EMPERY ASSET MANAGEMENT, LP

HTTPS://WWW.EMPERYAM.COM NEW YORK, NY Investment Advisor How do I update this listing?

Empery Asset Management is based out of New York. Empery Asset Management is a registered investment advisory firm with discretionary assets under management (AUM) of $0 (Form ADV from 2019-03-08). Whalewisdom has at least 222 13G filings

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Current 13D/G Holdings
Stock Sector Shares Held Market Value Rank Source Source Date
GREAT BASIN SCIENTIFIC (GBSNQ) HEALTH CARE 354,382 317,526,272.00 1 13G 2016-12-31
Immuron Ltd ADR (IMRN) HEALTH CARE 9,971,808 29,715,987.84 2 13G 2018-12-31
Ampio Pharmaceuticals Inc (AMPE) HEALTH CARE 12,500,000 6,250,000.00 3 13G 2019-06-17
Can Fite Biopharma Ltd (CANF) HEALTH CARE 119,910 2,588,762.88 4 13G 2014-12-02
Guardion Health Sciences Inc (GHSI) HEALTH CARE 7,200,000 2,037,600.00 5 13G 2019-10-28
Bio Path Holdings Inc (BPTH) HEALTH CARE 163,000 1,548,500.00 6 13G 2019-01-18
Adial Pharmaceuticals Inc (ADIL) HEALTH CARE 955,000 1,442,050.00 7 13G 2019-02-21
Aeterna Zentaris Inc (AEZS) HEALTH CARE 1,325,000 1,364,750.00 8 13G 2019-09-20
Applied DNA Sciences Inc (APDN) INFORMATION TECHNOLOGY 250,000 1,295,000.00 9 13G 2019-11-13
NovaBay Pharmaceuticals Inc (NBY) HEALTH CARE 2,098,566 1,280,125.26 10 13G 2019-08-09
Kitov Pharma Ltd ADS ADR (KTOV) HEALTH CARE 1,731,286 1,260,376.21 11 13G 2019-01-16
Obalon Therapeutics Inc (OBLN) HEALTH CARE 550,000 1,067,000.00 12 13G 2019-08-02
Benitec Biopharma Ltd ADR (BNTC) HEALTH CARE 1,400,000 995,400.00 13 13G 2019-09-26
Evoke Pharma Inc (EVOK) HEALTH CARE 601,504 902,256.00 14 13G 2016-07-19
Staffing 360 Solutions Inc (STAF) CONSUMER DISCRETIONARY 750,000 825,000.00 15 13G 2019-02-08
Pulmatrix Inc (PULM) HEALTH CARE 969,871 793,354.48 16 13G 2019-04-03
Taronis Technologies Inc (TRNX) INDUSTRIALS 380,000 733,400.00 17 13G 2019-02-08
Trillium Therapeutics Inc (TRIL) MATERIALS 2,000,000 616,000.00 18 13G 2019-02-22
Titan Pharmaceuticals Inc (TTNP) HEALTH CARE 3,333,333 599,999.94 19 13G 2019-10-16
BIOSTAGE INC (BSTG) HEALTH CARE 125,000 325,000.00 20 13G 2017-02-09
BioPharmX Corp (BPMX) HEALTH CARE 803,159 268,255.07 21 13G 2018-12-31
Biocept Inc (BIOC) HEALTH CARE 330,000 267,300.00 22 13G 2019-01-18
DelMar Pharmaceuticals Inc (DMPI) MATERIALS 292,500 161,752.50 23 13G 2019-06-03
Advaxis Inc (ADXS) HEALTH CARE 600,000 159,000.00 24 13G 2019-04-03
InspireMD Inc (NSPR) HEALTH CARE 100,000 130,000.00 25 13G 2019-04-04
Xenetic Biosciences Inc (XBIO) HEALTH CARE 86,632 103,698.50 26 13G 2019-03-05
Ener-core Inc (ENCR) ENERGY 12,500 650.00 27 13G 2018-12-31
OCUGEN ORD SHS (OCGN) 745,614 28 13G 2019-09-27

View Last Form Adv Compilation Report on Record

EMPERY ASSET MANAGEMENT, LP
ONE ROCKEFELLER PLAZA SUITE 1205
NEW YORK CITY NY    10020
Country: United States

Business Phone: 212-608-3300
Fax: 212-608-3307
Professional Investment Advisor Data
SEC Registration as :
Form of Organization: Limited Partnership
Organized in: DE
Number of employees:
Other Business Activities:
Advisor Fees/Compensation:
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

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