ELLIOTT INVESTMENT MANAGEMENT L.P.

HTTP://WWW.ELLIOTTADVISORS.HK • WEST PALM BEACH, FL • Hedge Fund • Activist Investor • Investment Advisor How do I update this listing?

Download 13F Summary Create Email Alert

Subscription Required

Equal-WT
WhaleScore 2.0 ?

85

S&P 500
WhaleScore ?

Subscription Required

Original
WhaleScore ?

Elliott Investment Management is based out of West Palm Beach. Elliott Investment Management is a hedge fund with 14 clients and discretionary assets under management (AUM) of $73,511,332,303 (Form ADV from 2020-11-13). Their last reported 13F filing for Q4 2022 included $12,259,152,617 in managed 13F securities and a top 10 holdings concentration of 72.87%. Elliott Investment Management's largest holding is Triple Flag Precious Metals Corp with shares held of 129,917,637. Elliott Investment Management has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 106 13F filings, 172 13D filings, 126 13G filings, and 49 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2017-05-03. The filing was for a pooled investment fund: hedge fund The notice included securities offered of Equity,Pooled Investment Fund Interests

12/31/2022

13F Activity

  • Market Value $12.259 Billion
  • Prior Market Value $9.663 Billion
  • New Purchases22 stocks
  • Additional Purchases7 stocks
  • Sold out of5 stocks
  • Reduced holdings in9 stocks
  • Top 10 Holdings % 72.87 %
  • Turnover % [1]:46.55%
  • Turnover Alt % [2]: 12.17 %
  • Time Held Top20:3.30 quarters
  • Time Held Top10:5.30 quarters
  • Time Held All:5.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

12/31/2022

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2023-02-14

Performance for Q4 2022: 5.33%
Performance Last 4 Quarters: 41.5%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required
Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Click to See Additional Filters

Security Types:

Refresh
*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ELLIOTT MANAGEMENT CORPORATION
Classified as Hedge Fund
40 WEST 57TH STREET
NEW YORK NY    10019
Country: United States
Business Phone: 212-974-6000
Fax: 212-478-2476
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 475
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,PERFORMANCE-BASED ALLOCATIONS
Amount of client funds and securities:
Total Number of Clients: 14
Amount of client funds and securities by related persons: 73,511,300,000
Total Number of clients from related persons: 14
Disclosures: 11.D (2),11.D (4),11.E (2),11.G,11.H (1).(a),11.H (2)
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Insider Transactions in the past year

Loading...

Form D Filings

Form D is a form to be used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2017-05-03 D POOLED INVESTMENT FUND: HEDGE FUND Equity,Pooled Investment Fund Interests INDEFINITE 0 INDEFINITE
2015-07-02 D POOLED INVESTMENT FUND: HEDGE FUND Equity,Pooled Investment Fund Interests INDEFINITE 0 INDEFINITE
2013-07-17 D POOLED INVESTMENT FUND: HEDGE FUND Equity,Pooled Investment Fund Interests INDEFINITE 0 INDEFINITE
2012-03-19 D/A POOLED INVESTMENT FUND: HEDGE FUND Equity,Pooled Investment Fund Interests INDEFINITE 2,095,291,295 INDEFINITE
2011-03-17 D/A POOLED INVESTMENT FUND: HEDGE FUND Equity,Pooled Investment Fund Interests INDEFINITE 1,389,683,795 INDEFINITE
2010-03-17 D/A POOLED INVESTMENT FUND: HEDGE FUND Pooled Investment Fund Interests INDEFINITE 1,076,961,059 INDEFINITE
2009-03-17 D POOLED INVESTMENT FUND: HEDGE FUND Pooled Investment Fund Interests INDEFINITE 603,276,726 INDEFINITE
Other Issuers in Filings
Name Address
ELLIOTT ASSOCIATES, L.P. 40 WEST 57TH STREET
NEW YORK, NY 10019
ELLIOTT ASSOCIATES, L.P. 40 WEST 57TH STREET
30TH FLOOR
NEW YORK, NY 10019
ELLIOTT ASSOCIATES, L.P. 40 WEST 57TH STREET
30TH FLOOR
NEW YORK, NY 10019
ELLIOTT ASSOCIATES, L.P. 40 WEST 57TH STREET
4TH FLOOR
NEW YORK, NY 10019
ELLIOTT ASSOCIATES, L.P. 712 FIFTH AVENUE
36TH FLOOR
NEW YORK, NY 10019
Related Parties included in filings
Name Address Relationship
PAUL SINGER subscription required
    EXECUTIVE OFFICER

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2020-11-13
Name Title Start Date Direct/Indirect % Ownership
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER direct 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELMWOOD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
ELMWOOD ASSET MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SHOHET, ZION, MOSHE CHIEF OPERATING OFFICER AND VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2016-02-01
GREENBERG, ELLIOT VICE PRESIDENT 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
MAGNAN, JEAN-YVES CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER direct 2019-10-01
HOBBEHEYDAR, JAIME CHIEF MARKETING AND INVESTOR RELATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
ZABEL, RICHARD, BENJAMIN CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
KAPLAN, MYRON TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ADVISORS GP LLC 03/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ASSET MANAGEMENT LLC 02/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, SHAREHOLDER BRAXTON ASSOCIATES, INC. 04/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 08/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
PAUL E. SINGER FAMILY TRUST IIH LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC MEMBER indirect 2018-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2018-12-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2019-12-01
ELMWOOD ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ELLIOTT ADVISORS GP LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2017-12-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 21,758,961,152 5,000,000
ELLIOTT INTERMEDIATE CO-INVESTMENT I L.P. Cayman Islands 805-9260775661 Other Private Fund CO-INVESTMENT COMMITMENTS 668,379,322 10,000,000 Master Fund
ELLIOTT INTERMEDIATE CO-INVESTMENT II L.P. Cayman Islands 805-6051554764 Other Private Fund CO-INVESTMENT COMMITMENTS 1,515,964,358 10,000,000 Master Fund
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 146,251,340 0
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 49,421,776,131 5,000,000 Master Fund

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2020-07-02
Name Title Start Date Direct/Indirect % Ownership
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER direct 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELMWOOD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
ELMWOOD ASSET MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SHOHET, ZION, MOSHE CHIEF OPERATING OFFICER AND VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2016-02-01
GREENBERG, ELLIOT VICE PRESIDENT 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
MAGNAN, JEAN-YVES CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER direct 2019-10-01
HOBBEHEYDAR, JAIME CHIEF MARKETING AND INVESTOR RELATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
ZABEL, RICHARD, BENJAMIN CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
KAPLAN, MYRON TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ADVISORS GP LLC 03/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ASSET MANAGEMENT LLC 02/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, SHAREHOLDER BRAXTON ASSOCIATES, INC. 04/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 08/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
PAUL E. SINGER FAMILY TRUST IIH LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC MEMBER indirect 2018-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2018-12-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2019-12-01
ELMWOOD ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ELLIOTT ADVISORS GP LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2017-12-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 21,758,961,152 5,000,000
ELLIOTT INTERMEDIATE CO-INVESTMENT I L.P. Cayman Islands 805-9260775661 Other Private Fund CO-INVESTMENT COMMITMENTS 668,379,322 10,000,000 Master Fund
ELLIOTT INTERMEDIATE CO-INVESTMENT II L.P. Cayman Islands 805-6051554764 Other Private Fund CO-INVESTMENT COMMITMENTS 1,515,964,358 10,000,000 Master Fund
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 146,251,340 0
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 49,421,776,131 5,000,000 Master Fund

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2020-06-16
Name Title Start Date Direct/Indirect % Ownership
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER direct 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1997-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELMWOOD ASSET MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
ELMWOOD ASSET MANAGEMENT LLC CLASS C SHAREHOLDER indirect 2019-11-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SHOHET, ZION, MOSHE CHIEF OPERATING OFFICER AND VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2016-02-01
GREENBERG, ELLIOT VICE PRESIDENT 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
MAGNAN, JEAN-YVES CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER 10/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF FINANCIAL OFFICER, VICE PRESIDENT, SECRETARY, TREASURER direct 2019-10-01
HOBBEHEYDAR, JAIME CHIEF MARKETING AND INVESTOR RELATIONS OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
ZABEL, RICHARD, BENJAMIN CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
KAPLAN, MYRON TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ADVISORS GP LLC 03/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ASSET MANAGEMENT LLC 02/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, SHAREHOLDER BRAXTON ASSOCIATES, INC. 04/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 08/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIH ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
PAUL E. SINGER FAMILY TRUST IIH LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2019 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELMWOOD ASSET MANAGEMENT LLC MEMBER indirect 2018-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC MEMBER indirect 2018-12-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2019-12-01
ELMWOOD ASSET MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2019-12-01
ELLIOTT ADVISORS GP LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2017-12-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 21,758,961,152 5,000,000
ELLIOTT INTERMEDIATE CO-INVESTMENT I L.P. Cayman Islands 805-9260775661 Other Private Fund CO-INVESTMENT COMMITMENTS 668,379,322 10,000,000 Master Fund
ELLIOTT INTERMEDIATE CO-INVESTMENT II L.P. Cayman Islands 805-6051554764 Other Private Fund CO-INVESTMENT COMMITMENTS 1,515,964,358 10,000,000 Master Fund
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 146,251,340 0
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 49,421,776,131 5,000,000 Master Fund

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2020-03-30
Name Title Start Date Direct/Indirect % Ownership

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 146,251,340 0
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 49,421,776,131 5,000,000 Master Fund
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 21,758,961,152 5,000,000
ELLIOTT INTERMEDIATE CO-INVESTMENT I L.P. Cayman Islands 805-9260775661 Other Private Fund CO-INVESTMENT COMMITMENTS 668,379,322 10,000,000 Master Fund
ELLIOTT INTERMEDIATE CO-INVESTMENT II L.P. Cayman Islands 805-6051554764 Other Private Fund CO-INVESTMENT COMMITMENTS 1,515,964,358 10,000,000 Master Fund

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2019-09-06
Name Title Start Date Direct/Indirect % Ownership
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF HAMBLEDON, INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION direct 1997-06-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
NADELL, JOSHUA, JAY VICE PRESIDENT, SECRETARY, TREASURER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2005-07-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
GREENBERG, ELLIOT VICE PRESIDENT 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
HOBBEHEYDAR, JAIME CHIEF MARKETING OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
SHOHET, ZION, MOSHE CHIEF OPERATING OFFICER AND VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2016-02-01
ZABEL, RICHARD, BENJAMIN CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 08/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
SINGER, PAUL, ELLIOTT PRESIDENT, SHAREHOLDER BRAXTON ASSOCIATES, INC. 04/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ASSET MANAGEMENT LLC 02/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ADVISORS GP LLC 03/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
GORDON M. SINGER 1983 TRUST II LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2010-01-01
ELLIOTT ADVISORS GP LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2017-12-01
JUNE 1, 2006 GORDON M. SINGER 1983 TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2006-06-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 47,355,537,733 5,000,000 Master Fund
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 20,385,366,750 5,000,000
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 121,600,000 0

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2019-03-31
Name Title Start Date Direct/Indirect % Ownership
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF HAMBLEDON, INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION direct 1997-06-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
NADELL, JOSHUA, JAY VICE PRESIDENT, SECRETARY, TREASURER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2005-07-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
GREENBERG, ELLIOT VICE PRESIDENT 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
HOBBEHEYDAR, JAIME CHIEF MARKETING OFFICER 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
SHOHET, ZION, MOSHE CHIEF OPERATING OFFICER AND VICE PRESIDENT 07/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION CHIEF OPERATING OFFICER AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2016-02-01
ZABEL, RICHARD, BENJAMIN CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST ELLIOTT CAPITAL ADVISORS, L.P. 08/01/2008 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
SINGER, PAUL, ELLIOTT PRESIDENT, SHAREHOLDER BRAXTON ASSOCIATES, INC. 04/01/1997 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ASSET MANAGEMENT LLC 02/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER, PRESIDENT ELLIOTT ADVISORS GP LLC 03/01/2017 Indirect 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
GORDON M. SINGER 1983 TRUST II LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2010-01-01
ELLIOTT ADVISORS GP LLC GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 12/01/2018 Indirect Other
Fund Name Position direct/indirect start date end date
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2017-12-01
JUNE 1, 2006 GORDON M. SINGER 1983 TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2006-06-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Indirect Other
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Indirect 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ELLIOTT INTERNATIONAL, L.P. Cayman Islands 805-1428688771 Hedge Fund 47,355,537,733 5,000,000 Master Fund
ELLIOTT ASSOCIATES, L.P. United States 805-5338890460 Hedge Fund 20,385,366,750 5,000,000
GINSBERG AGGREGATOR LP United States 805-8512276986 Private Equity Fund 121,600,000 0

ELLIOTT MANAGEMENT CORPORATION

ownership team - last updated 2017-08-09
Name Title Start Date Direct/Indirect % Ownership
HUI, WING FAI, DANNY DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED direct 2009-11-01
KAPLAN, MYRON TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. 01/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
GREENBERG, ELLIOT VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
KAPLAN, MYRON MANAGER OF ELLIOTT ADVISORS (LONDON), LLC 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED 03/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW MEMBER OF ELLIOTT SPECIAL GP, LLC 01/01/2010 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. 01/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW MEMBER OF ELLIOTT ADVISORS (LONDON), LLC 02/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SINGER, GORDON, MATTHEW TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 09/01/2011 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION CHIEF EXECUTIVE OFFICER AND DIRECTOR OF ELLIOTT ADVISORS (UK) LIMITED direct 2009-03-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. 01/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
MORRIS-SINGER, ANDREW TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
SMITH, JAMES, NICHOLAS BARRIE DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED direct 2008-01-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2008-01-01
SMITH, JAMES, NICHOLAS BARRIE DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED 01/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED direct 2008-01-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2008-01-01
KAPLAN, MYRON TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 01/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
GUNN, IAIN, ANDREW SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED 10/01/2004 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2004-10-01
LEVINE, JOSHUA DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED 11/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS ASIA LIMITED direct 2009-11-01
Zabel, Richard, Benjamin CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION 09/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER AND GENERAL COUNSEL OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
ELLIOTT MANAGEMENT CORPORATION CHIEF LEGAL OFFICER, GENERAL COUNSEL AND VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2015-09-01
HOBBEHEYDAR, JAIME CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. 01/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF MARKETING OFFICER OF ELLIOTT MANAGEMENT CORPORATION AND ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2017-01-01
ELLIOTT ASSET MANAGEMENT LLC GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 02/01/2003 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
ELLIOTT ASSET MANAGEMENT LLC MANAGER OF ELLIOTT SPECIAL MANAGER, LLC 10/01/2009 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2003-02-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 2003-03-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 2003-02-01
SINGER, PAUL, ELLIOTT GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. 10/01/1994 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER 10/01/1994 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
SINGER, PAUL, ELLIOTT PRESIDENT OF HAMBLEDON, INC. 08/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR, PRESIDENT AND SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CEO, CO-CHIEF INVESTMENT OFFICER, SENIOR RISK MANAGER OF ELLIOTT MANAGEMENT CORPORATION direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, DIRECTOR, CO-CEO, CO-CHIEF INVESTMENT OFFICER direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT, SHAREHOLDER indirect 1997-04-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER, PRESIDENT indirect 2003-02-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ELLIOTT MANAGEMENT CORPORATION PRESIDENT OF HAMBLEDON, INC. direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER indirect 2015-06-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1997-04-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2003-02-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELLIOTT CAPITAL (HK) LIMITED SHAREHOLDER OF ELLIOTT ADVISORS (HK) LIMITED 05/01/2004 Direct 75% or more
ELLIOTT ADVISORS (HK) LIMITED SHAREHOLDER OF ELLIOTT ADVISORS ASIA LIMITED 11/01/2006 Direct 75% or more
ELLIOTT ADVISORS (LONDON), LLC MEMBER OF ELLIOTT SPECIAL GP, LLC 10/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
BOBERSKI & CO PRESIDENT direct 1966-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
TYREE, DAVID W. PRESIDENT direct 1991-04-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
HONISS ROBIN OWNER direct 1993-01-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
SIFE DIRECTOR/OWNER direct 1995-12-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. CHAIRMAN, DIRECTOR direct 1978-08-01 2004-03-08
LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
UNITED AMERICAN SECURITIES, INC. NONE direct 1987-11-01 2004-12-03
UNITED AMERICAN SECURITIES, INC. NONE direct 1988-01-01 2004-12-03
C.E. UNTERBERG, TOWBIN LLC MANAGING DIRECTOR indirect 1989-05-01 2004-12-07
FINANCIAL ADVISORY SERVICE INC PRESIDENT, DIRECTOR SHAREHOLDER direct 1983-02-01 2004-12-15
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY direct 1981-03-01 2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNERSHIP indirect 1984-05-01 2005-01-04
D.J. ST. GERMAIN CO., INC. VICE PRESIDENT direct 1987-06-01 2005-01-07
D.J. ST. GERMAIN CO., INC. DIRECTOR direct 1988-03-01 2005-01-07
WILEN MANAGEMENT CO INC CORPORATION indirect 1984-07-01 2005-01-21
ANDREW J. SOTER OWNER direct 1988-09-01 2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CAO direct 1998-03-01 2005-02-01
DFC FINANCIAL GROUP INC PRESIDENT direct 1983-01-01 2005-02-03
WILEN MANAGEMENT CO INC PRESIDENT direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC SECRETARY/TREASURER direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC CHIEF COMPLIANCE OFFICER direct 1984-07-01 2005-02-03
MORSE WILLIAMS & CO. INC. PRESIDENT/CEO direct 1984-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. PORTFOLIO STRATEGIST direct 1986-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER direct 1992-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL direct 1996-12-01 2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1995-12-01 2005-02-17
FINCH JAMES AUSTIN III PRINCIPAL direct 1994-12-01 2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER direct 1994-11-01 2005-03-01
AMR INVESTMENT SERVICES, INC VICE PRESIDENT & COMPLIANCE OFFICER direct 1995-07-01 2005-03-01
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-03-01 2005-03-03
ASSET MANAGEMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 1996-03-01 2005-03-10
AMERICAN INVESTMENT SERVICES INC DIRECTOR direct 1989-07-01 2005-03-11
BAXTER FINANCIAL CORPORATION SECRETARY AND CCO direct 1989-04-01 2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. PRESIDENT, DIRECTOR direct 1978-11-01 2005-03-21
BOXER LAURA JUDITH OWNER direct 1986-01-01 2005-03-21
ADVISORY ONE, INC. PRESIDENT direct 1993-08-01 2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) CHIEF FINANCIAL OFFICER direct 1998-07-01 2005-03-23
HAMILTON ADVISORS INC PRESIDENT direct 1981-01-01 2005-03-25
KETTLER JAMES ROBERT OWNER direct 1992-10-01 2005-03-25
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT direct 1978-04-01 2005-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER direct 1987-01-01 2005-03-28
FAGAN ASSOCIATES INC PRESIDENT direct 1989-08-01 2005-03-28
CARDINAL CAPITAL MANAGEMENT INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1992-01-01 2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR direct 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER indirect 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC CHAIRMAN direct 1988-08-01 2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 1998-05-01 2005-03-30
STANLEY D J & CO INC PRESIDENT direct 1976-05-01 2005-03-31
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 1995-07-01 2005-03-31
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-08-01 2005-03-31
REGISTER & AKERS INVESTMENTS, INC. VICE PRESIDENT direct 1997-04-01 2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1998-07-01 2005-03-31
REAL ESTATE RESEARCH CORP CEO direct 1996-12-01 2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1988-01-01 2005-05-02
J. BUSH & CO., INCORPORATED CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1970-07-01 2005-05-06
J. BUSH & CO., INCORPORATED DIRECTOR direct 1997-10-01 2005-05-06
J. BUSH & CO., INCORPORATED SHAREHOLDER indirect 1997-10-01 2005-05-06
MBIA CAPITAL MANAGEMENT CORP. TREASURER AND DIRECTOR direct 1994-01-01 2005-05-13
MBIA CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR direct 1998-02-01 2005-05-13
FIRST WESTERN ADVISORS FINOPS PRINCIPAL direct 1997-10-01 2005-05-19
FIRST WESTERN ADVISORS VP/EXECUTIVE OFFICER direct 1997-10-01 2005-05-19
BORTHWICK ASSOCIATES, INC. SECRETARY/TREASURER direct 1982-01-01 2005-05-24
J. BUSH & CO., INCORPORATED PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 1970-07-01 2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC VICE PRESIDENT direct 1988-06-01 2005-06-14
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1992-07-01 2005-06-16
LEIST ALAN R PLANNING GROUP INC PRESIDENT indirect 1998-09-01 2005-06-20
LEIST ALAN R PLANNING GROUP INC PRESIDENT direct 1998-09-01 2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT direct 1993-04-01 2005-06-29
RUNDE $ CO INCORPORATED PRESIDENT direct 1992-11-01 2005-06-30
THE PEACH CORPORATION PRESIDENT direct 1996-01-01 2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC COMPLIANCE OFFICER direct 1985-06-01 2005-08-03
JONAS BRITTAIN GLENN INC. PRESIDENT direct 1998-08-01 2005-08-15
HART ADVISERS INC CHAIRMAN/CEO direct 1987-12-01 2005-08-16
HART ADVISERS INC PRESIDENT AND COO direct 1987-12-01 2005-08-16
HART ADVISERS INC EXECUTIVE VICE PRESIDENT direct 1987-12-01 2005-08-16
KARK M Z & ASSOCIATES INC 97.5% SHAREHOLDER direct 1989-07-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT direct 1991-10-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1991-10-01 2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 1998-05-01 2005-09-07
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2005-09-12
CHECK CAPITAL MANAGEMENT INC PRESIDENT direct 1990-01-01 2005-09-15
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1986-12-01 2005-09-16
STEPHENS INC. SHAREHOLDER COMMON A indirect 1988-01-01 2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR direct 1977-01-01 2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/CCO/PRESIDENT direct 1977-01-01 2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 1986-02-01 2005-09-21
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-07-01 2005-09-30
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY direct 1994-11-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER indirect 1995-05-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2005-10-14
REDSTONE CONSULTING LLC LIMITED PARTNER indirect 1998-08-01 2005-10-31
LINSCO/PRIVATE LEDGER CORP. DIRECTOR direct 1989-04-01 2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC CHIEF COMPLIANCE OFFICER direct 1991-09-01 2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CCO direct 1978-08-01 2005-12-07
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01 2005-12-08
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01 2005-12-08
MUHLENKAMP & CO INC DIRECTOR/PRESIDENT direct 1981-08-01 2005-12-20
MUHLENKAMP & CO INC DIRECTOR direct 1982-07-01 2005-12-20
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD direct 1990-05-01 2006-01-05
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1996-10-01 2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1990-05-01 2006-01-06
LANCZ ALAN B & ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 1985-03-01 2006-01-19
JONAS BRITTAIN GLENN INC. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 1998-08-01 2006-01-19
LATEEF MANAGEMENT ASSOCIATES GENERAL PARTNER direct 1974-01-01 2006-01-23
LATEEF MANAGEMENT ASSOCIATES GENERAL/LIMITED PARTNER direct 1994-01-01 2006-01-23
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1988-06-01 2006-01-27
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1992-12-01 2006-01-27
AMERICAN INVESTMENT SERVICES INC VICE PRESIDENT direct 1984-03-01 2006-02-01
HARRELL ROBERT INCORPORATED CHIEF EXECUTIVE OFFICER direct 1991-07-01 2006-02-01
HARRELL ROBERT INCORPORATED VICE PRESIDENT, SECRETARY, TREASURER direct 1991-07-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1992-08-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL direct 1992-08-01 2006-02-01
NVNG INVESTMENTS INC CHIEF COMPLIANCE OFFICER direct 1994-01-01 2006-02-02
REAL ESTATE RESEARCH CORP CEO/CCO direct 1996-12-01 2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & CEO direct 1988-08-01 2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. PRESIDENT & COO direct 1990-12-01 2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC SOLE SHAREHOLDER direct 1998-07-01 2006-02-10
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1996-12-01 2006-02-13
RANDALL PAUL MARTIN SOLE PROP direct 1992-12-01 2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC CHIEF COMPLIANCE OFFICER direct 1985-06-01 2006-02-21
FINCH JAMES AUSTIN III PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1994-12-01 2006-02-21
ADVISORY ONE, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-08-01 2006-03-01
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-04-01 2006-03-20
LEE KRASNER GROUP LTD PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER direct 1993-10-01 2006-03-20
MOODY INVESTMENT ADVISORS, INC. PRESIDENT AND COMPLIANCE OFFICER direct 1995-01-01 2006-03-20
RUNDE $ CO INCORPORATED VICE PRESIDENT direct 1992-11-01 2006-03-21
RUNDE & CO. LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1992-11-01 2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO PARENT COMPANY indirect 1969-01-01 2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT; CHIEF COMPLIANCE OFFICER direct 1994-10-01 2006-03-27
HAMILTON ADVISORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1981-01-01 2006-03-28
DFC FINANCIAL GROUP INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1983-01-01 2006-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC CEO/CCO/CFO/CLO direct 1998-07-01 2006-03-29
POPULAR SECURITIES, INC. PRESIDENT & CEO direct 1995-05-01 2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CONSULTANT direct 1998-05-01 2006-03-30
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1983-03-01 2006-03-31
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A SHARES direct 1985-03-01 2006-03-31
BOXER LAURA JUDITH OWNER/CHIEF COMPLIANCE OFFICER direct 1986-01-01 2006-03-31
AMR INVESTMENT SERVICES, INC PRESIDENT & DIRECTOR direct 1986-11-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1988-08-01 2006-03-31
FAGAN ASSOCIATES INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1989-08-01 2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CCO direct 1993-04-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. TREASURER direct 1994-06-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1995-05-01 2006-03-31
AMR INVESTMENT SERVICES, INC TREASURER direct 1995-05-01 2006-03-31
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR, VICE PRESIDENT direct 1994-06-01 2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01
ELLIOTT ADVISORS HOLDINGS LLC SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED 06/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
BOBERSKI & CO PRESIDENT direct 1966-01-01
HOLDEN TOLBERT & CO INC PRESIDENT direct 1967-05-01
HOLDEN TOLBERT & CO INC SECRETARY, TREASURER direct 1967-05-01
LEGACY PARTNERS INVESTMENT MANAGEMENT SERVICES,LLC MEMBER indirect 1968-06-01
TRIAD INVESTMENT ADVISORS CORP PRESIDENT direct 1972-10-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN direct 1973-10-01
MYERSON VAN DEN BERG & CO TRUST OWNS ALL THE STOCK direct 1975-01-01
STANLEY D J & CO INC PRESIDENT & CEO, CFO, COO, CLO,CCO direct 1976-05-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. TREASURER direct 1977-06-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. TREASURER, FINOP direct 1978-08-01
MOORS & CABOT INVESTOR SERVICES INC PARENT indirect 1978-08-01
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CHIEF COMPLIANCE OFFICER direct 1978-08-01
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. VICE CHAIRMAN, DIRECTOR direct 1978-11-01
BURNEY CO CHAIRMAN direct 1981-04-01
FARALDI & PORRO INC PRESIDENT direct 1981-06-01
CORNERSTONE ADVISORS, LLC OWNER indirect 1982-08-01
CAROL GRANT DESMOND OWNER direct 1982-12-01
AMERVEST COMPANY, INC. CCO / MANAGING DIRECTOR direct 1983-01-01
SIRIUS PARTNERS, L.P. SHAREHOLDER indirect 1983-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1983-02-01
MCELWAIN ROBERT JOHN PRESIDENT direct 1983-10-01
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED TRUSTEE indirect 1984-05-01
LM ADVISORS INC PRESIDENT direct 1984-07-01
THE JENTNER CORPORATION OWNER direct 1984-10-01
SANDER CAPITAL ADVISORS DIRECTOR, VICE PRESIDENT AND SECRETARY direct 1985-01-01
EIDELMAN FINGER HARRIS & CO PRESIDENT direct 1985-06-01
PERFORMANCE ENHANCEMENT TECHNOLOGIES LTD PRESIDENT/CIO direct 1985-12-01
FINANCIAL MANAGEMENT ADVISORS INC SHAREHOLDER indirect 1985-12-01
CAPITAL BUILDERS ADVISORY SERVICES INC SHAREHOLDER direct 1986-01-01
UNIVERSAL FINANCIAL SERVICES INC. DIRECTOR direct 1986-02-01
UNIVERSAL FINANCIAL SERVICES INC. CEO indirect 1986-02-01
HOLBEIN ASSOCIATES, INC. SECRETARY direct 1986-03-01
HERRMANN & COOKE, INC. DIRECT OWNER direct 1986-03-01
GREIG ASSOCIATES INC SENIOR VICE PRESIDENT direct 1986-04-01
GREIG ASSOCIATES INC SECRETARY direct 1986-04-01
ALEXANDER & MUCKERMANN PARTNER direct 1986-04-01
BAY ISLE FINANCIAL CORP PRESIDENT direct 1986-06-01
BAY ISLE FINANCIAL CORP CHIEF INVESTMENT OFFICER direct 1986-06-01
INTEGRATED FINANCIAL PLANNING SERVICES PRESIDENT direct 1986-06-01
FINANCIAL ADVISORY SERVICE INC MAX W. GREER, JR., TRUSTEE direct 1986-08-01
MCCORMICK CAPITAL MANAGEMENT PRESIDENT direct 1986-09-01
FIDELITY FINANCIAL GROUP, INC. DIRECTOR direct 1987-02-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1987-02-01
CHURCHILL MANAGEMENT CORP SHAREHOLDER direct 1987-07-01
THE PORTOLA GROUP INC SHAREHOLDER direct 1987-08-01
SOCHET & COMPANY, INC. PRESIDENT, CHIEF COMPLIANCE OFFICER direct 1987-08-01
THE PORTOLA GROUP INC SHAREHOLDER indirect 1987-08-01
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR direct 1987-09-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-10-01
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1987-11-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. VICE PRESIDENT direct 1987-12-01
MACSHANE CAPITAL MANAGEMENT CO INC PRESIDENT direct 1988-01-01
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1988-01-01
GREAT SOUTHERN CAPITAL MANAGEMENT, INC. PRESIDENT direct 1988-03-01
ADVISORS PENSION SERVICES AGENCY INC PRESIDENT direct 1988-04-01
KLAFF REALTY, LP OWNER indirect 1988-06-01
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & PRESIDENT direct 1988-08-01
TRIGRAN INVESTMENTS, INC. TRUSTEE indirect 1988-11-01
J.J.B. HILLIARD, W.L. LYONS, LLC NAMED FIDUCIARY indirect 1988-11-01
MCCORMICK CAPITAL MANAGEMENT SECRETARY, TREASURER direct 1988-12-01
EAST PACIFIC INVESTMENT CO INC PRESIDENT direct 1989-01-01
LARIMER CAPITAL CORP SECRETARY direct 1989-01-01
KIT COLE INVESTMENT ADVISORY SERVICES SHAREHOLDER direct 1989-03-01
LOVELL INCORPORATED CORPORATE SECRETARY direct 1989-03-01
NEWPORT INVESTMENT ADVISORS INC CEO direct 1989-04-01
TIFFANY CAPITAL ADVISORS INC PRESIDENT direct 1989-05-01
BUSINESS SERVICES, INC. OWNER direct 1989-05-01
HELLMAN & FRIEDMAN CAPITAL MANAGEMENT SHAREHOLDER indirect 1989-06-01
CAMBRIDGE EQUITY ADVISORS INC CHIEF EXECUTIVE OFFICER direct 1989-06-01
HANSSET GLOBAL ADVISORS CO., LTD. SHAREHOLDER direct 1989-08-01
VALU TRAC INVESTMENT MANAGEMENT LTD PARENT COMPANY direct 1989-10-01
ATLANTIC CAPITAL MANAGEMENT LTD PRESIDENT direct 1989-12-01
JOHNSTON, LEMON & CO. INC. CHAIRMAN indirect 1989-12-01
SPECTRUM ASSET MANAGEMENT INC SHAREHOLDER direct 1990-01-01
SAVINGS GROWERS, INC. PRESIDENT direct 1990-08-01
BERKELEY CAPITAL ADVISERS, LLC TRUSTEE indirect 1991-01-01
NOBLE PARTNERS, L.P. SHAREHOLDER indirect 1991-03-01
W R MAHOOD ASSET MANAGEMENT, INC. PRESIDENT direct 1991-04-01
TYREE, DAVID W. PRESIDENT direct 1991-04-01
BONNIE WUSZ & ASSOCIATES, INC. OWNER direct 1991-06-01
VAN BERKOM AND ASSOCIATES INC. PRESIDENT AND CHIEF EXECUTIVE OFFICER indirect 1991-07-01
RIGGS SECURITIES INC. SHAREHOLDER indirect 1991-09-01
GREENLEAF ASSET MANAGEMENT INC PRESIDENT direct 1991-10-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
HOLT VALUE ASSOCIATES LP PRESIDENT indirect 1991-11-01
SOMERS ASSET MANAGEMENT INCORPORATED PRESIDENT direct 1991-11-01
CAVALRY BANKING TRUST OFFICER/ SVP direct 1992-01-01
RYDER STILWELL INVESTMENT ADVISORS INC MAJORITY OWNER indirect 1992-04-01
DAWSON RUSSELL INC. PRESIDENT direct 1992-05-01
CAVALRY BANKING TRUST OFFICER direct 1992-05-01
THE BAKER GROUP, LP CHAIRMAN AND PRESIDENT direct 1992-05-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1992-05-01
NORTHWEST FINANCIAL PLANNING CORP SHAREHOLDER direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CHAIRMAN direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC SEC-TREASURER MANAGING DIR direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC VP INVESTMENTS direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC CEO direct 1992-07-01
ROOSEVELT INVESTMENT GROUP INC PRESIDENT direct 1992-07-01
RONALD OLSON, INC. STOCK HOLDER direct 1992-07-01
STANFORD ADVISORY GROUP, LLC CEO/CIO direct 1992-10-01
HOOPER R B & CO INC PRESIDENT direct 1992-11-01
HOOPER R B & CO INC VICE PRESIDENT direct 1992-11-01
HONISS ROBIN OWNER direct 1993-01-01
KINGSTON INVESTMENT COUNSEL INC VICE PRESIDENT & SECRETARY direct 1993-01-01
PEKIN SINGER STRAUSS ASSET MANAGEMENT INC. SHAREHOLDER direct 1993-01-01
MANAGED ACCOUNT SERVICES INC SHAREHOLDER direct 1993-01-01
HAROLD W. DANCE INC. S-CORP SHAREHOLDER, 16% direct 1993-04-01
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-04-01
PREMIERETRADE SECURITIES, INC. TRUSTEE OF DICKS FAMILY TRUST direct 1993-05-01
SENA WELLER ROHS WILLIAMS INC. SENIOR VP direct 1993-06-01
SENA WELLER ROHS WILLIAMS INC. EXECUTIVE VP direct 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
CONTEXT CAPITAL MANAGEMENT LLC TRUSTEE indirect 1993-06-01
MAHLER & EMERSON INC. SHAREHOLDER direct 1993-07-01
ARGOS INVESTMENT ADVISORS, LLC MEMBER indirect 1993-07-01
ARNERICH MASSENA, INC. SHAREHOLDER direct 1993-07-01
BACK BAY ADVISORS GENERAL PARTNER direct 1993-09-01
VAN DEVENTER & HOCH VDH SHAREHOLDER direct 1993-10-01
LEE KRASNER GROUP LTD PRESIDENT/TREASURER direct 1993-10-01
TAYLOR STEPHENS INC GENERAL PARTNER indirect 1993-12-01
SOUND FINANCIAL STRATEGIES GROUP, INC. FOUNDING PARTNER/CFO/CCO direct 1993-12-01
OSTERWEIS CAPITAL MANAGEMENT INC SHAREHOLDER direct 1994-01-01
SAGE, RUTTY & CO., INC. SHAREHOLDER direct 1994-01-01
MARSDEN JOHN RICHARD JR OWNER direct 1994-01-01
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD PARTNERSHIP direct 1994-02-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER direct 1994-03-01
BAI BONDSBERATUNG GES.M.B.H. SHAREHOLDER indirect 1994-03-01
CATHOLIC FINANCIAL SERVICES CORP VICE PRESIDENT, DIRECTOR direct 1994-06-01
GRAHAM CAPITAL MANAGEMENT, L.P. LIMITED PARTNER indirect 1994-06-01
HELLMAN & FRIEDMAN ASSOCIATES III LP SHAREHOLDER indirect 1994-07-01
H&F INVESTORS III SHAREHOLDER indirect 1994-07-01
SOUTH OCEAN MANAGEMENT LIMITED SHAREHOLDER direct 1994-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1994-09-01
GLOBALVEST MANAGEMENT CO LP ESTABLISHED direct 1994-10-01
KAPLAN & CO. SECURITIES INC. CEO direct 1994-10-01
JULIUS BAER SECURITIES INC. FIRST VICE PRESIDENT direct 1994-12-01
H&F ADMINISTRATION III LLC SHAREHOLDER indirect 1994-12-01
H & F ADMINISTRATION IV LLC SHAREHOLDER indirect 1994-12-01
PINNACLE ASSET MANAGEMENT, L.P. MEMBER indirect 1994-12-01
OTTAWA AVENUE PRIVATE CAPITAL, LLC SHAREHOLDER indirect 1994-12-01
SANDPOINTE, LLC MEMBER indirect 1994-12-01
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-05-01
NOVARE CAPITAL MANAGEMENT MEMBER indirect 1995-05-01
SOUND CAPITAL MANAGEMENT INC MANAGING DIRECTOR direct 1995-06-01
STAMPS, WOODSUM & CO. IV LIMITED PARTNER direct 1995-06-01
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION SHAREHOLDER direct 1995-06-01
CORRELL CO. INVESTMENT SERVICES CORP. SECRETARY direct 1995-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1995-07-01
POPULAR SECURITIES, INC. DIRECTOR direct 1995-08-01
NBC SECURITIES, INC. VICE PRESIDENT direct 1995-08-01
INVESTEC PMG CAPITAL MANAGING DIRECTOR/TREASURER/CHIEF COMPLIANCE OFFICER direct 1995-10-01
JAYHAWK PRIVATE EQUITY GP, L.P. MANAGING MEMBER indirect 1995-10-01
JGE CAPITAL MANAGEMENT, LLC TRUST indirect 1995-10-01
PENSION PORTFOLIO ADVISORS INC. N/A direct 1995-11-01
CORRELL CO. INVESTMENT SERVICES CORP. SHAREHOLDER direct 1995-11-01
MOSBY LINCOLN LC MEMBER MANAGER direct 1995-12-01
HHH INVESTMENT INC PRESIDENT direct 1995-12-01
SIFE DIRECTOR/OWNER direct 1995-12-01
KAUFMAN BROS., L.P. LP direct 1995-12-01
OVERLOOK INVESTMENTS L.P. GENERAL PARTNER direct 1995-12-01
P. R. HERZIG & CO. INC. BOARD OF DIRECTORS direct 1995-12-01
P. R. HERZIG & CO. INC. SHAREHOLDER direct 1995-12-01
P. R. HERZIG & CO. INC. TRUSTEE OF 2 TRUSTS indirect 1995-12-01
RANSON CAPITAL CORPORATION VP SEC. direct 1996-01-01
OLYMPUS ADVISORS, LLC MEMBER direct 1996-01-01
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1996-02-01
ACCESS FINANCIAL GROUP, INC. OWNER direct 1996-02-01
MIDWEST CAPITAL MANAGEMENT, INC. PRESIDENT direct 1996-03-01
CHAPLIN-MULLAUGH, INCORPORATED CORPORATE SECRETARY direct 1996-03-01
JGE CAPITAL MANAGEMENT, LLC MEMBER direct 1996-04-01
FINANCIAL ADVISORY SERVICE INC JAMES G. DUSSOLD, TRUSTEE direct 1996-05-01
WEXFORD CLEARING SERVICES CORPORATION SENIOR VICE PRESIDENT- CROP direct 1996-07-01
AMERICAN SUPERIOR CO TRUST direct 1996-07-01
PCJ INVESTMENT COUNSEL LTD. PARTNERSHIP direct 1996-07-01
DRV GROUP INC PRESIDENT direct 1996-08-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1996-08-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
PINKERTON RETIREMENT SPECIALISTS, LLC OWNER indirect 1996-09-01
CHARLES FISH INVESTMENTS, INC. SHAREHOLDER direct 1996-10-01
ORION FINANCIAL SERVICES, LLC SHAREHOLDER indirect 1996-11-01
MACEY-HOLLAND & CO., LLC MANAGING MEMBER direct 1996-12-01
BATCHELDER & PARTNERS, INC. OWNER direct 1997-01-01
NEUMEIER INVESTMENT COUNSEL LLC MEMBER direct 1997-01-01
ROSEMOUNT CAPITAL LIMITED TRUSTEE indirect 1997-01-01
FREMONT REALTY CAPITAL, L.P. SHAREHOLDER indirect 1997-02-01
JUNDT ASSOCIATES INC TRUSTEE direct 1997-03-01
OSTERWEIS CAPITAL MANAGEMENT LLC MEMBER direct 1997-03-01
JOHN MOORE & ASSOCIATES INC SHAREHOLDER direct 1997-03-01
FFR ADVISORY LLC TRUSTEE indirect 1997-03-01
S.A.I. CAPITAL MANAGEMENT, LLC TRUSTEE indirect 1997-03-01
SENTINEL ADVISORS LLC MEMBER direct 1997-04-01
REGISTER & AKERS INVESTMENTS, INC. PRINCIPAL direct 1997-04-01
WAYZATA CAPITAL MANAGEMENT, INC. SHAREHOLDER direct 1997-05-01
STEVEN A. NOROIAN & ASSOCIATES, INC. OWNER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER direct 1997-05-01
WELTON INVESTMENT CORPORATION SOLE SHAREHOLDER indirect 1997-05-01
WELTON FUND ADVISORS LLC SOLE SHAREHOLDER indirect 1997-05-01
WELTON INVESTMENT PARTNERS LLC SOLE SHAREHOLDER indirect 1997-05-01
TRENDSTAT CAPITAL MANAGEMENT INC. NO TITLE direct 1997-06-01
POPULAR SECURITIES, INC. DIRECTOR direct 1997-07-01
KLOSTERMAN CAPITAL CORP TRUST direct 1997-07-01
MORGAN JESS S & CO INC TRUST direct 1997-07-01
THE CLIFTON GROUP INVESTMENT MANAGEMENT COMPANY SHAREHOLDER direct 1997-07-01
JONES COMMODITIES, INC. SHAREHOLDER direct 1997-08-01
FIRST WESTERN ADVISORS PRESIDENT / DIRECTOR direct 1997-10-01
STEPHEN JONES CAPITAL MANAGEMENT, INC. 90% SHAREHOLDER direct 1997-11-01
JONES VILLALTA ASSET MANAGEMENT, LLC 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. indirect 1997-11-01
IHP CAPITAL PARTNERS SHAREHOLDER direct 1997-12-01
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1998-01-01
SAGE, RUTTY & CO., INC. DIRECTOR direct 1998-01-01
KURIYAMA & CO LLC MEMBER direct 1998-01-01
SUMMIT PARTNERS V, L.P. LIMITED PARTNER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER direct 1998-01-01
THE BAUPOST GROUP, L.L.C. MEMBER direct 1998-01-01
IWAMOTO, KONG & CO., INC. SHAREHOLDER direct 1998-01-01
CWS CAPITAL PARTNERS LLC SHAREHOLDER / MANAGING MEMBER direct 1998-01-01
FINANCIAL ADVISORY SERVICE INC DANIELLE G. MEIER AND JOHN A. MEIER, TRUSTEES direct 1998-01-01
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER A CLASS direct 1998-03-01
DE PRINCE, RACE & ZOLLO, INC. SHAREHOLDER direct 1998-03-01
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1998-05-01
BNY ASSOCIATES INCORPORATED DIRECTOR direct 1998-05-01
FULLER & THALER ASSET MANAGEMENT INC SHAREHOLDER direct 1998-05-01
VALUE PARTNERS LTD SHAREHOLDER direct 1998-06-01
VALU-TRAC INVESTMENT RESEARCH LIMITED OWNER direct 1998-06-01
PRIVATE PORTFOLIO OF SAN DIEGO, INC. VICE PRESIDENT direct 1998-06-01
GREIG ASSOCIATES INC VICE PRESIDENT direct 1998-07-01
RWT INVESTMENT ADVISERS, INC. 100% SHAREHOLDER direct 1998-07-01
KELLNER, DILEO & CO., L.P. LIMITED PARTNER direct 1998-07-01
WHITEGATE INVESTMENT COUNSELORS INC SHAREHOLDER direct 1998-07-01
TAYLOR, COTTRILL, ERICKSON AND ASSOCIATES, INC. SHAREHOLDER indirect 1998-07-01
OWNERSHIP ADVISORS, INC. PRESIDENT direct 1998-09-01
THE HOLLISTER ASSET MANAGEMENT CO, G.P. GENERAL PARTNER direct 1998-09-01
THE BAKER GROUP, LP VICE PRES/MANAGING DIRECTOR direct 1998-09-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE indirect 1998-10-01
HAMMER ASSET MANAGEMENT LLC TRUSTEE direct 1998-10-01
CITY SECURITIES CORPORATION DIRECTOR direct 1998-11-01
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1988-08-01 2000-11-09
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1995-03-01 2000-11-09
FSC SECURITIES CORPORATION DIRECTOR/CHAIRMAN direct 1997-10-01 2000-12-15
J. BUSH & CO., INCORPORATED DIRECTOR direct 1970-09-01 2001-01-29
J. BUSH & CO., INCORPORATED EXECUTIVE VICE PRESIDENT direct 1998-03-01 2001-01-29
MACK INVESTMENT SECURITIES, INC. TRUSTEE IS PRESIDENT direct 1986-01-01 2001-01-30
FORUM SECURITIES, INC. SHAREHOLDER indirect 1990-07-01 2001-01-30
FORUM SECURITIES, INC. VICE PRESIDENT/CFO direct 1991-03-01 2001-01-30
RASKOB KAMBOURIAN FINANCIAL ADVISORS LTD TREAURER direct 1992-02-01 2001-01-30
CHASE INVESTMENT SERVICES CORP. DIRECTOR direct 1998-09-01 2001-01-30
AMERICAN FIDELITY ASSURANCE CO SHAREHOLDER indirect 1980-05-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1984-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1987-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1988-06-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1990-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1992-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO PRESIDENT/DIRECTOR direct 1992-02-01 2001-01-31
MOODY ALDRICH & SULLIVAN LLC NON MEMBER indirect 1992-12-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1994-01-01 2001-01-31
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP MARKETING direct 1996-10-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1997-11-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR CHAIRMAN OF BOARD direct 1998-01-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO CH.BD./DIR/CEO direct 1998-01-01 2001-01-31
JULIUS BAER SECURITIES INC. CHAIRMAN direct 1998-04-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO DIRECTOR direct 1998-07-01 2001-01-31
AMERICAN FIDELITY ASSURANCE CO SENIOR VICE PRESIDENT direct 1998-08-01 2001-01-31
CENTURION CAPITAL MANAGEMENT CORP BENEFICIAL OWNER OF CCGI, COMMON indirect 1997-12-01 2001-02-01
ESSEX LLC SECRETARY direct 1933-01-01 2001-02-23
COMMONWEALTH ADVISORS INC SECRETARY direct 1991-04-01 2001-02-28
HARTFORD INVESTMENT FINANCIAL SERVICES COMPANY SENIOR VICE PRESIDENT & DIRECTOR- INVESTMENTS & DIRECTOR direct 1996-12-01 2001-02-28
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1997-02-01 2001-02-28
LINDNER ASSET MANAGEMENT INC SHAREHOLDER direct 1997-03-01 2001-02-28
MBIA CAPITAL MANAGEMENT CORP. SENIOR MANAGING DIRECTOR direct 1998-02-01 2001-02-28
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2001-03-01
MONTICELLO ASSOCIATES INC PRESIDENT direct 1992-07-01 2001-03-01
MONTICELLO ASSOCIATES INC TREASURER direct 1992-07-01 2001-03-01
WCM INVESTMENT MANAGEMENT VP direct 1995-06-01 2001-03-01
THE ROBINSON-HUMPHREY COMPANY, LLC SENIOR MANAGING DIRECTOR AND DIRECTOR direct 1998-05-01 2001-03-13
PRINCOR FINANCIAL SERVICES CORPORATION SENIOR VICE PRESIDENT direct 1998-01-01 2001-03-15
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1998-10-01 2001-03-15
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR, TREASURER & CHIEF FINANCIAL OFFICER direct 1992-10-01 2001-03-16
BERGER & ASSOCIATES LLC MANAGER & 50% OWNER direct 1997-04-01 2001-03-16
ARMA FINANCIAL SERVICES, INC. CHAIRMAN direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. SECRETARY direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1986-04-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1991-06-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1994-10-01 2001-03-20
ARMA FINANCIAL SERVICES, INC. DIRECTOR direct 1996-07-01 2001-03-20
TREECE INVESTMENT ADVISORY CORP PRESIDENT, DIRECTOR, SECT, TREASURER direct 1979-08-01 2001-03-23
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1977-03-01 2001-03-26
COMMERCE CAPITAL MARKETS, INC. MANAGING DIRECTOR direct 1977-09-01 2001-03-26
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-06-01 2001-03-26
AMERVEST CO INC MANAGING DIRECTOR direct 1993-01-01 2001-03-27
PMG CAPITAL CORP. PRESIDENT direct 1986-12-01 2001-03-29
PMG CAPITAL CORP. VICE PRESIDENT ADMIN. direct 1995-04-01 2001-03-29
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1995-10-01 2001-03-29
VESTRUST SECURITIES L.P. SHAREHOLDER direct 1997-01-01 2001-03-29
FIRST WESTERN ADVISORS VICE PRESIDENT/SECRETARY direct 1997-10-01 2001-03-29
FIRST WESTERN ADVISORS DIRECTOR direct 1997-10-01 2001-03-29
KAHN BROTHERS & CO. INC. STOCKHOLDER, DIRECTOR direct 1978-07-01 2001-03-30
PROEQUITIES INC DIRECTOR direct 1997-01-01 2001-03-30
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR direct 1995-10-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY DIRECTOR, EXECUTIVE VICE PRESIDENT - FINANCE direct 1997-11-01 2001-04-02
PROVIDENT NATIONAL ASSURANCE COMPANY VICE PRESIDENT AND SECRETARY direct 1997-11-01 2001-04-02
RICHARD O. JONES PRESIDENT/CEO indirect 1993-07-01 2001-04-06
RICHARD O. JONES SHAREHOLDER direct 1993-12-01 2001-04-06
CENTURION TRUST COMPANY SHAREHOLDER indirect 1997-12-01 2001-04-12
TOWER SQUARE SECURITIES, INC. VICE PRESIDENT direct 1998-09-01 2001-04-19
ORION FINANCIAL SERVICES, LLC MEMB ER OF LLC direct 1997-08-01 2001-04-20
THE ADVISORS GROUP, INC. CHAIRMAN OF BOARD OF DIRECTORS direct 1988-08-01 2001-04-26
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1991-08-01 2001-04-27
TIMING STRATEGIES CORP PRESIDENT direct 1982-05-01 2001-04-30
CMS INVESTMENT RESOURCES, INC. VICE PRESIDENT, GENERAL COUNSEL direct 1986-06-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD CHIEF EXECUTIVE direct 1989-10-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD NON-EXECUTIVE DIRECTOR direct 1994-10-01 2001-04-30
CANTERBURY CAPITAL SERVICES, INC. SECRETARY direct 1995-11-01 2001-04-30
MILLAR ROBERT PETER WHARTON COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
VALU TRAC INVESTMENT MANAGEMENT LTD COMPLIANCE OFFICER direct 1995-12-01 2001-04-30
SUNTRUST EQUITABLE SECURITIES CORPORATION CROP direct 1990-07-01 2001-05-03
TITAN INVESTMENT ADVISORS LLC PARTNER direct 1996-05-01 2001-05-15
SOVEREIGN HOLDINGS LLC PRESIDENT direct 1997-01-01 2001-05-16
SOVEREIGN HOLDINGS LLC ADMINISTRATIVE PARTNER direct 1997-01-01 2001-05-16
ROBOTTI & COMPANY, INCORPORATED DIRECTOR & STOCKHOLDER direct 1983-08-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED STOCKHOLDER direct 1987-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1994-05-01 2001-05-24
ROGGE GLOBAL PARTNERS PLC 100% SHAREHOLDER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED direct 1996-09-01 2001-05-24
ROBOTTI & COMPANY, INCORPORATED SROP, ROP direct 1997-09-01 2001-05-24
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-05-01 2001-06-12
THE ROBINSON-HUMPHREY COMPANY, LLC EXECUTIVE VICE PRESIDENT AND DIRECTOR direct 1997-05-01 2001-06-20
SPELMAN & CO., INC. DIRECTOR direct 1998-04-01 2001-06-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-06-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1997-06-01 2001-06-26
COORDINATED ASSET PLANNING CO INC CHEIF OPERATIONS OFFICER direct 1989-05-01 2001-07-30
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1995-06-01 2001-07-30
KEENE & ASSOCIATES, INC. PRESIDENT direct 1994-09-01 2001-08-09
WILLIAMS C R INC MANAGING DIRECTOR direct 1994-06-01 2001-08-15
WILLIAMS C R INC PRESIDENT direct 1994-08-01 2001-08-15
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER EXECUTIVE VICE PRESIDENT, DIRECTOR OF UPG direct 1987-08-01 2001-08-21
ST. BERNARD FINANCIAL SERVICES, INC. SHAREHOLDER direct 1994-03-01 2001-08-28
MEMORIAL INVESTMENT ADVISORS INC VP AND CIO direct 1998-09-01 2001-09-25
SYMMETRIC INVESTMENTS, INC. 5% + SHAREHOLDER direct 1992-12-01 2001-09-26
ALLIANCE ADVISORY & SECURITIES, INC. PRESIDENT indirect 1987-07-01 2001-09-27
PMG CAPITAL CORP. PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1986-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1987-06-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR direct 1993-12-01 2001-10-01
PMG CAPITAL CORP. MANAGING DIRECTOR AND TREASURER direct 1995-10-01 2001-10-01
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1995-06-01 2001-10-22
SMITH SHELLNUT WILSON LLC PRINCIPAL direct 1998-08-01 2001-10-22
SALOMON SMITH BARNEY INC. GENERAL COUNSEL - SMITH BARNEY ASSET MANAGEMENT, MANAGING DIRECTOR - SALOMON SMITH BARNEY INC. direct 1995-07-01 2001-10-24
SALOMON SMITH BARNEY INC. CHAIRMAN & CEO - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
SALOMON SMITH BARNEY INC. MANAGING DIRECTOR - SALOMON SMITH BARNEY, CHIEF INVESTMENT OFFICER - SMITH BARNEY ASSET MANAGEMENT direct 1997-08-01 2001-10-24
CSFBDIRECT, INC. DIRECTOR/CCO/CROP/SROP direct 1996-08-01 2001-10-26
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1990-12-01 2001-10-31
STEPHENS INC. SHAREHOLDER COMMON A indirect 1990-12-01 2001-10-31
CBNY INVESTMENT SERVICES CORP. SHAREHOLDER indirect 1988-03-01 2001-11-01
FINARC LLC SPOUSE direct 1996-10-01 2001-11-29
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2001-11-30
CJ CAPITAL MANAGEMENT LLC PRESIDENT direct 1998-08-01 2001-12-07
ARNHOLD AND S. BLEICHROEDER, INC. STOCKHOLDER direct 1946-07-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT & DIRECTOR direct 1978-06-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT, TREASURER & DIRECTOR direct 1990-11-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-CHAIRMAN OF THE BOARD direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT, SECRETARY & DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. CO-PRESIDENT AND DIRECTOR direct 1994-01-01 2001-12-10
ARNHOLD AND S. BLEICHROEDER, INC. SENIOR VICE PRESIDENT , SROP/CROP direct 1994-04-01 2001-12-10
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, VICE-PRESIDENT, SECRETARY/TREASURER direct 1988-03-01 2001-12-12
TRENDLINE RESEARCH & MANAGEMENT CORP DIRECTOR, PRESIDENT direct 1988-03-01 2001-12-12
TREVOR STEWART BURTON & JACOBSEN INC STOCKHOLDER direct 1995-04-01 2001-12-18
COUNTRY CAPITAL MANAGEMENT COMPANY VP COMMUNICATIONS & HUMAN RESOURCES direct 1989-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY VP INFO SYSTEMS direct 1996-10-01 2001-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CORPORATE CONTROLLER direct 1997-03-01 2001-12-20
THURLOW CAPITAL MANAGEMENT, INC. PRESIDENT direct 1997-04-01 2002-01-03
THURLOW CAPITAL MANAGEMENT, INC. VICE-PRESIDENT direct 1997-04-01 2002-01-03
CENTURION HINDS INVESTMENT MANAGEMENT CORP SHAREHOLDER OF CENTURION CAPITAL GROUP INC. indirect 1997-12-01 2002-01-17
CATHOLIC FINANCIAL SERVICES CORP CHAIRMAN, DIRECTOR direct 1994-06-01 2002-01-23
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR direct 1994-06-01 2002-01-23
NORTHERN TRUST SECURITIES, INC. DIRECTOR direct 1997-01-01 2002-01-23
CSFBDIRECT, INC. DIRECTOR OF COMPLIANCE/CCO/CROP/SROP direct 1996-08-01 2002-01-25
PRINCOR FINANCIAL SERVICES CORPORATION DIRECTOR direct 1998-01-01 2002-01-25
SUCCESSFUL RESOURCES MANAGEMENT LTD VICE PRESIDENT direct 1996-06-01 2002-02-05
COORDINATED ASSET PLANNING CO INC PRESIDENT direct 1984-01-01 2002-02-13
FERGUSON INVESTMENT CONSULTANTS INC PRESIDENT direct 1988-06-01 2002-02-13
COORDINATED ASSET PLANNING CO INC CHIEF OPERATIONS OFFICER direct 1989-05-01 2002-02-13
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-03-11
AMERICAN INVESTMENT SERVICES INC TREASURER & SECRETARY direct 1988-12-01 2002-03-15
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1983-03-01 2002-03-19
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER direct 1985-03-01 2002-03-19
PARNASSUS INVESTMENTS DIRECTOR direct 1984-06-01 2002-03-22
AMR INVESTMENT SERVICES, INC SECRETARY direct 1988-01-01 2002-03-25
MCCORMICK CAPITAL MANAGEMENT V.P. FIXED INCOME direct 1993-03-01 2002-03-26
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD SHAREHOLDER direct 1995-01-01 2002-03-26
MCCORMICK CAPITAL MANAGEMENT V.P. OPERATIONS direct 1996-04-01 2002-03-26
LORD ANDREW CHARLES SOLE PROPRIETOR direct 1984-01-01 2002-03-27
GLEN RAUCH SECURITIES, INC. SECRETARY/DIRECTOR direct 1986-02-01 2002-03-27
CITISTREET ADVISORS LLC VICE PRESIDENT, TREASURER, FINOP direct 1991-05-01 2002-03-27
NATIONWIDE ADVISORY SERVICES, INC. DIRECTOR direct 1998-04-01 2002-03-27
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1985-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1988-02-01 2002-03-28
FORUM SECURITIES, INC. EXECUTIVE VICE PRESIDENT direct 1989-01-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1989-02-01 2002-03-28
FORUM SECURITIES, INC. SECRETARY direct 1989-06-01 2002-03-28
FORUM SECURITIES, INC. PRESIDENT/TREASURER/DIRECTOR/SROP/CROP direct 1991-02-01 2002-03-28
FORUM SECURITIES, INC. SENIOR VICE PRESIDENT/CFO direct 1991-03-01 2002-03-28
FORUM SECURITIES, INC. DIRECTOR direct 1992-08-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1994-11-01 2002-03-28
GUARDIAN CAPITAL INC MANAGING DIRECTOR direct 1995-04-01 2002-03-28
INSTITUTIONAL SECURITIES CORPORATION SECRETARY direct 1996-05-01 2002-03-28
VALUE PARTNERS LTD NON-EXECUTIVE DIRECTOR direct 1998-06-01 2002-03-28
GUARDIAN CAPITAL ADVISORS INC V.P., COMPLIANCE & SECRETARY direct 1998-11-01 2002-03-28
EPG INC SENIOR VICE PRESIDENT direct 1998-01-01 2002-04-01
JMG CAPITAL MANAGEMENT, LLC N/A indirect 1998-04-01 2002-04-01
STIFEL, NICOLAUS & COMPANY, INCORPORATED SHAREHOLDER direct 1996-06-01 2002-04-02
WARNER GROUP, INC. VICE PRESIDENT, DIRECTOR, SHAREHOLDER direct 1996-05-01 2002-04-03
TACTICAL ALLOCATION SERVICES LLC TRUST direct 1996-04-01 2002-04-04
BRENTON INVESTMENTS, INC. SHAREHOLDER indirect 1995-01-01 2002-04-17
MUHLENKAMP & CO INC SHAREHOLDER direct 1983-02-01 2002-04-22
DIVERSIFIED INVESTMENT ADVISORS INC DIRECTOR & PRESIDENT direct 1992-10-01 2002-04-30
DIVERSIFIED INVESTMENT ADVISORS INC SECRETARY direct 1994-01-01 2002-04-30
LINDNER CAPITAL MANAGEMENT, LLC 52% SHAREHOLDER indirect 1997-03-01 2002-04-30
CHAPEL HILL CAPITAL MANAGEMENT INC PRESIDENT direct 1997-12-01 2002-05-03
ARISTA INVESTMENT ADVISORS, LTD. PRESIDENT direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. SECRETARY direct 1988-11-01 2002-05-06
ARISTA INVESTMENT ADVISORS, LTD. VICE-PRESIDENT direct 1996-04-01 2002-05-06
PINNACLE FUND MANAGEMENT LLC NONE direct 1997-03-01 2002-05-06
SUCCESSFUL MONEY STRATEGIES INC CHIEF INVESTMENT OFFICER direct 1993-03-01 2002-05-07
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-09-01 2002-05-14
WESTBOURNE INVESTMENTS, INC. BENEFICIAL OWNER direct 1997-12-01 2002-05-14
PLANNERS FINANCIAL SERVICES, INC. BOARD MEMBER direct 1984-03-01 2002-05-24
PACIFIC CAPITAL PLANNING COMPANY OWNER direct 1997-09-01 2002-05-24
A. G. EDWARDS & SONS, INC. DIRECTOR, SENIOR VICE PRESIDENT, ASSISTANT SECRETARY direct 1998-03-01 2002-05-31
R.V. KUHNS & ASSOCIATES, INC. TREASURER indirect 1986-01-01 2002-06-25
FIRST ALLIED SECURITIES, INC. SHAREHOLDER indirect 1994-10-01 2002-07-22
TRUSTED SECURITIES ADVISORS CORP. CHAIRMAN AND DIRECTOR direct 1998-08-01 2002-07-24
AMERICAN GENERAL FINANCIAL ADVISORS, INC. ASSISTANT TREASURER direct 1998-08-01 2002-08-29
EQUITY ANALYSTS INC. SHAREHOLDER direct 1998-09-01 2002-09-20
THE MILLER FINANCIAL GROUP, INC. SHAREHOLDER indirect 1992-04-01 2002-09-23
1717 CAPITAL MANAGEMENT COMPANY DIRECTOR direct 1998-11-01 2002-09-26
KILLIAN ASSET MANAGEMENT CORP PRESIDENT direct 1987-04-01 2002-10-11
ABSOLUTE RETURN ADVISORS, LTD. CROP/SROP/VP direct 1996-12-01 2002-10-14
MCCORMACK ADVISORS INTERNATIONAL LLC S indirect 1973-12-01 2002-10-16
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-03-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1980-11-01 2002-10-21
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1983-02-01 2002-10-21
ARTHURS, LESTRANGE & COMPANY INCORPORATED OUTSIDE SHAREHOLDER direct 1986-03-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDER direct 1997-12-01 2002-10-31
SANDALWOOD SECURITIES, INC. SHAREHOLDERS direct 1997-12-01 2002-10-31
BERGER & ASSOCIATES LLC MANAGER & 100% OWNER direct 1997-04-01 2002-12-04
MUHLENKAMP & CO INC SHAREHOLDER indirect 1983-02-01 2002-12-18
THE DANFORTH ASSOCIATES, INC VICE PRESIDENT & DIRECTOR direct 1994-09-01 2002-12-20
COUNTRY CAPITAL MANAGEMENT COMPANY CHAIRMAN OF THE BOARD & DIRECTOR direct 1994-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY GENERAL COUNSEL & SECRETARY direct 1996-08-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY SENIOR VP & CHIEF FINANCIAL OFFICER direct 1996-10-01 2003-01-02
COUNTRY CAPITAL MANAGEMENT COMPANY VP FINANCE & TREASURER direct 1998-11-01 2003-01-02
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1992-01-01 2003-01-10
MEMORIAL INVESTMENT ADVISORS INC PRESIDENT AND CEO direct 1998-10-01 2003-01-14
MEMORIAL INVESTMENT ADVISORS INC VP AND CFO direct 1998-10-01 2003-01-14
LAUREL MANAGEMENT CO LLC MEMBER direct 1995-07-01 2003-01-15
CLARK FINANCIAL SERVICES GROUP INC PRESIDENT direct 1987-01-01 2003-01-24
ROLF ADLER GROUP INC PRESIDENT direct 1987-12-01 2003-01-25
FINANCIAL ADVISORY SERVICE INC SHAREHOLDER direct 1984-01-01 2003-02-05
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) DIRECTOR OF COMPLIANCE direct 1997-03-01 2003-02-07
THE DANFORTH ASSOCIATES, INC DIRECTOR direct 1994-09-01 2003-02-14
GURUN, INC. PRESIDENT direct 1986-03-01 2003-02-27
TIFFANY CAPITAL ADVISORS INC BOARD MEMBER direct 1992-07-01 2003-03-03
WILLINGHAM ASSET MANAGEMENT INC PRESIDENT direct 1995-11-01 2003-03-03
JULIUS BAER SECURITIES INC. SENIOR VICE PRESIDENT direct 1994-12-01 2003-03-14
JULIUS BAER SECURITIES INC. DIRECTOR direct 1996-05-01 2003-03-14
THE DE BURLO GROUP,INC. PRESIDENT direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SECRETARY direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. DIRECTOR direct 1987-10-01 2003-03-18
THE DE BURLO GROUP,INC. SENIOR VICE PRESIDENT direct 1996-03-01 2003-03-18
PERKINS, WOLF, MCDONNELL & CO. SHAREHOLDER direct 1983-03-01 2003-03-26
KEENE & ASSOCIATES, INC. PRESIDENT, DIRECTOR direct 1994-09-01 2003-03-26
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1985-03-01 2003-03-27
NVEST FUNDS MANAGEMENT LP GENERAL PARTNER direct 1995-01-01 2003-03-27
CJ CAPITAL MANAGEMENT LLC MEMBER, PRESIDENT direct 1998-08-01 2003-03-27
BUCKINGHAM CAPITAL MANAGEMENT INC DIRECTOR direct 1985-05-01 2003-03-28
COMMERCE CAPITAL MARKETS, INC. EXECUTIVE VICE PRESIDENT direct 1972-05-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD VICE PRESIDENT direct 1990-08-01 2003-03-31
ATLANTIC CAPITAL MANAGEMENT LTD CORPORATE SECRETARY direct 1992-04-01 2003-03-31
FIRST WESTERN ADVISORS PRESIDENT direct 1997-10-01 2003-04-02
J. BUSH & CO., INCORPORATED PRESIDENT / DIRECTOR direct 1998-03-01 2003-04-03
HORNOR, TOWNSEND & KENT, INC. DIRECTOR direct 1998-05-01 2003-04-08
BERGER & ASSOCIATES LLC MANAGING DIRECTOR direct 1997-04-01 2003-04-16
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1995-10-01 2003-05-02
TWEEDY, BROWNE COMPANY LLC MANAGING DIRECTOR direct 1997-10-01 2003-05-07
JULIUS BAER SECURITIES INC. SHAREHOLDER direct 1962-11-01 2003-05-20
HARBOUR INVESTMENTS, INC. VICE PRESIDENT, SECRETARY direct 1992-04-01 2003-06-13
HARBOUR INVESTMENTS, INC. CCO direct 1994-05-01 2003-06-13
HARBOUR INVESTMENTS, INC. VICE PRESIDENT direct 1997-03-01 2003-06-13
BRILL SECURITIES, INC. VP., TRES., SEC., ,CHIEF OPERATING OFFICER direct 1987-06-01 2003-06-30
SIGNATOR INVESTORS, INC. VICE PRESIDENT direct 1998-09-01 2003-07-03
MECHTENBERG FINANCIAL GROUP INC SHAREHOLDER direct 1980-01-01 2003-07-14
DEVON ADVISORS INC PRESIDENT direct 1998-07-01 2003-07-30
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1991-01-01 2003-08-06
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1989-10-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1993-01-01 2003-08-28
L ROY PAPP & ASSOCIATES GENERAL PARTNER direct 1996-01-01 2003-08-28
CHARLES SCHWAB & CO., INC. SENIOR VICE PRESIDENT - GENERAL COUNSEL direct 1997-07-01 2003-09-11
METROPOLITAN LIFE INSURANCE COMPANY SENIOR VICE PRESIDENT direct 1998-03-01 2003-09-17
THE DANFORTH ASSOCIATES, INC CHAIRMAN & DIRECTOR direct 1949-01-01 2003-09-25
THE DANFORTH ASSOCIATES, INC PRESIDENT & DIRECTOR direct 1994-08-01 2003-09-25
MONEY CONCEPTS CAPITAL CORP CHAIRMAN direct 1982-06-01 2003-10-27
MONEY CONCEPTS CAPITAL CORP SHAREHOLDER indirect 1982-06-01 2003-10-27
UBOC INVESTMENT SERVICES, INC. DIRECTOR direct 1993-02-01 2003-10-27
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1991-07-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1995-01-01 2003-11-18
ROGGE GLOBAL PARTNERS PLC 100% OWNER OF UNITED ASSET MANAGEMENT UK HOLDINGS LIMITED indirect 1996-09-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
ARTISAN PARTNERS LIMITED PARTNERSHIP GENERAL PARTNER OF SUTTER HILL PARTNERS L.P. indirect 1998-01-01 2003-11-18
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1992-12-01 2003-12-17
CITIGROUP GLOBAL MARKETS INC. CHIEF INVESTMENT OFFICER, U.S. RETAIL & HIGH NET WORTH - CITIGROUP ASSET MGMT direct 1997-09-01 2003-12-18
CAPITAL MANAGEMENT CONSULTING, LLC CO-PRESIDENT direct 1996-07-01 2004-01-02
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT direct 1993-03-01 2004-01-07
WARFIELD ASSOCIATES, INC. CORPORATE SECRETARY direct 1988-11-01 2004-01-13
BJURMAN, BARRY & ASSOCIATES SHAREHOLDER direct 1998-03-01 2004-01-15
TRF INVESTMENTS INC PRESIDENT direct 1992-03-01 2004-01-20
PPS & V ASSET MANAGEMENT CONSULTANTS INC PRESIDENT direct 1991-09-01 2004-01-22
AMERISTOCK CORP SHAREHOLDER direct 1995-06-01 2004-02-03
MADISON PORTFOLIO CONSULTANTS INC. PRESIDENT, DIRECTOR direct 1990-12-01 2004-02-26
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. CHAIRMAN, DIRECTOR direct 1978-08-01 2004-03-08
LORD ANDREW CHARLES MEMBER direct 1984-01-01 2004-03-09
TOWER EQUITIES, INC. TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST direct 1992-12-01 2004-03-25
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY, DIRECTOR direct 1994-11-01 2004-03-25
FISHMAN JAY A LTD PRESIDENT direct 1983-09-01 2004-03-26
BAXTER FINANCIAL CORPORATION SECRETARY direct 1989-04-01 2004-03-26
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT direct 1994-10-01 2004-03-26
ORION CAPITAL MANAGEMENT INC PRESIDENT direct 1991-05-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER AND SENIOR MANAGING DIRECTOR direct 1996-07-01 2004-03-29
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER direct 1996-07-01 2004-03-29
ORION CAPITAL MANAGEMENT INC SECRETARY/TREASURER direct 1997-01-01 2004-03-29
LAFAYETTE INVESTMENTS, INC. SECRETARY direct 1988-05-01 2004-03-30
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-12-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. PRESIDENT direct 1993-04-01 2004-03-30
TAKAKI CLOSE & ASSOCIATES, LTD. DIRECTOR direct 1993-04-01 2004-03-30
LAFAYETTE INVESTMENTS, INC. DIRECTOR direct 1998-05-01 2004-03-30
COMMERCE CAPITAL MARKETS, INC. PRESIDENT/CEO/DIRECTOR direct 1971-10-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & DIRECTOR direct 1991-11-01 2004-03-31
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-PFD, & DIRECTOR direct 1994-02-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. SENIOR VP/DIRECTOR direct 1998-03-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. CFO/SECRETARY/FINOP direct 1998-09-01 2004-03-31
AMERICAN INVESTMENT SERVICES INC BOARD CHAIRMAN & DIRECTOR direct 1998-10-01 2004-03-31
COMMERCE CAPITAL MARKETS, INC. COMPLIANCE OFFICER direct 1998-11-01 2004-03-31
COOPER LARRY CLARK SOLE PROPRIETOR direct 1983-10-01 2004-04-02
C.E. UNTERBERG, TOWBIN LLC PRESIDENT indirect 1989-05-01 2004-04-22
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR direct 1992-05-01 2004-04-29
PENSION CONSULTING ALLIANCE INC PRINCIPAL direct 1992-08-01 2004-05-13
WILLIAM MANN CO INC PRESIDENT direct 1989-05-01 2004-06-22
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/PRESIDENT direct 1977-01-01 2004-06-29
SUCCESSFUL MONEY STRATEGIES INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-03-01 2004-07-06
POPULAR SECURITIES, INC. CFO direct 1997-09-01 2004-07-19
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1985-05-01 2004-07-26
LEGACY FINANCIAL GROUP, INC. PRESIDENT AND DIRECTOR direct 1998-11-01 2004-08-03
SAFECO INVESTMENT SERVICES, INC. ASSISTANT SECRETARY direct 1998-02-01 2004-08-05
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1998-06-01 2004-08-05
FINDELL & CO INC PRESIDENT direct 1987-01-01 2004-08-24
MOODY INVESTMENT ADVISORS, INC. PRESIDENT direct 1995-01-01 2004-08-27
COMMONWEALTH ADVISORS INC VICE PRESIDENT direct 1994-12-01 2004-09-02
THE WEIL COMPANY TRUSTEE OF THE WEIL FAMILY TRUST OF 1980 direct 1980-09-01 2004-09-09
DANDA FINANCIAL SERVICES, INC. PRESIDENT direct 1992-01-01 2004-09-15
CARDINAL CAPITAL MANAGEMENT INC CHEIF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER direct 1992-01-01 2004-10-06
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/COMPLIANCE OFFICER direct 1992-05-01 2004-10-07
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR & PRINCIPAL direct 1996-12-01 2004-10-07
PRIMECAP MANAGEMENT CO CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO VICE CHAIRMAN direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO PRESIDENT direct 1983-09-01 2004-10-26
PRIMECAP MANAGEMENT CO EXECUTIVE VICE PRESIDENT direct 1986-07-01 2004-10-26
CAPITAL MANAGEMENT ASSOCIATES INC PRESIDENT direct 1996-04-01 2004-11-02
CAPITAL MANAGEMENT ASSOCIATES INC SECRETARY/TREASURER direct 1996-04-01 2004-11-02
HORNOR, TOWNSEND & KENT, INC. COUNSEL direct 1998-11-01 2004-11-23
THE PROGRAM WORKS, INC. CHAIRMAN direct 1990-11-01 2004-11-29
UNITED AMERICAN SECURITIES, INC. NONE direct 1987-11-01 2004-12-03
UNITED AMERICAN SECURITIES, INC. NONE direct 1988-01-01 2004-12-03
C.E. UNTERBERG, TOWBIN LLC MANAGING DIRECTOR indirect 1989-05-01 2004-12-07
FINANCIAL ADVISORY SERVICE INC PRESIDENT, DIRECTOR SHAREHOLDER direct 1983-02-01 2004-12-15
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY direct 1981-03-01 2004-12-16
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNERSHIP indirect 1984-05-01 2005-01-04
D.J. ST. GERMAIN CO., INC. VICE PRESIDENT direct 1987-06-01 2005-01-07
D.J. ST. GERMAIN CO., INC. DIRECTOR direct 1988-03-01 2005-01-07
WILEN MANAGEMENT CO INC CORPORATION indirect 1984-07-01 2005-01-21
ANDREW J. SOTER OWNER direct 1988-09-01 2005-01-25
METROPOLITAN LIFE INSURANCE COMPANY SENIOR EXECUTIVE VICE PRESIDENT & CAO direct 1998-03-01 2005-02-01
DFC FINANCIAL GROUP INC PRESIDENT direct 1983-01-01 2005-02-03
WILEN MANAGEMENT CO INC PRESIDENT direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC SECRETARY/TREASURER direct 1984-07-01 2005-02-03
WILEN MANAGEMENT CO INC CHIEF COMPLIANCE OFFICER direct 1984-07-01 2005-02-03
MORSE WILLIAMS & CO. INC. PRESIDENT/CEO direct 1984-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. PORTFOLIO STRATEGIST direct 1986-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL/COMPLIANCE OFFICER direct 1992-05-01 2005-02-11
MORSE WILLIAMS & CO. INC. MANAGING DIRECTOR/PRINCIPAL direct 1996-12-01 2005-02-11
DARTMOUTH CAPITAL ADVISORS, INC. CHIEF COMPLIANCE OFFICER direct 1995-12-01 2005-02-17
FINCH JAMES AUSTIN III PRINCIPAL direct 1994-12-01 2005-02-22
ARTISAN PARTNERS LIMITED PARTNERSHIP LIMITED PARTNER direct 1994-11-01 2005-03-01
AMR INVESTMENT SERVICES, INC VICE PRESIDENT & COMPLIANCE OFFICER direct 1995-07-01 2005-03-01
ASSET MANAGEMENT ADVISORS, LLC EXECUTIVE MANAGER direct 1996-03-01 2005-03-03
ASSET MANAGEMENT ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 1996-03-01 2005-03-10
AMERICAN INVESTMENT SERVICES INC DIRECTOR direct 1989-07-01 2005-03-11
BAXTER FINANCIAL CORPORATION SECRETARY AND CCO direct 1989-04-01 2005-03-17
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP. PRESIDENT, DIRECTOR direct 1978-11-01 2005-03-21
BOXER LAURA JUDITH OWNER direct 1986-01-01 2005-03-21
ADVISORY ONE, INC. PRESIDENT direct 1993-08-01 2005-03-23
C.E. UNTERBERG, TOWBIN (A CALIFORNIA LIMITED PARTNERSHIP) CHIEF FINANCIAL OFFICER direct 1998-07-01 2005-03-23
HAMILTON ADVISORS INC PRESIDENT direct 1981-01-01 2005-03-25
KETTLER JAMES ROBERT OWNER direct 1992-10-01 2005-03-25
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT direct 1978-04-01 2005-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER direct 1987-01-01 2005-03-28
FAGAN ASSOCIATES INC PRESIDENT direct 1989-08-01 2005-03-28
CARDINAL CAPITAL MANAGEMENT INC CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER direct 1992-01-01 2005-03-28
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT, CHIEF INVESTMENT OFFICER; DIRECTOR direct 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC PRESIDENT; CHAIRMAN; DIRECTOR AND SHAREHOLDER indirect 1985-05-01 2005-03-30
BUCKINGHAM CAPITAL MANAGEMENT INC CHAIRMAN direct 1988-08-01 2005-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF OPERATING OFFICER direct 1998-05-01 2005-03-30
STANLEY D J & CO INC PRESIDENT direct 1976-05-01 2005-03-31
AMERICAN BEACON ADVISORS, INC. VICE PRESIDENT & CHIEF LEGAL OFFICER direct 1995-07-01 2005-03-31
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-08-01 2005-03-31
REGISTER & AKERS INVESTMENTS, INC. VICE PRESIDENT direct 1997-04-01 2005-03-31
OCCAM CAPITAL MANAGEMENT, LLC CHIEF EXECUTIVE OFFICER direct 1998-07-01 2005-03-31
REAL ESTATE RESEARCH CORP CEO direct 1996-12-01 2005-04-08
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1988-01-01 2005-05-02
J. BUSH & CO., INCORPORATED CHAIRMAN, CHIEF EXECUTIVE OFFICER direct 1970-07-01 2005-05-06
J. BUSH & CO., INCORPORATED DIRECTOR direct 1997-10-01 2005-05-06
J. BUSH & CO., INCORPORATED SHAREHOLDER indirect 1997-10-01 2005-05-06
MBIA CAPITAL MANAGEMENT CORP. TREASURER AND DIRECTOR direct 1994-01-01 2005-05-13
MBIA CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR direct 1998-02-01 2005-05-13
FIRST WESTERN ADVISORS FINOPS PRINCIPAL direct 1997-10-01 2005-05-19
FIRST WESTERN ADVISORS VP/EXECUTIVE OFFICER direct 1997-10-01 2005-05-19
BORTHWICK ASSOCIATES, INC. SECRETARY/TREASURER direct 1982-01-01 2005-05-24
J. BUSH & CO., INCORPORATED PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN AND CHIEF COMPLIANCE OFFICER direct 1970-07-01 2005-06-06
FERGUSON INVESTMENT CONSULTANTS INC VICE PRESIDENT direct 1988-06-01 2005-06-14
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1992-07-01 2005-06-16
LEIST ALAN R PLANNING GROUP INC PRESIDENT indirect 1998-09-01 2005-06-20
LEIST ALAN R PLANNING GROUP INC PRESIDENT direct 1998-09-01 2005-06-20
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT direct 1993-04-01 2005-06-29
RUNDE $ CO INCORPORATED PRESIDENT direct 1992-11-01 2005-06-30
THE PEACH CORPORATION PRESIDENT direct 1996-01-01 2005-07-21
GALOVICH FINANCIAL PLANNING SERVICES INC COMPLIANCE OFFICER direct 1985-06-01 2005-08-03
JONAS BRITTAIN GLENN INC. PRESIDENT direct 1998-08-01 2005-08-15
HART ADVISERS INC CHAIRMAN/CEO direct 1987-12-01 2005-08-16
HART ADVISERS INC PRESIDENT AND COO direct 1987-12-01 2005-08-16
HART ADVISERS INC EXECUTIVE VICE PRESIDENT direct 1987-12-01 2005-08-16
KARK M Z & ASSOCIATES INC 97.5% SHAREHOLDER direct 1989-07-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT direct 1991-10-01 2005-09-06
BILLEAUD CAPITAL MANAGEMENT INC PRESIDENT & CHIEF COMPLIANCE OFFICER direct 1991-10-01 2005-09-06
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER direct 1998-05-01 2005-09-07
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CCO FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2005-09-12
CHECK CAPITAL MANAGEMENT INC PRESIDENT direct 1990-01-01 2005-09-15
STEPHENS INC. SHAREHOLDER PREFERRED B indirect 1986-12-01 2005-09-16
STEPHENS INC. SHAREHOLDER COMMON A indirect 1988-01-01 2005-09-16
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR direct 1977-01-01 2005-09-20
CAPITAL BUILDERS ADVISORY SERVICES INC DIRECTOR/CCO/PRESIDENT direct 1977-01-01 2005-09-20
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC. OWNER direct 1986-02-01 2005-09-21
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL, CHIEF COMPLIANCE OFFICER direct 1992-07-01 2005-09-30
FRANK RUSSELL CAPITAL INC. GENERAL COUNSEL, SECRETARY direct 1994-11-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER indirect 1995-05-01 2005-10-14
AMERICAN INSTITUTIONAL REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2005-10-14
REDSTONE CONSULTING LLC LIMITED PARTNER indirect 1998-08-01 2005-10-31
LINSCO/PRIVATE LEDGER CORP. DIRECTOR direct 1989-04-01 2005-11-29
PPS & V ASSET MANAGEMENT CONSULTANTS INC CHIEF COMPLIANCE OFFICER direct 1991-09-01 2005-12-05
SULLIVAN,MORRISSEY & MICKLE CAPITAL MANAGEMENT CORP. CHAIRMAN, DIRECTOR, CCO direct 1978-08-01 2005-12-07
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY indirect 1998-09-01 2005-12-08
LEIST ALAN R PLANNING GROUP INC PRESIDENT/SECRETARY direct 1998-09-01 2005-12-08
MUHLENKAMP & CO INC DIRECTOR/PRESIDENT direct 1981-08-01 2005-12-20
MUHLENKAMP & CO INC DIRECTOR direct 1982-07-01 2005-12-20
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR, CHAIRMAN OF THE BOARD direct 1990-05-01 2006-01-05
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1996-10-01 2006-01-05
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1990-05-01 2006-01-06
LANCZ ALAN B & ASSOCIATES INC CHIEF COMPLIANCE OFFICER direct 1985-03-01 2006-01-19
JONAS BRITTAIN GLENN INC. PRESIDENT-CHIEF COMPLIANCE OFFICER direct 1998-08-01 2006-01-19
LATEEF MANAGEMENT ASSOCIATES GENERAL PARTNER direct 1974-01-01 2006-01-23
LATEEF MANAGEMENT ASSOCIATES GENERAL/LIMITED PARTNER direct 1994-01-01 2006-01-23
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1988-06-01 2006-01-27
MOODY ALDRICH & SULLIVAN LLC MEMBER direct 1992-12-01 2006-01-27
AMERICAN INVESTMENT SERVICES INC VICE PRESIDENT direct 1984-03-01 2006-02-01
HARRELL ROBERT INCORPORATED CHIEF EXECUTIVE OFFICER direct 1991-07-01 2006-02-01
HARRELL ROBERT INCORPORATED VICE PRESIDENT, SECRETARY, TREASURER direct 1991-07-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL AND CHIEF COMPLIANCE OFFICER direct 1992-08-01 2006-02-01
TREGER & ASSOCIATES LLC PRINCIPAL direct 1992-08-01 2006-02-01
NVNG INVESTMENTS INC CHIEF COMPLIANCE OFFICER direct 1994-01-01 2006-02-02
REAL ESTATE RESEARCH CORP CEO/CCO direct 1996-12-01 2006-02-08
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. CHAIRMAN & CEO direct 1988-08-01 2006-02-10
HUTCHINSON/IFRAH FINANCIAL SERVICES, INC. PRESIDENT & COO direct 1990-12-01 2006-02-10
WHITEGATE INVESTMENT COUNSELORS INC SOLE SHAREHOLDER direct 1998-07-01 2006-02-10
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1996-12-01 2006-02-13
RANDALL PAUL MARTIN SOLE PROP direct 1992-12-01 2006-02-17
GALOVICH FINANCIAL PLANNING SERVICES INC CHIEF COMPLIANCE OFFICER direct 1985-06-01 2006-02-21
FINCH JAMES AUSTIN III PRINCIPAL/CHIEF COMPLIANCE OFFICER direct 1994-12-01 2006-02-21
ADVISORY ONE, INC. PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1993-08-01 2006-03-01
DOWSE SECURITIES MANAGEMENT CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-04-01 2006-03-20
LEE KRASNER GROUP LTD PRESIDENT/TREASURER, CHIEF COMPLIANCE OFFICER direct 1993-10-01 2006-03-20
MOODY INVESTMENT ADVISORS, INC. PRESIDENT AND COMPLIANCE OFFICER direct 1995-01-01 2006-03-20
RUNDE $ CO INCORPORATED VICE PRESIDENT direct 1992-11-01 2006-03-21
RUNDE & CO. LLC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1992-11-01 2006-03-21
VARIABLE ANNUITY LIFE INSURANCE CO PARENT COMPANY indirect 1969-01-01 2006-03-24
SPRING CREEK INVESTMENT ADVISORS, INC. PRESIDENT; CHIEF COMPLIANCE OFFICER direct 1994-10-01 2006-03-27
HAMILTON ADVISORS INC PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1981-01-01 2006-03-28
DFC FINANCIAL GROUP INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1983-01-01 2006-03-28
SPECTRUM CAPITAL MANAGEMENT GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1987-01-01 2006-03-28
OCCAM CAPITAL MANAGEMENT, LLC CEO/CCO/CFO/CLO direct 1998-07-01 2006-03-29
POPULAR SECURITIES, INC. PRESIDENT & CEO direct 1995-05-01 2006-03-30
SYSTEMATIC FINANCIAL MANAGEMENT LP CONSULTANT direct 1998-05-01 2006-03-30
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A & B SHARES direct 1983-03-01 2006-03-31
HORSLEY BRIDGE PARTNERS, INC. SHAREHOLDER CLASS A SHARES direct 1985-03-01 2006-03-31
BOXER LAURA JUDITH OWNER/CHIEF COMPLIANCE OFFICER direct 1986-01-01 2006-03-31
AMR INVESTMENT SERVICES, INC PRESIDENT & DIRECTOR direct 1986-11-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1988-08-01 2006-03-31
FAGAN ASSOCIATES INC PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1989-08-01 2006-03-31
SAUNDERS RETIREMENT ADVISORS, INC. PRESIDENT/CCO direct 1993-04-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. TREASURER direct 1994-06-01 2006-03-31
DIBIASE & RUSCETTI ASSOCIATES, INC. PRESIDENT direct 1994-06-01 2006-03-31
AMR INVESTMENT SERVICES, INC VICE PRESIDENT direct 1995-05-01 2006-03-31
AMR INVESTMENT SERVICES, INC TREASURER direct 1995-05-01 2006-03-31
CATHOLIC FINANCIAL SERVICES CORP DIRECTOR, VICE PRESIDENT direct 1994-06-01 2006-04-22
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-05-15
PRIMEVEST FINANCIAL SERVICES, INC. ASST. SECRETARY direct 1998-04-01 2006-06-21
STEPHENS INC. TRUSTEE indirect 1985-01-01 2006-07-21
STEPHENS INC. TRUSTEE indirect 1995-03-01 2006-07-21
STEPHENS INC. SHAREHOLDER COMMON A indirect 1997-01-01 2006-07-21
STRAND, ATKINSON, WILLIAMS & YORK, INC. PRESIDENT AND CEO, UMPQUA HOLDINGS CORP. direct 1994-06-01 2006-10-02
STRAND, ATKINSON, WILLIAMS & YORK, INC. EVP AND CHIEF FINANCIAL OFFICER, UMPQUA HOLDINGS CORP direct 1997-11-01 2006-10-02
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2006-10-05
UVEST FINANCIAL SERVICES GROUP, INC. DIRECTOR direct 1996-03-01 2006-10-16
AMP CAPITAL REDDING INVESTORS (US) LIMITED MEMBER indirect 1998-11-01 2006-11-15
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2006-12-19
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-COMMON direct 1991-11-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1994-02-01 2007-02-02
ORLEANS CAPITAL MANAGEMENT CORP DIRECT OWNER-PREFERRED direct 1997-08-01 2007-02-02
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-01-01 2007-02-08
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/PRESIDENT/TREASURER direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/DIRECTOR/SECRETARY direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. SHAREHOLDER/CHAIRMAN EMERITUS direct 1990-05-01 2007-02-09
GREAT LAKES ADVISORS, INC. DIRECTOR direct 1991-04-01 2007-02-09
A. G. EDWARDS & SONS, INC. CHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT direct 1980-06-01 2007-02-16
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1994-01-01 2007-02-27
MAXWELL NOLL INC DIRECTOR direct 1988-07-01 2007-03-01
HART REALTY ADVISERS, INC. MANAGING PARTNER--INVESTMENT TRANSACTIONS direct 1987-12-01 2007-03-02
THE MILLER FINANCIAL GROUP, INC. TRUSTEE indirect 1992-04-01 2007-03-09
ORGANIC CAPITAL MANAGEMENT INC PRESIDENT direct 1998-02-01 2007-03-23
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1975-07-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1987-05-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-09-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1997-04-01 2007-03-28
THE PORTOLA GROUP INC SHAREHOLDER direct 1997-06-01 2007-03-28
METROPOLITAN LIFE INSURANCE COMPANY PRESIDENT, INDIVIDUAL BUSINESS direct 1998-03-01 2007-03-28
WALL STREET ASSOCIATES SHAREHOLDER direct 1991-05-01 2007-03-30
THE VARIABLE ANNUITY LIFE INSURANCE CO SHAREHOLDER indirect 1969-01-01 2007-04-02
GARNER ASSET MANAGEMENT COMPANY, LP PRESIDENT direct 1994-07-01 2007-04-02
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1983-08-01 2007-04-25
A. G. EDWARDS & SONS, INC. DIRECTOR OF HOLDING COMPANY direct 1993-06-01 2007-04-25
WIDMANN, SIFF & CO., INC. SHAREHOLDER direct 1970-09-01 2007-05-10
GARRISON ASSET MANAGEMENT, LLC MINORITY OWNER direct 1994-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND HEAD TRADER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP PRESIDENT AND CHIEF EXECUTIVE OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP CHIEF INVESTMENT OFFICER direct 1996-07-01 2007-06-01
SYSTEMATIC FINANCIAL MANAGEMENT LP MANAGING DIRECTOR AND PORTFOLIO MANAGER direct 1997-03-01 2007-06-01
DW HEALTHCARE MANAGEMENT II, LLC. MEMBER indirect 1998-04-01 2007-06-07
AMERICAN CENTURY INVESTMENT MANAGEMENT INC SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-06-22
AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
AMERICAN CENTURY ADVISORY SERVICES, INC. SHAREHOLDER OF CLASS B SHARES indirect 1995-01-01 2007-07-03
MAXWELL NOLL INC SHAREHOLDER direct 1988-07-01 2007-08-22
PZENA INVESTMENT MANAGEMENT LLC NON-VOTING MEMBER direct 1995-12-01 2007-11-06
THCP MANAGEMENT II, L.P. MEMBER indirect 1998-10-01 2008-01-04
D.J. ST. GERMAIN CO., INC. 5% OWNER direct 1982-01-01 2008-01-17
AMERVEST CO INC MANAGING DIRECTOR direct 1983-01-01 2008-02-08
POPULAR SECURITIES, INC. MANAGING DIRECTOR direct 1995-05-01 2008-02-27
ASSET STRATEGY CONSULTANTS LLC PRINCIPAL direct 1993-07-01 2008-03-04
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1992-01-01 2008-03-27
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1994-10-01 2008-04-03
METROPOLITAN LIFE INSURANCE COMPANY DIRECTOR direct 1996-09-01 2008-04-03
DELESSERT FINANCIAL SERVICES INC PRESIDENT, TREASURER AND CLERK direct 1994-04-01 2008-04-17
COMMONWEALTH ADVISORS INC PRESIDENT direct 1991-04-01 2008-06-02
COMMONWEALTH ADVISORS INC CONTROLLING SHAREHOLDER direct 1991-04-01 2008-06-02
DUNCAN-WILLIAMS, INC. 100% indirect 1993-06-01 2008-06-02
ORLEANS CAPITAL MANAGEMENT CORP PRESIDENT & CHAIRMAN, DIRECT OWNER-COMMON & DIRECTOR direct 1991-07-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON, & DIRECTOR direct 1991-11-01 2008-06-18
ORLEANS CAPITAL MANAGEMENT CORP VICE PRESIDENT, DIRECT OWNER-COMMON & PREFERRED, DIRECTOR direct 1994-02-01 2008-06-18
CLARK FINANCIAL ADVISORS DIRECTOR direct 1983-11-01 2008-07-29
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER direct 1995-12-01 2008-11-10
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD. LIMITED PARTNER indirect 1996-01-01 2009-02-09
DUPREE & COMPANY, INC. SHAREHOLDER, DIRECTOR direct 1991-01-01 2009-02-11
LAFAYETTE INVESTMENTS, INC. SECRETARY/ DIRECTOR direct 1988-05-01 2009-03-17
CALTON & ASSOCIATES, INC. SECRETARY indirect 1989-03-01 2009-03-24
BUSH POLEN & ASSOCIATES INC PRESIDENT direct 1985-06-01 2009-03-26
BRIAUD FINANCIAL PLANNING INC PRESIDENT direct 1992-01-01 2009-03-27
CANTERBURY CONSULTING INCORPORATED ASSISTANT VICE PRESIDENT direct 1995-11-01 2009-05-12
CANTERBURY CONSULTING INCORPORATED VP/ DIRECTOR OF MANAGER SEARCH direct 1996-10-01 2009-05-12
COMMERCE BROKERAGE SERVICES, INC. SECRETARY direct 1996-02-01 2009-06-09
CONCOURSE CAPITAL CORPORATION DIRECTOR direct 1993-07-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR/EXECUTIVE VICE PRESIDENT direct 1996-10-01 2009-06-10
MAHLER & EMERSON INC. DIRECTOR direct 1998-02-01 2009-06-10
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER direct 1998-09-01 2009-07-01
COMMONWEALTH REALTY ADVISORS INC SHAREHOLDER indirect 1998-09-01 2009-07-01
BANCORPSOUTH INVESTMENT SERVICES, INC. CORPORATE SECRETARY/REPRESENTATIVE direct 1998-08-01 2009-08-04
PZENA INVESTMENT MANAGEMENT LLC MINORITY OWNER AND MEMBER WITH CLASS B UNITS direct 1995-12-01 2009-09-08
CERTIFIED PLANNERS INC SHAREHOLDER direct 1994-04-01 2009-12-10
D.J. ST. GERMAIN CO., INC. FIVE PERCENT PLUS OWNER direct 1982-01-01 2010-01-05
R.V. KUHNS & ASSOCIATES, INC. TREASURER direct 1986-01-01 2010-03-05
WEALTH MANAGEMENT INTERNATIONAL, LTD. CORPORATE SECRETARY direct 1997-09-01 2010-03-11
MISSOURI VALLEY PARTNERS, INC. SHAREHOLDER OF CLASS A CONV. ADJ. RATE PFD. AND CLASS B NON-CONV. ADJ. RATE PFD. indirect 1985-10-01 2010-03-25
KARK M Z & ASSOCIATES INC 92.3% SHAREHOLDER direct 1989-07-01 2010-03-25
KARK M Z & ASSOCIATES INC 99% SHAREHOLDER indirect 1993-09-01 2010-03-25
KARK M Z & ASSOCIATES INC 1% SHAREHOLDER indirect 1993-09-01 2010-03-25
INVESTMENT SCIENCES INC SHAREHOLDER direct 1969-12-01 2010-03-26
WHITNELL & CO SHAREHOLDER direct 1990-05-01 2010-03-31
FFR ADVISORY LLC MEMBER direct 1997-01-01 2010-03-31
HORSLEY BRIDGE PARTNERS LLC MEMBER direct 1997-03-01 2010-03-31
STANFORD ADVISORY GROUP, LLC MANAGING MEMBER direct 1992-10-01 2010-05-11
INVESTMENT PROFESSIONALS, INC. DIRECT OWNER direct 1995-05-01 2010-06-18
BAILARD BIEHL & KAISER INC SHAREHOLDER indirect 1972-03-01 2010-06-29
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER FOR REGISTERED INVESTMENT ADVISORY FIRM ONLY direct 1990-01-01 2010-07-27
ALEX. BROWN REALTY, INC. SHAREHOLDER indirect 1992-03-01 2010-08-27
UNITED AMERICAN SECURITIES, INC. SHAREHOLDER direct 1988-01-01 2010-09-30
AMERICAN INSTITUTIONAL REALTY ADVISORS OWNER direct 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS OWNER indirect 1995-05-01 2010-10-22
AMERICAN REALTY ADVISORS SOLE TRUSTEE indirect 1995-05-01 2010-10-22
JHS CAPITAL ADVISORS, INC. OWNER indirect 1997-05-01 2011-02-01
SCOTT INVESTMENT ADVISORS LIMITED PARTNERSHIP GENERAL PARTNER indirect 1997-08-01 2011-03-23
PARNASSUS INVESTMENTS OWNER direct 1998-04-01 2011-03-31
FINANCIAL SYNERGIES ASSET MANAGEMENT INC PRESIDENT direct 1997-04-01 2011-04-06
WS CAPITAL MANAGEMENT, L.P. LIMITED PARTNER direct 1997-01-01 2011-04-13
CLARK FINANCIAL SERVICES GROUP INC CHAIRMAN OF THE BOARD direct 1987-01-01 2011-05-02
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER / DIRECTOR direct 1988-05-01 2011-05-06
VAN BERKOM AND ASSOCIATES INC. HOLDING COMPANY direct 1991-07-01 2011-06-29
CS CAPITAL MANAGEMENT INC PRESIDENT direct 1993-12-01 2011-07-18
CHARTER CAPITAL MANAGEMENT, INC. CEO, DIRECTOR direct 1990-01-01 2011-07-29
VAN BERKOM AND ASSOCIATES INC. SECRETARY direct 1991-07-01 2011-08-02
UNITED AMERICAN SECURITIES, INC. SECRETARY direct 1987-10-01 2011-09-30
LEWIS & MATHEWS INVESTMENT MANAGEMENT, INC. PRESIDENT direct 1990-05-01 2012-01-06
CALTIUS CAPITAL MANAGEMENT, LP LIMITED PARTNER, CALTIUS CAPITAL MANAGEMENT, LP direct 1997-06-01 2012-02-14
CALLAHAN CAPITAL MANAGEMENT INC PRESIDENT direct 1995-08-01 2012-03-12
KMH WEALTH MANAGEMENT, LLC OWNER direct 1998-02-01 2012-03-21
LAFAYETTE INVESTMENTS, INC. SHAREHOLDER direct 1988-05-01 2012-03-28
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC SHAREHOLDER COMMON A indirect 1997-01-01 2012-03-28
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT, SECRETARY, TRUSTEE OF THE 2002 BILECKI FAMILY TRUST DATED 8-27-02 direct 1981-03-01 2012-06-18
MOLUMPHY CAPITAL MANAGEMENT PRESIDENT direct 1988-09-01 2012-06-22
GURUN, INC. PRESIDENT / CHIEF COMPLIANCE OFFICER direct 1986-03-01 2012-08-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE direct 1987-09-01 2012-09-21
PALADIN REALTY PARTNERS, LLC GENERAL PARTNER indirect 1998-02-01 2013-04-01
HALL CAPITAL PARTNERS LLC MEMBER CLASS B direct 1995-07-01 2013-04-26
CANYON CAPITAL REALTY ADVISORS LLC MEMBER direct 1998-08-01 2013-05-23
FTA PARTNERS, LLC TRUSTEE, PATRICIA'S TRUST UNDER THE KOCOUREK FAMILY TRUST DATED DECEMBER 31, 1994 (COMMON UNITS) indirect 1994-12-01 2013-09-10
FTA PARTNERS, LLC MANAGER (COMMON UNITS) indirect 1997-09-01 2013-09-10
WALL STREET ASSOCIATES SHAREHOLDER indirect 1991-05-01 2013-09-24
BOULDER INVESTMENT ADVISERS LLC TRUSTEE indirect 1994-11-01 2013-10-01
ROXBURY CAPITAL MANAGEMENT LLC SHAREHOLDER indirect 1998-07-01 2013-12-18
LATEEF MANAGEMENT ASSOCIATES LIMITED PARTNER direct 1974-01-01 2014-03-12
BOULDER INVESTMENT ADVISERS LLC MEMBER indirect 1995-04-01 2014-03-27
HMS ADVISER LP SHAREHOLDER indirect 1989-12-01 2014-03-31
GENEVA CAPITAL MANAGEMENT LTD WILLIAM A. PRIEBE AND LINDA J. PRIEBE, TRUSTEES direct 1998-04-01 2014-04-16
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO COMMON STOCK SHAREHOLDER direct 1996-10-01 2014-05-13
INGENIOUS ASSET MANAGEMENT LIMITED SHAREHOLDER indirect 1998-06-01 2014-06-27
HART REALTY ADVISERS, INC. SENIOR MANAGING PARTNER direct 1987-12-01 2014-09-05
ROXBURY CAPITAL MANAGEMENT LLC COMMON SHAREHOLDER direct 1998-07-01 2014-12-01
WHITEGATE INVESTMENT COUNSELORS INC MAJORITY SHAREHOLDER direct 1998-07-01 2015-02-20
TRIUMPH ALTERNATIVES LLC CO-TRUSTEE OF LORRAYNE ROSE ZEMAN TRUST indirect 1993-01-01 2015-03-26
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED SHAREHOLDER direct 1975-06-01 2015-03-31
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED LIMITED PARTNER indirect 1984-05-01 2015-03-31
HART REALTY ADVISERS, INC. CHAIRMAN direct 1987-12-01 2015-03-31
UNITED AMERICAN SECURITIES, INC. DIRECTOR direct 1987-10-01 2015-04-28
CALTON & ASSOCIATES, INC. SHAREHOLDER direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. PRESIDENT - DIRECTOR-TRUSTEE OF DWAYNE CALTON TRUST direct 1987-09-01 2016-02-29
CALTON & ASSOCIATES, INC. SHAREHOLDER / JTWORS WITH GEORGE G HARRINGTON, JR direct 1987-11-01 2016-02-29
RAHN DAVID R & ASSOCIATES INC SHAREHOLDER direct 1993-02-01 2016-03-08
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER indirect 1997-03-01 2016-03-30
FRIEDMAN FLEISCHER & LOWE, LLC MEMBER direct 1997-04-01 2016-03-30
FINANCIAL DESIGNS CORPORATION VICE PRESIDENT direct 1981-03-01 2016-05-24
PCCP, LLC MEMBER indirect 1998-05-01 2016-06-16
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. SHAREHOLDER indirect 1982-11-01 2016-12-01
SUMMIT GLOBAL MANAGEMENT INC. LIVING TRUST direct 1994-11-01 2017-01-18
J.J.B. HILLIARD, W.L. LYONS, LLC TRUSTEE indirect 1988-11-01 2017-02-21
PPS & V ASSET MANAGEMENT CONSULTANTS INC OFFICER direct 1992-01-01 2017-02-27
AUTUMN GLORY PARTNERS, LLC TRUSTEE indirect 1998-01-01 2017-05-17
WALLACE R. WEITZ & COMPANY DIRECTOR direct 1983-03-01 2017-07-31
FIRST FINANCIAL EQUITY CORPORATION DIRECTOR OF TELECOMMUNICATIONS direct 1996-02-01 2017-08-01
ELLIOTT CAPITAL ADVISORS, L.P. MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC 09/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF HAMBLEDON, INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION direct 1997-06-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
GREENBERG, ELLIOT DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. 07/01/2013 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT OF ELLIOTT MANAGEMENT CORPORATION direct 2005-08-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
APRIL 1, 1990 ANDREW SINGER TRUST LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION LIMITED PARTNER indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC LIMITED PARTNER indirect 2009-07-01
BREE, DAVID, NATHAN DIRECTOR OF HAMBLEDON, INC. 05/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
TY ADVISERS DIRECTOR direct 2004-10-01
RITCHIE CAPITAL MANAGEMENT, LTD. DIRECTOR direct 2003-12-01
ROC CAPITAL MANAGEMENT, L.P. DIRECTOR OF ROC CAPITAL GP I, LTD. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2005-05-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. 07/01/2013 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2013-07-01
POLLOCK, JONATHAN, D DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED 12/01/2001 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
POLLOCK, JONATHAN, D DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED 06/01/2004 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
POLLOCK, JONATHAN, D VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION 01/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
POLLOCK, JONATHAN, D SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. 07/01/2015 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR AND SHAREHOLDER OF ELLIOTT ADVISORS (UK) LIMITED direct 2001-12-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF ELLIOTT ADVISORS (HK) LIMITED direct 2004-06-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF, AND PRINCIPAL OWNER OF MEMBER OF, ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION SOLE MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION MEMBER indirect 2010-12-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, CO-CEO AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT AND CO-CHIEF INVESTMENT OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2011-01-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF EVERGREEN COAST CAPITAL CORP. direct 2015-07-01
JOEL, EDWARD, THOMAS CHIEF COMPLIANCE OFFICER 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION CHIEF COMPLIANCE OFFICER direct 2005-07-01
BRAXTON ASSOCIATES, INC. GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 09/01/1986 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER indirect 1986-09-01
ELLIOTT MANAGEMENT CORPORATION GENERAL PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 1986-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-09-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER OF HAMBLEDON, INC. 10/01/1994 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF HAMBLEDON, INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION direct 1997-06-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
ELLIOTT CAPITAL ADVISORS, L.P. SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION 06/01/1997 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF HAMBLEDON, INC. direct 1994-10-01
ELLIOTT MANAGEMENT CORPORATION SHAREHOLDER OF ELLIOTT MANAGEMENT CORPORATION direct 1997-06-01
ELLIOTT MANAGEMENT CORPORATION MANAGING MEMBER OF ELLIOTT SPECIAL GP, LLC direct 2004-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC GENERAL PARTNER indirect 1986-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC SHAREHOLDER indirect 1994-10-01
ARGENTIC INVESTMENT MANAGEMENT LLC MANAGING MEMBER indirect 2004-09-01
KAPLAN, MYRON TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 07/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. MEMBER OF ELLIOTT SPECIAL MANAGER, LLC 10/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2010-12-01
ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. DIRECTOR OF HAMBLEDON, INC. 12/01/2010 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION MEMBER OF ELLIOTT SPECIAL MANAGER, LLC direct 2009-10-01
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2010-12-01
NADELL, JOSHUA, JAY VICE PRESIDENT, SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER OF ELLIOTT MANAGEMENT CORPORATION 07/01/2005 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION VICE PRESIDENT, SECRETARY, TREASURER, CHIEF FINANCIAL OFFICER OF ELLIOTT MANAGEMENT CORPORATION direct 2005-07-01
KAPLAN, MYRON TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. 06/01/2006 Direct 75% or more
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2009-07-01
ARGENTIC INVESTMENT MANAGEMENT LLC TRUSTEE indirect 2010-01-01
KAPLAN, MYRON DIRECTOR OF HAMBLEDON, INC. 07/01/2002 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIOTT MANAGEMENT CORPORATION DIRECTOR OF HAMBLEDON, INC. direct 2002-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE JUNE 1, 2006 GORDON M. SINGER 1983 TRUST, A LIMITED PARTNER indirect 2006-06-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE APRIL 1, 1990 ANDREW SINGER TRUST, A LIMITED PARTNER indirect 2009-07-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIE, SHAREHOLDER OF ELLIOTT INTERNATIONAL CAPITAL ADVISORS INC. direct 2010-01-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE NOVEMBER 18, 2009 PAUL E. SINGER FAMILY TRUST IIF, A LIMITED PARTNER indirect 2010-01-01
ELLIOTT MANAGEMENT CORPORATION MANAGER OF ELLIOTT ADVISORS (LONDON), LLC direct 2011-02-01
ELLIOTT MANAGEMENT CORPORATION TRUSTEE OF THE GORDON M. SINGER 1983 TRUST II, A LIMITED PARTNER OF ELLIOTT CAPITAL ADVISORS, L.P. direct 2011-09-01
ARGENTIC INVESTMENT MANAGEMENT LLC