ENGAGED CAPITAL LLC

HTTP://WWW.ENGAGEDCAPITAL.COM NEWPORT BEACH, CA Investment Advisor Hedge Fund Activist Investor How do I update this listing?

Engaged Capital is based out of Newport Beach and is run by Glenn Welling. Engaged Capital is a large advisory firm with 14 clients and discretionary assets under management (AUM) of $572,357,072 (Form ADV from 2019-03-29). Their last reported 13F filing for Q3 2019 included $789,344,000 in managed 13F securities and a top 10 holdings concentration of 100.0%. Engaged Capital's largest holding is Hain Celestial Group with shares held of 21,068,777. Engaged Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 31 13F filings, 100 13D filings, 2 13G filings, and 1 Form 4 filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $789.344 Million
  • Prior Market Value $822.159 Million
  • New Purchases1 stock
  • Additional Purchases0 stocks
  • Sold out of2 stocks
  • Reduced holdings in0 stocks
  • Top 10 Holdings % 100.00 %
  • Turnover % [1]:37.50%
  • Turnover Alt % [2]: 6.92 %
  • Time Held Top20:9.50 quarters
  • Time Held Top10:8.75 quarters
  • Time Held All:9.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 5.25%
Performance Last 4 Quarters: 3.52%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
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13F Filings Available:
  • 2019-09-30 - 13F-HR/A (Subscription required)
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR/A (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR/A (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR/A (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR/A (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR/A (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR/A (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
Engaged Capital Holdings, LLC
Welling Glenn W.

View Last Form Adv Compilation Report on Record

ENGAGED CAPITAL
Classified as Hedge Fund
610 NEWPORT CENTER DRIVE SUITE 250
NEWPORT BEACH CA    92660
Country: United States

Business Phone: 949-734-7900
Fax: 949-734-7901
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 11
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities: 547,235,000
Total Number of Clients: 14
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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ENGAGED CAPITAL, LLC

ownership team - last updated 2019-03-29
Name Title Start Date Direct/Indirect % Ownership
WELLING, GLENN, WILLIAM CHIEF INVESTMENT OFFICER 02/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
RELATIONAL INVESTORS LLC MANAGING DIRECTOR, RESEARCH direct 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2208-07-01
ENGAGED CAPITAL, LLC TRUSTEE OF WELLING FAMILY TRUST direct 2000-10-01
ENGAGED CAPITAL, LLC TRUSTEE indirect 2000-10-01
ENGAGED CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGING MEMBER indirect 2012-10-01
ENGAGED CAPITAL HOLDINGS, LLC MANAGING MEMBER 10/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER direct 2012-08-01
ENGAGED CAPITAL, LLC MANAGING MEMBER direct 2012-10-01
HETRICK, CHRISTOPHER, BAYER MEMBER, DIRECTOR - RESEARCH 10/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, DIRECTOR - RESEARCH direct 2012-10-01
SPRINGSTUBB, BRENDAN, BLAKE MEMBER, SENIOR ANALYST 06/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, SENIOR ANALYST direct 2013-06-01
GRAY, RICHARD, TODD MEMBER, CHIEF CLIENT OFFICER 03/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, CHIEF CLIENT OFFICER direct 2014-03-01
DEMAREST, DAVID, EARL MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2014-10-01
MPOWER ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 1999-11-01 2001-07-03
FREEMAN ASSOCIATES INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2002-08-01 2003-09-18
RELATIONAL INVESTORS LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-04-01 2005-11-02
RELATIONAL INVESTORS LLC CAO & CFO direct 2004-04-01 2009-09-17
RELATIONAL INVESTORS LLC MEMBER indirect 2006-01-01 2009-09-17
RELATIONAL INVESTORS LLC CHIEF ADMINISTRATIVE OFFICER direct 2004-04-01 2013-11-19
WELLING, GLENN, WILLIAM MANAGING MEMBER ENGAGED CAPITAL HOLDINGS, LLC 10/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RELATIONAL INVESTORS LLC MANAGING DIRECTOR, RESEARCH direct 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2208-07-01
ENGAGED CAPITAL, LLC TRUSTEE OF WELLING FAMILY TRUST direct 2000-10-01
ENGAGED CAPITAL, LLC TRUSTEE indirect 2000-10-01
ENGAGED CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGING MEMBER indirect 2012-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ENGAGED CAPITAL CO-INVEST VIII, LP United States 805-4141704721 Hedge Fund 22,106,952 1,000,000
ENGAGED CAPITAL CO-INVEST VI-C, LP United States 805-3293262144 Hedge Fund 22,704,905 1,000,000
ENGAGED CAPITAL CO-INVEST VI-A, LP United States 805-8441798381 Hedge Fund 70,083,032 1,000,000 Master Fund
ENGAGED CAPITAL CO-INVEST VI, LP United States 805-5126850015 Hedge Fund 33,693,752 1,000,000
ENGAGED CAPITAL CO-INVEST VI-B, LP United States 805-2070291676 Hedge Fund 37,000,720 1,000,000
ENGAGED CAPITAL CO-INVEST V-A, LP United States 805-5487810878 Hedge Fund 29,041,616 1,000,000
ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP Cayman Islands 805-6689765869 Hedge Fund 287,010,646 1,000,000 Master Fund
ENGAGED CAPITAL CO-INVEST V, LP United States 805-5710589942 Hedge Fund 23,128,217 1,000,000
ENGAGED CAPITAL CO-INVEST IV, LP United States 805-4448904311 Hedge Fund 12,315,999 1,000,000
ENGAGED CAPITAL OPPORTUNITIES FUND, LP United States 805-1545409823 Hedge Fund 10,148,759 1,000,000

ENGAGED CAPITAL, LLC

ownership team - last updated 2018-04-25
Name Title Start Date Direct/Indirect % Ownership
WELLING, GLENN, WILLIAM CHIEF INVESTMENT OFFICER 02/01/2012 Direct less than 5%
Fund Name Position direct/indirect start date end date
RELATIONAL INVESTORS LLC MANAGING DIRECTOR, RESEARCH direct 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2208-07-01
ENGAGED CAPITAL, LLC TRUSTEE OF WELLING FAMILY TRUST direct 2000-10-01
ENGAGED CAPITAL, LLC TRUSTEE indirect 2000-10-01
ENGAGED CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGING MEMBER indirect 2012-10-01
ENGAGED CAPITAL HOLDINGS, LLC MANAGING MEMBER 10/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER direct 2012-08-01
ENGAGED CAPITAL, LLC MANAGING MEMBER direct 2012-10-01
HETRICK, CHRISTOPHER, BAYER MEMBER, DIRECTOR - RESEARCH 10/01/2012 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, DIRECTOR - RESEARCH direct 2012-10-01
SPRINGSTUBB, BRENDAN, BLAKE MEMBER, SENIOR ANALYST 06/01/2013 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, SENIOR ANALYST direct 2013-06-01
GRAY, RICHARD, TODD MEMBER, CHIEF CLIENT OFFICER 03/01/2014 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, CHIEF CLIENT OFFICER direct 2014-03-01
DEMAREST, DAVID, EARL MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER 10/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
ENGAGED CAPITAL, LLC MEMBER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER direct 2014-10-01
MPOWER ADVISORS, LLC CHIEF FINANCIAL OFFICER direct 1999-11-01 2001-07-03
FREEMAN ASSOCIATES INVESTMENT MANAGEMENT LLC EXECUTIVE VICE PRESIDENT direct 2002-08-01 2003-09-18
RELATIONAL INVESTORS LLC CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER direct 2004-04-01 2005-11-02
RELATIONAL INVESTORS LLC CAO & CFO direct 2004-04-01 2009-09-17
RELATIONAL INVESTORS LLC MEMBER indirect 2006-01-01 2009-09-17
RELATIONAL INVESTORS LLC CHIEF ADMINISTRATIVE OFFICER direct 2004-04-01 2013-11-19
WELLING, GLENN, WILLIAM MANAGING MEMBER ENGAGED CAPITAL HOLDINGS, LLC 10/01/2012 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
RELATIONAL INVESTORS LLC MANAGING DIRECTOR, RESEARCH direct 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2008-07-01
RELATIONAL INVESTORS LLC MEMBER indirect 2208-07-01
ENGAGED CAPITAL, LLC TRUSTEE OF WELLING FAMILY TRUST direct 2000-10-01
ENGAGED CAPITAL, LLC TRUSTEE indirect 2000-10-01
ENGAGED CAPITAL, LLC CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER direct 2012-02-01
ENGAGED CAPITAL, LLC MANAGING MEMBER indirect 2012-10-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
ENGAGED CAPITAL CO-INVEST VI-A, LP United States 805-8441798381 Hedge Fund 187,341,049 1,000,000 Master Fund
ENGAGED CAPITAL CO-INVEST VI, LP United States 805-5126850015 Hedge Fund 89,945,768 1,000,000
ENGAGED CAPITAL CO-INVEST VI-B, LP United States 805-2070291676 Hedge Fund 98,743,583 1,000,000
ENGAGED CAPITAL CO-INVEST V-A, LP United States 805-5487810878 Hedge Fund 38,125,101 1,000,000
ENGAGED CAPITAL FLAGSHIP MASTER FUND, LP Cayman Islands 805-6689765869 Hedge Fund 353,238,916 1,000,000 Master Fund
ENGAGED CAPITAL CO-INVEST V, LP United States 805-5710589942 Hedge Fund 30,291,236 1,000,000
ENGAGED CAPITAL CO-INVEST IV, LP United States 805-4448904311 Hedge Fund 24,681,626 1,000,000
ENGAGED CAPITAL CO-INVEST VII, LP United States 805-9041697283 Hedge Fund 937,231 1,000,000

WhaleScore history for ENGAGED CAPITAL LLC

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