ELLSWORTH GROWTH & INCOME FUND LTD

• MORRISTOWN, NJ • Mutual Fund • Closed End Fund
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Ellsworth Growth & Income Fund LTD is based out of Morristown. Ellsworth Fund Ltd. (the Fund) is a diversified, closed-end management investment company. The Fund invests primarily in convertible securities, with the objectives of providing income and the potential for capital appreciation. The Fund invests in various industries, including aerospace and defense, automotive, computer hardware, computer software, construction material, consumer goods, data processing, energy, financial services, foods, healthcare, machinery, media and entertainment, metals and mining, pharmaceuticals, real estate and semiconductors. Dinsmore Capital Management Co. is the Fund���s investment adviser.Whalewisdom has at least 37 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2022-07-15. The filing was for a pooled investment fund: other investment fund The notice included securities offered of Equity

Contact Info

ellsworth growth & income fund ltd
65 MADISON AVENUE
MORRISTOWN NJ    07960
Business Phone: (973) 631-1177

Active Schedule 13D and 13G events

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Form D Filings

Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Form D contains basic information about the offering and the company.

Form D Filings
Filing Date Form Type Industry Group Securities Offered Total Offering Amount Total Amount Sold Total Remaining
2022-07-15 D POOLED INVESTMENT FUND: OTHER INVESTMENT FUND Equity 30,000,000 25,030,000 4,970,000
Other Issuers in Filings
Name Address
No Other Issuers
Related Parties included in filings
Name Address Relationship
MARIO J. GABELLI subscription required
    EXECUTIVE OFFICER DIRECTOR
KINCHEN BIZZELL subscription required
    DIRECTOR
ELIZABETH C. BOGAN subscription required
    DIRECTOR
JAMES A. DINSMORE subscription required
    EXECUTIVE OFFICER DIRECTOR
JAMES P. CONN subscription required
    DIRECTOR
FRANK J. FAHRENKOPF, JR. subscription required
    DIRECTOR
MICHAEL J. MELARKEY subscription required
    DIRECTOR
DANIEL D. HARDING subscription required
    DIRECTOR
BETHANY A. UHLEIN subscription required
    EXECUTIVE OFFICER
JOHN C. BALL subscription required
    EXECUTIVE OFFICER
PETER GOLDSTEIN subscription required
    EXECUTIVE OFFICER
RICHARD J. WALZ subscription required
    EXECUTIVE OFFICER
LAURISSA M. MARTIRE subscription required
    EXECUTIVE OFFICER
KUNI NAKAMURA subscription required
    DIRECTOR
DANIEL PLOURDE subscription required
    EXECUTIVE OFFICER
NICOLAS W. PLATT subscription required
    DIRECTOR
ANTHONIE C. VAN EKRIS subscription required
    DIRECTOR

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