ELMWOOD WEALTH MANAGEMENT, INC.

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Elmwood Wealth Management is based out of Berkeley. Elmwood Wealth Management is a large advisory firm with 145 clients and discretionary assets under management (AUM) of $138,268,619 (Form ADV from 2019-03-29). Their last reported 13F filing for Q2 2019 included $113,065,000 in managed 13F securities and a top 10 holdings concentration of 31.68%. Elmwood Wealth Management's largest holding is iShares Treasury Floating Rate Bond ETF with shares held of 171,985. Whalewisdom has at least 6 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $113.114 Million
  • Prior Market Value $108.204 Million
  • New Purchases23 stocks
  • Additional Purchases45 stocks
  • Sold out of19 stocks
  • Reduced holdings in76 stocks
  • Top 10 Holdings % 31.67 %
  • Turnover % [1]:14.48%
  • Turnover Alt % [2]: 6.04 %
  • Time Held Top20:2.90 quarters
  • Time Held Top10:2.70 quarters
  • Time Held All:4.14 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-08-14

Performance for Q2 2019: 1.57%
Performance Last 4 Quarters: 0.1%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

ELMWOOD WEALTH MANAGEMENT
2027 FOURTH STREET SUITE 203
BERKELEY CA    94710-1912
Country: United States

Business Phone: 510-858-2722
Fax: 510-323-7500
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: DE
Number of employees: 3
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,MINIMUM FEE REQUIREMENTS
Amount of client funds and securities:
Total Number of Clients: 145
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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ELMWOOD WEALTH MANAGEMENT, INC.

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
GILLOOLY, ROBERT, CHRISTOPHER CEO 09/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC PORTFOLIO MANAGER/PARTNER direct 1999-12-01
ELMWOOD WEALTH MANAGEMENT, INC. CEO direct 2012-09-01
LEMON, SHANNON, STACY COO/CCO 09/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/PARTNER direct 2004-10-01
ELMWOOD WEALTH MANAGEMENT, INC. COO/CCO direct 2012-09-01

ELMWOOD WEALTH MANAGEMENT, INC.

ownership team - last updated 2017-08-03
Name Title Start Date Direct/Indirect % Ownership
LEMON, SHANNON, STACY COO/CCO 09/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2004-10-01
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC CHIEF COMPLIANCE OFFICER/PARTNER direct 2004-10-01
ELMWOOD WEALTH MANAGEMENT, INC. COO/CCO direct 2012-09-01
GILLOOLY, ROBERT, CHRISTOPHER CEO 09/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
OSBORNE PARTNERS CAPITAL MANAGEMENT LLC PORTFOLIO MANAGER/PARTNER direct 1999-12-01
ELMWOOD WEALTH MANAGEMENT, INC. CEO direct 2012-09-01

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