PRIVATE VISTA, LLC

https://myprivatevista.com/ CHICAGO, IL Investment Advisor How do I update this listing?

Private Vista is based out of Chicago. Private Vista is a large advisory firm with 1057 clients and discretionary assets under management (AUM) of $1,564,290,000 (Form ADV from 2020-06-17). Their last reported 13F filing for Q2 2020 included $206,613,000 in managed 13F securities and a top 10 holdings concentration of 54.99%. Private Vista's largest holding is iShares Trust Core S&P Small Cap Index Fund with shares held of 383,825. Private Vista has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 20 13F filings, and 4 13G filings

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06/30/2020

13F Activity

  • Market Value $206.613 Million
  • Prior Market Value $264.693 Million
  • New Purchases15 stocks
  • Additional Purchases20 stocks
  • Sold out of35 stocks
  • Reduced holdings in75 stocks
  • Top 10 Holdings % 54.99 %
  • Turnover % [1]:42.74%
  • Turnover Alt % [2]: 44.33 %
  • Time Held Top20:6.80 quarters
  • Time Held Top10:5.20 quarters
  • Time Held All:10.42 quarters

[1]: Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter.

[2]: Alt Turnover is calculated by taking either the total MV of new purchases or the MV of securities sold, whichever is less, divided by the total MV of the fund.

06/30/2020

13F Sector Allocation Over Time

Portfolio Performance

Top 20 equal-weighted holdings. Performance numbers calculated through 2020-05-15

Performance for Q1 2020: 17.73%
Performance Last 4 Quarters: -4.69%
Performance Metrics
Stdev (5-yrs): Subscription required BETA (5-yrs): Subscription required ALPHA (3-yrs): Subscription required
Max Drawdown (all-years): Subscription required Annualized Perf (3-yrs): Subscription required Batting Avg vs S&P. (3-yrs): Subscription required
Sortino (3-yrs): Subscription required Stutzer (3-yrs): Subscription required Treynor (3-yrs): Subscription required
Sterling (3-yrs): Subscription required Calmar (3-yrs): Subscription required Information Ratio (3-yrs): Subscription required
Tracking Error (3 yrs): Subscription required Stdev Down (3-yrs): Subscription required Winning Months %: Subscription required
Losing Months %: Subscription required Best 12 Months: Subscription required Worst 12 Months: Subscription required
Efficiency Ratio (3-yrs): Subscription required Sharpe: Subscription required Stdev Sectors: Subscription required
Skewness (3-yrs): Subscription required Kurtosis (3-yrs): Subscription required Upside Potential (3-yrs): Subscription required

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*Shares are split adjusted

View Last Form Adv Compilation Report on Record

PRIVATE VISTA, LLC
2211 YORK ROAD SUITE 310
OAK BROOK IL    60523
Country: United States

Business Phone: 630-455-0600
Fax: 630-246-3162
Professional Investment Advisor Data
SEC Registration as : Large Advisory Firm
Form of Organization: Limited Liability Company
Organized in: IL
Number of employees: 33
Other Business Activities: insurance broker or agent
Advisor Fees/Compensation: Percentage of assets under management,Hourly charges,Fixed fees,THIRD PARTY ADVISER/MANAGER FEES
Amount of client funds and securities: 748,242,000
Total Number of Clients: 1057
Amount of client funds and securities by related persons:
Total Number of clients from related persons:
Disclosures:
Data above was derived from SEC filings.

Active Schedule 13D and 13G events

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Form 4 - Recent Insider Transactions

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PRIVATE VISTA, LLC

ownership team - last updated 2020-06-17
Name Title Start Date Direct/Indirect % Ownership
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01

PRIVATE VISTA, LLC

ownership team - last updated 2020-03-28
Name Title Start Date Direct/Indirect % Ownership

PRIVATE VISTA, LLC

ownership team - last updated 2019-08-28
Name Title Start Date Direct/Indirect % Ownership
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01

PRIVATE VISTA, LLC

ownership team - last updated 2019-05-14
Name Title Start Date Direct/Indirect % Ownership
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01

PRIVATE VISTA, LLC

ownership team - last updated 2019-03-28
Name Title Start Date Direct/Indirect % Ownership
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01

PRIVATE VISTA, LLC

ownership team - last updated 2018-11-01
Name Title Start Date Direct/Indirect % Ownership
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01

PRIVATE VISTA, LLC

ownership team - last updated 2018-04-25
Name Title Start Date Direct/Indirect % Ownership
Brown, Douglas, Stewart MANAGING MEMBER 07/01/2017 Direct 10 - 25%
Fund Name Position direct/indirect start date end date
PRIVATE VISTA, LLC MANAGING MEMBER direct 2017-07-01
WEIL, JAMES, MICHAEL MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
TONER, JEFFREY, MICHAEL MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER, CHIEF COMPLIANCE OFFICER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER/CHIEF COMPLIANCE OFFICER direct 1999-01-01 2007-05-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01 2010-03-23
MERDINGER, STEVEN, IRA MANAGING MEMBER 01/01/1999 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
FINANCIAL STRATEGY NETWORK LLC MANAGING MEMBER direct 1999-01-01
FINANCIAL STRATEGY NETWORK LLC GENERAL PARTNER direct 1999-01-01 2008-03-26
WESTRICK, ROBERT, ALFRED MANAGING MEMBER 07/01/2016 Direct 25 - 50%
Fund Name Position direct/indirect start date end date
WESTRICK NEFF & ASSOCIATES GENERAL PARTNER direct 1992-01-01
WNA WEALTH ADVISORS, INC. PRESIDENT direct 2005-01-01
PRIVATE VISTA, LLC MANAGING MEMBER direct 2016-07-01
WNA INVESTMENT PROGRAMS INC VP-SECRETARY direct 1993-08-01 2004-03-31

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