Dudley & Shanley has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 76 13F filings, and 3 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $404.77 Million
  • Prior Market Value $414.344 Million
  • New Purchases1 stock
  • Additional Purchases8 stocks
  • Sold out of4 stocks
  • Reduced holdings in12 stocks
  • Top 10 Holdings % 73.66 %
  • Turnover % [1]:21.74%
  • Turnover Alt % [2]: 15.69 %
  • Time Held Top20:9.90 quarters
  • Time Held Top10:5.70 quarters
  • Time Held All:15.09 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -2.21%
Performance Last 4 Quarters: 2.23%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
  • 2011-03-31 - 13F-HR (Subscription required)
  • 2010-12-31 - 13F-HR (Subscription required)
  • 2010-09-30 - 13F-HR (Subscription required)
  • 2010-06-30 - 13F-HR (Subscription required)
  • 2010-03-31 - 13F-HR (Subscription required)
  • 2009-12-31 - 13F-HR (Subscription required)
  • 2009-09-30 - 13F-HR (Subscription required)
  • 2009-06-30 - 13F-HR (Subscription required)
  • 2009-03-31 - 13F-HR (Subscription required)
  • 2008-12-31 - 13F-HR (Subscription required)
  • 2008-09-30 - 13F-HR (Subscription required)
  • 2008-06-30 - 13F-HR (Subscription required)
  • 2008-03-31 - 13F-HR (Subscription required)
  • 2007-12-31 - 13F-HR (Subscription required)
  • 2007-09-30 - 13F-HR (Subscription required)
  • 2007-06-30 - 13F-HR (Subscription required)
  • 2007-03-31 - 13F-HR (Subscription required)
  • 2006-12-31 - 13F-HR (Subscription required)
  • 2006-09-30 - 13F-HR (Subscription required)
  • 2006-06-30 - 13F-HR (Subscription required)
  • 2006-03-31 - 13F-HR (Subscription required)
  • 2005-12-31 - 13F-HR (Subscription required)
  • 2005-09-30 - 13F-HR (Subscription required)
  • 2005-06-30 - 13F-HR (Subscription required)
  • 2005-03-31 - 13F-HR (Subscription required)
  • 2004-12-31 - 13F-HR (Subscription required)
  • 2004-09-30 - 13F-HR (Subscription required)
  • 2004-06-30 - 13F-HR (Subscription required)
  • 2004-03-31 - 13F-HR (Subscription required)
  • 2003-12-31 - 13F-HR (Subscription required)
  • 2003-09-30 - 13F-HR (Subscription required)
  • 2003-06-30 - 13F-HR (Subscription required)
  • 2003-03-31 - 13F-HR (Subscription required)
  • 2002-12-31 - 13F-HR (Subscription required)
  • 2002-09-30 - 13F-HR (Subscription required)
  • 2002-06-30 - 13F-HR (Subscription required)
  • 2002-03-31 - 13F-HR (Subscription required)
  • 2001-12-31 - 13F-HR (Subscription required)
  • 2001-09-30 - 13F-HR (Subscription required)
  • 2001-06-30 - 13F-HR (Subscription required)
  • 2001-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

DUDLEY & SHANLEY, INC.
Classified as Hedge Fund
205 WORTH AVENUE #311
PALM BEACH FL    33480
Country: United States

Business Phone: 561-855-4742
Fax: 561-855-4784
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 4
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities: 112,507,000
Total Number of Clients: 48
Amount of client funds and securities by related persons: 110,947,000
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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DUDLEY & SHANLEY, INC.

ownership team - last updated 2019-02-11
Name Title Start Date Direct/Indirect % Ownership
MCNAMARA, CHRISTIANE, C VICE PRESIDENT, SECRETARY AND ASSISTANT TREASURER 01/01/2018 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
DUDLEY & SHANLEY, INC. VICE PRESIDENT, SECRETARY AND ASSISTANT TREASURER direct 2018-01-01
DUDLEY, HENRY, CLAYPOOL CHAIRMAN 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DUDLEY & COMPANY, LLC CLASS A MEMBER, MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MEMBER AND CO-MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MANAGER direct 1986-02-01 2011-06-24
SHANLEY, FRANK, EMMETT PRESIDENT AND CHIEF COMPLIANCE OFFICER 01/01/2018 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
DUDLEY & COMPANY, LLC CLASS A MEMBER, MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MEMBER AND CO-MANAGER AND CHIEF COMPLIANCE OFFICER direct 1986-02-01
DUDLEY & SHANLEY, LLC MANAGER AND CHIEF COMPLIANCE OFFICER direct 1986-02-01 2011-06-24
GREENE, GREGORY, RICHARD SENIOR VICE PRESIDENT AND TREASURER 01/01/2018 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FOX ASSET MANAGEMENT, LLC PRINCIPAL direct 2004-01-01
FOX ASSET MANAGEMENT LLC MANAGING DIRECTOR direct 2006-02-01
FOX ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2007-03-01
FOX ASSET MANAGEMENT LLC CO-DIRECTOR direct 2011-08-01
FOX ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER, CO-HEAD direct 2011-08-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CANISTEO FUND, LLC United States 805-6358144585 Other Private Fund LONG ONLY, EQUITY ORIENTED FUND WITH NO PERFORMANCE FEE 110,946,597 1,000,000
GREENFIELD FUND, LP United States 805-4453325285 Other Private Fund LONG ONLY, EQUITY ORIENTED WITH NO PERFORMANCE FEE 23,861,950 500,000
GREENHOUSE ASSOCIATES, LLC United States 805-6781887546 Hedge Fund 88,644,996 0

DUDLEY & SHANLEY, LLC

ownership team - last updated 2017-06-16
Name Title Start Date Direct/Indirect % Ownership
DUDLEY, HENRY, CLAYPOOL MEMBER AND CO-MANAGER 02/01/1986 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
DUDLEY & COMPANY, LLC CLASS A MEMBER, MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MEMBER AND CO-MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MANAGER direct 1986-02-01 2011-06-24
SHANLEY, FRANK, EMMETT MEMBER AND CO-MANAGER AND CHIEF COMPLIANCE OFFICER 02/01/1986 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
DUDLEY & COMPANY, LLC CLASS A MEMBER, MANAGER direct 1986-02-01
DUDLEY & SHANLEY, LLC MEMBER AND CO-MANAGER AND CHIEF COMPLIANCE OFFICER direct 1986-02-01
DUDLEY & SHANLEY, LLC MANAGER AND CHIEF COMPLIANCE OFFICER direct 1986-02-01 2011-06-24

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
CANISTEO FUND, LLC United States 805-6358144585 Other Private Fund LONG ONLY, EQUITY ORIENTED FUND WITH NO PERFORMANCE FEE 119,204,000 1,000,000
GREENFIELD FUND, LP United States 805-4453325285 Other Private Fund LONG ONLY, EQUITY ORIENTED WITH NO PERFORMANCE FEE 28,569,000 500,000
GREENHOUSE ASSOCIATES, LLC United States 805-6781887546 Hedge Fund 98,810,000 0

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