ELLIS INVESTMENT PARTNERS, LLC

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Ellis Investment Partners is based out of Berwyn. Ellis Investment Partners is a large advisory firm with 563 clients and discretionary assets under management (AUM) of $439,399,780 (Form ADV from 2019-03-25). Their last reported 13F filing for Q3 2019 included $275,600,000 in managed 13F securities and a top 10 holdings concentration of 41.54%. Ellis Investment Partners's largest holding is Invesco S&P 500 Low Volatility ETF with shares held of 353,827. Whalewisdom has at least 6 13F filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $275.6 Million
  • Prior Market Value $267.577 Million
  • New Purchases59 stocks
  • Additional Purchases348 stocks
  • Sold out of14 stocks
  • Reduced holdings in99 stocks
  • Top 10 Holdings % 41.54 %
  • Turnover % [1]:10.22%
  • Turnover Alt % [2]: 5.37 %
  • Time Held Top20:2.60 quarters
  • Time Held Top10:3.00 quarters
  • Time Held All:1.35 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: -0.96%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR/A (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ELLIS INVESTMENT PARTNERS, LLC
920 CASSATT ROAD 200 BERWYN PARK, SUITE 115
BERWYN PA    19312
Country: United States

Business Phone: 484-320-6300
Fax: 484-320-6350
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: PA
Number of employees: 22
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 470,930,000
Total Number of Clients: 563
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ELLIS INVESTMENT PARTNERS, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
SUN, DAVID, YU-WEN PRESIDENT & CIO 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL MANAGEMENT SERVICES INC CHIEF COMPLIANCE OFFICER direct 2000-11-01
ELLIS INVESTMENT PARTNERS, LLC PRESIDENT direct 2009-01-01
ELLIS INVESTMENT PARTNERS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2009-01-01
MULDOON, ROSS, BRIAN DIRECTOR OF PORTFOLIO MANAGEMENT OPERATIONS 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIS INVESTMENT PARTNERS, LLC DIRECTOR OF PORTFOLIO MANAGEMENT OPERATIONS direct 2015-02-01
TRITSCHLER, LESLIE, REFICE DIRECTOR OF OPERATIONS AND CLIENT SERVICES 01/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIS INVESTMENT PARTNERS, LLC DIRECTOR OF OPERATIONS AND CLIENT SERVICES direct 2018-01-01
SIANO, MICHELLE CHIEF COMPLIANCE OFFICER 07/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIS INVESTMENT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2018-07-01

ELLIS INVESTMENT PARTNERS, LLC

ownership team - last updated 2017-03-10
Name Title Start Date Direct/Indirect % Ownership
SUN, DAVID, YU-WEN PRESIDENT 01/01/2009 Direct 75% or more
Fund Name Position direct/indirect start date end date
CAPITAL MANAGEMENT SERVICES INC CHIEF COMPLIANCE OFFICER direct 2000-11-01
ELLIS INVESTMENT PARTNERS, LLC PRESIDENT direct 2009-01-01
ELLIS INVESTMENT PARTNERS, LLC PRESIDENT, CHIEF COMPLIANCE OFFICER direct 2009-01-01
STEWART, NANCY, ELLEN CHIEF COMPLIANCE OFFICER 03/01/2013 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIS INVESTMENT PARTNERS, LLC CHIEF COMPLIANCE OFFICER direct 2013-03-01
MULDOON, ROSS, BRIAN DIRECTOR OF PORTFOLIO MANAGEMENT OPERATIONS 02/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
ELLIS INVESTMENT PARTNERS, LLC DIRECTOR OF PORTFOLIO MANAGEMENT OPERATIONS direct 2015-02-01

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