FERRIS CAPITAL, LLC

HTTP://WWW.FERRISCAPITAL.COM/ MARLBOROUGH, MA Investment Advisor How do I update this listing?

Ferris Capital is based out of Marlborough. Ferris Capital is a large advisory firm with 196 clients and discretionary assets under management (AUM) of $575,050,460 (Form ADV from 2019-03-25). Their last reported 13F filing for Q2 2019 included $269,742,000 in managed 13F securities and a top 10 holdings concentration of 35.78%. Ferris Capital's largest holding is SPDR S&P 500 ETF Trust with shares held of 116,187. Whalewisdom has at least 9 13F filings

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06/30/2019

13F Sector Allocation Over Time

06/30/2019

13F Activity

  • Market Value $269.742 Million
  • Prior Market Value $272.125 Million
  • New Purchases5 stocks
  • Additional Purchases27 stocks
  • Sold out of533 stocks
  • Reduced holdings in58 stocks
  • Top 10 Holdings % 35.78 %
  • Turnover % [1]:328.05%
  • Turnover Alt % [2]: 8.38 %
  • Time Held Top20:5.05 quarters
  • Time Held Top10:5.20 quarters
  • Time Held All:6.75 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-05-15

Performance for Q1 2019: 4.38%
Performance Last 4 Quarters: 5.66%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2019-06-30 - 13F-HR (Subscription required)
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)
  • 2017-09-30 - 13F-HR (Subscription required)
  • 2017-06-30 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FERRIS CAPITAL, LLC
Classified as Hedge Fund
325 DONALD LYNCH BLVD. SUITE 200
MARLBOROUGH MA    01752
Country: United States

Business Phone: (508) 281-5200
Fax:
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 319,679,000
Total Number of Clients: 196
Amount of client funds and securities by related persons: 1,500,000
Total Number of clients from related persons: 6
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FERRIS CAPITAL, LLC

ownership team - last updated 2019-03-25
Name Title Start Date Direct/Indirect % Ownership
FERRIS, DAVID, MATTHEW MANAGING MEMBER 10/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2012-10-01
FERRIS CAPITAL, LLC MANAGING MEMBER direct 2012-10-01
Russell, Matthew, James ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2017-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FD CHESTNUT OPPORTUNITY, LLC United States 805-2439353175 Private Equity Fund 1,500,000 100,000

FERRIS CAPITAL, LLC

ownership team - last updated 2018-12-11
Name Title Start Date Direct/Indirect % Ownership
FERRIS, DAVID, MATTHEW MANAGING MEMBER 10/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2012-10-01
FERRIS CAPITAL, LLC MANAGING MEMBER direct 2012-10-01
Russell, Matthew, James ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2017-07-01

Private Funds

Name Country Fund Identification Number Fund Type Gross Asset Value Minimum Investment Other
FD CHESTNUT OPPORTUNITY, LLC United States 805-2439353175 Private Equity Fund 1,600,000 100,000

FERRIS CAPITAL, LLC

ownership team - last updated 2018-04-27
Name Title Start Date Direct/Indirect % Ownership
FERRIS, DAVID, MATTHEW MANAGING MEMBER 10/01/2012 Direct 75% or more
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER direct 2012-10-01
FERRIS CAPITAL, LLC MANAGING MEMBER direct 2012-10-01
Russell, Matthew, James ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER 07/01/2017 Direct less than 5%
Fund Name Position direct/indirect start date end date
FERRIS CAPITAL, LLC ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER direct 2017-07-01

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