FINANCIAL ADVISORY CORP

HTTP://WWW.FACADVISORS.COM MESA, AZ Investment Advisor How do I update this listing?

Financial Advisory Corp is based out of Mesa. Financial Advisory Corp is a large advisory firm with 327 clients and discretionary assets under management (AUM) of $233,901,972 (Form ADV from 2020-11-20). Their last reported 13F filing for Q1 2021 included $115,714,000 in managed 13F securities and a top 10 holdings concentration of 65.25%. Financial Advisory Corp's largest holding is VANGUARD DIVIDEND APPRECIATION INDEX FUND-ETF Shares with shares held of 78,917. Whalewisdom has at least 6 13F filings

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03/31/2021

13F Activity

  • Market Value $115.714 Million
  • Prior Market Value $126.982 Million
  • New Purchases11 stocks
  • Additional Purchases13 stocks
  • Sold out of2 stocks
  • Reduced holdings in18 stocks
  • Top 10 Holdings % 65.25 %
  • Turnover % [1]:25.49%
  • Turnover Alt % [2]: 24.51 %
  • Time Held Top20:3.35 quarters
  • Time Held Top10:2.90 quarters
  • Time Held All:3.16 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

03/31/2021

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2021-02-16

Performance for Q4 2020: 7.05%
Performance Last 4 Quarters: 0.0%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

ROVIN CAPITAL
6640 E BASELINE RD STE 103
MESA AZ    85206
Country: United States

Business Phone: 480-739-2110
Fax: 858-487-0547
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: UT
Number of employees: 6
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 327
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Insider Transactions in the past year

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ROVIN CAPITAL LLC

ownership team - last updated 2020-11-20
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MARKELL, ANTHONY CEO 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
PIERCE, KIMBALL, ERIC CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01
BLUE KING MOMENTUM INC OWNER 07/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER direct 2020-07-01
SNOWY RIVER CORP OWNER 07/01/2020 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER direct 2020-07-01
PIERCE, KIMBALL, ERIC OWNER BLUE KING MOMENTUM INC 07/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01
STAFFIERI, MARKELL, ANTHONY OWNER SNOWY RIVER CORP 07/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
Pierce, Whitnite OWNER BLUE KING MOMENTUM INC 07/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER indirect 2020-07-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2020-08-04
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MARKELL, ANTHONY CEO 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
PIERCE, KIMBALL, ERIC CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01
BLUE KING MOMENTUM INC OWNER 07/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER direct 2020-07-01
SNOWY RIVER CORP OWNER 07/01/2020 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER direct 2020-07-01
PIERCE, KIMBALL, ERIC OWNER BLUE KING MOMENTUM INC 07/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01
STAFFIERI, MARKELL, ANTHONY OWNER SNOWY RIVER CORP 07/01/2020 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
Pierce, Whitnite OWNER BLUE KING MOMENTUM INC 07/01/2020 Indirect 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION OWNER indirect 2020-07-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2020-06-24
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MARKELL, ANTHONY CEO/OWNER 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
PIERCE, KIMBALL, ERIC CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2020-03-26
Name Title Start Date Direct/Indirect % Ownership

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2019-11-26
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MARKELL, ANTHONY CEO/OWNER 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
PIERCE, KIMBALL, ERIC CHIEF COMPLIANCE OFFICER 11/01/2019 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 2019-11-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2019-02-26
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MICHAEL, ANTHONY CHAIRMAN/FOUNDER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-09-01
FINANCIAL ADVISORY CORPORATION CHAIRMAN/FOUNDER direct 2015-04-01
FINANCIAL ADVISORY CORP PRESIDENT direct 1978-09-01 2005-01-25
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 1978-10-01 2010-03-10
FINANCIAL ADVISORY CORPORATION PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1978-10-01 2015-02-09
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2015-04-01 2015-10-27
STAFFIERI, MARKELL, ANTHONY CEO/CCO/PRESIDENT 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2018-12-21
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MICHAEL, ANTHONY CHAIRMAN/FOUNDER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-09-01
FINANCIAL ADVISORY CORPORATION CHAIRMAN/FOUNDER direct 2015-04-01
FINANCIAL ADVISORY CORP PRESIDENT direct 1978-09-01 2005-01-25
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 1978-10-01 2010-03-10
FINANCIAL ADVISORY CORPORATION PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1978-10-01 2015-02-09
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2015-04-01 2015-10-27
STAFFIERI, MARKELL, ANTHONY CEO/CCO/PRESIDENT 04/01/2015 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01

FINANCIAL ADVISORY CORPORATION

ownership team - last updated 2017-06-20
Name Title Start Date Direct/Indirect % Ownership
STAFFIERI, MICHAEL, ANTHONY CHAIRMAN/FOUNDER 04/01/2015 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORP PRESIDENT/CHIEF COMPLIANCE OFFICER direct 1978-09-01
FINANCIAL ADVISORY CORPORATION CHAIRMAN/FOUNDER direct 2015-04-01
FINANCIAL ADVISORY CORP PRESIDENT direct 1978-09-01 2005-01-25
FINANCIAL ADVISORY CORPORATION CHIEF COMPLIANCE OFFICER direct 1978-10-01 2010-03-10
FINANCIAL ADVISORY CORPORATION PRESIDENT AND CHIEF COMPLIANCE OFFICER direct 1978-10-01 2015-02-09
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2015-04-01 2015-10-27
STAFFIERI, MARKELL, ANTHONY CO-CEO/PRESIDENT 04/01/2015 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT direct 2011-01-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-CLIENT SERVICES direct 2011-01-01
FINANCIAL ADVISORY CORPORATION CO-CEO/PRESIDENT direct 2015-04-01
FINANCIAL ADVISORY CORPORATION PRESIDENT direct 2015-04-01
STAFFIERI, MATTHEW, DS CO-CEO/CCO/CIO 09/01/2012 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT-OPERATIONS direct 2012-09-01
FINANCIAL ADVISORY CORPORATION VICE PRESIDENT, CCO direct 2012-09-01
FINANCIAL ADVISORY CORPORATION CO-CEO/CCO/CIO direct 2012-09-01

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