FINANCIAL ADVISORS, LLC

HTTP://WWW.THE-FINANCIAL-ADVISORS.COM ANDOVER, MA Investment Advisor How do I update this listing?

Financial Advisors is based out of Andover. Financial Advisors is a large advisory firm with 652 clients and discretionary assets under management (AUM) of $561,565,649 (Form ADV from 2018-08-22). Their last reported 13F filing for Q4 2018 included $123,019,000 in managed 13F securities and a top 10 holdings concentration of 84.32%. Financial Advisors's largest holding is iShares Edge MSCI Min Vol USA ETF with shares held of 570,981. Whalewisdom has at least 1 13F filings

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12/31/2018

Top Sells

  • Name% Change

12/31/2018

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 0.91%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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13F Filings Available:
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

THE FINANCIAL ADVISORS, LLC
26 ESSEX STREET
ANDOVER MA    01810
Country: United States

Business Phone: 978-475-3242
Fax: 888-974-0397
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: MA
Number of employees: 14
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 652
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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THE FINANCIAL ADVISORS, LLC

ownership team - last updated 2017-03-28
Name Title Start Date Direct/Indirect % Ownership
SUMBERG, RICHARD, LOUIS CHIEF COMPLIANCE OFFICER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RICHARD L. SUMBERG DBA THE FINANCIAL ADVISORS OWNER direct 1991-05-01
RICHARD L SUMBERG OWNER, CHIEF COMPLIANCE OFFICER direct 1991-05-01
RICHARD L SUMBERG MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 2008-01-01
THE FINANCIAL ADVISORS, LLC CHIEF COMPLIANCE OFFICER direct 2008-01-01
MILLER, ROBERT, CONOVER MEMBER 01/01/2008 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
RICHARD L SUMBERG MEMBER direct 2008-01-01
THE FINANCIAL ADVISORS, LLC MEMBER direct 2008-01-01
KUMPH, MICHAEL, PAULL MEMBER 01/01/2008 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
RICHARD L SUMBERG MEMBER direct 2008-01-01
THE FINANCIAL ADVISORS, LLC MEMBER direct 2008-01-01

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