EFG ASSET MANAGEMENT (AMERICAS) CORP.

https://www.efgam.com MIAMI, FL Investment Advisor How do I update this listing?

EFG Asset Management (americas) Corp. is based out of Miami. EFG Asset Management (americas) Corp. is a large advisory firm with 628 clients and discretionary assets under management (AUM) of $1,413,110,000 (Form ADV from 2019-04-26). Their last reported 13F filing for Q2 2019 included $351,277,000 in managed 13F securities and a top 10 holdings concentration of 26.72%. EFG Asset Management (americas) Corp.'s largest holding is iShares TIPS Bond ETF with shares held of 106,529. EFG Asset Management (americas) Corp. has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 25 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $351.277 Million
  • Prior Market Value $329.289 Million
  • New Purchases9 stocks
  • Additional Purchases38 stocks
  • Sold out of9 stocks
  • Reduced holdings in61 stocks
  • Top 10 Holdings % 26.72 %
  • Turnover % [1]:15.79%
  • Turnover Alt % [2]: 10.12 %
  • Time Held Top20:8.40 quarters
  • Time Held Top10:7.90 quarters
  • Time Held All:10.29 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 5.31%
Performance Last 4 Quarters: 8.81%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR/A (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

EFG ASSET MANAGEMENT (AMERICAS) CORP.
701 BRICKELL AVENUE SUITE 1350
MIAMI FL    33131
Country: United States

Business Phone: 305-482-8000
Fax: 305-482-8200
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 14
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Fixed fees,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 628
Amount of client funds and securities by related persons: 1,191,400,000
Total Number of clients from related persons: 523
Disclosures: 11.C (2)
Data above was derived from SEC filings.

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EFG ASSET MANAGEMENT (AMERICAS) CORP.

ownership team - last updated 2019-02-20
Name Title Start Date Direct/Indirect % Ownership
EFG ASSET MANAGEMENT HOLDING (SINGAPORE) PTE LTD PARENT COMPANY 09/01/2011 Direct 75% or more
LEE, JAMES, TAK HIM DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (US) CORP DIRECTOR direct 2011-09-01
AFZAL, MOZAMIL DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. DIRECTOR direct 2011-09-01
TUESTA, MARCO, A CHIEF FINANCIAL OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF FINANCIAL OFFICER direct 2014-02-01
CRUZ, EDUARDO, MOLITERNO DA CHIEF EXECUTIVE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF EXECUTIVE OFFICER direct 2017-03-01
CAMPANO, SIXTO DIRECTOR 08/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC MANAGEMENT BOARD MEMBER direct 2005-08-01
EFG CAPITAL INTERNATIONAL CORP. CEO direct 2002-02-01
EFG CAPITAL INTERNATIONAL CORP. PRESIDENT AND CHIEF OPERATIONS OFFICER, SROP/CROP, CHEIF COMPLIANCE OFFICER direct 2002-02-01
EFG CAPITAL INTERNATIONAL CORP. CEO, CHIEF COMPLIANCE OFFICER direct 2002-02-01
EFG CAPITAL ADVISORS INC. DIRECTOR direct 2013-05-01
EFG CAPITAL ADVISORS INC. CHIEF EXECUTIVE OFFICER direct 2014-10-01
EFG CAPITAL ASSET MANAGEMENT LLC CEO direct 2002-02-01
EFG CAPITAL ASSET MANAGEMENT LLC BOARD MEMBER/PRESIDENT direct 2007-10-01
EFG CAPITAL ASSET MANAGEMENT LLC BOARD MEMBER direct 2007-10-01
EFG ASSET MANAGEMENT (AMERICAS) CORP DIRECTOR/CHIEF EXECUTIVE OFFICER direct 2011-09-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. DIRECTOR direct 2011-09-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF EXECUTIVE OFFICER direct 2015-06-01
CHUANG, ERIC, CHIH CHIAN CHIEF COMPLIANCE OFFICER 02/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF COMPLIANCE OFFICER direct 2019-02-01
BDD 2 TRUST SHAREHOLDER PRIVATE FINANCIAL HOLDINGS LIMITED 12/01/2009 Indirect 50 - 75%
PRIVATE FINANCIAL HOLDINGS LIMITED PARENT EFG EUROPEAN FINANCIAL GROUP LTD 12/01/2009 Indirect 75% or more
EFG EUROPEAN FINANCIAL GROUP LTD PARENT EUROPEAN FINANCIAL GROUP (LUXEMBOURG) SA 12/01/2009 Indirect 75% or more
EUROPEAN FINANCIAL GROUP (LUXEMBOURG) SA PARENT EFG BANK EUROPEAN FINANCIAL GROUP SA 12/01/2009 Indirect 75% or more
EFG BANK EUROPEAN FINANCIAL GROUP SA PARENT EFG INTERNATIONAL AG 12/01/2009 Indirect 25 - 50%
EFG INTERNATIONAL AG PARENT EFG ASSET MANAGEMENT HOLDING AG 09/01/2011 Indirect 75% or more
EFG ASSET MANAGEMENT HOLDING AG ZURICH PARENT EFG ASSET MANAGEMENT HOLDING (SINGAPORE) PTE LTD 09/01/2011 Indirect 75% or more
BTGP-BSI LIMITED (UK) SHAREHOLDER EFG INTERNATIONAL AG 11/01/2016 Indirect 25 - 50%
BANCO BTG PACTUAL S.A. SHAREHOLDER BTGP-BSI LIMITED (UK) 11/01/2016 Indirect 75% or more
BTG PACTUAL HOLDINGS S.A. SHAREHOLDER BTG PACTUAL HOLDING FINANCEIRA LTDA 12/01/2012 Indirect 75% or more
PACTUAL G7 HOLDING S.A. SHAREHOLDER BTG PACTUAL HOLDING S.A. 12/01/2011 Indirect 50 - 75%
ESTEVES, ANDRE, SANTOS SHAREHOLDER BTG PACTUAL HOLDINGS S.A. 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EFG CAPITAL ADVISORS INC. SHAREHOLDER indirect 2009-06-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER indirect 2009-06-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER indirect 2010-12-01
BTG PACTUAL ASSET MANAGEMENT US , LLC SHAREHOLDER indirect 2009-06-01
BTG PACTUAL ASSET MANAGEMENT US , LLC SHAREHOLDER indirect 2010-12-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. SHAREHOLDER indirect 2009-06-01
Sallouti, Roberto Balls SHAREHOLDER PACTUAL G7 HOLDING S.A. 08/01/2018 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. SHAREHOLDER indirect 2018-08-01
BTG PACTUAL HOLDING FINANCEIRA LTDA PARTNER BANCO BTG PACTUAL S.A. 10/01/2018 Indirect 75% or more

EFG ASSET MANAGEMENT (AMERICAS) CORP.

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
ABATE, HANS, ANTON DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG CAPITAL INTERNATIONAL LLC SENIOR VICE PRESIDENT direct 2002-05-01
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC FINANCIAL VICE PRESIDENT direct 2002-08-01
DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC FIRST VICE PRESIDENT direct 2002-08-01
EFG CAPITAL INTERNATIONAL CORP. SENIOR VICE PRESIDENT, MUNI PRINCIPAL direct 2005-12-01
EFG CAPITAL ASSET MANAGEMENT LLC CHIEF INVESTMENT OFFICER direct 2007-10-01
EFG CAPITAL ASSET MANAGEMENT LLC SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, MUNI PRINCIPAL direct 2007-10-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. DIRECTOR direct 2011-09-01
EFG ASSET MANAGEMENT HOLDING (SINGAPORE) PTE LTD PARENT COMPANY 09/01/2011 Direct 75% or more
LEE, JAMES, TAK HIM DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (US) CORP DIRECTOR direct 2011-09-01
AFZAL, MOZAMIL DIRECTOR 09/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. DIRECTOR direct 2011-09-01
TUESTA, MARCO, A CHIEF FINANCIAL OFFICER 02/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF FINANCIAL OFFICER direct 2014-02-01
SCHMIDTKE, MICHAEL, D CHIEF COMPLIANCE OFFICER 06/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG CAPITAL ADVISORS INC. CHIEF COMPLIANCE OFFICER direct 2015-10-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF COMPLIANCE OFFICER direct 2015-06-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF OPERATING OFFICER direct 2016-10-01
SCHMIDTKE, MICHAEL, D CHIEF OPERATING OFFICER 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG CAPITAL ADVISORS INC. CHIEF COMPLIANCE OFFICER direct 2015-10-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF COMPLIANCE OFFICER direct 2015-06-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF OPERATING OFFICER direct 2016-10-01
CRUZ, EDUARDO, MOLITERNO DA CHIEF EXECUTIVE OFFICER 03/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
EFG ASSET MANAGEMENT (AMERICAS) CORP. CHIEF EXECUTIVE OFFICER direct 2017-03-01
BDD 2 TRUST SHAREHOLDER PRIVATE FINANCIAL HOLDINGS LIMITED 12/01/2009 Indirect 50 - 75%
PRIVATE FINANCIAL HOLDINGS LIMITED PARENT EFG EUROPEAN FINANCIAL GROUP LTD 12/01/2009 Indirect 75% or more
EFG EUROPEAN FINANCIAL GROUP LTD PARENT EUROPEAN FINANCIAL GROUP (LUXEMBOURG) SA 12/01/2009 Indirect 75% or more
EUROPEAN FINANCIAL GROUP (LUXEMBOURG) SA PARENT EFG BANK EUROPEAN FINANCIAL GROUP SA 12/01/2009 Indirect 75% or more
EFG BANK EUROPEAN FINANCIAL GROUP SA PARENT EFG INTERNATIONAL AG 12/01/2009 Indirect 25 - 50%
EFG INTERNATIONAL AG PARENT EFG ASSET MANAGEMENT HOLDING AG 09/01/2011 Indirect 75% or more
EFG ASSET MANAGEMENT HOLDING AG ZURICH PARENT EFG ASSET MANAGEMENT HOLDING (SINGAPORE) PTE LTD 09/01/2011 Indirect 75% or more
BTGP-BSI LIMITED (UK) SHAREHOLDER EFG INTERNATIONAL AG 11/01/2016 Indirect 25 - 50%
BANCO BTG PACTUAL S.A. SHAREHOLDER BTGP-BSI LIMITED (UK) 11/01/2016 Indirect 75% or more
BTG PACTUAL HOLDINGS S.A. SHAREHOLDER BANCO BTG PACTUAL S.A. 12/01/2012 Indirect 75% or more
PACTUAL G7 HOLDING S.A. SHAREHOLDER BTG PACTUAL HOLDING S.A. 12/01/2011 Indirect 50 - 75%
ESTEVES, ANDRE, SANTOS SHAREHOLDER BTG PACTUAL HOLDINGS S.A. 06/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
EFG CAPITAL ADVISORS INC. SHAREHOLDER indirect 2009-06-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER indirect 2009-06-01
CELFIN CAPITAL SERVICIOS FINANCIEROS S.A. SHAREHOLDER indirect 2010-12-01
BTG PACTUAL ASSET MANAGEMENT US , LLC SHAREHOLDER indirect 2009-06-01
BTG PACTUAL ASSET MANAGEMENT US , LLC SHAREHOLDER indirect 2010-12-01
EFG ASSET MANAGEMENT (AMERICAS) CORP. SHAREHOLDER indirect 2009-06-01

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