FINANCIAL SERVICES ADVISORY INC

https://www.facebook.com/fsainvest ROCKVILLE, MD Investment Advisor How do I update this listing?

Financial Services Advisory is based out of Rockville. Financial Services Advisory is a large advisory firm with 722 clients and discretionary assets under management (AUM) of $645,980,603 (Form ADV from 2019-10-01). Their last reported 13F filing for Q2 2020 included $197,166,000 in managed 13F securities and a top 10 holdings concentration of 82.26%. Financial Services Advisory's largest holding is iShares Russell 3000 ETF with shares held of 144,884. Whalewisdom has at least 11 13F filings

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06/30/2020

13F Activity

  • Market Value $197.166 Million
  • Prior Market Value $7.985 Million
  • New Purchases18 stocks
  • Additional Purchases1 stock
  • Sold out of3 stocks
  • Reduced holdings in2 stocks
  • Top 10 Holdings % 82.26 %
  • Turnover % [1]:91.30%
  • Turnover Alt % [2]: 96.08 %
  • Time Held Top20:0.40 quarters
  • Time Held Top10:0.00 quarters
  • Time Held All:3.26 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 28.7%
Performance Last 4 Quarters: 4.69%
Performance Metrics
Stats are not available for the latest quarter

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

FINANCIAL SERVICES ADVISORY
ONE CHURCH STREET SUITE 901
ROCKVILLE MD    20850
Country: United States

Business Phone: 301-949-7300
Fax: 301-949-7034
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Corporation
Organized in: MD
Number of employees: 12
Other Business Activities:
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees
Amount of client funds and securities: 45,451,900
Total Number of Clients: 722
Amount of client funds and securities by related persons: 850,442
Total Number of clients from related persons: 3
Disclosures:
Data above was derived from SEC filings.

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FINANCIAL SERVICES ADVISORY INC

ownership team - last updated 2020-06-25
Name Title Start Date Direct/Indirect % Ownership
PETERSEN, DAVID, RONALD CHIEF COMPLIANCE OFFICER & FOUNDING PARTNER 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC FOUNDING PARTNER & CHIEF COMPLIANCE OFFICER direct 2016-12-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100% direct 1982-02-01 2004-11-29
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100%/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2004-12-10
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2006-09-08
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER direct 1982-02-01 2010-11-15
FINANCIAL SERVICES ADVISORY INC CHIEF COMPLIANCE OFFICER/PRESIDENT direct 1982-02-01 2016-12-02
JOSEPH, JAMES, EDWARD PRESIDENT/TREASURER & PARTNER 01/01/2020 Direct 50 - 75%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC VICE PRESIDENT direct 2007-10-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT direct 2016-12-01
ROUGH, RONALD, JAMES DIRECTOR OF PORTFOLIO MANAGEMENT & PARTNER 01/01/2020 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC DIRECTOR OF PORTFOLIO MANAGEMENT & PARTNER direct 2020-01-01
Donohue, Kim, Marie SECRETARY 01/01/2020 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC SECRETARY direct 2020-01-01

FINANCIAL SERVICES ADVISORY INC

ownership team - last updated 2020-01-17
Name Title Start Date Direct/Indirect % Ownership

FINANCIAL SERVICES ADVISORY INC

ownership team - last updated 2019-03-27
Name Title Start Date Direct/Indirect % Ownership
PETERSEN, DAVID, RONALD FOUNDING PARTNER & CHIEF COMPLIANCE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC FOUNDING PARTNER & CHIEF COMPLIANCE OFFICER direct 2016-12-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100% direct 1982-02-01 2004-11-29
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100%/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2004-12-10
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2006-09-08
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER direct 1982-02-01 2010-11-15
FINANCIAL SERVICES ADVISORY INC CHIEF COMPLIANCE OFFICER/PRESIDENT direct 1982-02-01 2016-12-02
PETERSEN, TERRI, LYNN SEC/TREA. 04/01/1990 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC SEC/TREA. direct 1990-04-01
JOSEPH, JAMES, EDWARD PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC VICE PRESIDENT direct 2007-10-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT direct 2016-12-01

FINANCIAL SERVICES ADVISORY INC

ownership team - last updated 2017-05-03
Name Title Start Date Direct/Indirect % Ownership
PETERSEN, DAVID, RONALD FOUNDING PARTNER & CHIEF COMPLIANCE OFFICER 12/01/2016 Direct 75% or more
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC FOUNDING PARTNER & CHIEF COMPLIANCE OFFICER direct 2016-12-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100% direct 1982-02-01 2004-11-29
FINANCIAL SERVICES ADVISORY INC PRESIDENT/OWNER 100%/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2004-12-10
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER/CHIEF COMPLIANCE OFFICER direct 1982-02-01 2006-09-08
FINANCIAL SERVICES ADVISORY INC PRESIDENT/SHAREHOLDER direct 1982-02-01 2010-11-15
FINANCIAL SERVICES ADVISORY INC CHIEF COMPLIANCE OFFICER/PRESIDENT direct 1982-02-01 2016-12-02
PETERSEN, TERRI, LYNN SEC/TREA. 04/01/1990 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC SEC/TREA. direct 1990-04-01
JOSEPH, JAMES, EDWARD PRESIDENT 12/01/2016 Direct less than 5%
Fund Name Position direct/indirect start date end date
FINANCIAL SERVICES ADVISORY INC VICE PRESIDENT direct 2007-10-01
FINANCIAL SERVICES ADVISORY INC PRESIDENT direct 2016-12-01

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