FINANCIAL INSIGHTS, INC.

HTTP://FINANCIALINSIGHTS.NET TACOMA, WA Investment Advisor How do I update this listing?

Financial Insights is based out of Tacoma. Financial Insights is a large advisory firm with 645 clients and discretionary assets under management (AUM) of $366,591,409 (Form ADV from 2019-03-28). Their last reported 13F filing for Q1 2019 included $95,953,000 in managed 13F securities and a top 10 holdings concentration of 66.29%. Financial Insights's largest holding is SPDR MSCI USA Quality Mix ETF with shares held of 104,351. Whalewisdom has at least 2 13F filings

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03/31/2019

13F Sector Allocation Over Time

03/31/2019

13F Activity

  • Market Value $95.953 Million
  • Prior Market Value $89.568 Million
  • New Purchases6 stocks
  • Additional Purchases19 stocks
  • Sold out of3 stocks
  • Reduced holdings in21 stocks
  • Top 10 Holdings % 66.29 %
  • Turnover % [1]:14.75%
  • Turnover Alt % [2]: 2.47 %
  • Time Held Top20:0.95 quarters
  • Time Held Top10:0.90 quarters
  • Time Held All:0.90 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.


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13F Filings Available:
  • 2019-03-31 - 13F-HR (Subscription required)
  • 2018-12-31 - 13F-HR (Subscription required)

View Last Form Adv Compilation Report on Record

FINANCIAL INSIGHTS INC
3110 RUSTON WAY, SUITE C
TACOMA WA    98402-5308
Country: United States

Business Phone: 253-627-6010
Fax: 253-627-6097
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: WA
Number of employees: 18
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges
Amount of client funds and securities:
Total Number of Clients: 645
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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FINANCIAL INSIGHTS INC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
LEWIS, DOROTHY, ANNE PRESIDENT/CEO 02/01/1981 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC PRESIDENT/CEO direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 1981-02-01
CRISS, ALEXANDRIA, A CHIEF COMPLIANCE OFFICER/MANAGING PARTNER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC CHIEF COMPLIANCE OFFICER/MANAGING PARTNER direct 2014-01-01

FINANCIAL INSIGHTS INC

ownership team - last updated 2018-12-17
Name Title Start Date Direct/Indirect % Ownership
LEWIS, DOROTHY, ANNE PRESIDENT/CEO 02/01/1981 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC PRESIDENT/CEO direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 1981-02-01
CRISS, ALEXANDRIA, A CHIEF COMPLIANCE OFFICER/MANAGING PARTNER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC CHIEF COMPLIANCE OFFICER/MANAGING PARTNER direct 2014-01-01

FINANCIAL INSIGHTS INC

ownership team - last updated 2018-06-08
Name Title Start Date Direct/Indirect % Ownership
LEWIS, DOROTHY, ANNE PRESIDENT/CEO 02/01/1981 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC PRESIDENT/CEO direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT direct 1981-02-01
FINANCIAL INSIGHTS INC PRESIDENT/ CHIEF COMPLIANCE OFFICER direct 1981-02-01
CRISS, ALEXANDRIA, A CHIEF COMPLIANCE OFFICER/MANAGING PARTNER 01/01/2014 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
FINANCIAL INSIGHTS INC CHIEF COMPLIANCE OFFICER/MANAGING PARTNER direct 2014-01-01

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