EATON VANCE MANAGEMENT

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Eaton Vance Management is based out of Boston. Eaton Vance Management is a hedge fund with 6721 clients and discretionary assets under management (AUM) of $85,179,546,972 (Form ADV from 2022-10-13). Their last reported 13F filing for Q3 2022 included $67,452,711,000 in managed 13F securities and a top 10 holdings concentration of 23.47%. Eaton Vance Management's largest holding is Apple Inc with shares held of 27,912,021. Whalewisdom has at least 111 13F filings, and 312 13G filings

09/30/2022

13F Activity

  • Market Value $67.453 Billion
  • Prior Market Value $71.302 Billion
  • New Purchases23 stocks
  • Additional Purchases642 stocks
  • Sold out of47 stocks
  • Reduced holdings in655 stocks
  • Top 10 Holdings % 23.47 %
  • Turnover % [1]:4.55%
  • Turnover Alt % [2]: 5.03 %
  • Time Held Top20:14.10 quarters
  • Time Held Top10:11.50 quarters
  • Time Held All:27.99 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

09/30/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2022-11-14

Performance for Q3 2022: -9.33%
Performance Last 4 Quarters: -15.74%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

EATON VANCE MANAGEMENT
Classified as Hedge Fund
TWO INTERNATIONAL PLACE
BOSTON MA    02110
Country: United States

Business Phone: 617-482-8260
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Other (specify) BUSINESS TRUST
Organized in: MA
Number of employees: 776
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,PERCENTAGE OF PORTFOLIO INCOME
Amount of client funds and securities: 11,718,900,000
Total Number of Clients: 6721
Amount of client funds and securities by related persons: 493,472,000
Total Number of clients from related persons: 1426
Disclosures: 11.D (1),11.D (2),11.D (4)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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EATON VANCE MANAGEMENT

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
MORGAN STANLEY DOMESTIC HOLDINGS, INC. OWNS 100% OF EATON VANCE MANAGEMENT 07/01/2021 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2011-06-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER direct 2017-01-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2014-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER direct 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. LLC MEMBER direct 2011-05-01
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
EV LLC TRUSTEE OF EATON VANCE MANAGEMENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
MORGAN STANLEY CAPITAL MANAGEMENT LLC OWNS 100% OF MORGAN STANLEY DOMESTIC HOLDINGS, INC. MORGAN STANLEY DOMESTIC HOLDINGS, INC. 07/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2017-06-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. BENEFICAL OWNER direct 2017-06-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2007-03-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2007-03-01
PDT PARTNERS, LLC SOLE SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY HOLDS 100% OF MORGAN STANLEY CAPITAL MANAGEMENT LLC MORGAN STANLEY CAPITAL MANAGEMENT LLC 03/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE MULTI-ASSET CREDIT FUND II, LLC United States 805-1097664384 Hedge Fund 259,967,045 5,000,000
EATON VANCE CLO 2014-1R, LTD Cayman Islands 805-8072126270 Securitized Asset Fund 479,347,262 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 397,115,573 250,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,771,618 250,000
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC United States 805-9080846385 Other Private Fund PRIVATE FUND 103,695,645 250,000
EATON VANCE CLO 2020-1 LTD Cayman Islands 805-2916894873 Securitized Asset Fund 450,334,711 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 172,053,136 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 5,360,924,912 0
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 414,876,439 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 446,890,022 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 5,299,309,832 1,000,000
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 6,132,170 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2021-11-02
Name Title Start Date Direct/Indirect % Ownership
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
MORGAN STANLEY DOMESTIC HOLDINGS, INC. OWNS 100% OF EATON VANCE MANAGEMENT 07/01/2021 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2011-06-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER direct 2017-01-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2014-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER direct 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. LLC MEMBER direct 2011-05-01
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
EV LLC TRUSTEE OF EATON VANCE MANAGEMENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
MORGAN STANLEY CAPITAL MANAGEMENT LLC OWNS 100% OF MORGAN STANLEY DOMESTIC HOLDINGS, INC. MORGAN STANLEY DOMESTIC HOLDINGS, INC. 07/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2017-06-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. BENEFICAL OWNER direct 2017-06-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2007-03-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2007-03-01
PDT PARTNERS, LLC SOLE SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY HOLDS 100% OF MORGAN STANLEY CAPITAL MANAGEMENT LLC MORGAN STANLEY CAPITAL MANAGEMENT LLC 03/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
CALVERT RESEARCH AND MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
BOSTON MANAGEMENT AND RESEARCH HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
EATON VANCE WATEROAK ADVISORS HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 78,329,432 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,961,463,486 0
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 6,212,273,736 1,000,000
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,484,998 250,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC United States 805-9080846385 Other Private Fund PRIVATE FUND 15,362,608 250,000
EATON VANCE CLO 2020-1 Cayman Islands 805-2916894873 Securitized Asset Fund 373,411,059 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2021-07-30
Name Title Start Date Direct/Indirect % Ownership
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
MORGAN STANLEY DOMESTIC HOLDINGS, INC. OWNS 100% OF EATON VANCE MANAGEMENT 07/01/2021 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2011-06-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER direct 2017-01-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2014-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC MEMBER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER direct 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2011-02-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER direct 2017-01-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2011-05-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2011-05-01
MORGAN STANLEY & CO. LLC MEMBER direct 2011-05-01
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
EV LLC TRUSTEE OF EATON VANCE MANAGEMENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
MORGAN STANLEY CAPITAL MANAGEMENT LLC OWNS 100% OF MORGAN STANLEY DOMESTIC HOLDINGS, INC. MORGAN STANLEY DOMESTIC HOLDINGS, INC. 07/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2017-06-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. BENEFICAL OWNER direct 2017-06-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2007-03-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2007-03-01
PDT PARTNERS, LLC SOLE SHAREHOLDER indirect 2007-03-01
MORGAN STANLEY HOLDS 100% OF MORGAN STANLEY CAPITAL MANAGEMENT LLC MORGAN STANLEY CAPITAL MANAGEMENT LLC 03/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
CALVERT RESEARCH AND MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
BOSTON MANAGEMENT AND RESEARCH HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
EATON VANCE WATEROAK ADVISORS HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 78,329,432 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,961,463,486 0
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 6,212,273,736 1,000,000
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,484,998 250,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC United States 805-9080846385 Other Private Fund PRIVATE FUND 15,362,608 250,000
EATON VANCE CLO 2020-1 Cayman Islands 805-2916894873 Securitized Asset Fund 373,411,059 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2021-05-17
Name Title Start Date Direct/Indirect % Ownership
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
MIRROR MERGER SUB 2, LLC BENEFICIAL OWNER 03/01/2021 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
EV LLC TRUSTEE OF EATON VANCE MANAGEMENT 03/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
GEMMA, MAUREEN, ANN HEAD OF EATON VANCE LEGAL 04/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
MORGAN STANLEY HOLDS 100% OF MIRROR MERGER SUB 2, LLC MIRROR MERGER SUB 2, LLC 03/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
CALVERT RESEARCH AND MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
BOSTON MANAGEMENT AND RESEARCH HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
EATON VANCE WATEROAK ADVISORS HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 6,212,273,736 1,000,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 78,329,432 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,961,463,486 0
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,484,998 250,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC United States 805-9080846385 Other Private Fund PRIVATE FUND 15,362,608 250,000
EATON VANCE CLO 2020-1 Cayman Islands 805-2916894873 Securitized Asset Fund 373,411,059 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2021-03-30
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
MARIUS, FREDERICK, STEWART HEAD OF EATON VANCE LEGAL 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
MIRROR MERGER SUB 2, LLC BENEFICIAL OWNER 03/01/2021 Direct 75% or more
Fund Name Position direct/indirect start date end date
MORGAN STANLEY VENTURE PARTNERS LP BENEFICIAL OWNER indirect 1986-07-01
MORGAN STANLEY ASSET & INVESTMENT TRUST MANAGEMENT CO., LIMITED BENEFICIAL OWNER indirect 1987-02-01
MORGAN STANLEY LEVERAGED EQUITY FUND II INC SHAREHOLDER direct 1987-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1991-01-01
MORGAN STANLEY VENTURE CAPITAL II INC PARENT/BENEFICIAL OWNER direct 1992-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 1993-03-01
MORGAN STANLEY LEVERAGED CAPITAL FUND INC BENEFICIAL OWNER indirect 1993-09-01
MSCP III LLC BENEFICIAL OWNER indirect 1993-12-01
MSREF II, INC. SHAREHOLDER direct 1994-10-01
LANSDOWNE PARTNERS LIMITED PARTNERSHIP 100% OWNER OF MS HOLDINGS INCORPORATED indirect 1995-11-01
PRIVATE INVESTMENT PARTNERS INC. PARENT OF MS HOLDINGS INCORPORATED direct 1995-11-01
MORGAN STANLEY INFRASTRUCTURE INC. SHAREHOLDER indirect 1995-11-01
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 1996-07-01
MORGAN STANLEY VENTURES PARTNERS III LLC BENEFICIAL OWNER indirect 1996-08-01
MORGAN STANLEY VENTURE CAPITAL III INC SHAREHOLDER direct 1996-09-01
MORGAN STANLEY VENTURE CAPITAL INC BENEFICIAL OWNER indirect 1997-05-01
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01
VAN KAMPEN ADVISORS INC PARENT OF MSAM HOLDING II, INC. indirect 1997-05-01
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01
MORGAN STANLEY INVESTMENT ADVISORS INC. BENEFICIAL OWNER direct 1997-05-01
MORGAN STANLEY ALTERNATIVE INVESTMENT PARTNERS LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01
MS REAL ESTATE SPECIAL SITUATIONS INC. BENEFICIAL OWNER direct 1997-09-01
MSREF III, INC. SHAREHOLDER direct 1997-10-01
VAN KAMPEN MANAGEMENT INC. PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT indirect 1998-03-01
MSDW CAPITAL PARTNERS IV LLC BENEFICIAL OWNER indirect 1998-05-01
MSDW CAPITAL PARTNERS IV INC SHAREHOLDER direct 1998-08-01
MORGAN STANLEY DEAN WITTER INVESTMENT GROUP INC BENEFICIAL OWNER direct 1999-01-01
EARLY ADOPTER FUND MANAGER INC SHAREHOLDER direct 1999-03-01
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC SHAREHOLDER indirect 1999-07-01
MSDW VENTURE PARTNERS IV INC SHAREHOLDER direct 1999-11-01
MSREF IV, LLC MANAGING MEMBER direct 2000-11-01
MSREF IV, LLC SHAREHOLDER indirect 2000-11-01
MORGAN STANLEY CAPITAL PARTNERS III INC SHAREHOLDER direct 2001-01-01
MSVP 2002, INC. SHAREHOLDER direct 2001-11-01
MORGAN STANLEY & CO. INCORPORATED SHAREHOLDER indirect 2002-02-01
MS REAL ESTATE MEZZANINE ADVISOR, INC. BENEFICIAL OWNER direct 2002-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2002-10-01
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2002-10-01
PDT PARTNERS, LLC MANAGING MEMBER indirect 2002-10-01
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY INVESTMENT MANAGEMENT INC. SHAREHOLDER indirect 2002-10-01
MORGAN STANLEY REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2003-06-01
MSREF V, L.L.C. SHAREHOLDER indirect 2004-10-01
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. SHAREHOLDER direct 2005-02-01
MSRESS III MANAGER, L.L.C. SHAREHOLDER indirect 2005-11-01
MSREF REAL ESTATE ADVISOR, INC. SHAREHOLDER direct 2006-09-01
VAN KAMPEN ASSET MANAGEMENT INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-02-13
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2001-04-05
MILLER ANDERSON & SHERRERD, LLP BENEFICIAL PARTNER indirect 1997-05-01 2001-05-04
VAN KAMPEN INVESTMENT ADVISORY CORP PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-05-15
VAN KAMPEN ADVISORS INC PARENT/MSAM HOLDINGS II, INC. direct 1998-03-01 2001-09-25
MORGAN STANLEY VENTURE CAPITAL II INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY VENTURE CAPITAL III INC BENEFICIAL OWNER indirect 1997-05-01 2002-02-28
MORGAN STANLEY LEVERAGED EQUITY FUND II INC BENEFICIAL OWNER indirect 1998-05-01 2002-07-23
MSDW CAPITAL PARTNERS IV INC BENEFICIAL OWNER indirect 1998-08-01 2002-07-23
EARLY ADOPTER FUND MANAGER INC BENEFICIAL OWNER indirect 1999-02-01 2002-07-23
MSDW VENTURE PARTNERS IV INC BENEFICIAL OWNER indirect 1999-09-01 2002-07-23
MORGAN STANLEY AIP GP LP 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT INC. indirect 1997-05-01 2003-03-28
HELIOS ENERGY SERVICES I LP SHAREHOLDER indirect 1984-02-01 2004-01-23
MORGAN STANLEY REAL ESTATE FUND, INC. BENEFICIAL OWNER indirect 1991-01-01 2004-10-26
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER indirect 1999-07-01 2004-10-26
MSREF IV, LLC BENEFICIAL OWNER indirect 2000-11-01 2004-10-26
MORGAN STANLEY CAPITAL PARTNERS III INC BENEFICIAL OWNER indirect 1993-09-01 2004-11-03
MSREF V, L.L.C. BENEFICIAL OWNER indirect 2004-11-01 2004-11-29
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY BENEFICIAL OWNER indirect 1990-01-01 2005-07-29
MORGAN STANLEY DEAN WITTER ADVISORS INC CORPORATE PARENT direct 1997-05-01 2005-12-21
PRIVATE INVESTMENT PARTNERS, INC. PARENT OF MS HOLDINGS INC. direct 1995-11-01 2006-12-05
MORGAN STANLEY DEAN WITTER ALTERNATIVE 100% OWNER OF MORGAN STANLEY INVESTMENT MANAGEMENT, INC. indirect 1997-05-01 2008-04-07
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED BENEFICIAL OWNER indirect 1998-04-01 2008-10-17
VAN KAMPEN ASSET MANAGEMENT INC PARENT indirect 1998-03-01 2010-02-25
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT direct 2005-02-01 2010-03-30
MORGAN STANLEY VENTURE CAPITAL III INC PARENT/BENEFICIAL OWNER direct 1996-09-01 2011-03-31
MSVP 2001, INC. BENEFICIAL OWNER direct 2001-10-01 2011-03-31
MORGAN STANLEY & CO., INCORPORATED BENEFICIAL OWNER direct 1998-05-01 2011-04-01
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 1998-05-01 2011-08-08
CITI PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
CITI VENTURE SERVICES LLC SHAREHOLDER indirect 1998-05-01 2011-09-12
MORGAN STANLEY LEVERAGED EQUITY FUND II INC PARENT/BENEFICIAL OWNER direct 1987-10-01 2012-03-30
MORGAN STANLEY CAPITAL PARTNERS III INC PARENT direct 1993-09-01 2012-03-30
MSREF II, INC. BENEFICIAL OWNER direct 1994-10-01 2012-03-30
MORGAN STANLEY REAL ESTATE INVESTMENT MANAGEMENT II INC. BENEFICIAL OWNER direct 1994-12-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE PARTNERS INC. PARENT indirect 1995-11-01 2012-03-30
MSREF III, INC. BENEFICIAL OWNER direct 1997-10-01 2012-03-30
CITIGROUP INVESTMENT ADVISORY SERVICES INC. SHAREHOLDER indirect 1998-05-01 2012-03-30
MSDW CAPITAL PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1998-12-01 2012-03-30
EARLY ADOPTER FUND MANAGER INC PARENT/BENEFICIAL OWNER direct 1999-02-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC ACTIVE indirect 1999-06-01 2012-03-30
MORGAN STANLEY GLOBAL EMERGING MARKETS INC PARENT/BENEFICIAL OWNER direct 2000-06-01 2012-03-30
MSREF IV, LLC ACTIVE indirect 2000-10-01 2012-03-30
MSREF IV, LLC BENEFICIAL OWNER direct 2000-11-01 2012-03-30
MSREF IV, LLC INDIRECT OWNER direct 2000-11-01 2012-03-30
MSDW REAL ESTATE SPECIAL SITUATIONS II MANAGER LLC BENEFICIAL OWNER direct 2001-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. PARENT/BENEFICIAL OWNER direct 2005-02-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER indirect 2005-11-01 2012-03-30
MSRESS III MANAGER, L.L.C. BENEFICIAL OWNER direct 2005-11-01 2012-03-30
MORGAN STANLEY INFRASTRUCTURE INC. BENEFICIAL OWNER direct 2006-09-01 2012-03-30
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC. BENEFICIAL OWNER direct 2007-01-01 2012-03-30
MSDW VENTURE PARTNERS IV INC PARENT/BENEFICIAL OWNER direct 1999-11-01 2012-03-31
MORGAN STANLEY REAL ESTATE ADVISOR, INC. DIRECT OWNER - OWNS 100% OF ISSUED STOCK direct 2003-06-01 2012-03-31
MS CAPITAL PARTNERS ADVISER INC. BENEFICIAL OWNER direct 2007-08-01 2012-04-18
MSVP 2002, INC. PARENT/BENEFICIAL OWNER direct 2001-10-01 2012-05-08
MSREF V, L.L.C. ACTIVE indirect 2004-09-01 2012-05-08
MSREF V, L.L.C. BENEFICIAL OWNER direct 2004-11-01 2012-05-08
MSREF REAL ESTATE ADVISOR, INC. BENEFICIAL OWNER direct 2006-09-01 2012-05-08
CITIGROUP INVESTMENT ADVISORY SERVICES LLC MEMBER indirect 2009-05-01 2013-07-30
CONSULTING GROUP ADVISORY SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-07-30
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY PRIVATE MANAGEMENT LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC MEMBER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY VENTURE SERVICES LLC SHAREHOLDER indirect 2009-05-01 2013-09-23
MORGAN STANLEY SMITH BARNEY LLC MEMBER indirect 2009-05-01 2013-11-21
MORGAN STANLEY SMITH BARNEY LLC SHAREHOLDER indirect 2009-05-01 2013-11-21
MORGAN STANLEY DEAN WITTER INVESTMENT MANAGEMENT INC. BENEFICIAL OWNER direct 1997-05-01 2017-03-31
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
MORGAN STANLEY HOLDS 100% OF MIRROR MERGER SUB 2, LLC MIRROR MERGER SUB 2, LLC 03/01/2021 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
CALVERT RESEARCH AND MANAGEMENT HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
BOSTON MANAGEMENT AND RESEARCH HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01
EATON VANCE WATEROAK ADVISORS HOLDS 100% OF MIRROR MERGER SUB 2, LLC indirect 2021-03-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 6,212,273,736 1,000,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 78,329,432 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,961,463,486 0
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,484,998 250,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC United States 805-9080846385 Other Private Fund PRIVATE FUND 15,362,608 250,000
EATON VANCE CLO 2020-1 Cayman Islands 805-2916894873 Securitized Asset Fund 373,411,059 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2020-11-10
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
HYLTON, LAURIE, GREENWALD VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
MARIUS, FREDERICK, STEWART VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. ("EVC") EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") 07/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL direct 2008-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC, A CORPORATION, WHOLLY OWNS EVA indirect 2004-07-01
EATON VANCE MANAGEMENT EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") direct 2004-07-01
BOSTON MANAGEMENT AND RESEARCH EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01
HEXAVEST INC. SHAREHOLDER indirect 2004-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVIC indirect 2008-05-01
HEXAVEST INC. SHAREHOLDER direct 2012-08-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED WHOLLY OWNS EVM indirect 1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED WHOLLY OWNS EVM indirect 1990-10-01
HEXAVEST INC. SHAREHOLDER indirect 1990-10-01
BOSTON MANAGEMENT AND RESEARCH EVC OWNS ALL OUTSTANDING SHARES OF EVM indirect 1992-08-01 2001-01-23
EATON VANCE MANAGEMENT EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM") direct 1981-02-01 2001-01-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVBT indirect 2001-01-01 2003-12-18
PPA ACQUISITION CORP. EVC WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-16
EATON VANCE MANAGEMENT WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-21
EATON VANCE MANAGEMENT WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
EATON VANCE INVESTMENT COUNSEL EVC WHOLLY OWNS EVM indirect 2004-07-01 2004-07-01
EATON VANCE MANAGEMENT A CORPORATION, WHICH WHOLLY OWNS EVM indirect 2004-07-01 2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. WHOLLY OWNS EVA indirect 2001-01-01 2005-01-24
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01 2007-12-19
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC WHOLLY OWNS EVABT indirect 2001-01-01 2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2014-01-28
HEXAVEST INC. SHAREHOLDER indirect 2012-08-01 2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA HOLDINGS, LLC indirect 2009-11-01 2015-05-04
Piantedosi, Lewis, Richard TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
RUSS, CRAIG TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
GEMMA, MAUREEN, ANN TRUSTEE EATON VANCE CORP. VOTING TRUST 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
CLEMSON, CYNTHIA, J. TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2006-01-01
HEXAVEST INC. TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2006-01-01
Cirami, Michael, Andrew TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
BOUCHEY, PAUL, WOLD TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC CO-CIO - SEATTLE INVESTMENT CENTER direct 2014-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC CIO - SEATTLE INVESTMENT CENTER direct 2014-11-01
WILLIAMS, RAY, KELLY TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. VICE PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2006-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2007-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2003-11-01
REED, CHARLES, BASS TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR/MANAGER direct 2009-09-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2009-09-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
STEIN, ERIC, A TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
Brandon, Craig, Robert TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
HYLTON, LAURIE, GREENWALD TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
SVEEN, ANDREW, NILS TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2020-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2020-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2020-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2020-01-01
EATON VANCE ADVISERS INTERNATIONAL LTD. TRUSTEE indirect 2020-01-01
HEXAVEST INC. TRUSTEE indirect 2020-01-01
MARIUS, FREDERICK, STEWART TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
PERKIN, EDWARD, JAMES TRUSTEE EATON VANCE CORP. VOTING TRUST 05/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-05-01
HEXAVEST INC. TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-05-01
FAUST, JR, THOMAS E TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/1996 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
SHEA, JOHN, LAWRENCE TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-12-01
HEXAVEST INC. TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-12-01
LEE, THOMAS TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY PRINCIPAL, SENIOR PORTFOLIO MANAGER direct 1994-06-01
PARAMETRIC RISK ADVISORS LLC MANAGER, CO-MANAGING DIRECTOR - INVESTMENT STRATEGY AND RESEARCH direct 2015-11-01
CLIFTON GROUP INVESTMENT MANAGEMENT CO PORTFOLIO MANAGER direct 1993-08-01 2006-04-11
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY PORTFOLIO MANAGER direct 1994-06-01 2007-03-30
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SENIOR PORTFOLIO MANAGER direct 1994-06-01 2008-03-28
MCCABE, DAVID, CONNOR TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2011-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2011-11-01
HEXAVEST INC. TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL PRESIDENT direct 2011-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2011-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2011-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2011-11-01
Seto, Thomas, Chan Lin TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC HEAD OF INVESTMENT MANAGEMENT - SEATTLE INVESTMENT CENTER (11/2014) direct 2009-11-01
LANGSTRAAT, BRIAN, DEAN TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER, CEO direct 2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR/ DIRECTOR, CEO direct 2001-06-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2009-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2009-01-01
HEXAVEST INC. TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2009-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR direct 1998-01-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGING DIRECTOR/DIRECTOR, CEO direct 2001-06-01 2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER indirect 2001-06-01 2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER CEO direct 2001-06-01 2014-01-28
WITKOS, MATTHEW, JOSEPH TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2007-07-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) direct 2004-02-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) OF ASSET MANAGEMENT MARKETING direct 2004-02-01
HEXAVEST INC. TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2007-07-01
EVANS, JAMES, HAMILTON TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
M.A. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT direct 2006-05-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER indirect 2006-06-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER direct 2006-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
CATALDO, DANIEL, CARL TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
STREUR, JOHN, HENRY TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
BURRIDGE GROUP LLC PRESIDENT, CEO, MEMBER direct 1996-10-01
MANAGERS INVESTMENT GROUP LLC PRESIDENT (BD)/SR. MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2006-01-01
EATON VANCE INVESTMENT ADVISORS PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MANAGERS INVESTMENT GROUP LLC MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2005-01-01 2005-07-18
MANAGERS INVESTMENT GROUP LLC SR. MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2006-01-01 2006-03-30
MANAGERS INVESTMENT GROUP LLC SENIOR MANAGING PARTNER/EXECUTIVE BOARD MEMBER direct 2006-01-01 2011-05-12
PORTFOLIO 21 INVESTMENTS, INC DIRECTOR, NON-EXECUTIVE CHAIRMAN direct 2012-02-01 2012-03-28
PORTFOLIO 21 INVESTMENTS, INC PRESIDENT direct 2012-07-01 2013-04-01
PORTFOLIO 21 INVESTMENTS, INC PRESIDENT,DIRECTOR direct 2013-11-01 2014-06-10
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, CHAIR, PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2015-01-01 2015-03-31
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 2014-10-01 2015-05-13
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, CHAIR, PRESIDENT & CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2015-01-01 2015-09-11
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER (CHIEF COMPLIANCE OFFICER AS OF AUGUST 2015) direct 2015-01-01 2015-12-01
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER (CHIEF COMPLIANCE OFFICER - AUGUST 11, 2015 THROUGH APRIL 11, 2016) direct 2015-01-01 2016-03-30
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2015-01-01 2016-05-17
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER direct 2015-01-01 2016-11-09
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,255,106,677 0
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,984,136 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 5,529,675,096 1,000,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 90,552,525 1,000,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2020-06-26
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
HYLTON, LAURIE, GREENWALD VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
MARIUS, FREDERICK, STEWART VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE CORP. ("EVC") EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") 07/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL direct 2008-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC, A CORPORATION, WHOLLY OWNS EVA indirect 2004-07-01
EATON VANCE MANAGEMENT EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") direct 2004-07-01
BOSTON MANAGEMENT AND RESEARCH EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01
HEXAVEST INC. SHAREHOLDER indirect 2004-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVIC indirect 2008-05-01
HEXAVEST INC. SHAREHOLDER direct 2012-08-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED WHOLLY OWNS EVM indirect 1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED WHOLLY OWNS EVM indirect 1990-10-01
HEXAVEST INC. SHAREHOLDER indirect 1990-10-01
BOSTON MANAGEMENT AND RESEARCH EVC OWNS ALL OUTSTANDING SHARES OF EVM indirect 1992-08-01 2001-01-23
EATON VANCE MANAGEMENT EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM") direct 1981-02-01 2001-01-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVBT indirect 2001-01-01 2003-12-18
PPA ACQUISITION CORP. EVC WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-16
EATON VANCE MANAGEMENT WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-21
EATON VANCE MANAGEMENT WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
EATON VANCE INVESTMENT COUNSEL EVC WHOLLY OWNS EVM indirect 2004-07-01 2004-07-01
EATON VANCE MANAGEMENT A CORPORATION, WHICH WHOLLY OWNS EVM indirect 2004-07-01 2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. WHOLLY OWNS EVA indirect 2001-01-01 2005-01-24
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01 2007-12-19
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC WHOLLY OWNS EVABT indirect 2001-01-01 2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2014-01-28
HEXAVEST INC. SHAREHOLDER indirect 2012-08-01 2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA HOLDINGS, LLC indirect 2009-11-01 2015-05-04
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
MARIUS, FREDERICK, STEWART TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
SVEEN, ANDREW, NILS TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2020-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2020-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2020-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2020-01-01
EATON VANCE ADVISERS INTERNATIONAL LTD. TRUSTEE indirect 2020-01-01
HEXAVEST INC. TRUSTEE indirect 2020-01-01
Brandon, Craig, Robert TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
Cirami, Michael, Andrew TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
Piantedosi, Lewis, Richard TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
RUSS, CRAIG TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
GEMMA, MAUREEN, ANN TRUSTEE EATON VANCE CORP. VOTING TRUST 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
CLEMSON, CYNTHIA, J. TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2006-01-01
HEXAVEST INC. TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2006-01-01
BOUCHEY, PAUL, WOLD TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC CO-CIO - SEATTLE INVESTMENT CENTER direct 2014-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC CIO - SEATTLE INVESTMENT CENTER direct 2014-11-01
WILLIAMS, RAY, KELLY TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. VICE PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2006-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2007-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2003-11-01
REED, CHARLES, BASS TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR/MANAGER direct 2009-09-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2009-09-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
STEIN, ERIC, A TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
HYLTON, LAURIE, GREENWALD TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
PERKIN, EDWARD, JAMES TRUSTEE EATON VANCE CORP. VOTING TRUST 05/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-05-01
HEXAVEST INC. TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-05-01
STREUR, JOHN, HENRY TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
BURRIDGE GROUP LLC PRESIDENT, CEO, MEMBER direct 1996-10-01
MANAGERS INVESTMENT GROUP LLC PRESIDENT (BD)/SR. MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2006-01-01
EATON VANCE INVESTMENT ADVISORS PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 2016-12-01
MANAGERS INVESTMENT GROUP LLC MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2005-01-01 2005-07-18
MANAGERS INVESTMENT GROUP LLC SR. MANAGING PARTNER/EXECUTIVE BOARD MEMBER (IA) direct 2006-01-01 2006-03-30
MANAGERS INVESTMENT GROUP LLC SENIOR MANAGING PARTNER/EXECUTIVE BOARD MEMBER direct 2006-01-01 2011-05-12
PORTFOLIO 21 INVESTMENTS, INC DIRECTOR, NON-EXECUTIVE CHAIRMAN direct 2012-02-01 2012-03-28
PORTFOLIO 21 INVESTMENTS, INC PRESIDENT direct 2012-07-01 2013-04-01
PORTFOLIO 21 INVESTMENTS, INC PRESIDENT,DIRECTOR direct 2013-11-01 2014-06-10
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, CHAIR, PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2015-01-01 2015-03-31
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 2014-10-01 2015-05-13
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, CHAIR, PRESIDENT & CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER direct 2015-01-01 2015-09-11
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER (CHIEF COMPLIANCE OFFICER AS OF AUGUST 2015) direct 2015-01-01 2015-12-01
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER (CHIEF COMPLIANCE OFFICER - AUGUST 11, 2015 THROUGH APRIL 11, 2016) direct 2015-01-01 2016-03-30
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER direct 2015-01-01 2016-05-17
CALVERT INVESTMENT MANAGEMENT, INC. DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER direct 2015-01-01 2016-11-09
FAUST, JR, THOMAS E TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/1996 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
SHEA, JOHN, LAWRENCE TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-12-01
HEXAVEST INC. TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-12-01
LEE, THOMAS TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY PRINCIPAL, SENIOR PORTFOLIO MANAGER direct 1994-06-01
PARAMETRIC RISK ADVISORS LLC MANAGER, CO-MANAGING DIRECTOR - INVESTMENT STRATEGY AND RESEARCH direct 2015-11-01
CLIFTON GROUP INVESTMENT MANAGEMENT CO PORTFOLIO MANAGER direct 1993-08-01 2006-04-11
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY PORTFOLIO MANAGER direct 1994-06-01 2007-03-30
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SENIOR PORTFOLIO MANAGER direct 1994-06-01 2008-03-28
MCCABE, DAVID, CONNOR TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2011-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2011-11-01
HEXAVEST INC. TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL PRESIDENT direct 2011-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2011-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2011-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2011-11-01
CATALDO, DANIEL, CARL TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
Seto, Thomas, Chan Lin TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2020 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC HEAD OF INVESTMENT MANAGEMENT - SEATTLE INVESTMENT CENTER (11/2014) direct 2009-11-01
LANGSTRAAT, BRIAN, DEAN TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER, CEO direct 2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR/ DIRECTOR, CEO direct 2001-06-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2009-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2009-01-01
HEXAVEST INC. TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2009-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR direct 1998-01-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGING DIRECTOR/DIRECTOR, CEO direct 2001-06-01 2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER indirect 2001-06-01 2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER CEO direct 2001-06-01 2014-01-28
WITKOS, MATTHEW, JOSEPH TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2007-07-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) direct 2004-02-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) OF ASSET MANAGEMENT MARKETING direct 2004-02-01
HEXAVEST INC. TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2007-07-01
SWAFFIELD, PAYSON, FREDERICK TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
EVANS, JAMES, HAMILTON TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
M.A. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT direct 2006-05-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER indirect 2006-06-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER direct 2006-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,984,136 250,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,255,106,677 0
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 5,529,675,096 1,000,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 90,552,525 1,000,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2020-01-29
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE EQUITY HARVEST FUND LLC United States 805-1051366825 Other Private Fund PRIVATE FUND 4,984,136 250,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,255,106,677 0
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 5,529,675,096 1,000,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 549,558 250,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,342,749 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,553,427 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 420,678,039 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 450,802,640 250,000
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 90,552,525 1,000,000
EATON VANCE CLO 2019-1, LTD. Cayman Islands 805-6361716663 Securitized Asset Fund 401,300,787 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2019-02-21
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
HYLTON, LAURIE, GREENWALD VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
MARIUS, FREDERICK, STEWART VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. ("EVC") EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") 07/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL direct 2008-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC, A CORPORATION, WHOLLY OWNS EVA indirect 2004-07-01
EATON VANCE MANAGEMENT EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") direct 2004-07-01
BOSTON MANAGEMENT AND RESEARCH EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01
HEXAVEST INC. SHAREHOLDER indirect 2004-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVIC indirect 2008-05-01
HEXAVEST INC. SHAREHOLDER direct 2012-08-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED WHOLLY OWNS EVM indirect 1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED WHOLLY OWNS EVM indirect 1990-10-01
HEXAVEST INC. SHAREHOLDER indirect 1990-10-01
BOSTON MANAGEMENT AND RESEARCH EVC OWNS ALL OUTSTANDING SHARES OF EVM indirect 1992-08-01 2001-01-23
EATON VANCE MANAGEMENT EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM") direct 1981-02-01 2001-01-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVBT indirect 2001-01-01 2003-12-18
PPA ACQUISITION CORP. EVC WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-16
EATON VANCE MANAGEMENT WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-21
EATON VANCE MANAGEMENT WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
EATON VANCE INVESTMENT COUNSEL EVC WHOLLY OWNS EVM indirect 2004-07-01 2004-07-01
EATON VANCE MANAGEMENT A CORPORATION, WHICH WHOLLY OWNS EVM indirect 2004-07-01 2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. WHOLLY OWNS EVA indirect 2001-01-01 2005-01-24
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01 2007-12-19
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC WHOLLY OWNS EVABT indirect 2001-01-01 2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2014-01-28
HEXAVEST INC. SHAREHOLDER indirect 2012-08-01 2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA HOLDINGS, LLC indirect 2009-11-01 2015-05-04
Piantedosi, Lewis, Richard TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
RUSS, CRAIG TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
GEMMA, MAUREEN, ANN TRUSTEE EATON VANCE CORP. VOTING TRUST 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
CLEMSON, CYNTHIA, J. TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2006-01-01
HEXAVEST INC. TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2006-01-01
WILLIAMS, RAY, KELLY TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. VICE PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2006-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2007-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2003-11-01
REED, CHARLES, BASS TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR/MANAGER direct 2009-09-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2009-09-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
STEIN, ERIC, A TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
PAGE, SCOTT, HAMMOND TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
Cirami, Michael, Andrew TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
HYLTON, LAURIE, GREENWALD TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
Brandon, Craig, Robert TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
MARIUS, FREDERICK, STEWART TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
PERKIN, EDWARD, JAMES TRUSTEE EATON VANCE CORP. VOTING TRUST 05/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-05-01
HEXAVEST INC. TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-05-01
FAUST, JR, THOMAS E TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/1996 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
SHEA, JOHN, LAWRENCE TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-12-01
HEXAVEST INC. TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-12-01
MCCABE, DAVID, CONNOR TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2011-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2011-11-01
HEXAVEST INC. TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL PRESIDENT direct 2011-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2011-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2011-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2011-11-01
LANGSTRAAT, BRIAN, DEAN TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER, CEO direct 2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR/ DIRECTOR, CEO direct 2001-06-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2009-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2009-01-01
HEXAVEST INC. TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2009-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR direct 1998-01-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGING DIRECTOR/DIRECTOR, CEO direct 2001-06-01 2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER indirect 2001-06-01 2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER CEO direct 2001-06-01 2014-01-28
WITKOS, MATTHEW, JOSEPH TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2007-07-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) direct 2004-02-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) OF ASSET MANAGEMENT MARKETING direct 2004-02-01
HEXAVEST INC. TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2007-07-01
SWAFFIELD, PAYSON, FREDERICK TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
WEILHEIMER, MICHAEL, WILLIAM TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
EVANS, JAMES, HAMILTON TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
M.A. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT direct 2006-05-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER indirect 2006-06-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER direct 2006-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
CATALDO, DANIEL, CARL TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 78,329,432 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,306,094,398 0
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Other Private Fund PRIVATE INVESTMENT FUND 6,212,273,736 1,000,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 4,866,878 250,000
EATON VANCE CDO X PLC Ireland 805-8947877686 Securitized Asset Fund 2,419,585 100,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,607,082 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,453,881 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 422,162,523 250,000
EATON VANCE CLO 2018-1 LTD. Cayman Islands 805-1140263588 Securitized Asset Fund 449,205,767 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2018-12-05
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
HYLTON, LAURIE, GREENWALD VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
MARIUS, FREDERICK, STEWART VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. ("EVC") EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") 07/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL direct 2008-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC, A CORPORATION, WHOLLY OWNS EVA indirect 2004-07-01
EATON VANCE MANAGEMENT EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") direct 2004-07-01
BOSTON MANAGEMENT AND RESEARCH EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01
HEXAVEST INC. SHAREHOLDER indirect 2004-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVIC indirect 2008-05-01
HEXAVEST INC. SHAREHOLDER direct 2012-08-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED WHOLLY OWNS EVM indirect 1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED WHOLLY OWNS EVM indirect 1990-10-01
HEXAVEST INC. SHAREHOLDER indirect 1990-10-01
BOSTON MANAGEMENT AND RESEARCH EVC OWNS ALL OUTSTANDING SHARES OF EVM indirect 1992-08-01 2001-01-23
EATON VANCE MANAGEMENT EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM") direct 1981-02-01 2001-01-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVBT indirect 2001-01-01 2003-12-18
PPA ACQUISITION CORP. EVC WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-16
EATON VANCE MANAGEMENT WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-21
EATON VANCE MANAGEMENT WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
EATON VANCE INVESTMENT COUNSEL EVC WHOLLY OWNS EVM indirect 2004-07-01 2004-07-01
EATON VANCE MANAGEMENT A CORPORATION, WHICH WHOLLY OWNS EVM indirect 2004-07-01 2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. WHOLLY OWNS EVA indirect 2001-01-01 2005-01-24
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01 2007-12-19
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC WHOLLY OWNS EVABT indirect 2001-01-01 2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2014-01-28
HEXAVEST INC. SHAREHOLDER indirect 2012-08-01 2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA HOLDINGS, LLC indirect 2009-11-01 2015-05-04
Piantedosi, Lewis, Richard TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
RUSS, CRAIG TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
GEMMA, MAUREEN, ANN TRUSTEE EATON VANCE CORP. VOTING TRUST 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
CLEMSON, CYNTHIA, J. TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2006-01-01
HEXAVEST INC. TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2006-01-01
WILLIAMS, RAY, KELLY TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. VICE PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2006-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2007-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2003-11-01
REED, CHARLES, BASS TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR/MANAGER direct 2009-09-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2009-09-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
STEIN, ERIC, A TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
PAGE, SCOTT, HAMMOND TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
Cirami, Michael, Andrew TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
HYLTON, LAURIE, GREENWALD TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
Brandon, Craig, Robert TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
MARIUS, FREDERICK, STEWART TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
PERKIN, EDWARD, JAMES TRUSTEE EATON VANCE CORP. VOTING TRUST 05/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-05-01
HEXAVEST INC. TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-05-01
FAUST, JR, THOMAS E TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/1996 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
SHEA, JOHN, LAWRENCE TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-12-01
HEXAVEST INC. TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-12-01
MCCABE, DAVID, CONNOR TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2011-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2011-11-01
HEXAVEST INC. TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL PRESIDENT direct 2011-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2011-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2011-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2011-11-01
LANGSTRAAT, BRIAN, DEAN TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER, CEO direct 2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR/ DIRECTOR, CEO direct 2001-06-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2009-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2009-01-01
HEXAVEST INC. TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2009-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR direct 1998-01-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGING DIRECTOR/DIRECTOR, CEO direct 2001-06-01 2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER indirect 2001-06-01 2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER CEO direct 2001-06-01 2014-01-28
WITKOS, MATTHEW, JOSEPH TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2007-07-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) direct 2004-02-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) OF ASSET MANAGEMENT MARKETING direct 2004-02-01
HEXAVEST INC. TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2007-07-01
SWAFFIELD, PAYSON, FREDERICK TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
WEILHEIMER, MICHAEL, WILLIAM TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
EVANS, JAMES, HAMILTON TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
M.A. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT direct 2006-05-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER indirect 2006-06-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER direct 2006-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
CATALDO, DANIEL, CARL TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Cayman Islands 805-4201821891 Hedge Fund 63,602,396 1,000,000
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,359,876,843 0
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Hedge Fund 6,215,523,588 1,000,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 4,946,648 250,000
EATON VANCE CDO X PLC Ireland 805-8947877686 Securitized Asset Fund 162,997,743 100,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,523,855 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,223,248 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 419,619,261 250,000

EATON VANCE MANAGEMENT

ownership team - last updated 2018-06-06
Name Title Start Date Direct/Indirect % Ownership
EATON VANCE INC. SOLE TRUSTEE OF EVM 07/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM direct 2004-07-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE OF CALVERT RESEARCH AND MANAGEMENT direct 2016-09-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE OF EATON VANCE INVESTMENT ADVISORS direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED OWNER direct 2001-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 1992-08-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED OWNER direct 2001-06-01
EATON VANCE INVESTMENT COUNSEL SOLE TRUSTEE OF EVM direct 2004-07-01
HEXAVEST INC. SOLE TRUSTEE OF EATON VANCE MANAGEMENT indirect 2004-03-01
PPA ACQUISITION CORP. SOLE TRUSTEE FOR EVM, EVCBT AND EVBT indirect 2001-01-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EATON VANCE MANAGEMENT direct 1992-08-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2004-03-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, AND EVCBT direct 2002-02-01
EATON VANCE MANAGEMENT SOLE TRUSTEE OF EVM, EVBT, AND EVCBT direct 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM indirect 2004-03-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVM AND EVCBT indirect 2002-02-01
BOSTON MANAGEMENT AND RESEARCH SOLE TRUSTEE OF EVBT, EVM AND EVCBT indirect 2002-02-01
HYLTON, LAURIE, GREENWALD VICE PRESIDENT & CHIEF FINANCIAL OFFICER 03/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
MARIUS, FREDERICK, STEWART VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
FAUST, THOMAS, E. CEO, PRESIDENT 11/01/2007 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
Froio, Richard, Francis CHIEF COMPLIANCE OFFICER, VICE PRESIDENT 11/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EATON VANCE MANAGEMENT CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
BOSTON MANAGEMENT AND RESEARCH CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
EATON VANCE INVESTMENT COUNSEL CHIEF COMPLIANCE OFFICER, VICE PRESIDENT direct 2017-11-01
CATALDO, DANIEL, CARL CHIEF ADMINISTRATIVE OFFICER, VICE PRESIDENT 05/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. ("EVC") EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") 07/01/2004 Direct 75% or more
Fund Name Position direct/indirect start date end date
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION WHOLLY OWNS EATON VANCE INVESTMENT COUNSEL direct 2008-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC, A CORPORATION, WHOLLY OWNS EVA indirect 2004-07-01
EATON VANCE MANAGEMENT EVC, A CORPORATION, WHOLLY OWNS EATON VANCE MANAGEMENT ("EVM") direct 2004-07-01
BOSTON MANAGEMENT AND RESEARCH EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01
HEXAVEST INC. SHAREHOLDER indirect 2004-07-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVA indirect 2001-01-01
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVIC indirect 2008-05-01
HEXAVEST INC. SHAREHOLDER direct 2012-08-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED WHOLLY OWNS EVM indirect 1990-10-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED WHOLLY OWNS EVM indirect 1990-10-01
HEXAVEST INC. SHAREHOLDER indirect 1990-10-01
BOSTON MANAGEMENT AND RESEARCH EVC OWNS ALL OUTSTANDING SHARES OF EVM indirect 1992-08-01 2001-01-23
EATON VANCE MANAGEMENT EVC OWNS ALL OUTSTANDING SHARES OF EATON VANCE MANAGEMENT ("EVM") direct 1981-02-01 2001-01-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVBT indirect 2001-01-01 2003-12-18
PPA ACQUISITION CORP. EVC WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-16
EATON VANCE MANAGEMENT WHOLLY OWNS EVBT indirect 2001-01-01 2004-01-21
EATON VANCE MANAGEMENT WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
BOSTON MANAGEMENT AND RESEARCH EVC WHOLLY OWNS EVCBT indirect 2004-03-01 2004-04-23
EATON VANCE INVESTMENT COUNSEL EVC WHOLLY OWNS EVM indirect 2004-07-01 2004-07-01
EATON VANCE MANAGEMENT A CORPORATION, WHICH WHOLLY OWNS EVM indirect 2004-07-01 2004-07-06
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. WHOLLY OWNS EVA indirect 2001-01-01 2005-01-24
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01 2005-08-22
EATON VANCE INVESTMENT COUNSEL EVC, A CORPORATION, WHOLLY OWNS EVM indirect 2004-07-01 2007-12-19
PARAMETRIC RISK ADVISORS LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2009-01-20
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. EVC WHOLLY OWNS EVABT indirect 2001-01-01 2012-01-31
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVABT indirect 2001-01-01 2014-01-28
HEXAVEST INC. SHAREHOLDER indirect 2012-08-01 2015-03-26
PARAMETRIC PORTFOLIO ASSOCIATES LLC EVC WHOLLY OWNS EVA HOLDINGS, LLC indirect 2009-11-01 2015-05-04
Piantedosi, Lewis, Richard TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
RUSS, CRAIG TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
GEMMA, MAUREEN, ANN TRUSTEE EATON VANCE CORP. VOTING TRUST 06/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-06-01
HEXAVEST INC. TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-06-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-06-01
CLEMSON, CYNTHIA, J. TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2006-01-01
HEXAVEST INC. TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2006-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2006-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2006-01-01
WILLIAMS, RAY, KELLY TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. VICE PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2004-01-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 2006-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2007-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2003-11-01
REED, CHARLES, BASS TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGING DIRECTOR/MANAGER direct 2009-09-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER OF ATLANTA CAPITAL MANAGEMENT HOLDINGS, LLC indirect 2009-09-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
STEIN, ERIC, A TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
PAGE, SCOTT, HAMMOND TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
Cirami, Michael, Andrew TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2015-11-01
HYLTON, LAURIE, GREENWALD TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT VICE PRESIDENT & CHIEF FINANCIAL OFFICER direct 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE, TREASURER direct 2012-03-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER direct 2012-03-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT & TREASURER direct 2004-07-01
EATON VANCE INVESTMENT COUNSEL CFO, VICE PRESIDENT direct 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS CHIEF FINANCIAL OFFICER & VICE PRESIDENT direct 2012-03-01
Brandon, Craig, Robert TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2015 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2015-11-01
HEXAVEST INC. TRUSTEE indirect 2015-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2015-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2015-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2015-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2015-11-01
MARIUS, FREDERICK, STEWART TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
HEXAVEST INC. TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & SECRETARY direct 2016-09-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED DIRECTOR direct 2015-05-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2013-10-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2013-10-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2008-07-01
U. S. BOSTON CAPITAL CORPORATION PRESIDENT AND GENERAL COUNSEL direct 1999-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2008-07-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2008-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2008-07-01
EATON VANCE INVESTMENT COUNSEL VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
BOSTON MANAGEMENT AND RESEARCH VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
EATON VANCE MANAGEMENT VICE PRESIDENT AND CHIEF LEGAL OFFICER direct 2008-06-01
QUANTITATIVE ADVISORS INC PRESIDENT direct 2000-07-01 2003-10-02
EATON VANCE INVESTMENT ADVISORS VICE PRESIDENT & CHIEF LEGAL OFFICER direct 2008-06-01 2016-09-01
PERKIN, EDWARD, JAMES TRUSTEE EATON VANCE CORP. VOTING TRUST 05/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-05-01
HEXAVEST INC. TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-05-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-05-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-05-01
FAUST, JR, THOMAS E TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/1996 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH CEO, PRESIDENT direct 2007-11-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 1996-12-01
HEXAVEST INC. TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 1996-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 1996-12-01
EATON VANCE MANAGEMENT CEO, PRESIDENT direct 2007-11-01
EATON VANCE INVESTMENT COUNSEL EXECUTIVE VICE PRESIDENT direct 2007-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED DIRECTOR direct 2007-11-01
ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. MANAGER direct 2007-11-01
PARAMETRIC PORTFOLIO ASSOCIATES LLC EATON VANCE ACQUISITIONS, REPRESENTATIVE direct 2003-09-01
BOSTON MANAGEMENT AND RESEARCH CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-03-30
EATON VANCE MANAGEMENT CHIEF EQUITY INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 1995-02-01 2001-08-08
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, EXECUTIVE VICE PRESIDENT direct 2001-11-01 2007-03-05
EATON VANCE MANAGEMENT CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
EATON VANCE INVESTMENT COUNSEL CIO, EXECUTIVE VICE PRESIDENT direct 2004-07-01 2007-04-25
BOSTON MANAGEMENT AND RESEARCH CHIEF INVESTMENT OFFICER, PRESIDENT direct 2001-11-01 2007-04-25
PPA ACQUISITION CORP. MANAGER direct 2003-09-01 2014-01-28
EATON VANCE INVESTMENT ADVISORS PRESIDENT direct 2016-09-01 2016-09-15
SHEA, JOHN, LAWRENCE TRUSTEE EATON VANCE CORP. VOTING TRUST 12/01/2014 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2014-12-01
HEXAVEST INC. TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2014-12-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2014-12-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2014-12-01
MCCABE, DAVID, CONNOR TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2011-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2011-11-01
HEXAVEST INC. TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2011-11-01
EATON VANCE INVESTMENT COUNSEL PRESIDENT direct 2011-11-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2011-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2011-11-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2011-11-01
LANGSTRAAT, BRIAN, DEAN TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER, CEO direct 2001-06-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR/ DIRECTOR, CEO direct 2001-06-01
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2009-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2009-01-01
HEXAVEST INC. TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2009-01-01
CALVERT RESEARCH AND MANAGEMENT TRUSTEE indirect 2009-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2009-01-01
PARAMETRIC PORTFOLIO ASSOCIATES MANAGING DIRECTOR direct 1998-01-01 2001-02-27
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGING DIRECTOR/DIRECTOR, CEO direct 2001-06-01 2010-01-29
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER indirect 2001-06-01 2012-05-02
PARAMETRIC PORTFOLIO ASSOCIATES LLC MANAGER CEO direct 2001-06-01 2014-01-28
WITKOS, MATTHEW, JOSEPH TRUSTEE EATON VANCE CORP. VOTING TRUST 07/01/2007 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2007-07-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) direct 2004-02-01
IXIS ASSET MANAGEMENT ADVISORS, L.P. EXECUTIVE VICE PRESIDENT (EVP) OF ASSET MANAGEMENT MARKETING direct 2004-02-01
HEXAVEST INC. TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2007-07-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2007-07-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2007-07-01
SWAFFIELD, PAYSON, FREDERICK TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
WEILHEIMER, MICHAEL, WILLIAM TRUSTEE EATON VANCE CORP. VOTING TRUST 01/01/2000 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2000-01-01
HEXAVEST INC. TRUSTEE indirect 2000-01-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2000-01-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2000-01-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2000-01-01
EVANS, JAMES, HAMILTON TRUSTEE EATON VANCE CORP. VOTING TRUST 11/01/2013 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2013-11-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2013-11-01
HEXAVEST INC. TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2013-11-01
M.A. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT direct 2006-05-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER indirect 2006-06-01
M.D. SASS TAX ADVANTAGED BOND STRATEGIES, L.L.C. MEMBER direct 2006-06-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2013-11-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2013-11-01
CATALDO, DANIEL, CARL TRUSTEE EATON VANCE CORP. VOTING TRUST 03/01/2012 Indirect Other
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT TRUSTEE indirect 2012-03-01
HEXAVEST INC. TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT COUNSEL TRUSTEE indirect 2012-03-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUSTEE indirect 2012-03-01
EATON VANCE INVESTMENT ADVISORS TRUSTEE indirect 2012-03-01
EATON VANCE CORP. VOTING TRUST TRUST HOLDING 100% OF EVC VOTING TRUST SHARES EATON VANCE CORP.("EVC") 02/01/1981 Indirect 75% or more
Fund Name Position direct/indirect start date end date
BOSTON MANAGEMENT AND RESEARCH TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1992-08-01
EATON VANCE MANAGEMENT TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
HEXAVEST INC. TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE INVESTMENT COUNSEL TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01
EATON VANCE ADVISERS INTERNATIONAL LIMITED TRUST HOLDING 100% OF EVC VOTING SHARES indirect 1981-02-01
EATON VANCE INVESTMENT ADVISORS TRUST HOLDING 100% OF EVC VOTING TRUST SHARES indirect 1981-02-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EATON VANCE CASH RESERVES FUND, LLC United States 805-2972039610 Liquidity Fund 3,359,876,843 0
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND Cayman Islands 805-1689999406 Hedge Fund 6,215,523,588 1,000,000
EATON VANCE CDO VII PLC Ireland 805-5183295762 Securitized Asset Fund 123,061 100,000
EATON VANCE CDO VIII LTD Cayman Islands 805-9192397082 Securitized Asset Fund 4,946,648 250,000
EATON VANCE CDO IX LTD Cayman Islands 805-1783965559 Securitized Asset Fund 2,419,585 250,000
EATON VANCE CDO X PLC Ireland 805-8947877686 Securitized Asset Fund 162,997,743 100,000
EATON VANCE CLO 2014-1 LTD. Cayman Islands 805-8898554902 Securitized Asset Fund 487,523,855 250,000
EATON VANCE CLO 2015-1 LTD. Cayman Islands 805-9211428118 Securitized Asset Fund 401,223,248 250,000
EATON VANCE CLO 2013-1 LTD. Cayman Islands 805-9227395755 Securitized Asset Fund 419,619,261 250,000

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