FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

HTTP://WWW.TYPEAFINANCIAL.COM OLYMPIA, WA Investment Advisor How do I update this listing?

Financial Advocates Investment Management is based out of Olympia. Financial Advocates Investment Management is a large advisory firm with 12150 clients and discretionary assets under management (AUM) of $3,560,266,000 (Form ADV from 2019-01-22). Their last reported 13F filing for Q4 2018 included $397,847,000 in managed 13F securities and a top 10 holdings concentration of 27.9%. Financial Advocates Investment Management's largest holding is Parker-Hannifin Corp. with shares held of 183,540. Whalewisdom has at least 6 13F filings

Download 13F Summary to Excel Create Email Alert

12/31/2018

13F Sector Allocation Over Time

12/31/2018

13F Activity

  • Market Value $397.847 Million
  • Prior Market Value $865.433 Million
  • New Purchases12 stocks
  • Additional Purchases112 stocks
  • Sold out of1761 stocks
  • Reduced holdings in121 stocks
  • Top 10 Holdings % 27.90 %
  • Turnover % [1]:700.79%
  • Turnover Alt % [2]: 164.12 %
  • Time Held Top20:0.55 quarters
  • Time Held Top10:0.40 quarters
  • Time Held All:3.07 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2019-02-14

Performance for Q4 2018: 1.27%
Performance Last 4 Quarters: 1.55%
Performance Metrics
Stats are not available for the latest quarter

Refresh Advanced Export Download CSV Download Excel (.xlsx) Download TSV
Filter by:

Security Types:

Refresh
*Shares are split adjusted
Click here to report any possible errors with this listing.
13F Filings Available:
  • 2018-12-31 - 13F-HR/A (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)
  • 2018-09-30 - 13F-HR (Subscription required)
  • 2018-06-30 - 13F-HR (Subscription required)
  • 2018-03-31 - 13F-HR (Subscription required)
  • 2017-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
1601 COOPER POINT ROAD NW
OLYMPIA WA    98502
Country: United States

Business Phone: 360-866-2345
Fax: 360-866-6920
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: WA
Number of employees: 172
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities:
Total Number of Clients: 12150
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

Sign in to see

Form 4 - Recent Insider Transactions

Loading...

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

ownership team - last updated 2018-12-27
Name Title Start Date Direct/Indirect % Ownership
FINANCIAL ADVOCATES INCORPORATED OWNER 06/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC OWNER direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2011-03-01
KARBOSKI, CHERYL, LYNN CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMS INVESTMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-01-01
THRESHOLD GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2004-01-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2014-03-01
CAMPBELL, GARY, RAY MANAGING MEMBER/CEO / CHAIRMAN 06/01/2000 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHAIRMAN & CEO indirect 2000-06-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC MANAGING MEMBER, CHAIRMAN, CEO direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CEO / CHAIRMAN direct 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT DIRECTOR / CEO indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2010-06-01
VLACH, ANGELA, ELAINE PRESIDENT / CHIEF OPERATING OFFICER 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC PRESIDENT, CHIEF OPERATING OFFICER direct 2009-02-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT / COO direct 2008-04-01
WHITTLE, DOUGLAS, ROGER FAIM COMPLIANCE DIRECTOR 03/01/2018 Direct less than 5%
Fund Name Position direct/indirect start date end date
RUSSELL INSTITUTIONAL SERVICES INC. CHIEF COMPLIANCE OFFICER - BROKER DEALER MATTERS direct 2007-08-01
CAMPBELL, GARY, RAY MANAGING MEMBER / DIRECTOR / CEO FINANCIAL ADVOCATES INCORPORATED 06/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHAIRMAN & CEO indirect 2000-06-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC MANAGING MEMBER, CHAIRMAN, CEO direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CEO / CHAIRMAN direct 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT DIRECTOR / CEO indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2010-06-01

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

ownership team - last updated 2017-09-29
Name Title Start Date Direct/Indirect % Ownership
VLACH, ANGELA, ELAINE PRESIDENT / COO 04/01/2008 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC PRESIDENT, CHIEF OPERATING OFFICER direct 2009-02-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT / COO direct 2008-04-01
CAMPBELL, GARY, RAY CEO / CHAIRMAN 06/01/2000 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHAIRMAN & CEO indirect 2000-06-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC MANAGING MEMBER, CHAIRMAN, CEO direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CEO / CHAIRMAN direct 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT DIRECTOR / CEO indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2010-06-01
KARBOSKI, CHERYL, LYNN CHIEF COMPLIANCE OFFICER 03/01/2014 Direct less than 5%
Fund Name Position direct/indirect start date end date
SMS INVESTMENT COMPANY, LLC CHIEF COMPLIANCE OFFICER direct 2004-01-01
THRESHOLD GROUP, LLC CHIEF COMPLIANCE OFFICER direct 2004-01-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHIEF COMPLIANCE OFFICER direct 2014-03-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CHIEF COMPLIANCE OFFICER direct 2014-03-01
FINANCIAL ADVOCATES INCORPORATED MEMBER 03/01/2011 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC OWNER direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2011-03-01
CAMPBELL, GARY, RAY DIRECTOR / CEO FINANCIAL ADVOCATES INCORPORATED 06/01/2000 Indirect 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC CHAIRMAN & CEO indirect 2000-06-01
FINANCIAL ADVOCATES ADVISORY SERVICES, LLC MANAGING MEMBER, CHAIRMAN, CEO direct 2008-01-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT CEO / CHAIRMAN direct 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT DIRECTOR / CEO indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT PRESIDENT indirect 2000-06-01
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT MEMBER direct 2010-06-01

Elevate your investments