EQUINOX FUND MANAGEMENT LLC

HTTP://EQUINOXFUNDS.COM DENVER, CO Investment Advisor
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Equinox Fund Management is based out of Denver. Equinox Fund Management is a registered investment advisory firm Whalewisdom has at least 16 13F filings

03/31/2023

13F Holdings Summary

03/31/2023

13F Sector Allocation Over Time


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EQUINOX FUND MANAGEMENT, LLC
1775 SHERMAN STREET SUITE 2010
DENVER CO    80203
Country: United States

Business Phone: 303-996-5500
Fax: 303-832-9354
Professional Investment Advisor Data
SEC Registration as : Related Advisor
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 7
Other Business Activities: commodity pool operator or commodity trading advisor
Advisor Fees/Compensation: Percentage of assets under management
Amount of client funds and securities:
Total Number of Clients: 0
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures: 11.C (1),11.C (2),11.C (4),11.C (5)
Data above was derived from SEC filings.

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EQUINOX FUND MANAGEMENT, LLC

ownership team - last updated 2017-03-31
Name Title Start Date Direct/Indirect % Ownership
PLIMPTON CAPITAL LLC MEMBER 06/01/2003 Direct 75% or more
Fund Name Position direct/indirect start date end date
EQUINOX FUND MANAGEMENT, LLC OWNER direct 2003-06-01
EQUINOX FUND MANAGEMENT, LLC MEMBER direct 2003-06-01
EQUINOX FUND MANAGEMENT, LLC OWNER direct 2006-02-01
GILLESPIE, STACEY, JEAN CHIEF COMPLIANCE OFFICER 08/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
BOENNING & SCATTERGOOD, INC. CCO direct 2013-12-01
BOENNING & SCATTERGOOD, INC. CHIEF COMPLIANCE OFFICER / DIRECTOR direct 2013-12-01
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2016-08-01
AQUA TERRA ASSET MANAGEMENT LLC CHIEF COMPLIANCE OFFICER direct 2007-09-01
EQUINOX FUND MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2016-08-01
PALLADIEM LLC CHIEF COMPLIANCE OFFICER direct 2016-01-01
JB INVESTMENTS MANAGEMENT, LLC CHIEF COMPLIANCE OFFICER direct 2017-06-01
ENCK, ROBERT, JOSEPH PRESIDENT/CHIEF EXECUTIVE OFFICER 03/01/2007 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP PRESIDENT OF THE GP direct 2014-11-01
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP PRESIDENT/CEO direct 2014-11-01
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP CHIEF COMPLIANCE OFFICER direct 2015-10-01
EQUINOX FUND MANAGEMENT, LLC PRESIDENT/CEO direct 2003-06-01
EQUINOX FUND MANAGEMENT, LLC PRESIDENT/CEO direct 2007-03-01
EQUINOX FUND MANAGEMENT, LLC PRESIDENT/CHIEF EXECUTIVE OFFICER direct 2007-03-01
EQUINOX FUND MANAGEMENT, LLC PRESIDENT/CHIEF EXECUTIVE OFFICER/CCO direct 2007-03-01
magolis, kristina LEGAL COUNSEL 10/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP LEGAL COUNSEL direct 2016-10-01
EQUINOX FUND MANAGEMENT, LLC LEGAL COUNSEL direct 2016-10-01
EQUINOX FINANCIAL GROUP, LLC MEMBER PLIMPTON CAPITAL, LLC 08/01/2003 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP MEMBER indirect 2013-01-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
SCAN PARTNERS, LTD MEMBER EQUINOX FINANCIAL GROUP, LLC 08/01/2003 Indirect 75% or more
Fund Name Position direct/indirect start date end date
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP MEMBER indirect 2013-01-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
EQUINOX FUND MANAGEMENT, LLC MEMBER indirect 2003-08-01
MONOGHAN PALLAT, CAROLINE GENERAL PARTNER SCAN PARTNERS, LTD 08/01/2003 Indirect Other
Fund Name Position direct/indirect start date end date
EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP GENERAL PARTNER indirect 2003-08-01
EQUINOX FUND MANAGEMENT, LLC GENERAL PARTNER indirect 2003-08-01

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