FAIRPOINTE CAPITAL LLC

https://www.linkedin.com/company/fairpointe-capital-llc CHICAGO, IL Investment Advisor How do I update this listing?

Fairpointe Capital is based out of Chicago. Fairpointe Capital is a large advisory firm with 10 clients and discretionary assets under management (AUM) of $2,935,322,080 (Form ADV from 2019-08-07). Their last reported 13F filing for Q3 2019 included $1,968,287,000 in managed 13F securities and a top 10 holdings concentration of 34.81%. Fairpointe Capital's largest holding is Molson Coors Brewing Company with shares held of 1,560,356. Fairpointe Capital has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 35 13F filings, and 115 13G filings

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09/30/2019

13F Sector Allocation Over Time

09/30/2019

13F Activity

  • Market Value $1.968 Billion
  • Prior Market Value $2.455 Billion
  • New Purchases5 stocks
  • Additional Purchases21 stocks
  • Sold out of5 stocks
  • Reduced holdings in38 stocks
  • Top 10 Holdings % 34.81 %
  • Turnover % [1]:12.50%
  • Turnover Alt % [2]: 25.96 %
  • Time Held Top20:4.70 quarters
  • Time Held Top10:5.00 quarters
  • Time Held All:12.86 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-11-14

Performance for Q3 2019: 6.09%
Performance Last 4 Quarters: -5.64%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
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Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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13F Filings Available:
  • 2019-09-30 - 13F-HR (Subscription required)
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)
  • 2017-03-31 - 13F-HR (Subscription required)
  • 2016-12-31 - 13F-HR (Subscription required)
  • 2016-09-30 - 13F-HR (Subscription required)
  • 2016-06-30 - 13F-HR (Subscription required)
  • 2016-03-31 - 13F-HR (Subscription required)
  • 2015-12-31 - 13F-HR (Subscription required)
  • 2015-09-30 - 13F-HR (Subscription required)
  • 2015-06-30 - 13F-HR (Subscription required)
  • 2015-03-31 - 13F-HR (Subscription required)
  • 2014-12-31 - 13F-HR (Subscription required)
  • 2014-09-30 - 13F-HR (Subscription required)
  • 2014-06-30 - 13F-HR (Subscription required)
  • 2014-03-31 - 13F-HR (Subscription required)
  • 2013-12-31 - 13F-HR (Subscription required)
  • 2013-09-30 - 13F-HR (Subscription required)
  • 2013-06-30 - 13F-HR (Subscription required)
  • 2013-03-31 - 13F-HR (Subscription required)
  • 2012-12-31 - 13F-HR (Subscription required)
  • 2012-09-30 - 13F-HR (Subscription required)
  • 2012-06-30 - 13F-HR (Subscription required)
  • 2012-03-31 - 13F-HR (Subscription required)
  • 2011-12-31 - 13F-HR/A (Subscription required)
  • 2011-12-31 - 13F-HR (Subscription required)
  • 2011-09-30 - 13F-HR (Subscription required)
  • 2011-06-30 - 13F-HR (Subscription required)
This lets you look at individual sub managers or subsidiaries within the 13F filing.

13F Managers

Subsidiaries/Managers included in latest 13F
Name
AMG Funds LLC

View Last Form Adv Compilation Report on Record

FAIRPOINTE CAPITAL LLC
Classified as Hedge Fund
ONE NORTH FRANKLIN STREET SUITE 3300
CHICAGO IL    60606-2401
Country: United States

Business Phone: (312)477-3300
Fax: (312) 477-3400
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm,Investment advisor to an investment company
Form of Organization: Limited Liability Company
Organized in: DE
Number of employees: 15
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Performance-based fees
Amount of client funds and securities:
Total Number of Clients: 10
Amount of client funds and securities by related persons: 23,107,400
Total Number of clients from related persons: 1
Disclosures:
Data above was derived from SEC filings.

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FAIRPOINTE CAPITAL LLC

ownership team - last updated 2019-08-07
Name Title Start Date Direct/Indirect % Ownership
ZERHUSEN, THYRA, EMMY CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2010-12-01
TALON ASSET MANAGEMENT INC FUND MANAGER & SHAREHOLDER direct 1999-04-01 2002-08-05
TALON ASSET MANAGEMENT INC FUND MANAGER direct 1999-04-01 2003-03-19
TZ CAPITAL LLC CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-02-03
TZ CAPITAL LLC MANAGING MEMBER, CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-03-11
LUKASZEWICZ, ROBERT, JOHN CHIEF FINANCIAL OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2011-02-01
INSTITUTIONAL CAPITAL LLC SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2008-06-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2009-09-01
LORDEN, MARIE, LOUISE PORTFOLIO MANAGER 02/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
PIERSON, MARY, LOUISE CO-CHIEF EXECUTIVE OFFICER 02/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER direct 2015-02-01
KATAUSKAS, MICHELLE, JOY CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMUM INVESTMENT ADVISORS, LLC DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER direct 2007-05-01
FAIRPOINTE CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
1837 PARTNERS L.P. United States 805-4341718961 Hedge Fund 23,107,367 250,000

FAIRPOINTE CAPITAL LLC

ownership team - last updated 2019-03-15
Name Title Start Date Direct/Indirect % Ownership
ZERHUSEN, THYRA, EMMY CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2010-12-01
TALON ASSET MANAGEMENT INC FUND MANAGER & SHAREHOLDER direct 1999-04-01 2002-08-05
TALON ASSET MANAGEMENT INC FUND MANAGER direct 1999-04-01 2003-03-19
TZ CAPITAL LLC CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-02-03
TZ CAPITAL LLC MANAGING MEMBER, CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-03-11
LUKASZEWICZ, ROBERT, JOHN CHIEF FINANCIAL OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2011-02-01
INSTITUTIONAL CAPITAL LLC SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2008-06-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2009-09-01
LORDEN, MARIE, LOUISE PORTFOLIO MANAGER 02/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
PIERSON, MARY, LOUISE CO-CHIEF EXECUTIVE OFFICER 02/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER direct 2015-02-01
KATAUSKAS, MICHELLE, JOY CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMUM INVESTMENT ADVISORS, LLC DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER direct 2007-05-01
FAIRPOINTE CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
1837 PARTNERS L.P. United States 805-4341718961 Hedge Fund 23,107,367 250,000

FAIRPOINTE CAPITAL LLC

ownership team - last updated 2017-05-09
Name Title Start Date Direct/Indirect % Ownership
ZERHUSEN, THYRA, EMMY MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 12/01/2010 Direct 75% or more
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER direct 2010-12-01
TALON ASSET MANAGEMENT INC FUND MANAGER & SHAREHOLDER direct 1999-04-01 2002-08-05
TALON ASSET MANAGEMENT INC FUND MANAGER direct 1999-04-01 2003-03-19
TZ CAPITAL LLC CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-02-03
TZ CAPITAL LLC MANAGING MEMBER, CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER direct 2010-12-01 2011-03-11
LUKASZEWICZ, ROBERT, JOHN CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER 02/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER direct 2011-02-01
INSTITUTIONAL CAPITAL LLC SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2008-06-01
INSTITUTIONAL CAPITAL LLC EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER direct 2009-09-01
LORDEN, MARIE, LOUISE PORTFOLIO MANAGER 02/01/2011 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
PIERSON, MARY, LOUISE CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER 02/01/2015 Direct 5 - 10%
Fund Name Position direct/indirect start date end date
FAIRPOINTE CAPITAL LLC PORTFOLIO MANAGER direct 2011-02-01
FAIRPOINTE CAPITAL LLC CO-CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER direct 2015-02-01
KATAUSKAS, MICHELLE, JOY CHIEF COMPLIANCE OFFICER 06/01/2011 Direct less than 5%
Fund Name Position direct/indirect start date end date
OPTIMUM INVESTMENT ADVISORS, LLC DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER direct 2007-05-01
FAIRPOINTE CAPITAL LLC CHIEF COMPLIANCE OFFICER direct 2011-06-01

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