EJF CAPITAL LLC

https://senecaservicing.com/ • ARLINGTON, VA • Investment Advisor • Hedge Fund How do I update this listing?

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EJF Capital is based out of Arlington. EJF Capital is a hedge fund with 620 clients and discretionary assets under management (AUM) of $10,284,607,630 (Form ADV from 2022-07-29). Their last reported 13F filing for Q4 2022 included $325,051,160 in managed 13F securities and a top 10 holdings concentration of 43.6%. EJF Capital's largest holding is Jackson Financial Inc with shares held of 1,290,796. EJF Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 60 13F filings, 11 13D filings, and 339 13G filings The firm last filed a Form D notice of exempt offering of securities on 2022-03-16. The notice included securities offered of Debt

12/31/2022

13F Activity

  • Market Value $325.051 Million
  • Prior Market Value $645.739 Million
  • New Purchases10 stocks
  • Additional Purchases14 stocks
  • Sold out of30 stocks
  • Reduced holdings in58 stocks
  • Top 10 Holdings % 43.60 %
  • Turnover % [1]:41.67%
  • Turnover Alt % [2]: 9.77 %
  • Time Held Top20:2.05 quarters
  • Time Held Top10:2.10 quarters
  • Time Held All:7.98 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: -1.64%
Performance Last 4 Quarters: -19.89%
Performance Metrics
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Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
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*Shares are split adjusted

Global (ex. US) Holdings

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Stale Holdings (no activity in past 21-months or sold out)

Source: Refinitiv. Stale holdings data removed after 21-months of inactivity.

View Last Form Adv Compilation Report on Record

EJF CAPITAL LLC
Classified as Hedge Fund
2107 WILSON BOULEVARD SUITE 410
ARLINGTON VA    22201
Country: United States
Business Phone: 703-997-5728
Fax: 703-875-0566
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 76
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees,PLATFORM FEES
Amount of client funds and securities: 0
Total Number of Clients: 620
Amount of client funds and securities by related persons: 6,271,470,000
Total Number of clients from related persons: 40
Disclosures: 11.C (4),11.E (2),11.E (4),11.H (1).(a),11.H (1).(b)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2022-03-16 D OTHER BANKING AND FINANCIAL SERVICES Debt 57,000,000 57,000,000 0
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
NEAL J. WILSON subscription required
    EXECUTIVE OFFICER
EMANUEL FRIEDMAN subscription required
    EXECUTIVE OFFICER
THOMAS MAYRHOFER subscription required
    EXECUTIVE OFFICER
ERIKA GRAY subscription required
    EXECUTIVE OFFICER

EJF CAPITAL LLC

ownership team - last updated 2022-07-29
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF EUROPEAN OPPORTUNITIES DAC Ireland 805-1291638829 Hedge Fund 26,825,849 1,000,000 Master Fund Fund of Funds
EJF OPZONE FUND II LP United States 805-2255621615 Real Estate Fund 83,894,238 100,000
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 2,325,791 250,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 350,811,062 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 643,435,116 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 39,548,697 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 100,486,041 100,000
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 46,099,003 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 124,562,931 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 15,698,295 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 21,679,668 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 141,194,291 0
EJF SPAC INVESTMENTS FUND LP United States 805-8865809235 Hedge Fund 9,616,760 250,000
ROCADE CAPITAL OFFSHORE FUND IV LP Cayman Islands 805-5439931612 Private Equity Fund 18,311,867 500,000
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 27,301,114 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 132,947,105 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 99,481,861 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 86,127,881 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 263,603,873 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 140,089,744 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 3,019,503 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,677,870,411 500,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 16,488,599 250,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 35,595,612 100,000
EJF SILVERGATE VENTURES OFFSHORE FUND LP Cayman Islands 805-1410123678 Private Equity Fund 0 250,000
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 56,613,159 100,000 Master Fund
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 15,358,178 200,000 Feeder Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 97,725 0
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 51,588,874 500,000
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 8,304,047 100,000
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 8,407,398 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 206,091,961 500,000 Master Fund
EJF SPAC INVESTMENTS MASTER FUND LP Cayman Islands 805-8401942841 Hedge Fund 6,136,024 250,000 Master Fund
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 34,886,403 250,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 411,721,020 250,000 Master Fund
EJF SILVERGATE VENTURES FUND LP United States 805-4567576045 Private Equity Fund 0 250,000

EJF CAPITAL LLC

ownership team - last updated 2022-06-03
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
POLLARD, JOHN, DAVID CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2021-01-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
gray, erika, lynn CHIEF FINANCIAL OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER direct 2022-01-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF EUROPEAN OPPORTUNITIES DAC Ireland 805-1291638829 Hedge Fund 26,825,849 1,000,000 Master Fund Fund of Funds
EJF OPZONE FUND II LP United States 805-2255621615 Real Estate Fund 83,894,238 100,000
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 2,325,791 250,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 350,811,062 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 643,435,116 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 39,548,697 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 100,486,041 100,000
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 46,099,003 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 124,562,931 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 15,698,295 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 21,679,668 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 141,194,291 0
EJF SPAC INVESTMENTS FUND LP United States 805-8865809235 Hedge Fund 9,616,760 250,000
ROCADE CAPITAL OFFSHORE FUND IV LP Cayman Islands 805-5439931612 Private Equity Fund 18,311,867 500,000
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 27,301,114 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 132,947,105 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 99,481,861 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 86,127,881 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 263,603,873 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 140,089,744 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 3,019,503 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,677,870,411 500,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 16,488,599 250,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 35,595,612 100,000
EJF SILVERGATE VENTURES OFFSHORE FUND LP Cayman Islands 805-1410123678 Private Equity Fund 0 250,000
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 15,358,178 200,000 Feeder Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 97,725 0
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 51,588,874 500,000
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 56,613,159 100,000 Master Fund
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 8,304,047 100,000
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 8,407,398 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 206,091,961 500,000 Master Fund
EJF SPAC INVESTMENTS MASTER FUND LP Cayman Islands 805-8401942841 Hedge Fund 6,136,024 250,000 Master Fund
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 34,886,403 250,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 411,721,020 250,000 Master Fund
EJF SILVERGATE VENTURES FUND LP United States 805-4567576045 Private Equity Fund 0 250,000

EJF CAPITAL LLC

ownership team - last updated 2022-03-31
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
POLLARD, JOHN, DAVID CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2021-01-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
gray, erika, lynn CHIEF FINANCIAL OFFICER 01/01/2022 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER direct 2022-01-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF EUROPEAN OPPORTUNITIES DAC Ireland 805-1291638829 Hedge Fund 26,825,849 1,000,000 Master Fund Fund of Funds
EJF OPZONE FUND II LP United States 805-2255621615 Real Estate Fund 83,894,238 100,000
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 2,325,791 250,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 350,811,062 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 643,435,116 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 39,548,697 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 100,486,041 100,000
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 46,099,003 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 124,562,931 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 15,698,295 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 21,679,668 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 141,194,291 0
EJF SPAC INVESTMENTS FUND LP United States 805-8865809235 Hedge Fund 9,616,760 250,000
ROCADE CAPITAL OFFSHORE FUND IV LP Cayman Islands 805-5439931612 Private Equity Fund 18,311,867 500,000
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 27,301,114 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 132,947,105 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 99,481,861 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 86,127,881 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 263,603,873 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 140,089,744 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 3,019,503 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,677,870,411 500,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 16,488,599 250,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 35,595,612 100,000
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 56,613,159 100,000 Master Fund
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 8,304,047 100,000
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 8,407,398 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 206,091,961 500,000 Master Fund
EJF SPAC INVESTMENTS MASTER FUND LP Cayman Islands 805-8401942841 Hedge Fund 6,136,024 250,000 Master Fund
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 34,886,403 250,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 411,721,020 250,000 Master Fund
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 15,358,178 200,000 Feeder Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 97,725 0
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 51,588,874 500,000
EJF SILVERGATE VENTURES OFFSHORE FUND LP Cayman Islands 805-1410123678 Private Equity Fund 0 250,000
EJF SILVERGATE VENTURES FUND LP United States 805-4567576045 Private Equity Fund 0 250,000

EJF CAPITAL LLC

ownership team - last updated 2021-08-26
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
POLLARD, JOHN, DAVID CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2021-01-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 1,688,597 100,000
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 15,758,899 250,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 356,119,010 250,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 206,634 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 182,000 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,376,780 250,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 253,546,946 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 641,256,015 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 43,329,899 100,000
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 610,189,200 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 176,875,379 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 189,967,923 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 126,897,638 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 847,859,619 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 142,462,447 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 7,485,485 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,739,537,548 500,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 119,725,059 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 19,480,488 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 8,872,125 1,000,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 155,651,810 500,000 Master Fund
EJF SPAC INVESTMENTS MASTER FUND LP Cayman Islands 805-8401942841 Hedge Fund 0 250,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 37,614,409 100,000
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 13,912,557 100,000 Master Fund
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 0 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 7,482,229 100,000
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 203,102,015 200,000 Feeder Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 1,761,754 0
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 28,750,000 500,000
EJF OPZONE FUND II LP United States 805-2255621615 Real Estate Fund 0 100,000
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 22,720,846 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 211,620,216 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 193,511,618 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 42,302,023 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 22,910,542 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 156,756,111 0
EJF SPAC INVESTMENTS FUND LP United States 805-8865809235 Hedge Fund 0 250,000

EJF CAPITAL LLC

ownership team - last updated 2021-05-27
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
POLLARD, JOHN, DAVID CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2021-01-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 15,758,899 250,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 356,119,010 250,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 206,634 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 182,000 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,376,780 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 1,688,597 100,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 253,546,946 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 641,256,015 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 43,329,899 100,000
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 610,189,200 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 176,875,379 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 189,967,923 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 126,897,638 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 847,859,619 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 142,462,447 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 7,485,485 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,739,537,548 500,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 119,725,059 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 19,480,488 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 8,872,125 1,000,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 155,651,810 500,000 Master Fund
EJF SPAC INVESTMENTS FUND LP United States 805-4325053081 Hedge Fund 0 250,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 37,614,409 100,000
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 13,912,557 100,000 Master Fund
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 0 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 7,482,229 100,000
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 28,750,000 500,000
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 22,720,846 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 211,620,216 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 193,511,618 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 42,302,023 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 22,910,542 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 156,756,111 0
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 203,102,015 200,000 Feeder Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 1,761,754 0

EJF CAPITAL LLC

ownership team - last updated 2021-03-31
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
POLLARD, JOHN, DAVID CHIEF COMPLIANCE OFFICER 01/01/2021 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2021-01-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF TACTICAL OPPORTUNITIES FUND LP Cayman Islands 805-2106668383 Hedge Fund 15,758,899 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 206,634 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 182,000 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,376,780 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 1,688,597 100,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 253,546,946 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 641,256,015 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED Jersey 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 43,329,899 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 356,119,010 250,000 Master Fund
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 610,189,200 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 176,875,379 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 189,967,923 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 126,897,638 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 847,859,619 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 142,462,447 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 7,485,485 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,739,537,548 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 8,872,125 1,000,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 37,614,409 100,000
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 119,725,059 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 19,480,488 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 155,651,810 500,000 Master Fund
EJF SPAC INVESTMENTS FUND LP United States 805-4325053081 Hedge Fund 0 250,000 Master Fund
SENECA MORTGAGE INVESTMENTS LP United States 805-9258371518 Hedge Fund 13,912,557 100,000 Master Fund
SENECA EJFI EXCESS LP United States 805-6726997091 Hedge Fund 0 100,000
SENECA EXCESS LP United States 805-4817202194 Hedge Fund 7,482,229 100,000
ROCADE CAPITAL FUND IV LP United States 805-4429296241 Private Equity Fund 28,750,000 500,000
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 22,720,846 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 211,620,216 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 193,511,618 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 42,302,023 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 22,910,542 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 156,756,111 0
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 1,761,754 0
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 203,102,015 200,000 Feeder Fund

EJF CAPITAL LLC

ownership team - last updated 2020-09-01
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
WALKER, FRANK, RAYMOND CHIEF COMPLIANCE OFFICER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
FBR FUND ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
FBR VENTURE CAPITAL MANAGERS INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC/ FINS MANAGER) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) direct 2010-12-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 23,555,811 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 258,526,379 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 241,957,597 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 51,740,896 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 9,696,033 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 215,641,386 0
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 93,267,573 0
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 28,581,555 200,000 Feeder Fund
EJF TACTICAL OPPORTUNITIES FUND LP United States 805-2106668383 Hedge Fund 0 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 19,666,000 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 721,511 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,657,548 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 4,963,904 100,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 168,573,912 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 532,729,881 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 183,944,885 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 375,335,917 250,000 Master Fund
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 532,593,655 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 116,038,829 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 233,496,900 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 185,945,499 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 1,283,976,564 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 121,416,610 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 18,077,487 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 3,798,471,541 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 12,265,916 1,000,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 31,965,801 100,000
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 152,486,862 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 48,310,607 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 159,542,462 500,000 Master Fund

EJF CAPITAL LLC

ownership team - last updated 2020-06-08
Name Title Start Date Direct/Indirect % Ownership
KUDU INVESTMENT MANAGEMENT LLC MEMBER CLASS I INTERESTS 08/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
BINGHAM, OSBORN & SCARBOROUGH LLC MEMBER direct 2018-12-01
FAIR OAKS CAPITAL LIMITED SHAREHOLDER direct 2019-02-01
FAIR OAKS CAPITAL US LP LIMITED PARTNER direct 2019-02-01
FAIR OAKS CAPITAL US LP MANAGING MEMBER indirect 2019-02-01
VERSUS CAPITAL ADVISORS LLC MEMBER direct 2019-03-01
FRIEDMAN, EMANUEL, JOSHUA CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
WALKER, FRANK, RAYMOND CHIEF COMPLIANCE OFFICER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
FBR FUND ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
FBR VENTURE CAPITAL MANAGERS INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC/ FINS MANAGER) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) direct 2010-12-01
WILSON, NEAL, JAMES CO-CHIEF EXECUTIVE OFFICER 09/01/2019 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
Mayrhofer, Thomas, Brandon CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 09/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER direct 2019-09-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
WHITE MOUNTAINS CAPITAL, INC. OWNER (KUDU INVESTMENT MANAGEMENT, LLC) KUDU INVESTMENT MANAGEMENT LLC 02/01/2018 Indirect 75% or more
Fund Name Position direct/indirect start date end date
OAKUM BAY CAPITAL, LLC MEMBER direct 2012-10-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 19,666,000 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 721,511 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,657,548 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 4,963,904 100,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 168,573,912 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 532,729,881 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 183,944,885 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 375,335,917 250,000 Master Fund
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 532,593,655 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 116,038,829 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 233,496,900 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 185,945,499 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 1,283,976,564 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 121,416,610 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 18,077,487 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 3,798,471,541 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 12,265,916 1,000,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 31,965,801 100,000
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 152,486,862 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 48,310,607 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 159,542,462 500,000 Master Fund
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 23,555,811 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 258,526,379 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 241,957,597 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 51,740,896 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 9,696,033 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 215,641,386 0
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 93,267,573 0
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 28,581,555 200,000 Feeder Fund
EJF TACTICAL OPPORTUNITIES FUND LP United States 805-2106668383 Hedge Fund 0 250,000

EJF CAPITAL LLC

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 4,963,904 100,000
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 168,573,912 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 532,729,881 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 183,944,885 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 375,335,917 250,000 Master Fund
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 532,593,655 1,000,000
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 116,038,829 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 233,496,900 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 185,945,499 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 19,666,000 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 721,511 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,657,548 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 1,283,976,564 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 121,416,610 0
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 18,077,487 250,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 3,798,471,541 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 12,265,916 1,000,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 31,965,801 100,000
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 152,486,862 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 48,310,607 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 159,542,462 500,000 Master Fund
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 23,555,811 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 258,526,379 250,000 Master Fund
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 241,957,597 1,000,000
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 51,740,896 100,000
EJF SMALL FINANCIAL EQUITIES FUND III LP United States 805-8583190272 Private Equity Fund 9,696,033 250,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 215,641,386 0
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 93,267,573 0
EJF INCOME FUND OFFSHORE, LTD. Cayman Islands 805-7450464877 Hedge Fund 28,581,555 200,000 Feeder Fund

EJF CAPITAL LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
FRIEDMAN, EMANUEL, JOSHUA CHIEF EXECUTIVE OFFICER 05/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
WALKER, FRANK, RAYMOND CHIEF COMPLIANCE OFFICER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
FBR FUND ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
FBR VENTURE CAPITAL MANAGERS INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC/ FINS MANAGER) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) direct 2010-12-01
WILSON, NEAL, JAMES CHIEF OPERATING OFFICER 09/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 22,787,639 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 542,081,573 1,000,000 Fund of Funds
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 139,092,529 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 395,570,725 250,000 Master Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 0 0
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 501,384,000 1,000,000
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 0 0
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 190,710,139 250,000
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 166,559,002 250,000 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 140,471,088 250,000
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 8,768,916 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 746,450 0 Master Fund
BELTWAY DIRECT OPPORTUNITIES FUND SERIES LP United States 805-8211402541 Hedge Fund 35,247,637 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 4,352,244 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 1,103,980,090 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 100,592,000 0
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 27,577,115 100,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 3,596,242,606 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 16,140,168 1,000,000
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 24,296,969 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 42,485,460 100,000
EJF INSURANCE TRUPS FUND LP United States 805-2144505328 Private Equity Fund 8,011,418 250,000
BELTWAY STRATEGIC OPPORTUNITIES FUND LP Cayman Islands 805-7470230437 Hedge Fund 32,539,412 100,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 193,473,369 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 102,962,715 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 180,234,865 500,000 Master Fund
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 24,438,038 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 294,626,678 250,000 Master Fund
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 61,777,402 100,000
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 222,476,618 1,000,000

EJF CAPITAL LLC

ownership team - last updated 2018-11-27
Name Title Start Date Direct/Indirect % Ownership
FRIEDMAN, EMANUEL, JOSHUA CHIEF EXECUTIVE OFFICER 05/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
EJF DEBT OPPORTUNITIES MASTER FUND LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
C-III INVESTMENT MANAGEMENT LLC SHAREHOLDER, JER INVESTORS TRUST INC. direct 2010-09-01
WALKER, FRANK, RAYMOND CHIEF COMPLIANCE OFFICER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
FBR FUND ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
FBR VENTURE CAPITAL MANAGERS INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC/ FINS MANAGER) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) direct 2010-12-01
WILSON, NEAL, JAMES CHIEF OPERATING OFFICER 09/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
EJF DEBT OPPORTUNITIES MASTER FUND II LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
HURLEY, ROBERT, MICHAEL CHIEF FINANCIAL OFFICER 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ ARMADILLO FINANCIAL PARTNERS/ TPINS MANAGER) direct 2009-03-01
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER (EJF CAPITAL LLC) direct 2009-03-01
BELTWAY STRATEGIC OPPORTUNITIES FUND LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF IB FINANCING LP OWNER (TPINS MANAGER LLC) 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF IB FINANCING LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
EJF OPZONE FUND I LP United States 805-4739741888 Real Estate Fund 0 100,000
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 0 0 Fund of Funds
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 139,092,529 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 417,770,610 250,000 Master Fund
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 0 0
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 0 0
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 0 0
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 0 0
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 0 0 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 0 0
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 48,373,705 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 754,708 0 Master Fund
BELTWAY DIRECT OPPORTUNITIES FUND SERIES LP United States 805-8211402541 Hedge Fund 26,984,531 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 7,592,384 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 574,509,890 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 49,537,160 0
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 31,576,626 100,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,954,357,190 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 44,726,800 1,000,000
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 79,919,347 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 21,300,015 100,000
EJF INSURANCE TRUPS FUND LP United States 805-2144505328 Private Equity Fund 10,428,961 250,000
BELTWAY STRATEGIC OPPORTUNITIES FUND LP Cayman Islands 805-7470230437 Hedge Fund 41,317,390 100,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 214,888,241 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 216,287,873 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 618,080,907 500,000 Master Fund
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 24,292,481 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 288,518,603 250,000 Master Fund
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 70,711,871 100,000
EJF TRUST PREFERRED PARALLEL FUND LP United States 805-3104184300 Private Equity Fund 0 0

EJF CAPITAL LLC

ownership team - last updated 2018-05-23
Name Title Start Date Direct/Indirect % Ownership
FRIEDMAN, EMANUEL, JOSHUA CHIEF EXECUTIVE OFFICER 05/01/2005 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND CO-CEO direct 1990-09-01
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ EJF INVESTMENTS MANAGER LLC/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01
FBR VENTURE CAPITAL MANAGERS INC DIRECTOR direct 1997-02-01 2002-05-02
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHAIRMAN AND DIRECTOR direct 1990-09-01 2002-06-14
MONEY MANAGEMENT ADVISERS, INC. CO-CHIEF EXECUTIVE OFFICER, CHAIRMAN AND SHAREHOLDER indirect 1997-01-01 2002-11-27
FBR VENTURE CAPITAL MANAGERS INC CHAIRMAN AND CO-CEO direct 1997-02-01 2003-04-17
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN AND CO-CEO direct 2003-03-01 2003-10-29
FBR INVESTMENT MANAGEMENT, INC. CO-CHAIRMAN,CO-CEO & DIRECTOR direct 2003-03-01 2005-03-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER direct 2005-05-01 2014-04-30
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL LLC) direct 2005-05-01 2015-12-28
EJF CAPITAL LLC CHIEF EXECUTIVE OFFICER/MANAGING MEMBER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-05-01 2017-06-15
EJF DEBT OPPORTUNITIES MASTER FUND LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
C-III INVESTMENT MANAGEMENT LLC SHAREHOLDER, JER INVESTORS TRUST INC. direct 2010-09-01
WALKER, FRANK, RAYMOND CHIEF COMPLIANCE OFFICER 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
FBR FUND ADVISERS INC CHIEF COMPLIANCE OFFICER direct 2009-01-01
FBR VENTURE CAPITAL MANAGERS INC CHIEF COMPLIANCE OFFICER direct 2003-02-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL/ ARMADILLO FINANCIAL PARTNERS/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER ) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC/KODIAK CAPITAL MANAGEMENT COMPANY LLC/ FINS MANAGER) direct 2010-12-01
EJF CAPITAL LLC CHIEF COMPLIANCE OFFICER (EJF CAPITAL LLC/ARMADILLO FINANCIAL PARTNERS LLC) direct 2010-12-01
WILSON, NEAL, JAMES CHIEF OPERATING OFFICER 09/01/2005 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF EXECUTIVE OFFICER (EJF CAPITAL/ FINS MANAGER/ TPINS MANAGER/ EJF INVESTMENTS MANAGER LLC) direct 2005-09-01
FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC GENERAL COUNSEL direct 2001-05-01 2001-10-12
FBR INVESTMENT MANAGEMENT, INC. CHIEF OPERATIONS OFFICER direct 2005-03-01 2005-05-04
EJF CAPITAL LLC CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER direct 2005-09-01 2008-07-22
EJF CAPITAL LLC CHIEF OPERATING OFFICER direct 2005-09-01 2014-04-30
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL LLC) direct 2005-09-01 2015-12-28
EJF CAPITAL LLC CHIEF OPERATING OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ TPINS MANAGER) direct 2005-09-01 2017-06-15
EJF DEBT OPPORTUNITIES MASTER FUND II LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
HURLEY, ROBERT, MICHAEL CHIEF FINANCIAL OFFICER 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER (EJF CAPITAL/ KODIAK CAPITAL MANAGEMENT CO/ FINS MANAGER/ ARMADILLO FINANCIAL PARTNERS/ TPINS MANAGER) direct 2009-03-01
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER direct 2009-03-01
EJF CAPITAL LLC CHIEF FINANCIAL OFFICER (EJF CAPITAL LLC) direct 2009-03-01
BELTWAY STRATEGIC OPPORTUNITIES FUND LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF IB FINANCING LP OWNER (TPINS MANAGER LLC) 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF IB FINANCING LP OWNER (TFINS MANAGER LLC) 05/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (TPINS MANAGER LLC) direct 2015-09-01
EJF CAPITAL LLC OWNER (TFINS MANAGER LLC) direct 2016-05-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) EJF INVESTMENTS MANAGER LLC 01/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (HARBOR ASSET MANAGEMENT COMPANY LLC) indirect 2005-12-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (ARMADILLO FINANCIAL PARTNERS LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER/MANAGING MEMBER (ARMADILLO FINANCIAL PARTNERS LLC/ EJF INVESTMENTS MANAGER LLC) direct 2014-03-01
EJF CAPITAL LLC OWNER (EJF INVESTMENTS MANAGER LLC) indirect 2017-01-01
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND LP OWNER (SFO OFFSHORE DS LP) EJF SFO OFFSHORE DS LP 07/01/2013 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (SFO OFFSHORE DS LP) indirect 2013-07-01
EJF SFO OFFSHORE DS LP OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) EJF SFO DEBT HOLDINGS OFFSHORE LP 08/01/2013 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (EJF SFO DEBT HOLDINGS OFFSHORE LP) indirect 2013-08-01
EJF SFO DEBT HOLDINGS OFFSHORE LP OWNER (FINS ABS MANAGER INC) FINS ABS MANAGER INC 05/01/2015 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EJF CAPITAL LLC OWNER (FINS ABS MANAGER INC) indirect 2015-05-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ARMADILLO FINANCIAL HOLDINGS III LP United States 805-9686983529 Private Equity Fund 0 0
ARMADILLO FINANCIAL FUND III LP United States 805-9369413303 Private Equity Fund 0 0
EJF FUNDING OFFSHORE LP Cayman Islands 805-9764237154 Private Equity Fund 0 0 Fund of Funds
ARMADILLO FUNDING LLC United States 805-7581164610 Private Equity Fund 0 0
EJF TRUST PREFERRED MASTER FUND II LP Cayman Islands 805-1280415220 Private Equity Fund 0 0 Master Fund
ARMADILLO FINANCIAL OFFSHORE FUND III LP Cayman Islands 805-3236615893 Private Equity Fund 0 0
EJF SPECIALTY FINANCE OPPORTUNITIES OFFSHORE FUND, LP Cayman Islands 805-2212016817 Private Equity Fund 48,373,705 1,000,000
EJF SELECT MASTER FUND, SPC Cayman Islands 805-3036588274 Hedge Fund 754,708 0 Master Fund
BELTWAY DIRECT OPPORTUNITIES FUND SERIES LP United States 805-8211402541 Hedge Fund 26,984,531 0 Master Fund
EJF SPECIALTY FINANCE SOLUTIONS FUND, LP United States 805-1663742974 Private Equity Fund 7,592,384 250,000
EJF DEBT OPPORTUNITIES MASTER FUND II, LP Cayman Islands 805-6693783062 Hedge Fund 574,509,890 1,000,000 Master Fund
EJF INVESTMENTS LP United States 805-6000973201 Other Private Fund RISK RETENTION VEHICLE 49,537,160 0
EJF SIDECAR FUND, SERIES LLC - SERIES D United States 805-4270387294 Private Equity Fund 31,576,626 100,000
EJF DEBT OPPORTUNITIES MASTER FUND, LP Cayman Islands 805-2525029367 Hedge Fund 2,954,357,190 500,000 Master Fund
EJF SPECIALTY FINANCE OPPORTUNITIES FUND, LP United States 805-7762675624 Private Equity Fund 44,726,800 1,000,000
ARMADILLO FINANCIAL FUND LP United States 805-2609282175 Private Equity Fund 79,919,347 250,000
EJF SIDECAR FUND, SERIES LLC - SERIES F United States 805-4017479995 Private Equity Fund 21,300,015 100,000
EJF INSURANCE TRUPS FUND LP United States 805-2144505328 Private Equity Fund 10,428,961 250,000
BELTWAY STRATEGIC OPPORTUNITIES FUND LP Cayman Islands 805-7470230437 Hedge Fund 41,317,390 100,000 Master Fund
EJF SIDECAR FUND, SERIES LLC - SERIES E United States 805-1020027848 Private Equity Fund 214,888,241 250,000 Master Fund
ARMADILLO FINANCIAL FUND II LP United States 805-1386764964 Private Equity Fund 216,287,873 250,000
EJF FINANCIAL SERVICES FUND, LP United States 805-3844336383 Hedge Fund 618,080,907 500,000 Master Fund
EJF SFO OFFSHORE DS LP Cayman Islands 805-3598759474 Private Equity Fund 24,292,481 0
EJF TRUST PREFERRED MASTER FUND LP United States 805-8793078426 Private Equity Fund 288,518,603 250,000 Master Fund
AFP INVESTMENTS I LP United States 805-7127910384 Private Equity Fund 70,711,871 100,000
EJF INVESTMENTS LIMITED United States 805-2558806649 Other Private Fund PERMANENT CAPITAL VEHICLE 139,092,529 100,000
EJF SIDECAR FUND, SERIES LLC - SMALL FINANCIAL EQUITIES SERIES United States 805-3090037469 Private Equity Fund 417,770,610 250,000 Master Fund
EJF FUNDING DESIGNATED ACTIVITY COMPANY Ireland 805-3186857880 Private Equity Fund 0 0

WhaleScore history for EJF CAPITAL LLC

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**EXPERIMENTAL** Current International Short Positions

Only includes UK, France, Germany, Japan, and HKEX are presently being processed.

Holder Issuer Net Short Position Position Date Origin

Short Position History (last 100)

Holder Net Short Position Position Date Origin
EJF Capital LLC PROVIDENT FINANCIAL PLC 0.41% 2018-01-16 UK
EJF Capital LLC PROVIDENT FINANCIAL PLC 0.51% 2018-01-15 UK

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